11.2AIMay 12
Attributing Emergence in Million-Agent SystemsLing Tang, Jilin Mei, Qian Chen et al.
Large language models (LLMs) can simulate human-like reasoning and decision-making in individual agents. LLM-powered multi-agent systems (MAS) combine such agents to simulate population-scale social phenomena such as polarization, information cascades, and market panics. Such studies require attributing macro emergence to individual agents, but existing axiomatic methods scale combinatorially in $N$ and have been confined to $N \lesssim 10^3$, while the phenomena they explain occur at $N \geq 10^6$. We address this gap by adapting Aumann--Shapley path-integral attribution to LLM-powered MAS at million-agent scale; the resulting method satisfies all four axioms, runs four to five orders of magnitude faster than sampled Shapley on the same hardware. We use this method to test the scale gap empirically: across 14 days of public Bluesky data ($1{,}671{,}587$ active users), we compute the attribution at both full scale and the visibility-biased $N = 10^2$ convenience sample used by small-scale studies, and the two disagree structurally. At full scale the long tail and middle tier jointly carry the majority; the biased small panel attributes almost everything to a few high-follower accounts. We then prove that under any nonlinear macro indicator the disagreement cannot be reduced by post-hoc rescaling: an Attribution Scaling Bias theorem shows that no global rescaling factor can reconcile small-scale and full-scale attribution. Full-scale attribution is therefore not a methodological choice but a theoretical requirement for any nonlinear macro indicator.
REEF: Representation Encoding Fingerprints for Large Language ModelsJie Zhang, Dongrui Liu, Chen Qian et al.
Protecting the intellectual property of open-source Large Language Models (LLMs) is very important, because training LLMs costs extensive computational resources and data. Therefore, model owners and third parties need to identify whether a suspect model is a subsequent development of the victim model. To this end, we propose a training-free REEF to identify the relationship between the suspect and victim models from the perspective of LLMs' feature representations. Specifically, REEF computes and compares the centered kernel alignment similarity between the representations of a suspect model and a victim model on the same samples. This training-free REEF does not impair the model's general capabilities and is robust to sequential fine-tuning, pruning, model merging, and permutations. In this way, REEF provides a simple and effective way for third parties and models' owners to protect LLMs' intellectual property together. The code is available at https://github.com/tmylla/REEF.
15.7LGJul 27, 2024
Towards the Dynamics of a DNN Learning Symbolic InteractionsQihan Ren, Junpeng Zhang, Yang Xu et al.
This study proves the two-phase dynamics of a deep neural network (DNN) learning interactions. Despite the long disappointing view of the faithfulness of post-hoc explanation of a DNN, a series of theorems have been proven in recent years to show that for a given input sample, a small set of interactions between input variables can be considered as primitive inference patterns that faithfully represent a DNN's detailed inference logic on that sample. Particularly, Zhang et al. have observed that various DNNs all learn interactions of different complexities in two distinct phases, and this two-phase dynamics well explains how a DNN changes from under-fitting to over-fitting. Therefore, in this study, we mathematically prove the two-phase dynamics of interactions, providing a theoretical mechanism for how the generalization power of a DNN changes during the training process. Experiments show that our theory well predicts the real dynamics of interactions on different DNNs trained for various tasks.
MLP Can Be A Good Transformer LearnerSihao Lin, Pumeng Lyu, Dongrui Liu et al.
Self-attention mechanism is the key of the Transformer but often criticized for its computation demands. Previous token pruning works motivate their methods from the view of computation redundancy but still need to load the full network and require same memory costs. This paper introduces a novel strategy that simplifies vision transformers and reduces computational load through the selective removal of non-essential attention layers, guided by entropy considerations. We identify that regarding the attention layer in bottom blocks, their subsequent MLP layers, i.e. two feed-forward layers, can elicit the same entropy quantity. Meanwhile, the accompanied MLPs are under-exploited since they exhibit smaller feature entropy compared to those MLPs in the top blocks. Therefore, we propose to integrate the uninformative attention layers into their subsequent counterparts by degenerating them into identical mapping, yielding only MLP in certain transformer blocks. Experimental results on ImageNet-1k show that the proposed method can remove 40% attention layer of DeiT-B, improving throughput and memory bound without performance compromise. Code is available at https://github.com/sihaoevery/lambda_vit.
Towards Tracing Trustworthiness Dynamics: Revisiting Pre-training Period of Large Language ModelsChen Qian, Jie Zhang, Wei Yao et al.
