Xinyang Pan

Shi Yin, Xinyang Pan, Xudong Zhu et al.

Deep learning for predicting the electronic-structure Hamiltonian of quantum systems necessitates satisfying the covariance laws, among which achieving SO(3)-equivariance without sacrificing the non-linear expressive capability of networks remains unsolved. To navigate the harmonization between equivariance and expressiveness, we propose a deep learning method synergizing two distinct categories of neural mechanisms as a two-stage encoding and regression framework. The first stage corresponds to group theory-based neural mechanisms with inherent SO(3)-equivariant properties prior to the parameter learning process, while the second stage is characterized by a non-linear 3D graph Transformer network we propose, featuring high capability on non-linear expressiveness. The novel combination lies in the point that, the first stage predicts baseline Hamiltonians with abundant SO(3)-equivariant features extracted, assisting the second stage in empirical learning of equivariance; and in turn, the second stage refines the first stage's output as a fine-grained prediction of Hamiltonians using powerful non-linear neural mappings, compensating for the intrinsic weakness on non-linear expressiveness capability of mechanisms in the first stage. Our method enables precise, generalizable predictions while capturing SO(3)-equivariance under rotational transformations, and achieves state-of-the-art performance in Hamiltonian prediction on six benchmark databases.

Shi Yin, Zujian Dai, Xinyang Pan et al.

Deep learning methods for electronic-structure Hamiltonian prediction has offered significant computational efficiency advantages over traditional DFT methods, yet the diversity of atomic types, structural patterns, and the high-dimensional complexity of Hamiltonians pose substantial challenges to the generalization performance. In this work, we contribute on both the methodology and dataset sides to advance universal deep learning paradigm for Hamiltonian prediction. On the method side, we propose NextHAM, a neural E(3)-symmetry and expressive correction method for efficient and generalizable materials electronic-structure Hamiltonian prediction. First, we introduce the zeroth-step Hamiltonians, which can be efficiently constructed by the initial charge density of DFT, as informative descriptors of neural regression model in the input level and initial estimates of the target Hamiltonian in the output level, so that the regression model directly predicts the correction terms to the target ground truths, thereby significantly simplifying the input-output mapping for learning. Second, we present a neural Transformer architecture with strict E(3)-Symmetry and high non-linear expressiveness for Hamiltonian prediction. Third, we propose a novel training objective to ensure the accuracy performance of Hamiltonians in both real space and reciprocal space, preventing error amplification and the occurrence of "ghost states" caused by the large condition number of the overlap matrix. On the dataset side, we curate a high-quality broad-coverage large benchmark, namely Materials-HAM-SOC, comprising 17,000 material structures spanning 68 elements from six rows of the periodic table and explicitly incorporating SOC effects. Experimental results on Materials-HAM-SOC demonstrate that NextHAM achieves excellent accuracy and efficiency in predicting Hamiltonians and band structures.

Shi Yin, Xinyang Pan, Fengyan Wang et al.

We propose a framework to combine strong non-linear expressiveness with strict SO(3)-equivariance in prediction of the electronic-structure Hamiltonian, by exploring the mathematical relationships between SO(3)-invariant and SO(3)-equivariant quantities and their representations. The proposed framework, called TraceGrad, first constructs theoretical SO(3)-invariant trace quantities derived from the Hamiltonian targets, and use these invariant quantities as supervisory labels to guide the learning of high-quality SO(3)-invariant features. Given that SO(3)-invariance is preserved under non-linear operations, the learning of invariant features can extensively utilize non-linear mappings, thereby fully capturing the non-linear patterns inherent in physical systems. Building on this, we propose a gradient-based mechanism to induce SO(3)-equivariant encodings of various degrees from the learned SO(3)-invariant features. This mechanism can incorporate powerful non-linear expressive capabilities into SO(3)-equivariant features with consistency of physical dimensions to the regression targets, while theoretically preserving equivariant properties, establishing a strong foundation for predicting Hamiltonian. Our method achieves state-of-the-art performance in prediction accuracy across eight challenging benchmark databases on Hamiltonian prediction. Experimental results demonstrate that this approach not only improves the accuracy of Hamiltonian prediction but also significantly enhances the prediction for downstream physical quantities, and also markedly improves the acceleration performance for the traditional Density Functional Theory algorithms.