Phan Anh Duong

CL
h-index1
4papers
18citations
Novelty54%
AI Score55

4 Papers

CLJun 1, 2025Code
CHEER-Ekman: Fine-grained Embodied Emotion Classification

Phan Anh Duong, Cat Luong, Divyesh Bommana et al.

Emotions manifest through physical experiences and bodily reactions, yet identifying such embodied emotions in text remains understudied. We present an embodied emotion classification dataset, CHEER-Ekman, extending the existing binary embodied emotion dataset with Ekman's six basic emotion categories. Using automatic best-worst scaling with large language models, we achieve performance superior to supervised approaches on our new dataset. Our investigation reveals that simplified prompting instructions and chain-of-thought reasoning significantly improve emotion recognition accuracy, enabling smaller models to achieve competitive performance with larger ones. Our dataset is publicly available at: https://github.com/menamerai/cheer-ekman.

CLSep 25, 2025
Sycophancy Is Not One Thing: Causal Separation of Sycophantic Behaviors in LLMs

Daniel Vennemeyer, Phan Anh Duong, Tiffany Zhan et al.

Large language models (LLMs) often exhibit sycophantic behaviors -- such as excessive agreement with or flattery of the user -- but it is unclear whether these behaviors arise from a single mechanism or multiple distinct processes. We decompose sycophancy into sycophantic agreement and sycophantic praise, contrasting both with genuine agreement. Using difference-in-means directions, activation additions, and subspace geometry across multiple models and datasets, we show that: (1) the three behaviors are encoded along distinct linear directions in latent space; (2) each behavior can be independently amplified or suppressed without affecting the others; and (3) their representational structure is consistent across model families and scales. These results suggest that sycophantic behaviors correspond to distinct, independently steerable representations.

CLJan 19
Objective Matters: Fine-Tuning Objectives Shape Safety, Robustness, and Persona Drift

Daniel Vennemeyer, Punya Syon Pandey, Phan Anh Duong et al.

Fine-tuning LLMs on benign data can still degrade alignment and adversarial robustness, yet direct analysis of the role of fine-tuning objectives in shaping these safety outcomes remain limited. We present a controlled comparison of six fine-tuning objectives -- Supervised Fine-Tuning, Direct Preference Optimization, Conditional Fine-Tuning, Inoculation Prompting, Odds Ratio Preference Optimization, and KL-regularized fine-tuning -- holding data, domain, architecture, and optimization fixed. Across closed-form reasoning and open-ended generation tasks, we find that objective choice induces systematic, scale-dependent shifts along the safety-capability frontier. At small training budgets, robustness is similar across objectives but capability differs. At larger budgets, objectives diverge sharply: supervised and preference-based tuning tightly couple capability gains to increased adversarial vulnerability and persona drift, while objectives that constrain learning signals -- especially ORPO and KL-regularization -- substantially mitigate both. Fine-tuning objectives therefore matter little for safety at small scales but become a primary driver of adversarial robustness and latent persona stability as training scale increases.

CLSep 23, 2025
Anatomy of a Feeling: Narrating Embodied Emotions via Large Vision-Language Models

Mohammad Saim, Phan Anh Duong, Cat Luong et al.

The embodiment of emotional reactions from body parts contains rich information about our affective experiences. We propose a framework that utilizes state-of-the-art large vision-language models (LVLMs) to generate Embodied LVLM Emotion Narratives (ELENA). These are well-defined, multi-layered text outputs, primarily comprising descriptions that focus on the salient body parts involved in emotional reactions. We also employ attention maps and observe that contemporary models exhibit a persistent bias towards the facial region. Despite this limitation, we observe that our employed framework can effectively recognize embodied emotions in face-masked images, outperforming baselines without any fine-tuning. ELENA opens a new trajectory for embodied emotion analysis across the modality of vision and enriches modeling in an affect-aware setting.