Jieming Bian

Jieming Bian, Lei Wang, Kun Yang et al.

Over the past few years, Federated Learning (FL) has become a popular distributed machine learning paradigm. FL involves a group of clients with decentralized data who collaborate to learn a common model under the coordination of a centralized server, with the goal of protecting clients' privacy by ensuring that local datasets never leave the clients and that the server only performs model aggregation. However, in realistic scenarios, the server may be able to collect a small amount of data that approximately mimics the population distribution and has stronger computational ability to perform the learning process. To address this, we focus on the hybrid FL framework in this paper. While previous hybrid FL work has shown that the alternative training of clients and server can increase convergence speed, it has focused on the scenario where clients fully participate and ignores the negative effect of partial participation. In this paper, we provide theoretical analysis of hybrid FL under clients' partial participation to validate that partial participation is the key constraint on convergence speed. We then propose a new algorithm called FedCLG, which investigates the two-fold role of the server in hybrid FL. Firstly, the server needs to process the training steps using its small amount of local datasets. Secondly, the server's calculated gradient needs to guide the participated clients' training and the server's aggregation. We validate our theoretical findings through numerical experiments, which show that our proposed method FedCLG outperforms state-of-the-art methods.

Jieming Bian, Lei Wang, Shaolei Ren et al.

Training large-scale artificial intelligence (AI) models demands significant computational power and energy, leading to increased carbon footprint with potential environmental repercussions. This paper delves into the challenges of training AI models across geographically distributed (geo-distributed) data centers, emphasizing the balance between learning performance and carbon footprint. We consider Federated Learning (FL) as a solution, which prioritizes model parameter exchange over raw data, ensuring data privacy and compliance with local regulations. Given the variability in carbon intensity across regions, we propose a new framework called CAFE (short for Carbon-Aware Federated Learning) to optimize training within a fixed carbon footprint budget. Our approach incorporates coreset selection to assess learning performance, employs the Lyapunov drift-plus-penalty framework to address the unpredictability of future carbon intensity, and devises an efficient algorithm to address the combinatorial complexity of the data center selection. Through extensive simulations using real-world carbon intensity data, we demonstrate the efficacy of our algorithm, highlighting its superiority over existing methods in optimizing learning performance while minimizing environmental impact.

Jieming Bian, Jie Xu

This paper presents a study on asynchronous Federated Learning (FL) in a mobile network setting. The majority of FL algorithms assume that communication between clients and the server is always available, however, this is not the case in many real-world systems. To address this issue, the paper explores the impact of mobility on the convergence performance of asynchronous FL. By exploiting mobility, the study shows that clients can indirectly communicate with the server through another client serving as a relay, creating additional communication opportunities. This enables clients to upload local model updates sooner or receive fresher global models. We propose a new FL algorithm, called FedMobile, that incorporates opportunistic relaying and addresses key questions such as when and how to relay. We prove that FedMobile achieves a convergence rate $O(\frac{1}{\sqrt{NT}})$, where $N$ is the number of clients and $T$ is the number of communication slots, and show that the optimal design involves an interesting trade-off on the best timing of relaying. The paper also presents an extension that considers data manipulation before relaying to reduce the cost and enhance privacy. Experiment results on a synthetic dataset and two real-world datasets verify our theoretical findings.

Heqiang Wang, Jieming Bian, Jie Xu

In this study, we address the emerging field of Streaming Federated Learning (SFL) and propose local cache update rules to manage dynamic data distributions and limited cache capacity. Traditional federated learning relies on fixed data sets, whereas in SFL, data is streamed, and its distribution changes over time, leading to discrepancies between the local training dataset and long-term distribution. To mitigate this problem, we propose three local cache update rules - First-In-First-Out (FIFO), Static Ratio Selective Replacement (SRSR), and Dynamic Ratio Selective Replacement (DRSR) - that update the local cache of each client while considering the limited cache capacity. Furthermore, we derive a convergence bound for our proposed SFL algorithm as a function of the distribution discrepancy between the long-term data distribution and the client's local training dataset. We then evaluate our proposed algorithm on two datasets: a network traffic classification dataset and an image classification dataset. Our experimental results demonstrate that our proposed local cache update rules significantly reduce the distribution discrepancy and outperform the baseline methods. Our study advances the field of SFL and provides practical cache management solutions in federated learning.

