Elliott Ash

Maria Antoniak, Joel Mire, Maarten Sap et al. · allen-ai, cmu

Story detection in online communities is a challenging task as stories are scattered across communities and interwoven with non-storytelling spans within a single text. We address this challenge by building and releasing the StorySeeker toolkit, including a richly annotated dataset of 502 Reddit posts and comments, a detailed codebook adapted to the social media context, and models to predict storytelling at the document and span levels. Our dataset is sampled from hundreds of popular English-language Reddit communities ranging across 33 topic categories, and it contains fine-grained expert annotations, including binary story labels, story spans, and event spans. We evaluate a range of detection methods using our data, and we identify the distinctive textual features of online storytelling, focusing on storytelling spans. We illuminate distributional characteristics of storytelling on a large community-centric social media platform, and we also conduct a case study on r/ChangeMyView, where storytelling is used as one of many persuasive strategies, illustrating that our data and models can be used for both inter- and intra-community research. Finally, we discuss implications of our tools and analyses for narratology and the study of online communities.

Dominik Stammbach, Maria Antoniak, Elliott Ash · eth-zurich

This paper shows how to use large-scale pre-trained language models to extract character roles from narrative texts without training data. Queried with a zero-shot question-answering prompt, GPT-3 can identify the hero, villain, and victim in diverse domains: newspaper articles, movie plot summaries, and political speeches.

Florian E. Dorner, Momchil Peychev, Nikola Konstantinov et al.

Text classifiers have promising applications in high-stake tasks such as resume screening and content moderation. These classifiers must be fair and avoid discriminatory decisions by being invariant to perturbations of sensitive attributes such as gender or ethnicity. However, there is a gap between human intuition about these perturbations and the formal similarity specifications capturing them. While existing research has started to address this gap, current methods are based on hardcoded word replacements, resulting in specifications with limited expressivity or ones that fail to fully align with human intuition (e.g., in cases of asymmetric counterfactuals). This work proposes novel methods for bridging this gap by discovering expressive and intuitive individual fairness specifications. We show how to leverage unsupervised style transfer and GPT-3's zero-shot capabilities to automatically generate expressive candidate pairs of semantically similar sentences that differ along sensitive attributes. We then validate the generated pairs via an extensive crowdsourcing study, which confirms that a lot of these pairs align with human intuition about fairness in the context of toxicity classification. Finally, we show how limited amounts of human feedback can be leveraged to learn a similarity specification that can be used to train downstream fairness-aware models.

Robert Mahari, Dominik Stammbach, Elliott Ash et al.

Legal practice is intrinsically rooted in the fabric of language, yet legal practitioners and scholars have been slow to adopt tools from natural language processing (NLP). At the same time, the legal system is experiencing an access to justice crisis, which could be partially alleviated with NLP. In this position paper, we argue that the slow uptake of NLP in legal practice is exacerbated by a disconnect between the needs of the legal community and the focus of NLP researchers. In a review of recent trends in the legal NLP literature, we find limited overlap between the legal NLP community and legal academia. Our interpretation is that some of the most popular legal NLP tasks fail to address the needs of legal practitioners. We discuss examples of legal NLP tasks that promise to bridge disciplinary disconnects and highlight interesting areas for legal NLP research that remain underexplored.

Elliott Ash, Aniket Kesari, Suresh Naidu et al.

Judicial opinions are written to be persuasive and could build public trust in court decisions, yet they can be difficult for non-experts to understand. We present a pipeline for using an AI assistant to generate simplified summaries of judicial opinions. Compared to existing expert-written summaries, these AI-generated simple summaries are more accessible to the public and more easily understood by non-experts. We show in a survey experiment that the AI summaries help respondents understand the key features of a ruling, and have higher perceived quality, especially for respondents with less formal education.

Robert Mahari, Dominik Stammbach, Elliott Ash et al.

We present the Legal Passage Retrieval Dataset LePaRD. LePaRD is a massive collection of U.S. federal judicial citations to precedent in context. The dataset aims to facilitate work on legal passage prediction, a challenging practice-oriented legal retrieval and reasoning task. Legal passage prediction seeks to predict relevant passages from precedential court decisions given the context of a legal argument. We extensively evaluate various retrieval approaches on LePaRD, and find that classification appears to work best. However, we note that legal precedent prediction is a difficult task, and there remains significant room for improvement. We hope that by publishing LePaRD, we will encourage others to engage with a legal NLP task that promises to help expand access to justice by reducing the burden associated with legal research. A subset of the LePaRD dataset is freely available and the whole dataset will be released upon publication.