Ensuring the trustworthiness of large language models (LLMs) is crucial. Most studies concentrate on fully pre-trained LLMs to better understand and improve LLMs' trustworthiness. In this paper, to reveal the untapped potential of pre-training, we pioneer the exploration of LLMs' trustworthiness during this period, focusing on five key dimensions: reliability, privacy, toxicity, fairness, and robustness. To begin with, we apply linear probing to LLMs. The high probing accuracy suggests that \textit{LLMs in early pre-training can already distinguish concepts in each trustworthiness dimension}. Therefore, to further uncover the hidden possibilities of pre-training, we extract steering vectors from a LLM's pre-training checkpoints to enhance the LLM's trustworthiness. Finally, inspired by~\citet{choi2023understanding} that mutual information estimation is bounded by linear probing accuracy, we also probe LLMs with mutual information to investigate the dynamics of trustworthiness during pre-training. We are the first to observe a similar two-phase phenomenon: fitting and compression~\citep{shwartz2017opening}. This research provides an initial exploration of trustworthiness modeling during LLM pre-training, seeking to unveil new insights and spur further developments in the field. We will make our code publicly accessible at \url{https://github.com/ChnQ/TracingLLM}.
Demystifying Reasoning Dynamics with Mutual Information: Thinking Tokens are Information Peaks in LLM ReasoningChen Qian, Dongrui Liu, Haochen Wen et al.
Large reasoning models (LRMs) have demonstrated impressive capabilities in complex problem-solving, yet their internal reasoning mechanisms remain poorly understood. In this paper, we investigate the reasoning trajectories of LRMs from an information-theoretic perspective. By tracking how mutual information (MI) between intermediate representations and the correct answer evolves during LRM reasoning, we observe an interesting MI peaks phenomenon: the MI at specific generative steps exhibits a sudden and significant increase during LRM's reasoning process. We theoretically analyze such phenomenon and show that as MI increases, the probability of model's prediction error decreases. Furthermore, these MI peaks often correspond to tokens expressing reflection or transition, such as ``Hmm'', ``Wait'' and ``Therefore,'' which we term as the thinking tokens. We then demonstrate that these thinking tokens are crucial for LRM's reasoning performance, while other tokens has minimal impacts. Building on these analyses, we propose two simple yet effective methods to improve LRM's reasoning performance, by delicately leveraging these thinking tokens. Overall, our work provides novel insights into the reasoning mechanisms of LRMs and offers practical ways to improve their reasoning capabilities. The code is available at https://github.com/ChnQ/MI-Peaks.
The Devil behind the mask: An emergent safety vulnerability of Diffusion LLMsZichen Wen, Jiashu Qu, Dongrui Liu et al.
Diffusion-based large language models (dLLMs) have recently emerged as a powerful alternative to autoregressive LLMs, offering faster inference and greater interactivity via parallel decoding and bidirectional modeling. However, despite strong performance in code generation and text infilling, we identify a fundamental safety concern: existing alignment mechanisms fail to safeguard dLLMs against context-aware, masked-input adversarial prompts, exposing novel vulnerabilities. To this end, we present DIJA, the first systematic study and jailbreak attack framework that exploits unique safety weaknesses of dLLMs. Specifically, our proposed DIJA constructs adversarial interleaved mask-text prompts that exploit the text generation mechanisms of dLLMs, i.e., bidirectional modeling and parallel decoding. Bidirectional modeling drives the model to produce contextually consistent outputs for masked spans, even when harmful, while parallel decoding limits model dynamic filtering and rejection sampling of unsafe content. This causes standard alignment mechanisms to fail, enabling harmful completions in alignment-tuned dLLMs, even when harmful behaviors or unsafe instructions are directly exposed in the prompt. Through comprehensive experiments, we demonstrate that DIJA significantly outperforms existing jailbreak methods, exposing a previously overlooked threat surface in dLLM architectures. Notably, our method achieves up to 100% keyword-based ASR on Dream-Instruct, surpassing the strongest prior baseline, ReNeLLM, by up to 78.5% in evaluator-based ASR on JailbreakBench and by 37.7 points in StrongREJECT score, while requiring no rewriting or hiding of harmful content in the jailbreak prompt. Our findings underscore the urgent need for rethinking safety alignment in this emerging class of language models. Code is available at https://github.com/ZichenWen1/DIJA.
IS-Bench: Evaluating Interactive Safety of VLM-Driven Embodied Agents in Daily Household TasksXiaoya Lu, Zeren Chen, Xuhao Hu et al.