Jieming Bian, Cong Shen, Jie Xu

Federated Learning (FL) is a communication-efficient and privacy-preserving distributed machine learning framework that has gained a significant amount of research attention recently. Despite the different forms of FL algorithms (e.g., synchronous FL, asynchronous FL) and the underlying optimization methods, nearly all existing works implicitly assumed the existence of a communication infrastructure that facilitates the direct communication between the server and the clients for the model data exchange. This assumption, however, does not hold in many real-world applications that can benefit from distributed learning but lack a proper communication infrastructure (e.g., smart sensing in remote areas). In this paper, we propose a novel FL framework, named FedEx (short for FL via Model Express Delivery), that utilizes mobile transporters (e.g., Unmanned Aerial Vehicles) to establish indirect communication channels between the server and the clients. Two algorithms, called FedEx-Sync and FedEx-Async, are developed depending on whether the transporters adopt a synchronized or an asynchronized schedule. Even though the indirect communications introduce heterogeneous delays to clients for both the global model dissemination and the local model collection, we prove the convergence of both versions of FedEx. The convergence analysis subsequently sheds lights on how to assign clients to different transporters and design the routes among the clients. The performance of FedEx is evaluated through experiments in a simulated network on two public datasets.

Jieming Bian, Cong Shen, Jie Xu

Federated Learning (FL) is a machine learning approach that enables the creation of shared models for powerful applications while allowing data to remain on devices. This approach provides benefits such as improved data privacy, security, and reduced latency. However, in some systems, direct communication between clients and servers may not be possible, such as remote areas without proper communication infrastructure. To overcome this challenge, a new framework called FedEx (Federated Learning via Model Express Delivery) is proposed. This framework employs mobile transporters, such as UAVs, to establish indirect communication channels between the server and clients. These transporters act as intermediaries and allow for model information exchange. The use of indirect communication presents new challenges for convergence analysis and optimization, as the delay introduced by the transporters' movement creates issues for both global model dissemination and local model collection. To address this, two algorithms, FedEx-Sync and FedEx-Async, are proposed for synchronized and asynchronized learning at the transporter level. Additionally, a bi-level optimization algorithm is proposed to solve the joint client assignment and route planning problem. Experimental validation using two public datasets in a simulated network demonstrates consistent results with the theory, proving the efficacy of FedEx.

Jieming Bian, Lei Wang, Jie Xu

Federated Learning (FL) is a distributed machine learning approach that enables devices to collaboratively train models without sharing their local data, ensuring user privacy and scalability. However, applying FL to real-world data presents challenges, particularly as most existing FL research focuses on unimodal data. Multimodal Federated Learning (MFL) has emerged to address these challenges, leveraging modality-specific encoder models to process diverse datasets. Current MFL methods often uniformly allocate computational frequencies across all modalities, which is inefficient for IoT devices with limited resources. In this paper, we propose FlexMod, a novel approach to enhance computational efficiency in MFL by adaptively allocating training resources for each modality encoder based on their importance and training requirements. We employ prototype learning to assess the quality of modality encoders, use Shapley values to quantify the importance of each modality, and adopt the Deep Deterministic Policy Gradient (DDPG) method from deep reinforcement learning to optimize the allocation of training resources. Our method prioritizes critical modalities, optimizing model performance and resource utilization. Experimental results on three real-world datasets demonstrate that our proposed method significantly improves the performance of MFL models.

Jieming Bian, Lei Wang, Letian Zhang et al.

