Fernando E. Rosas

Alexandra M. Proca, Fernando E. Rosas, Andrea I. Luppi et al.

Striking progress has recently been made in understanding human cognition by analyzing how its neuronal underpinnings are engaged in different modes of information processing. Specifically, neural information can be decomposed into synergistic, redundant, and unique features, with synergistic components being particularly aligned with complex cognition. However, two fundamental questions remain unanswered: (a) precisely how and why a cognitive system can become highly synergistic; and (b) how these informational states map onto artificial neural networks in various learning modes. To address these questions, here we employ an information-decomposition framework to investigate the information processing strategies adopted by simple artificial neural networks performing a variety of cognitive tasks in both supervised and reinforcement learning settings. Our results show that synergy increases as neural networks learn multiple diverse tasks. Furthermore, performance in tasks requiring integration of multiple information sources critically relies on synergistic neurons. Finally, randomly turning off neurons during training through dropout increases network redundancy, corresponding to an increase in robustness. Overall, our results suggest that while redundant information is required for robustness to perturbations in the learning process, synergistic information is used to combine information from multiple modalities -- and more generally for flexible and efficient learning. These findings open the door to new ways of investigating how and why learning systems employ specific information-processing strategies, and support the principle that the capacity for general-purpose learning critically relies in the system's information dynamics.

Fernando E. Rosas

When learning to walk, infants seem to address a coarse version of the problem first - stay upright, reach the caregiver - and refine it only when further practice at that resolution stops paying off. Reinforcement learning offers multiple techniques for building simple versions of complex tasks, but lacks general principles for how to dynamically adjust the granularity of these abstractions during learning. This paper proposes one such principle: refine the abstraction as soon as the learning error within it becomes comparable to the error induced by the abstraction itself. Here, we investigate one way of formalising this principle via a performance certificate that decomposes value error into two terms: a learning error bound captured by a Bellman residual, and an abstraction error bound given by a bisimulation metric. The resulting switching strategy is implemented by soft state-action abstractions built from rate-distortion principles, whose resolution along state and action axes can be continuously adjusted. We validate this construction in a range of tabular settings, showing that near-optimal performance can be achieved under substantial lossy compression of state and action information.

Charles Westphal, Keivan Navaie, Fernando E. Rosas

Fine-tuned LLMs can covertly encode prompt secrets into outputs via steganographic channels. Prior work demonstrated this threat but relied on trivially recoverable encodings. We formalize payload recoverability via classifier accuracy and show previous schemes achieve 100\% recoverability. In response, we introduce low-recoverability steganography, replacing arbitrary mappings with embedding-space-derived ones. For Llama-8B (LoRA) and Ministral-8B (LoRA) trained on TrojanStego prompts, exact secret recovery rises from 17$\rightarrow$30\% (+78\%) and 24$\rightarrow$43\% (+80\%) respectively, while on Llama-70B (LoRA) trained on Wiki prompts, it climbs from 9$\rightarrow$19\% (+123\%), all while reducing payload recoverability. We then discuss detection. We argue that detecting fine-tuning-based steganographic attacks requires approaches beyond traditional steganalysis. Standard approaches measure distributional shift, which is an expected side-effect of fine-tuning. Instead, we propose a mechanistic interpretability approach: linear probes trained on later-layer activations detect the secret with up to 33\% higher accuracy in fine-tuned models compared to base models, even for low-recoverability schemes. This suggests that malicious fine-tuning leaves actionable internal signatures amenable to interpretability-based defenses.

Yike Guo, Qifeng Liu, Jie Chen et al.

This report presents a comprehensive view of our vision on the development path of the human-machine symbiotic art creation. We propose a classification of the creative system with a hierarchy of 5 classes, showing the pathway of creativity evolving from a mimic-human artist (Turing Artists) to a Machine artist in its own right. We begin with an overview of the limitations of the Turing Artists then focus on the top two-level systems, Machine Artists, emphasizing machine-human communication in art creation. In art creation, it is necessary for machines to understand humans' mental states, including desires, appreciation, and emotions, humans also need to understand machines' creative capabilities and limitations. The rapid development of immersive environment and further evolution into the new concept of metaverse enable symbiotic art creation through unprecedented flexibility of bi-directional communication between artists and art manifestation environments. By examining the latest sensor and XR technologies, we illustrate the novel way for art data collection to constitute the base of a new form of human-machine bidirectional communication and understanding in art creation. Based on such communication and understanding mechanisms, we propose a novel framework for building future Machine artists, which comes with the philosophy that a human-compatible AI system should be based on the "human-in-the-loop" principle rather than the traditional "end-to-end" dogma. By proposing a new form of inverse reinforcement learning model, we outline the platform design of machine artists, demonstrate its functions and showcase some examples of technologies we have developed. We also provide a systematic exposition of the ecosystem for AI-based symbiotic art form and community with an economic model built on NFT technology. Ethical issues for the development of machine artists are also discussed.

Lauren Greenspan, David Berman, Aryeh Brill et al.

Neural networks organize information according to the hierarchical, multi-scale structure of natural data. Methods to interpret model internals should be similarly scale-aware, explicitly tracking how features compose across resolutions and guaranteeing bounds on the influence of fine-grained structure that is discarded as irrelevant noise. We posit that the renormalisation framework from physics can meet this need by offering technical tools that can overcome limitations of current methods. Moreover, relevant work from adjacent fields has now matured to a point where scattered research threads can be synthesized into practical, theory-informed tools. To combine these threads in an AI safety context, we propose a unifying research agenda -- \emph{scale-aware interpretability} -- to develop formal machinery and interpretability tools that have robustness and faithfulness properties supported by statistical physics.

Adam Shai, Loren Amdahl-Culleton, Casper L. Christensen et al.

Transformers pretrained via next token prediction learn to factor their world into parts, representing these factors in orthogonal subspaces of the residual stream. We formalize two representational hypotheses: (1) a representation in the product space of all factors, whose dimension grows exponentially with the number of parts, or (2) a factored representation in orthogonal subspaces, whose dimension grows linearly. The factored representation is lossless when factors are conditionally independent, but sacrifices predictive fidelity otherwise, creating a tradeoff between dimensional efficiency and accuracy. We derive precise predictions about the geometric structure of activations for each, including the number of subspaces, their dimensionality, and the arrangement of context embeddings within them. We test between these hypotheses on transformers trained on synthetic processes with known latent structure. Models learn factored representations when factors are conditionally independent, and continue to favor them early in training even when noise or hidden dependencies undermine conditional independence, reflecting an inductive bias toward factoring at the cost of fidelity. This provides a principled explanation for why transformers decompose the world into parts, and suggests that interpretable low dimensional structure may persist even in models trained on complex data.

Fernando Rosas, Alexander Boyd, Manuel Baltieri

Recent work proposes using world models to generate controlled virtual environments in which AI agents can be tested before deployment to ensure their reliability and safety. However, accurate world models often have high computational demands that can severely restrict the scope and depth of such assessments. Inspired by the classic `brain in a vat' thought experiment, here we investigate ways of simplifying world models that remain agnostic to the AI agent under evaluation. By following principles from computational mechanics, our approach reveals a fundamental trade-off in world model construction between efficiency and interpretability, demonstrating that no single world model can optimise all desirable characteristics. Building on this trade-off, we identify procedures to build world models that either minimise memory requirements, delineate the boundaries of what is learnable, or allow tracking causes of undesirable outcomes. In doing so, this work establishes fundamental limits in world modelling, leading to actionable guidelines that inform core design choices related to effective agent evaluation.

Aaron J. Gutknecht, Fernando E. Rosas, David A. Ehrlich et al.

Distributed systems, such as biological and artificial neural networks, process information via complex interactions engaging multiple subsystems, resulting in high-order patterns with distinct properties across scales. Investigating how these systems process information remains challenging due to difficulties in defining appropriate multivariate metrics and ensuring their scalability to large systems. To address these challenges, we introduce a novel framework based on what we call "Shannon invariants" -- quantities that capture essential properties of high-order information processing in a way that depends only on the definition of entropy and can be efficiently calculated for large systems. Our theoretical results demonstrate how Shannon invariants can be used to resolve long-standing ambiguities regarding the interpretation of widely used multivariate information-theoretic measures. Moreover, our practical results reveal distinctive information-processing signatures of various deep learning architectures across layers, which lead to new insights into how these systems process information and how this evolves during training. Overall, our framework resolves fundamental limitations in analyzing high-order phenomena and offers broad opportunities for theoretical developments and empirical analyses.

Fernando E. Rosas, Pedro A. M. Mediano, Michael Gastpar

Learning and compression are driven by the common aim of identifying and exploiting statistical regularities in data, which opens the door for fertile collaboration between these areas. A promising group of compression techniques for learning scenarios is normalised maximum likelihood (NML) coding, which provides strong guarantees for compression of small datasets - in contrast with more popular estimators whose guarantees hold only in the asymptotic limit. Here we consider a NML-based decision strategy for supervised classification problems, and show that it attains heuristic PAC learning when applied to a wide variety of models. Furthermore, we show that the misclassification rate of our method is upper bounded by the maximal leakage, a recently proposed metric to quantify the potential of data leakage in privacy-sensitive scenarios.

M. Mahdi Azari, Atefeh Hajijamali Arani, Fernando Rosas

A cellular-connected unmanned aerial vehicle (UAV)faces several key challenges concerning connectivity and energy efficiency. Through a learning-based strategy, we propose a general novel multi-armed bandit (MAB) algorithm to reduce disconnectivity time, handover rate, and energy consumption of UAV by taking into account its time of task completion. By formulating the problem as a function of UAV's velocity, we show how each of these performance indicators (PIs) is improved by adopting a proper range of corresponding learning parameter, e.g. 50% reduction in HO rate as compared to a blind strategy. However, results reveal that the optimal combination of the learning parameters depends critically on any specific application and the weights of PIs on the final objective function.

Fernando E. Rosas, Pedro A. M. Mediano, Martin Biehl et al.

We introduce a novel framework to identify perception-action loops (PALOs) directly from data based on the principles of computational mechanics. Our approach is based on the notion of causal blanket, which captures sensory and active variables as dynamical sufficient statistics -- i.e. as the "differences that make a difference." Moreover, our theory provides a broadly applicable procedure to construct PALOs that requires neither a steady-state nor Markovian dynamics. Using our theory, we show that every bipartite stochastic process has a causal blanket, but the extent to which this leads to an effective PALO formulation varies depending on the integrated information of the bipartition.

Gert Dekkers, Fernando Rosas, Steven Lauwereins et al.

Smart sensing is expected to become a pervasive technology in smart cities and environments of the near future. These services are improving their capabilities due to integrated devices shrinking in size while maintaining their computational power, which can run diverse Machine Learning algorithms and achieve high performance in various data-processing tasks. One attractive sensor modality to be used for smart sensing are acoustic sensors, which can convey highly informative data while keeping a moderate energy consumption. Unfortunately, the energy budget of current wireless sensor networks is usually not enough to support the requirements of standard microphones. Therefore, energy efficiency needs to be increased at all layers --- sensing, signal processing and communication --- in order to bring wireless smart acoustic sensors into the market. To help to attain this goal, this paper introduces WASN-EM: an energy consumption model for wireless acoustic sensors networks (WASN), whose aim is to aid in the development of novel techniques to increase the energy-efficient of smart wireless acoustic sensors. This model provides a first step of exploration prior to custom design of a smart wireless acoustic sensor, and also can be used to compare the energy consumption of different protocols.