Flawed planning from VLM-driven embodied agents poses significant safety hazards, hindering their deployment in real-world household tasks. However, existing static, non-interactive evaluation paradigms fail to adequately assess risks within these interactive environments, since they cannot simulate dynamic risks that emerge from an agent's actions and rely on unreliable post-hoc evaluations that ignore unsafe intermediate steps. To bridge this critical gap, we propose evaluating an agent's interactive safety: its ability to perceive emergent risks and execute mitigation steps in the correct procedural order. We thus present IS-Bench, the first multi-modal benchmark designed for interactive safety, featuring 161 challenging scenarios with 388 unique safety risks instantiated in a high-fidelity simulator. Crucially, it facilitates a novel process-oriented evaluation that verifies whether risk mitigation actions are performed before/after specific risk-prone steps. Extensive experiments on leading VLMs, including the GPT-4o and Gemini-2.5 series, reveal that current agents lack interactive safety awareness, and that while safety-aware Chain-of-Thought can improve performance, it often compromises task completion. By highlighting these critical limitations, IS-Bench provides a foundation for developing safer and more reliable embodied AI systems. Code and data are released under [this https URL](https://github.com/AI45Lab/IS-Bench).
LED-Merging: Mitigating Safety-Utility Conflicts in Model Merging with Location-Election-DisjointQianli Ma, Dongrui Liu, Qian Chen et al.
Fine-tuning pre-trained Large Language Models (LLMs) for specialized tasks incurs substantial computational and data costs. While model merging offers a training-free solution to integrate multiple task-specific models, existing methods suffer from safety-utility conflicts where enhanced general capabilities degrade safety safeguards. We identify two root causes: $\textbf{neuron misidentification}$ due to simplistic parameter magnitude-based selection, and $\textbf{cross-task neuron interference}$ during merging. To address these challenges, we propose $\textbf{LED-Merging}$, a three-stage framework that $\textbf{L}$ocates task-specific neurons via gradient-based attribution, dynamically $\textbf{E}$lects critical neurons through multi-model importance fusion, and $\textbf{D}$isjoints conflicting updates through parameter isolation. Extensive experiments on Llama-3-8B, Mistral-7B, and Llama2-13B demonstrate that LED-Merging effectively reduces harmful response rates, showing a 31.4\% decrease on Llama-3-8B-Instruct on HarmBench, while simultaneously preserving 95\% of utility performance, such as achieving 52.39\% accuracy on GSM8K. LED-Merging resolves safety-utility conflicts and provides a lightweight, training-free paradigm for constructing reliable multi-task LLMs. Code is available at $\href{https://github.com/MqLeet/LED-Merging}{GitHub}$.
Point Cloud Registration using Representative Overlapping PointsLifa Zhu, Dongrui Liu, Changwei Lin et al.
3D point cloud registration is a fundamental task in robotics and computer vision. Recently, many learning-based point cloud registration methods based on correspondences have emerged. However, these methods heavily rely on such correspondences and meet great challenges with partial overlap. In this paper, we propose ROPNet, a new deep learning model using Representative Overlapping Points with discriminative features for registration that transforms partial-to-partial registration into partial-to-complete registration. Specifically, we propose a context-guided module which uses an encoder to extract global features for predicting point overlap score. To better find representative overlapping points, we use the extracted global features for coarse alignment. Then, we introduce a Transformer to enrich point features and remove non-representative points based on point overlap score and feature matching. A similarity matrix is built in a partial-to-complete mode, and finally, weighted SVD is adopted to estimate a transformation matrix. Extensive experiments over ModelNet40 using noisy and partially overlapping point clouds show that the proposed method outperforms traditional and learning-based methods, achieving state-of-the-art performance. The code is available at https://github.com/zhulf0804/ROPNet.
22.7CLFeb 20, 2024
Identifying Semantic Induction Heads to Understand In-Context LearningJie Ren, Qipeng Guo, Hang Yan et al.
Although large language models (LLMs) have demonstrated remarkable performance, the lack of transparency in their inference logic raises concerns about their trustworthiness. To gain a better understanding of LLMs, we conduct a detailed analysis of the operations of attention heads and aim to better understand the in-context learning of LLMs. Specifically, we investigate whether attention heads encode two types of relationships between tokens present in natural languages: the syntactic dependency parsed from sentences and the relation within knowledge graphs. We find that certain attention heads exhibit a pattern where, when attending to head tokens, they recall tail tokens and increase the output logits of those tail tokens. More crucially, the formulation of such semantic induction heads has a close correlation with the emergence of the in-context learning ability of language models. The study of semantic attention heads advances our understanding of the intricate operations of attention heads in transformers, and further provides new insights into the in-context learning of LLMs.