Federated Learning (FL) with Low-Rank Adaptation (LoRA) has become a standard for privacy-preserving LLM fine-tuning. However, existing personalized methods predominantly operated under a restrictive Flat-Model Assumption: they addressed client-side \textit{statistical heterogeneity} but treated the model as a monolithic block, ignoring the \textit{functional heterogeneity} across LLM layers. We argue that these two statistical (horizontal) and functional (vertical) dimensions, are \textit{orthogonal in source yet coupled in interaction}, implying that the optimal depth of parameter sharing is functionally dependent on client similarity. To address this, we propose \textbf{FedTreeLoRA}, a framework employing tree-structured aggregation for fine-grained, layer-wise alignment. By dynamically constructing an aggregation hierarchy, FedTreeLoRA allows clients to share broad consensus on shallow `trunks' while progressively specializing on deep `branches'. Experiments on NLU and NLG benchmarks demonstrate that FedTreeLoRA significantly outperforms state-of-the-art methods by effectively reconciling generalization and personalization.

Lei Wang, Jieming Bian, Jie Xu

Federated learning (FL) with noisy labels poses a significant challenge. Existing methods designed for handling noisy labels in centralized learning tend to lose their effectiveness in the FL setting, mainly due to the small dataset size and the heterogeneity of client data. While some attempts have been made to tackle FL with noisy labels, they primarily focused on scenarios involving class-conditional noise. In this paper, we study the more challenging and practical issue of instance-dependent noise (IDN) in FL. We introduce a novel algorithm called FedBeat (Federated Learning with Bayesian Ensemble-Assisted Transition Matrix Estimation). FedBeat aims to build a global statistically consistent classifier using the IDN transition matrix (IDNTM), which encompasses three synergistic steps: (1) A federated data extraction step that constructs a weak global model and extracts high-confidence data using a Bayesian model ensemble method. (2) A federated transition matrix estimation step in which clients collaboratively train an IDNTM estimation network based on the extracted data. (3) A federated classifier correction step that enhances the global model's performance by training it using a loss function tailored for noisy labels, leveraging the IDNTM. Experiments conducted on CIFAR-10 and SVHN verify that the proposed method significantly outperforms state-of-the-art methods.

Jieming Bian, Lei Wang, Letian Zhang et al.

Foundation models (FMs) achieve strong performance across diverse tasks with task-specific fine-tuning, yet full parameter fine-tuning is often computationally prohibitive for large models. Parameter-efficient fine-tuning (PEFT) methods like Low-Rank Adaptation (LoRA) reduce this cost by introducing low-rank matrices for tuning fewer parameters. While LoRA allows for efficient fine-tuning, it requires significant data for adaptation, making Federated Learning (FL) an appealing solution due to its privacy-preserving collaborative framework. However, combining LoRA with FL introduces two key challenges: the \textbf{Server-Side Aggregation Bias}, where server-side averaging of LoRA matrices diverges from the ideal global update, and the \textbf{Client-Side Initialization Lag}, emphasizing the need for consistent initialization across rounds. Existing approaches address these challenges individually, limiting their effectiveness. We propose LoRA-FAIR, a novel method that tackles both issues by introducing a correction term on the server, enhancing aggregation efficiency and accuracy. LoRA-FAIR maintains computational and communication efficiency, yielding superior performance over state-of-the-art methods. Experimental results on ViT and MLP-Mixer models across large-scale datasets demonstrate that LoRA-FAIR consistently achieves performance improvements in FL settings.

Yuanzhe Peng, Jieming Bian, Jie Xu

The fusion of complementary multimodal information is crucial in computational pathology for accurate diagnostics. However, existing multimodal learning approaches necessitate access to users' raw data, posing substantial privacy risks. While Federated Learning (FL) serves as a privacy-preserving alternative, it falls short in addressing the challenges posed by heterogeneous (yet possibly overlapped) modalities data across various hospitals. To bridge this gap, we propose a Federated Multi-Modal (FedMM) learning framework that federatedly trains multiple single-modal feature extractors to enhance subsequent classification performance instead of existing FL that aims to train a unified multimodal fusion model. Any participating hospital, even with small-scale datasets or limited devices, can leverage these federated trained extractors to perform local downstream tasks (e.g., classification) while ensuring data privacy. Through comprehensive evaluations of two publicly available datasets, we demonstrate that FedMM notably outperforms two baselines in accuracy and AUC metrics.