Elliott Ash, Naman Goel, Nianyun Li et al.

Machine learning based decision-support tools in criminal justice systems are subjects of intense discussions and academic research. There are important open questions about the utility and fairness of such tools. Academic researchers often rely on a few small datasets that are not sufficient to empirically study various real-world aspects of these questions. In this paper, we contribute WCLD, a curated large dataset of 1.5 million criminal cases from circuit courts in the U.S. state of Wisconsin. We used reliable public data from 1970 to 2020 to curate attributes like prior criminal counts and recidivism outcomes. The dataset contains large number of samples from five racial groups, in addition to information like sex and age (at judgment and first offense). Other attributes in this dataset include neighborhood characteristics obtained from census data, detailed types of offense, charge severity, case decisions, sentence lengths, year of filing etc. We also provide pseudo-identifiers for judge, county and zipcode. The dataset will not only enable researchers to more rigorously study algorithmic fairness in the context of criminal justice, but also relate algorithmic challenges with various systemic issues. We also discuss in detail the process of constructing the dataset and provide a datasheet. The WCLD dataset is available at \url{https://clezdata.github.io/wcld/}.

Yu Fan, Jingwei Ni, Jakob Merane et al. · eth-zurich

Long-form legal reasoning remains a key challenge for large language models (LLMs) in spite of recent advances in test-time scaling. To address this, we introduce \textsc{LEXam}, a novel benchmark derived from 340 law exams spanning 116 law school courses across a range of subjects and degree levels. The dataset comprises 4,886 law exam questions in English and German, including 2,841 long-form, open-ended questions and 2,045 multiple-choice questions. Besides reference answers, the open questions are also accompanied by explicit guidance outlining the expected legal reasoning approach such as issue spotting, rule recall, or rule application. Our evaluation on both open-ended and multiple-choice questions present significant challenges for current LLMs; in particular, they notably struggle with open questions that require structured, multi-step legal reasoning. Moreover, our results underscore the effectiveness of the dataset in differentiating between models with varying capabilities. Deploying an ensemble LLM-as-a-Judge paradigm with rigorous human expert validation, we demonstrate how model-generated reasoning steps can be evaluated consistently and accurately, closely aligning with human expert assessments. Our evaluation setup provides a scalable method to assess legal reasoning quality beyond simple accuracy metrics. We have open-sourced our code on https://github.com/LEXam-Benchmark/LEXam and released our data on https://huggingface.co/datasets/LEXam-Benchmark/LEXam. Project page: https://lexam-benchmark.github.io.

Jingwei Ni, Tobias Schimanski, Meihong Lin et al.

Retrieval Augmented Generation (RAG) is widely employed to ground responses to queries on domain-specific documents. But do RAG implementations leave out important information when answering queries that need an integrated analysis of information (e.g., Tell me good news in the stock market today.)? To address these concerns, RAG developers need to annotate information retrieval (IR) data for their domain of interest, which is challenging because (1) domain-specific queries usually need nuanced definitions of relevance beyond shallow semantic relevance; and (2) human or GPT-4 annotation is costly and cannot cover all (query, document) pairs (i.e., annotation selection bias), thus harming the effectiveness in evaluating IR recall. To address these challenges, we propose DIRAS (Domain-specific Information Retrieval Annotation with Scalability), a manual-annotation-free schema that fine-tunes open-sourced LLMs to consider nuanced relevance definition and annotate (partial) relevance labels with calibrated relevance scores. Extensive evaluation shows that DIRAS enables smaller (8B) LLMs to achieve GPT-4-level performance on annotating and ranking unseen (query, document) pairs, and is helpful for real-world RAG development. All code, LLM generations, and human annotations can be found in \url{https://github.com/EdisonNi-hku/DIRAS}.

Emmanuel Bauer, Dominik Stammbach, Nianlong Gu et al.

This paper tackles the task of legal extractive summarization using a dataset of 430K U.S. court opinions with key passages annotated. According to automated summary quality metrics, the reinforcement-learning-based MemSum model is best and even out-performs transformer-based models. In turn, expert human evaluation shows that MemSum summaries effectively capture the key points of lengthy court opinions. Motivated by these results, we open-source our models to the general public. This represents progress towards democratizing law and making U.S. court opinions more accessible to the general public.