19.9CLDec 3, 2024
Explainable and Interpretable Multimodal Large Language Models: A Comprehensive SurveyYunkai Dang, Kaichen Huang, Jiahao Huo et al.
The rapid development of Artificial Intelligence (AI) has revolutionized numerous fields, with large language models (LLMs) and computer vision (CV) systems driving advancements in natural language understanding and visual processing, respectively. The convergence of these technologies has catalyzed the rise of multimodal AI, enabling richer, cross-modal understanding that spans text, vision, audio, and video modalities. Multimodal large language models (MLLMs), in particular, have emerged as a powerful framework, demonstrating impressive capabilities in tasks like image-text generation, visual question answering, and cross-modal retrieval. Despite these advancements, the complexity and scale of MLLMs introduce significant challenges in interpretability and explainability, essential for establishing transparency, trustworthiness, and reliability in high-stakes applications. This paper provides a comprehensive survey on the interpretability and explainability of MLLMs, proposing a novel framework that categorizes existing research across three perspectives: (I) Data, (II) Model, (III) Training \& Inference. We systematically analyze interpretability from token-level to embedding-level representations, assess approaches related to both architecture analysis and design, and explore training and inference strategies that enhance transparency. By comparing various methodologies, we identify their strengths and limitations and propose future research directions to address unresolved challenges in multimodal explainability. This survey offers a foundational resource for advancing interpretability and transparency in MLLMs, guiding researchers and practitioners toward developing more accountable and robust multimodal AI systems.
Accelerating Diffusion Large Language Models with SlowFast Sampling: The Three Golden PrinciplesQingyan Wei, Yaojie Zhang, Zhiyuan Liu et al.
Diffusion-based language models (dLLMs) have emerged as a promising alternative to traditional autoregressive LLMs by enabling parallel token generation and significantly reducing inference latency. However, existing sampling strategies for dLLMs, such as confidence-based or semi-autoregressive decoding, often suffer from static behavior, leading to suboptimal efficiency and limited flexibility. In this paper, we propose SlowFast Sampling, a novel dynamic sampling strategy that adaptively alternates between exploratory and accelerated decoding stages. Our method is guided by three golden principles: certainty principle, convergence principle, and positional principle, which govern when and where tokens can be confidently and efficiently decoded. We further integrate our strategy with dLLM-Cache to reduce redundant computation. Extensive experiments across benchmarks and models show that SlowFast Sampling achieves up to 15.63$\times$ speedup on LLaDA with minimal accuracy drop, and up to 34.22$\times$ when combined with caching. Notably, our approach outperforms strong autoregressive baselines like LLaMA3 8B in throughput, demonstrating that well-designed sampling can unlock the full potential of dLLMs for fast and high-quality generation.
5.2CVMar 24, 2024
Self-Supervised Multi-Frame Neural Scene FlowDongrui Liu, Daqi Liu, Xueqian Li et al.
Neural Scene Flow Prior (NSFP) and Fast Neural Scene Flow (FNSF) have shown remarkable adaptability in the context of large out-of-distribution autonomous driving. Despite their success, the underlying reasons for their astonishing generalization capabilities remain unclear. Our research addresses this gap by examining the generalization capabilities of NSFP through the lens of uniform stability, revealing that its performance is inversely proportional to the number of input point clouds. This finding sheds light on NSFP's effectiveness in handling large-scale point cloud scene flow estimation tasks. Motivated by such theoretical insights, we further explore the improvement of scene flow estimation by leveraging historical point clouds across multiple frames, which inherently increases the number of point clouds. Consequently, we propose a simple and effective method for multi-frame point cloud scene flow estimation, along with a theoretical evaluation of its generalization abilities. Our analysis confirms that the proposed method maintains a limited generalization error, suggesting that adding multiple frames to the scene flow optimization process does not detract from its generalizability. Extensive experimental results on large-scale autonomous driving Waymo Open and Argoverse lidar datasets demonstrate that the proposed method achieves state-of-the-art performance.
6.7CLFeb 7, 2025
Beyond External Monitors: Enhancing Transparency of Large Language Models for Easier MonitoringGuanxu Chen, Dongrui Liu, Tao Luo et al.