Jieming Bian, Yuanzhe Peng, Lei Wang et al.

Foundation models have revolutionized artificial intelligence by providing robust, versatile architectures pre-trained on large-scale datasets. However, adapting these massive models to specific downstream tasks requires fine-tuning, which can be prohibitively expensive in computational resources. Parameter-Efficient Fine-Tuning (PEFT) methods address this challenge by selectively updating only a small subset of parameters. Meanwhile, Federated Learning (FL) enables collaborative model training across distributed clients without sharing raw data, making it ideal for privacy-sensitive applications. This survey provides a comprehensive review of the integration of PEFT techniques within federated learning environments. We systematically categorize existing approaches into three main groups: Additive PEFT (which introduces new trainable parameters), Selective PEFT (which fine-tunes only subsets of existing parameters), and Reparameterized PEFT (which transforms model architectures to enable efficient updates). For each category, we analyze how these methods address the unique challenges of federated settings, including data heterogeneity, communication efficiency, computational constraints, and privacy concerns. We further organize the literature based on application domains, covering both natural language processing and computer vision tasks. Finally, we discuss promising research directions, including scaling to larger foundation models, theoretical analysis of federated PEFT methods, and sustainable approaches for resource-constrained environments.

Jieming Bian, Lei Wang, Letian Zhang et al.

Fine-tuning large language models (LLMs) in federated settings enables privacy-preserving adaptation but suffers from cross-client interference due to model aggregation. Existing federated LoRA fine-tuning methods, primarily based on FedAvg, struggle with data heterogeneity, leading to harmful cross-client interference and suboptimal personalization. In this work, we propose \textbf{FedALT}, a novel personalized federated LoRA fine-tuning algorithm that fundamentally departs from FedAvg. Instead of using an aggregated model to initialize local training, each client continues training its individual LoRA while incorporating shared knowledge through a separate Rest-of-World (RoW) LoRA component. To effectively balance local adaptation and global information, FedALT introduces an adaptive mixer that dynamically learns input-specific weightings between the individual and RoW LoRA components, drawing conceptual foundations from the Mixture-of-Experts (MoE) paradigm. Through extensive experiments on NLP benchmarks, we demonstrate that FedALT significantly outperforms state-of-the-art personalized federated LoRA fine-tuning methods, achieving superior local adaptation without sacrificing computational efficiency.

Lei Wang, Jieming Bian, Letian Zhang et al.

Large Language Models (LLMs) have demonstrated impressive capabilities across various tasks, but fine-tuning them for domain-specific applications often requires substantial domain-specific data that may be distributed across multiple organizations. Federated Learning (FL) offers a privacy-preserving solution, but faces challenges with computational constraints when applied to LLMs. Low-Rank Adaptation (LoRA) has emerged as a parameter-efficient fine-tuning approach, though a single LoRA module often struggles with heterogeneous data across diverse domains. This paper addresses two critical challenges in federated LoRA fine-tuning: 1. determining the optimal number and allocation of LoRA experts across heterogeneous clients, and 2. enabling clients to selectively utilize these experts based on their specific data characteristics. We propose FedLEASE (Federated adaptive LoRA Expert Allocation and SElection), a novel framework that adaptively clusters clients based on representation similarity to allocate and train domain-specific LoRA experts. It also introduces an adaptive top-$M$ Mixture-of-Experts mechanism that allows each client to select the optimal number of utilized experts. Our extensive experiments on diverse benchmark datasets demonstrate that FedLEASE significantly outperforms existing federated fine-tuning approaches in heterogeneous client settings while maintaining communication efficiency.

Letian Zhang, Bo Chen, Jieming Bian et al.

Federated learning (FL) enables distributed devices to collaboratively train machine learning models while maintaining data privacy. However, the heterogeneous hardware capabilities of devices often result in significant training delays, as straggler clients with limited resources prolong the aggregation process. Existing solutions such as client selection, asynchronous FL, and partial training partially address these challenges but encounter issues such as reduced accuracy, stale updates, and compromised model performance due to inconsistent training contributions. To overcome these limitations, we propose FedEL, a federated elastic learning framework that enhances training efficiency while maintaining model accuracy. FedEL introduces a novel window-based training process, sliding the window to locate the training part of the model and dynamically selecting important tensors for training within a coordinated runtime budget. This approach ensures progressive and balanced training across all clients, including stragglers. Additionally, FedEL employs a tensor importance adjustment module, harmonizing local and global tensor importance to mitigate biases caused by data heterogeneity. The experiment results show that FedEL achieves up to 3.87x improvement in time-to-accuracy compared to baselines while maintaining or exceeding final test accuracy.

Yuanzhe Peng, Jieming Bian, Lei Wang et al.

Multimodal Federated Learning (MFL) lies at the intersection of two pivotal research areas: leveraging complementary information from multiple modalities to improve downstream inference performance and enabling distributed training to enhance efficiency and preserve privacy. Despite the growing interest in MFL, there is currently no comprehensive taxonomy that organizes MFL through the lens of different Federated Learning (FL) paradigms. This perspective is important because multimodal data introduces distinct challenges across various FL settings. These challenges, including modality heterogeneity, privacy heterogeneity, and communication inefficiency, are fundamentally different from those encountered in traditional unimodal or non-FL scenarios. In this paper, we systematically examine MFL within the context of three major FL paradigms: horizontal FL (HFL), vertical FL (VFL), and hybrid FL. For each paradigm, we present the problem formulation, review representative training algorithms, and highlight the most prominent challenge introduced by multimodal data in distributed settings. We also discuss open challenges and provide insights for future research. By establishing this taxonomy, we aim to uncover the novel challenges posed by multimodal data from the perspective of different FL paradigms and to offer a new lens through which to understand and advance the development of MFL.

Lei Wang, Jieming Bian, Letian Zhang et al.

Federated learning (FL) allows collaborative machine learning training without sharing private data. While most FL methods assume identical data domains across clients, real-world scenarios often involve heterogeneous data domains. Federated Prototype Learning (FedPL) addresses this issue, using mean feature vectors as prototypes to enhance model generalization. However, existing FedPL methods create the same number of prototypes for each client, leading to cross-domain performance gaps and disparities for clients with varied data distributions. To mitigate cross-domain feature representation variance, we introduce FedPLVM, which establishes variance-aware dual-level prototypes clustering and employs a novel $α$-sparsity prototype loss. The dual-level prototypes clustering strategy creates local clustered prototypes based on private data features, then performs global prototypes clustering to reduce communication complexity and preserve local data privacy. The $α$-sparsity prototype loss aligns samples from underrepresented domains, enhancing intra-class similarity and reducing inter-class similarity. Evaluations on Digit-5, Office-10, and DomainNet datasets demonstrate our method's superiority over existing approaches.

Jieming Bian, Zhu Fu, Jie Xu

Federated learning (FL), a popular decentralized and privacy-preserving machine learning (FL) framework, has received extensive research attention in recent years. The majority of existing works focus on supervised learning (SL) problems where it is assumed that clients carry labeled datasets while the server has no data. However, in realistic scenarios, clients are often unable to label their data due to the lack of expertise and motivation while the server may host a small amount of labeled data. How to reasonably utilize the server labeled data and the clients' unlabeled data is thus of paramount practical importance. In this paper, we propose a new FL algorithm, called FedSEAL, to solve this Semi-Supervised Federated Learning (SSFL) problem. Our algorithm utilizes self-ensemble learning and complementary negative learning to enhance both the accuracy and the efficiency of clients' unsupervised learning on unlabeled data, and orchestrates the model training on both the server side and the clients' side. Our experimental results on Fashion-MNIST and CIFAR10 datasets in the SSFL setting validate the effectiveness of our method, which outperforms the state-of-the-art SSFL methods by a large margin.