Controllable Text Generation for Large Language Models: A SurveyXun Liang, Hanyu Wang, Yezhaohui Wang et al.
In Natural Language Processing (NLP), Large Language Models (LLMs) have demonstrated high text generation quality. However, in real-world applications, LLMs must meet increasingly complex requirements. Beyond avoiding misleading or inappropriate content, LLMs are also expected to cater to specific user needs, such as imitating particular writing styles or generating text with poetic richness. These varied demands have driven the development of Controllable Text Generation (CTG) techniques, which ensure that outputs adhere to predefined control conditions--such as safety, sentiment, thematic consistency, and linguistic style--while maintaining high standards of helpfulness, fluency, and diversity. This paper systematically reviews the latest advancements in CTG for LLMs, offering a comprehensive definition of its core concepts and clarifying the requirements for control conditions and text quality. We categorize CTG tasks into two primary types: content control and attribute control. The key methods are discussed, including model retraining, fine-tuning, reinforcement learning, prompt engineering, latent space manipulation, and decoding-time intervention. We analyze each method's characteristics, advantages, and limitations, providing nuanced insights for achieving generation control. Additionally, we review CTG evaluation methods, summarize its applications across domains, and address key challenges in current research, including reduced fluency and practicality. We also propose several appeals, such as placing greater emphasis on real-world applications in future research. This paper aims to offer valuable guidance to researchers and developers in the field. Our reference list and Chinese version are open-sourced at https://github.com/IAAR-Shanghai/CTGSurvey.
Internal Consistency and Self-Feedback in Large Language Models: A SurveyXun Liang, Shichao Song, Zifan Zheng et al.
Large language models (LLMs) often exhibit deficient reasoning or generate hallucinations. To address these, studies prefixed with "Self-" such as Self-Consistency, Self-Improve, and Self-Refine have been initiated. They share a commonality: involving LLMs evaluating and updating themselves. Nonetheless, these efforts lack a unified perspective on summarization, as existing surveys predominantly focus on categorization. In this paper, we use a unified perspective of internal consistency, offering explanations for reasoning deficiencies and hallucinations. Internal consistency refers to the consistency in expressions among LLMs' latent, decoding, or response layers based on sampling methodologies. Then, we introduce an effective theoretical framework capable of mining internal consistency, named Self-Feedback. This framework consists of two modules: Self-Evaluation and Self-Update. The former captures internal consistency signals, while the latter leverages the signals to enhance either the model's response or the model itself. This framework has been employed in numerous studies. We systematically classify these studies by tasks and lines of work; summarize relevant evaluation methods and benchmarks; and delve into the concern, "Does Self-Feedback Really Work?" We also propose several critical viewpoints, including the "Hourglass Evolution of Internal Consistency", "Consistency Is (Almost) Correctness" hypothesis, and "The Paradox of Latent and Explicit Reasoning". The relevant resources are open-sourced at https://github.com/IAAR-Shanghai/ICSFSurvey.
UHGEval: Benchmarking the Hallucination of Chinese Large Language Models via Unconstrained GenerationXun Liang, Shichao Song, Simin Niu et al.
Large language models (LLMs) have emerged as pivotal contributors in contemporary natural language processing and are increasingly being applied across a diverse range of industries. However, these large-scale probabilistic statistical models cannot currently ensure the requisite quality in professional content generation. These models often produce hallucinated text, compromising their practical utility in professional contexts. To assess the authentic reliability of LLMs in text generation, numerous initiatives have developed benchmark evaluations for hallucination phenomena. Nevertheless, these benchmarks frequently utilize constrained generation techniques due to cost and temporal constraints. These techniques encompass the use of directed hallucination induction and strategies that deliberately alter authentic text to produce hallucinations. These approaches are not congruent with the unrestricted text generation demanded by real-world applications. Furthermore, a well-established Chinese-language dataset dedicated to the evaluation of hallucinations in text generation is presently lacking. Consequently, we have developed an Unconstrained Hallucination Generation Evaluation (UHGEval) benchmark, designed to compile outputs produced with minimal restrictions by LLMs. Concurrently, we have established a comprehensive benchmark evaluation framework to aid subsequent researchers in undertaking scalable and reproducible experiments. We have also executed extensive experiments, evaluating prominent Chinese language models and the GPT series models to derive professional performance insights regarding hallucination challenges.
SafeRAG: Benchmarking Security in Retrieval-Augmented Generation of Large Language ModelXun Liang, Simin Niu, Zhiyu Li et al.
The indexing-retrieval-generation paradigm of retrieval-augmented generation (RAG) has been highly successful in solving knowledge-intensive tasks by integrating external knowledge into large language models (LLMs). However, the incorporation of external and unverified knowledge increases the vulnerability of LLMs because attackers can perform attack tasks by manipulating knowledge. In this paper, we introduce a benchmark named SafeRAG designed to evaluate the RAG security. First, we classify attack tasks into silver noise, inter-context conflict, soft ad, and white Denial-of-Service. Next, we construct RAG security evaluation dataset (i.e., SafeRAG dataset) primarily manually for each task. We then utilize the SafeRAG dataset to simulate various attack scenarios that RAG may encounter. Experiments conducted on 14 representative RAG components demonstrate that RAG exhibits significant vulnerability to all attack tasks and even the most apparent attack task can easily bypass existing retrievers, filters, or advanced LLMs, resulting in the degradation of RAG service quality. Code is available at: https://github.com/IAAR-Shanghai/SafeRAG.
Controlled Text Generation for Large Language Model with Dynamic Attribute GraphsXun Liang, Hanyu Wang, Shichao Song et al.
Controlled Text Generation (CTG) aims to produce texts that exhibit specific desired attributes. In this study, we introduce a pluggable CTG framework for Large Language Models (LLMs) named Dynamic Attribute Graphs-based controlled text generation (DATG). This framework utilizes an attribute scorer to evaluate the attributes of sentences generated by LLMs and constructs dynamic attribute graphs. DATG modulates the occurrence of key attribute words and key anti-attribute words, achieving effective attribute control without compromising the original capabilities of the model. We conduct experiments across four datasets in two tasks: toxicity mitigation and sentiment transformation, employing five LLMs as foundational models. Our findings highlight a remarkable enhancement in control accuracy, achieving a peak improvement of 19.29% over baseline methods in the most favorable task across four datasets. Additionally, we observe a significant decrease in perplexity, markedly improving text fluency.
18.9IRMay 25, 2023
BookGPT: A General Framework for Book Recommendation Empowered by Large Language ModelAakas Zhiyuli, Yanfang Chen, Xuan Zhang et al.
With the continuous development and change exhibited by large language model (LLM) technology, represented by generative pretrained transformers (GPTs), many classic scenarios in various fields have re-emerged with new opportunities. This paper takes ChatGPT as the modeling object, incorporates LLM technology into the typical book resource understanding and recommendation scenario for the first time, and puts it into practice. By building a ChatGPT-like book recommendation system (BookGPT) framework based on ChatGPT, this paper attempts to apply ChatGPT to recommendation modeling for three typical tasks, book rating recommendation, user rating recommendation, and book summary recommendation, and explores the feasibility of LLM technology in book recommendation scenarios. At the same time, based on different evaluation schemes for book recommendation tasks and the existing classic recommendation models, this paper discusses the advantages and disadvantages of the BookGPT in book recommendation scenarios and analyzes the opportunities and improvement directions for subsequent LLMs in these scenarios.