Malte Ostendorff, Elliott Ash, Terry Ruas et al.

Recommender systems assist legal professionals in finding relevant literature for supporting their case. Despite its importance for the profession, legal applications do not reflect the latest advances in recommender systems and representation learning research. Simultaneously, legal recommender systems are typically evaluated in small-scale user study without any public available benchmark datasets. Thus, these studies have limited reproducibility. To address the gap between research and practice, we explore a set of state-of-the-art document representation methods for the task of retrieving semantically related US case law. We evaluate text-based (e.g., fastText, Transformers), citation-based (e.g., DeepWalk, Poincaré), and hybrid methods. We compare in total 27 methods using two silver standards with annotations for 2,964 documents. The silver standards are newly created from Open Case Book and Wikisource and can be reused under an open license facilitating reproducibility. Our experiments show that document representations from averaged fastText word vectors (trained on legal corpora) yield the best results, closely followed by Poincaré citation embeddings. Combining fastText and Poincaré in a hybrid manner further improves the overall result. Besides the overall performance, we analyze the methods depending on document length, citation count, and the coverage of their recommendations. We make our source code, models, and datasets publicly available at https://github.com/malteos/legal-document-similarity/.

Jingwei Ni, Minjing Shi, Dominik Stammbach et al. · eth-zurich

With the rise of generative AI, automated fact-checking methods to combat misinformation are becoming more and more important. However, factual claim detection, the first step in a fact-checking pipeline, suffers from two key issues that limit its scalability and generalizability: (1) inconsistency in definitions of the task and what a claim is, and (2) the high cost of manual annotation. To address (1), we review the definitions in related work and propose a unifying definition of factual claims that focuses on verifiability. To address (2), we introduce AFaCTA (Automatic Factual Claim deTection Annotator), a novel framework that assists in the annotation of factual claims with the help of large language models (LLMs). AFaCTA calibrates its annotation confidence with consistency along three predefined reasoning paths. Extensive evaluation and experiments in the domain of political speech reveal that AFaCTA can efficiently assist experts in annotating factual claims and training high-quality classifiers, and can work with or without expert supervision. Our analyses also result in PoliClaim, a comprehensive claim detection dataset spanning diverse political topics.

Tobias Schimanski, Jingwei Ni, Mathias Kraus et al. · eth-zurich

Advances towards more faithful and traceable answers of Large Language Models (LLMs) are crucial for various research and practical endeavors. One avenue in reaching this goal is basing the answers on reliable sources. However, this Evidence-Based QA has proven to work insufficiently with LLMs in terms of citing the correct sources (source quality) and truthfully representing the information within sources (answer attributability). In this work, we systematically investigate how to robustly fine-tune LLMs for better source quality and answer attributability. Specifically, we introduce a data generation pipeline with automated data quality filters, which can synthesize diversified high-quality training and testing data at scale. We further introduce four test sets to benchmark the robustness of fine-tuned specialist models. Extensive evaluation shows that fine-tuning on synthetic data improves performance on both in- and out-of-distribution. Furthermore, we show that data quality, which can be drastically improved by proposed quality filters, matters more than quantity in improving Evidence-Based QA.

Jingwei Ni, Yu Fan, Vilém Zouhar et al. · eth-zurich

Variation in human annotation (i.e., disagreements) is common in NLP, often reflecting important information like task subjectivity and sample ambiguity. Modeling this variation is important for applications that are sensitive to such information. Although RLVR-style reasoning (Reinforcement Learning with Verifiable Rewards) has improved Large Language Model (LLM) performance on many tasks, it remains unclear whether such reasoning enables LLMs to capture informative variation in human annotation. In this work, we evaluate the influence of different reasoning settings on LLM disagreement modeling. We systematically evaluate each reasoning setting across model sizes, distribution expression methods, and steering methods, resulting in 60 experimental setups across 3 tasks. Surprisingly, our results show that RLVR-style reasoning degrades performance in disagreement modeling, while naive Chain-of-Thought (CoT) reasoning improves the performance of RLHF LLMs (RL from human feedback). These findings underscore the potential risk of replacing human annotators with reasoning LLMs, especially when disagreements are important.

Hauke Licht, Rupak Sarkar, Patrick Y. Wu et al.

