Emily Yu

Emily Yu, Đorđe Žikelić, Thomas A. Henzinger

Learning-based methods provide a promising approach to solving highly non-linear control tasks that are often challenging for classical control methods. To ensure the satisfaction of a safety property, learning-based methods jointly learn a control policy together with a certificate function for the property. Popular examples include barrier functions for safety and Lyapunov functions for asymptotic stability. While there has been significant progress on learning-based control with certificate functions in the white-box setting, where the correctness of the certificate function can be formally verified, there has been little work on ensuring their reliability in the black-box setting where the system dynamics are unknown. In this work, we consider the problems of certifying and repairing neural network control policies and certificate functions in the black-box setting. We propose a novel framework that utilizes runtime monitoring to detect system behaviors that violate the property of interest under some initially trained neural network policy and certificate. These violating behaviors are used to extract new training data, that is used to re-train the neural network policy and the certificate function and to ultimately repair them. We demonstrate the effectiveness of our approach empirically by using it to repair and to boost the safety rate of neural network policies learned by a state-of-the-art method for learning-based control on two autonomous system control tasks.

Thomas A. Henzinger, Konstantin Kueffner, Emily Yu

Neural certificates have emerged as a powerful tool in cyber-physical systems control, providing witnesses of correctness. These certificates, such as barrier functions, often learned alongside control policies, once verified, serve as mathematical proofs of system safety. However, traditional formal verification of their defining conditions typically faces scalability challenges due to exhaustive state-space exploration. To address this challenge, we propose a lightweight runtime monitoring framework that integrates real-time verification and does not require access to the underlying control policy. Our monitor observes the system during deployment and performs on-the-fly verification of the certificate over a lookahead region to ensure safety within a finite prediction horizon. We instantiate this framework for ReLU-based control barrier functions and demonstrate its practical effectiveness in a case study. