Shiyu Zhou

Yiming Rong, Yixin Zhang, Ziyi Wang et al.

Automatic speech recognition (ASR) systems have achieved remarkable performance in common conditions but often struggle to leverage long-context information in contextualized scenarios that require domain-specific knowledge, such as conference presentations. This challenge arises primarily due to constrained model context windows and the sparsity of relevant information within extensive contextual noise. To solve this, we propose the SAP$^{2}$ method, a novel framework that dynamically prunes and integrates relevant contextual keywords in two stages. Specifically, each stage leverages our proposed Speech-Driven Attention-based Pooling mechanism, enabling efficient compression of context embeddings while preserving speech-salient information. Experimental results demonstrate state-of-the-art performance of SAP$^{2}$ on the SlideSpeech and LibriSpeech datasets, achieving word error rates (WER) of 7.71% and 1.12%, respectively. On SlideSpeech, our method notably reduces biased keyword error rates (B-WER) by 41.1% compared to non-contextual baselines. SAP$^{2}$ also exhibits robust scalability, consistently maintaining performance under extensive contextual input conditions on both datasets.

Yixin Zhang, Ziyi Wang, Yiming Rong et al.

Large Language Models (LLMs) have recently shown strong reasoning and generalization capabilities, motivating their use as decision-making policies in complex environments. StarCraft II (SC2), with its massive state-action space and partial observability, is a challenging testbed. However, existing LLM-based SC2 agents primarily focus on improving the policy itself and overlook integrating a learnable, action-conditioned transition model into the decision loop. To bridge this gap, we propose StarWM, the first world model for SC2 that predicts future observations under partial observability. To facilitate learning SC2's hybrid dynamics, we introduce a structured textual representation that factorizes observations into five semantic modules, and construct SC2-Dynamics-50k, the first instruction-tuning dataset for SC2 dynamics prediction. We further develop a multi-dimensional offline evaluation framework for predicted structured observations. Offline results show StarWM's substantial gains over zero-shot baselines, including nearly 60% improvements in resource prediction accuracy and self-side macro-situation consistency. Finally, we propose StarWM-Agent, a world-model-augmented decision system that integrates StarWM into a Generate--Simulate--Refine decision loop for foresight-driven policy refinement. Online evaluation against SC2's built-in AI demonstrates consistent improvements, yielding win-rate gains of 30%, 15%, and 30% against Hard (LV5), Harder (LV6), and VeryHard (LV7), respectively, alongside improved macro-management stability and tactical risk assessment.

Minglun Han, Linhao Dong, Zhenlin Liang et al.

Nowadays, most methods in end-to-end contextual speech recognition bias the recognition process towards contextual knowledge. Since all-neural contextual biasing methods rely on phrase-level contextual modeling and attention-based relevance modeling, they may encounter confusion between similar context-specific phrases, which hurts predictions at the token level. In this work, we focus on mitigating confusion problems with fine-grained contextual knowledge selection (FineCoS). In FineCoS, we introduce fine-grained knowledge to reduce the uncertainty of token predictions. Specifically, we first apply phrase selection to narrow the range of phrase candidates, and then conduct token attention on the tokens in the selected phrase candidates. Moreover, we re-normalize the attention weights of most relevant phrases in inference to obtain more focused phrase-level contextual representations, and inject position information to better discriminate phrases or tokens. On LibriSpeech and an in-house 160,000-hour dataset, we explore the proposed methods based on a controllable all-neural biasing method, collaborative decoding (ColDec). The proposed methods provide at most 6.1% relative word error rate reduction on LibriSpeech and 16.4% relative character error rate reduction on the in-house dataset over ColDec.

Jing Liu, Xinxin Zhu, Fei Liu et al.

In this paper, we propose an Omni-perception Pre-Trainer (OPT) for cross-modal understanding and generation, by jointly modeling visual, text and audio resources. OPT is constructed in an encoder-decoder framework, including three single-modal encoders to generate token-based embeddings for each modality, a cross-modal encoder to encode the correlations among the three modalities, and two cross-modal decoders to generate text and image respectively. For the OPT's pre-training, we design a multi-task pretext learning scheme to model multi-modal resources from three different data granularities, \ie, token-, modality-, and sample-level modeling, through which OPT learns to align and translate among different modalities. The pre-training task is carried out on a large amount of image-text-audio triplets from Open Images. Experimental results show that OPT can learn strong image-text-audio multi-modal representations and achieve promising results on a variety of cross-modal understanding and generation tasks.

Cheng Yi, Shiyu Zhou, Bo Xu

End-to-end models have achieved impressive results on the task of automatic speech recognition (ASR). For low-resource ASR tasks, however, labeled data can hardly satisfy the demand of end-to-end models. Self-supervised acoustic pre-training has already shown its amazing ASR performance, while the transcription is still inadequate for language modeling in end-to-end models. In this work, we fuse a pre-trained acoustic encoder (wav2vec2.0) and a pre-trained linguistic encoder (BERT) into an end-to-end ASR model. The fused model only needs to learn the transfer from speech to language during fine-tuning on limited labeled data. The length of the two modalities is matched by a monotonic attention mechanism without additional parameters. Besides, a fully connected layer is introduced for the hidden mapping between modalities. We further propose a scheduled fine-tuning strategy to preserve and utilize the text context modeling ability of the pre-trained linguistic encoder. Experiments show our effective utilizing of pre-trained modules. Our model achieves better recognition performance on CALLHOME corpus (15 hours) than other end-to-end models.

Cheng Yi, Jianzhong Wang, Ning Cheng et al.

There are several domains that own corresponding widely used feature extractors, such as ResNet, BERT, and GPT-x. These models are usually pre-trained on large amounts of unlabeled data by self-supervision and can be effectively applied to downstream tasks. In the speech domain, wav2vec2.0 starts to show its powerful representation ability and feasibility of ultra-low resource speech recognition on the Librispeech corpus, which belongs to the audiobook domain. However, wav2vec2.0 has not been examined on real spoken scenarios and languages other than English. To verify its universality over languages, we apply pre-trained models to solve low-resource speech recognition tasks in various spoken languages. We achieve more than 20% relative improvements in six languages compared with previous work. Among these languages, English achieves a gain of 52.4%. Moreover, using coarse-grained modeling units, such as subword or character, achieves better results than fine-grained modeling units, such as phone or letter.

Minglun Han, Linhao Dong, Shiyu Zhou et al.

End-to-end (E2E) models have achieved promising results on multiple speech recognition benchmarks, and shown the potential to become the mainstream. However, the unified structure and the E2E training hamper injecting contextual information into them for contextual biasing. Though contextual LAS (CLAS) gives an excellent all-neural solution, the degree of biasing to given context information is not explicitly controllable. In this paper, we focus on incorporating context information into the continuous integrate-and-fire (CIF) based model that supports contextual biasing in a more controllable fashion. Specifically, an extra context processing network is introduced to extract contextual embeddings, integrate acoustically relevant context information and decode the contextual output distribution, thus forming a collaborative decoding with the decoder of the CIF-based model. Evaluated on the named entity rich evaluation sets of HKUST/AISHELL-2, our method brings relative character error rate (CER) reduction of 8.83%/21.13% and relative named entity character error rate (NE-CER) reduction of 40.14%/51.50% when compared with a strong baseline. Besides, it keeps the performance on original evaluation set without degradation.

Zhiyun Fan, Meng Li, Shiyu Zhou et al.

Wav2vec 2.0 is a recently proposed self-supervised framework for speech representation learning. It follows a two-stage training process of pre-training and fine-tuning, and performs well in speech recognition tasks especially ultra-low resource cases. In this work, we attempt to extend self-supervised framework to speaker verification and language identification. First, we use some preliminary experiments to indicate that wav2vec 2.0 can capture the information about the speaker and language. Then we demonstrate the effectiveness of wav2vec 2.0 on the two tasks respectively. For speaker verification, we obtain a new state-of-the-art result, Equal Error Rate (EER) of 3.61% on the VoxCeleb1 dataset. For language identification, we obtain an EER of 12.02% on 1 second condition and an EER of 3.47% on full-length condition of the AP17-OLR dataset. Finally, we utilize one model to achieve the unified modeling by the multi-task learning for the two tasks.

Salman Jahani, Shiyu Zhou, Dharmaraj Veeramani et al.

Prediction of events such as part replacement and failure events plays a critical role in reliability engineering. Event stream data are commonly observed in manufacturing and teleservice systems. Designing predictive models for individual units based on such event streams is challenging and an under-explored problem. In this work, we propose a non-parametric prognostic framework for individualized event prediction based on the inhomogeneous Poisson processes with a multivariate Gaussian convolution process (MGCP) prior on the intensity functions. The MGCP prior on the intensity functions of the inhomogeneous Poisson processes maps data from similar historical units to the current unit under study which facilitates sharing of information and allows for analysis of flexible event patterns. To facilitate inference, we derive a variational inference scheme for learning and estimation of parameters in the resulting MGCP modulated Poisson process model. Experimental results are shown on both synthetic data as well as real-world data for fleet based event prediction.

Linhao Dong, Cheng Yi, Jianzong Wang et al.

End-to-end models are gaining wider attention in the field of automatic speech recognition (ASR). One of their advantages is the simplicity of building that directly recognizes the speech frame sequence into the text label sequence by neural networks. According to the driving end in the recognition process, end-to-end ASR models could be categorized into two types: label-synchronous and frame-synchronous, each of which has unique model behaviour and characteristic. In this work, we make a detailed comparison on a representative label-synchronous model (transformer) and a soft frame-synchronous model (continuous integrate-and-fire (CIF) based model). The results on three public dataset and a large-scale dataset with 12000 hours of training data show that the two types of models have respective advantages that are consistent with their synchronous mode.

Zhiyun Fan, Jie Li, Shiyu Zhou et al.

Recently, end-to-end (E2E) models become a competitive alternative to the conventional hybrid automatic speech recognition (ASR) systems. However, they still suffer from speaker mismatch in training and testing condition. In this paper, we use Speech-Transformer (ST) as the study platform to investigate speaker aware training of E2E models. We propose a model called Speaker-Aware Speech-Transformer (SAST), which is a standard ST equipped with a speaker attention module (SAM). The SAM has a static speaker knowledge block (SKB) that is made of i-vectors. At each time step, the encoder output attends to the i-vectors in the block, and generates a weighted combined speaker embedding vector, which helps the model to normalize the speaker variations. The SAST model trained in this way becomes independent of specific training speakers and thus generalizes better to unseen testing speakers. We investigate different factors of SAM. Experimental results on the AISHELL-1 task show that SAST achieves a relative 6.5% CER reduction (CERR) over the speaker-independent (SI) baseline. Moreover, we demonstrate that SAST still works quite well even if the i-vectors in SKB all come from a different data source other than the acoustic training set.

Zhiyun Fan, Shiyu Zhou, Bo Xu

This paper proposes a novel approach to pre-train encoder-decoder sequence-to-sequence (seq2seq) model with unpaired speech and transcripts respectively. Our pre-training method is divided into two stages, named acoustic pre-trianing and linguistic pre-training. In the acoustic pre-training stage, we use a large amount of speech to pre-train the encoder by predicting masked speech feature chunks with its context. In the linguistic pre-training stage, we generate synthesized speech from a large number of transcripts using a single-speaker text to speech (TTS) system, and use the synthesized paired data to pre-train decoder. This two-stage pre-training method integrates rich acoustic and linguistic knowledge into seq2seq model, which will benefit downstream automatic speech recognition (ASR) tasks. The unsupervised pre-training is finished on AISHELL-2 dataset and we apply the pre-trained model to multiple paired data ratios of AISHELL-1 and HKUST. We obtain relative character error rate reduction (CERR) from 38.24% to 7.88% on AISHELL-1 and from 12.00% to 1.20% on HKUST. Besides, we apply our pretrained model to a cross-lingual case with CALLHOME dataset. For all six languages in CALLHOME dataset, our pre-training method makes model outperform baseline consistently.

Raed Kontar, Garvesh Raskutti, Shiyu Zhou

Recently there has been an increasing interest in the multivariate Gaussian process (MGP) which extends the Gaussian process (GP) to deal with multiple outputs. One approach to construct the MGP and account for non-trivial commonalities amongst outputs employs a convolution process (CP). The CP is based on the idea of sharing latent functions across several convolutions. Despite the elegance of the CP construction, it provides new challenges that need yet to be tackled. First, even with a moderate number of outputs, model building is extremely prohibitive due to the huge increase in computational demands and number of parameters to be estimated. Second, the negative transfer of knowledge may occur when some outputs do not share commonalities. In this paper we address these issues. We propose a regularized pairwise modeling approach for the MGP established using CP. The key feature of our approach is to distribute the estimation of the full multivariate model into a group of bivariate GPs which are individually built. Interestingly pairwise modeling turns out to possess unique characteristics, which allows us to tackle the challenge of negative transfer through penalizing the latent function that facilitates information sharing in each bivariate model. Predictions are then made through combining predictions from the bivariate models within a Bayesian framework. The proposed method has excellent scalability when the number of outputs is large and minimizes the negative transfer of knowledge between uncorrelated outputs. Statistical guarantees for the proposed method are studied and its advantageous features are demonstrated through numerical studies.