Many constructs that characterize language, like its complexity or emotionality, have a naturally continuous semantic structure; a public speech is not just "simple" or "complex," but exists on a continuum between extremes. Although large language models (LLMs) are an attractive tool for measuring scalar constructs, their idiosyncratic treatment of numerical outputs raises questions of how to best apply them. We address these questions with a comprehensive evaluation of LLM-based approaches to scalar construct measurement in social science. Using multiple datasets sourced from the political science literature, we evaluate four approaches: unweighted direct pointwise scoring, aggregation of pairwise comparisons, token-probability-weighted pointwise scoring, and finetuning. Our study finds that pairwise comparisons made by LLMs produce better measurements than simply prompting the LLM to directly output the scores, which suffers from bunching around arbitrary numbers. However, taking the weighted mean over the token probability of scores further improves the measurements over the two previous approaches. Finally, finetuning smaller models with as few as 1,000 training pairs can match or exceed the performance of prompted LLMs.

Chenfei Xiong, Jingwei Ni, Yu Fan et al. · eth-zurich

We introduce Co-DETECT (Collaborative Discovery of Edge cases in TExt ClassificaTion), a novel mixed-initiative annotation framework that integrates human expertise with automatic annotation guided by large language models (LLMs). Co-DETECT starts with an initial, sketch-level codebook and dataset provided by a domain expert, then leverages the LLM to annotate the data and identify edge cases that are not well described by the initial codebook. Specifically, Co-DETECT flags challenging examples, induces high-level, generalizable descriptions of edge cases, and assists user in incorporating edge case handling rules to improve the codebook. This iterative process enables more effective handling of nuanced phenomena through compact, generalizable annotation rules. Extensive user study, qualitative and quantitative analyses prove the effectiveness of Co-DETECT.

Tianyi Wu, Jingwei Ni, Bryan Hooi et al. · eth-zurich

Instruction fine-tuning (IFT) can increase the informativeness of large language models (LLMs), but may reduce their truthfulness. This trade-off arises because IFT steers LLMs to generate responses containing long-tail knowledge that was not well covered during pre-training. As a result, models become more informative but less accurate when generalizing to unseen tasks. In this paper, we empirically demonstrate how unfamiliar knowledge in IFT datasets can negatively affect the truthfulness of LLMs, and we introduce two new IFT paradigms, $UNIT_{cut}$ and $UNIT_{ref}$, to address this issue. $UNIT_{cut}$ identifies and removes unfamiliar knowledge from IFT datasets to mitigate its impact on model truthfulness, whereas $UNIT_{ref}$ trains LLMs to recognize their uncertainty and explicitly indicate it at the end of their responses. Our experiments show that $UNIT_{cut}$ substantially improves LLM truthfulness, while $UNIT_{ref}$ maintains high informativeness and reduces hallucinations by distinguishing between confident and uncertain statements.

Dominik Stammbach, Philine Widmer, Eunjung Cho et al.

Large language models such as ChatGPT exhibit striking political biases. If users query them about political information, they often take a normative stance. To overcome this, we align LLMs with diverse political viewpoints from 100,000 comments written by candidates running for national parliament in Switzerland. Models aligned with this data can generate more accurate political viewpoints from Swiss parties, compared to commercial models such as ChatGPT. We also propose a procedure to generate balanced overviews summarizing multiple viewpoints using such models. The replication package contains all code and data.

Emilia Agis Lerner, Florian E. Dorner, Elliott Ash et al.

There is a growing body of work on learning from human feedback to align various aspects of machine learning systems with human values and preferences. We consider the setting of fairness in content moderation, in which human feedback is used to determine how two comments -- referencing different sensitive attribute groups -- should be treated in comparison to one another. With a novel dataset collected from Prolific and MTurk, we find significant gaps in fairness preferences depending on the race, age, political stance, educational level, and LGBTQ+ identity of annotators. We also demonstrate that demographics mentioned in text have a strong influence on how users perceive individual fairness in moderation. Further, we find that differences also exist in downstream classifiers trained to predict human preferences. Finally, we observe that an ensemble, giving equal weight to classifiers trained on annotations from different demographics, performs better for different demographic intersections; compared to a single classifier that gives equal weight to each annotation.

Yan Liu, Yan Gao, Zhe Su et al.