Large language models (LLMs) are becoming increasingly capable, but the mechanisms of their thinking and decision-making process remain unclear. Chain-of-thoughts (CoTs) have been commonly utilized to monitor LLMs, but this strategy fails to accurately reflect LLMs' thinking process. Techniques based on LLMs' hidden representations provide an inner perspective to monitor their latent thinking. However, previous methods only try to develop external monitors instead of making LLMs themselves easier to monitor. In this paper, we propose a novel method TELLME, improving the transparency of LLMs and helping monitors identify unsuitable and sensitive behaviors. Furthermore, we showcase the applications of TELLME on trustworthiness tasks (\eg, safety risks monitoring tasks and detoxification tasks), where LLMs achieve consistent improvement in transparency and task performance. More crucially, we theoretically analyze the improvement of TELLME on LLMs' generalization ability through optimal transport theory.
13.6AINov 27, 2025
AI Deception: Risks, Dynamics, and ControlsBoyuan Chen, Sitong Fang, Jiaming Ji et al.
As intelligence increases, so does its shadow. AI deception, in which systems induce false beliefs to secure self-beneficial outcomes, has evolved from a speculative concern to an empirically demonstrated risk across language models, AI agents, and emerging frontier systems. This project provides a comprehensive and up-to-date overview of the AI deception field, covering its core concepts, methodologies, genesis, and potential mitigations. First, we identify a formal definition of AI deception, grounded in signaling theory from studies of animal deception. We then review existing empirical studies and associated risks, highlighting deception as a sociotechnical safety challenge. We organize the landscape of AI deception research as a deception cycle, consisting of two key components: deception emergence and deception treatment. Deception emergence reveals the mechanisms underlying AI deception: systems with sufficient capability and incentive potential inevitably engage in deceptive behaviors when triggered by external conditions. Deception treatment, in turn, focuses on detecting and addressing such behaviors. On deception emergence, we analyze incentive foundations across three hierarchical levels and identify three essential capability preconditions required for deception. We further examine contextual triggers, including supervision gaps, distributional shifts, and environmental pressures. On deception treatment, we conclude detection methods covering benchmarks and evaluation protocols in static and interactive settings. Building on the three core factors of deception emergence, we outline potential mitigation strategies and propose auditing approaches that integrate technical, community, and governance efforts to address sociotechnical challenges and future AI risks. To support ongoing work in this area, we release a living resource at www.deceptionsurvey.com.
31.8LGOct 2, 2025
ExGRPO: Learning to Reason from ExperienceRunzhe Zhan, Yafu Li, Zhi Wang et al.
Reinforcement learning from verifiable rewards (RLVR) is an emerging paradigm for improving the reasoning ability of large language models. However, standard on-policy training discards rollout experiences after a single update, leading to computational inefficiency and instability. While prior work on RL has highlighted the benefits of reusing past experience, the role of experience characteristics in shaping learning dynamics of large reasoning models remains underexplored. In this paper, we are the first to investigate what makes a reasoning experience valuable and identify rollout correctness and entropy as effective indicators of experience value. Based on these insights, we propose ExGRPO (Experiential Group Relative Policy Optimization), a framework that organizes and prioritizes valuable experiences, and employs a mixed-policy objective to balance exploration with experience exploitation. Experiments on five backbone models (1.5B-8B parameters) show that ExGRPO consistently improves reasoning performance on mathematical/general benchmarks, with an average gain of +3.5/7.6 points over on-policy RLVR. Moreover, ExGRPO stabilizes training on both stronger and weaker models where on-policy methods fail. These results highlight principled experience management as a key ingredient for efficient and scalable RLVR.
8.8CVJan 25, 2022
Self-Supervised Point Cloud Registration with Deep Versatile DescriptorsDongrui Liu, Chuanchuan Chen, Changqing Xu et al.
As a fundamental yet challenging problem in intelligent transportation systems, point cloud registration attracts vast attention and has been attained with various deep learning-based algorithms. The unsupervised registration algorithms take advantage of deep neural network-enabled novel representation learning while requiring no human annotations, making them applicable to industrial applications. However, unsupervised methods mainly depend on global descriptors, which ignore the high-level representations of local geometries. In this paper, we propose to jointly use both global and local descriptors to register point clouds in a self-supervised manner, which is motivated by a critical observation that all local geometries of point clouds are transformed consistently under the same transformation. Therefore, local geometries can be employed to enhance the representation ability of the feature extraction module. Moreover, the proposed local descriptor is flexible and can be integrated into most existing registration methods and improve their performance. Besides, we also utilize point cloud reconstruction and normal estimation to enhance the transformation awareness of global and local descriptors. Lastly, extensive experimental results on one synthetic and three real-world datasets demonstrate that our method outperforms existing state-of-art unsupervised registration methods and even surpasses supervised ones in some cases. Robustness and computational efficiency evaluations also indicate that the proposed method applies to intelligent vehicles.