Linhao Dong, Shiyu Zhou, Wei Chen et al.

End-to-end models have been showing superiority in Automatic Speech Recognition (ASR). At the same time, the capacity of streaming recognition has become a growing requirement for end-to-end models. Following these trends, an encoder-decoder recurrent neural network called Recurrent Neural Aligner (RNA) has been freshly proposed and shown its competitiveness on two English ASR tasks. However, it is not clear if RNA can be further improved and applied to other spoken language. In this work, we explore the applicability of RNA in Mandarin Chinese and present four effective extensions: In the encoder, we redesign the temporal down-sampling and introduce a powerful convolutional structure. In the decoder, we utilize a regularizer to smooth the output distribution and conduct joint training with a language model. On two Mandarin Chinese conversational telephone speech recognition (MTS) datasets, our Extended-RNA obtains promising performance. Particularly, it achieves 27.7% character error rate (CER), which is superior to current state-of-the-art result on the popular HKUST task.

Shiyu Zhou, Shuang Xu, Bo Xu

Sequence-to-sequence attention-based models integrate an acoustic, pronunciation and language model into a single neural network, which make them very suitable for multilingual automatic speech recognition (ASR). In this paper, we are concerned with multilingual speech recognition on low-resource languages by a single Transformer, one of sequence-to-sequence attention-based models. Sub-words are employed as the multilingual modeling unit without using any pronunciation lexicon. First, we show that a single multilingual ASR Transformer performs well on low-resource languages despite of some language confusion. We then look at incorporating language information into the model by inserting the language symbol at the beginning or at the end of the original sub-words sequence under the condition of language information being known during training. Experiments on CALLHOME datasets demonstrate that the multilingual ASR Transformer with the language symbol at the end performs better and can obtain relatively 10.5\% average word error rate (WER) reduction compared to SHL-MLSTM with residual learning. We go on to show that, assuming the language information being known during training and testing, about relatively 12.4\% average WER reduction can be observed compared to SHL-MLSTM with residual learning through giving the language symbol as the sentence start token.

Shiyu Zhou, Linhao Dong, Shuang Xu et al.

The choice of modeling units is critical to automatic speech recognition (ASR) tasks. Conventional ASR systems typically choose context-dependent states (CD-states) or context-dependent phonemes (CD-phonemes) as their modeling units. However, it has been challenged by sequence-to-sequence attention-based models, which integrate an acoustic, pronunciation and language model into a single neural network. On English ASR tasks, previous attempts have already shown that the modeling unit of graphemes can outperform that of phonemes by sequence-to-sequence attention-based model. In this paper, we are concerned with modeling units on Mandarin Chinese ASR tasks using sequence-to-sequence attention-based models with the Transformer. Five modeling units are explored including context-independent phonemes (CI-phonemes), syllables, words, sub-words and characters. Experiments on HKUST datasets demonstrate that the lexicon free modeling units can outperform lexicon related modeling units in terms of character error rate (CER). Among five modeling units, character based model performs best and establishes a new state-of-the-art CER of $26.64\%$ on HKUST datasets without a hand-designed lexicon and an extra language model integration, which corresponds to a $4.8\%$ relative improvement over the existing best CER of $28.0\%$ by the joint CTC-attention based encoder-decoder network.

Shiyu Zhou, Linhao Dong, Shuang Xu et al.

Sequence-to-sequence attention-based models have recently shown very promising results on automatic speech recognition (ASR) tasks, which integrate an acoustic, pronunciation and language model into a single neural network. In these models, the Transformer, a new sequence-to-sequence attention-based model relying entirely on self-attention without using RNNs or convolutions, achieves a new single-model state-of-the-art BLEU on neural machine translation (NMT) tasks. Since the outstanding performance of the Transformer, we extend it to speech and concentrate on it as the basic architecture of sequence-to-sequence attention-based model on Mandarin Chinese ASR tasks. Furthermore, we investigate a comparison between syllable based model and context-independent phoneme (CI-phoneme) based model with the Transformer in Mandarin Chinese. Additionally, a greedy cascading decoder with the Transformer is proposed for mapping CI-phoneme sequences and syllable sequences into word sequences. Experiments on HKUST datasets demonstrate that syllable based model with the Transformer performs better than CI-phoneme based counterpart, and achieves a character error rate (CER) of \emph{$28.77\%$}, which is competitive to the state-of-the-art CER of $28.0\%$ by the joint CTC-attention based encoder-decoder network.