Content Warning: This work contains examples that potentially implicate stereotypes, associations, and other harms that could be offensive to individuals in certain social groups.} Large pre-trained language models are acknowledged to carry social biases towards different demographics, which can further amplify existing stereotypes in our society and cause even more harm. Text-to-SQL is an important task, models of which are mainly adopted by administrative industries, where unfair decisions may lead to catastrophic consequences. However, existing Text-to-SQL models are trained on clean, neutral datasets, such as Spider and WikiSQL. This, to some extent, cover up social bias in models under ideal conditions, which nevertheless may emerge in real application scenarios. In this work, we aim to uncover and categorize social biases in Text-to-SQL models. We summarize the categories of social biases that may occur in structured data for Text-to-SQL models. We build test benchmarks and reveal that models with similar task accuracy can contain social biases at very different rates. We show how to take advantage of our methodology to uncover and assess social biases in the downstream Text-to-SQL task. We will release our code and data.

Dominik Stammbach, Vilém Zouhar, Alexander Hoyle et al.

Topic models are used to make sense of large text collections. However, automatically evaluating topic model output and determining the optimal number of topics both have been longstanding challenges, with no effective automated solutions to date. This paper proposes using large language models to evaluate such output. We find that large language models appropriately assess the resulting topics, correlating more strongly with human judgments than existing automated metrics. We then investigate whether we can use large language models to automatically determine the optimal number of topics. We automatically assign labels to documents and choosing configurations with the most pure labels returns reasonable values for the optimal number of topics.

Philine Widmer, Clémentine Abed Meraim, Sergio Galletta et al.

This paper examines the diffusion of media slant. We document the influence of Fox News Channel (FNC) on the partisan slant of local newspapers in the U.S. over the years 1995-2008. We measure the political slant of local newspapers by scaling the news article texts to Republicans' and Democrats' speeches in Congress. Using channel positioning as an instrument for viewership, we find that higher FNC viewership causes local newspapers to adopt more right-wing slant. The effect emerges gradually, only several years after FNC's introduction, mirroring the channel's growing influence on voting behavior. A main driver of the shift in newspaper slant appears to be a change in local political preferences.

Dominik Stammbach, Boya Zhang, Elliott Ash

Automated claim checking is the task of determining the veracity of a claim given evidence found in a knowledge base of trustworthy facts. While previous work has taken the knowledge base as given and optimized the claim-checking pipeline, we take the opposite approach - taking the pipeline as given, we explore the choice of knowledge base. Our first insight is that a claim-checking pipeline can be transferred to a new domain of claims with access to a knowledge base from the new domain. Second, we do not find a "universally best" knowledge base - higher domain overlap of a task dataset and a knowledge base tends to produce better label accuracy. Third, combining multiple knowledge bases does not tend to improve performance beyond using the closest-domain knowledge base. Finally, we show that the claim-checking pipeline's confidence score for selecting evidence can be used to assess whether a knowledge base will perform well for a new set of claims, even in the absence of ground-truth labels.

Nianlong Gu, Elliott Ash, Richard H. R. Hahnloser

We introduce MemSum (Multi-step Episodic Markov decision process extractive SUMmarizer), a reinforcement-learning-based extractive summarizer enriched at each step with information on the current extraction history. When MemSum iteratively selects sentences into the summary, it considers a broad information set that would intuitively also be used by humans in this task: 1) the text content of the sentence, 2) the global text context of the rest of the document, and 3) the extraction history consisting of the set of sentences that have already been extracted. With a lightweight architecture, MemSum obtains state-of-the-art test-set performance (ROUGE) in summarizing long documents taken from PubMed, arXiv, and GovReport. Ablation studies demonstrate the importance of local, global, and history information. A human evaluation confirms the high quality and low redundancy of the generated summaries, stemming from MemSum's awareness of extraction history.

Dominik Stammbach, Elliott Ash

We introduce DocSCAN, a completely unsupervised text classification approach using Semantic Clustering by Adopting Nearest-Neighbors (SCAN). For each document, we obtain semantically informative vectors from a large pre-trained language model. Similar documents have proximate vectors, so neighbors in the representation space tend to share topic labels. Our learnable clustering approach uses pairs of neighboring datapoints as a weak learning signal. The proposed approach learns to assign classes to the whole dataset without provided ground-truth labels. On five topic classification benchmarks, we improve on various unsupervised baselines by a large margin. In datasets with relatively few and balanced outcome classes, DocSCAN approaches the performance of supervised classification. The method fails for other types of classification, such as sentiment analysis, pointing to important conceptual and practical differences between classifying images and texts.