Multi-View Partial (MVP) Point Cloud Challenge 2021 on Completion and Registration: Methods and ResultsLiang Pan, Tong Wu, Zhongang Cai et al.
As real-scanned point clouds are mostly partial due to occlusions and viewpoints, reconstructing complete 3D shapes based on incomplete observations becomes a fundamental problem for computer vision. With a single incomplete point cloud, it becomes the partial point cloud completion problem. Given multiple different observations, 3D reconstruction can be addressed by performing partial-to-partial point cloud registration. Recently, a large-scale Multi-View Partial (MVP) point cloud dataset has been released, which consists of over 100,000 high-quality virtual-scanned partial point clouds. Based on the MVP dataset, this paper reports methods and results in the Multi-View Partial Point Cloud Challenge 2021 on Completion and Registration. In total, 128 participants registered for the competition, and 31 teams made valid submissions. The top-ranked solutions will be analyzed, and then we will discuss future research directions.
5.5LGDec 2, 2021
Trap of Feature Diversity in the Learning of MLPsDongrui Liu, Shaobo Wang, Jie Ren et al.
In this paper, we focus on a typical two-phase phenomenon in the learning of multi-layer perceptrons (MLPs), and we aim to explain the reason for the decrease of feature diversity in the first phase. Specifically, people find that, in the training of MLPs, the training loss does not decrease significantly until the second phase. To this end, we further explore the reason why the diversity of features over different samples keeps decreasing in the first phase, which hurts the optimization of MLPs. We explain such a phenomenon in terms of the learning dynamics of MLPs. Furthermore, we theoretically explain why four typical operations can alleviate the decrease of the feature diversity.
9.4CVNov 5, 2021
Interpreting Representation Quality of DNNs for 3D Point Cloud ProcessingWen Shen, Qihan Ren, Dongrui Liu et al.
In this paper, we evaluate the quality of knowledge representations encoded in deep neural networks (DNNs) for 3D point cloud processing. We propose a method to disentangle the overall model vulnerability into the sensitivity to the rotation, the translation, the scale, and local 3D structures. Besides, we also propose metrics to evaluate the spatial smoothness of encoding 3D structures, and the representation complexity of the DNN. Based on such analysis, experiments expose representation problems with classic DNNs, and explain the utility of the adversarial training.
Deep Models with Fusion Strategies for MVP Point Cloud RegistrationLifa Zhu, Changwei Lin, Dongrui Liu et al.
The main goal of point cloud registration in Multi-View Partial (MVP) Challenge 2021 is to estimate a rigid transformation to align a point cloud pair. The pairs in this competition have the characteristics of low overlap, non-uniform density, unrestricted rotations and ambiguity, which pose a huge challenge to the registration task. In this report, we introduce our solution to the registration task, which fuses two deep learning models: ROPNet and PREDATOR, with customized ensemble strategies. Finally, we achieved the second place in the registration track with 2.96546, 0.02632 and 0.07808 under the the metrics of Rot\_Error, Trans\_Error and MSE, respectively.
A Robust and Reliable Point Cloud Recognition Network Under Rigid TransformationDongrui Liu, Chuanchuan Chen, Changqing Xu et al.
Point cloud recognition is an essential task in industrial robotics and autonomous driving. Recently, several point cloud processing models have achieved state-of-the-art performances. However, these methods lack rotation robustness, and their performances degrade severely under random rotations, failing to extend to real-world scenarios with varying orientations. To this end, we propose a method named Self Contour-based Transformation (SCT), which can be flexibly integrated into various existing point cloud recognition models against arbitrary rotations. SCT provides efficient rotation and translation invariance by introducing Contour-Aware Transformation (CAT), which linearly transforms Cartesian coordinates of points to translation and rotation-invariant representations. We prove that CAT is a rotation and translation-invariant transformation based on the theoretical analysis. Furthermore, the Frame Alignment module is proposed to enhance discriminative feature extraction by capturing contours and transforming self contour-based frames into intra-class frames. Extensive experimental results show that SCT outperforms the state-of-the-art approaches under arbitrary rotations in effectiveness and efficiency on synthetic and real-world benchmarks. Furthermore, the robustness and generality evaluations indicate that SCT is robust and is applicable to various point cloud processing models, which highlights the superiority of SCT in industrial applications.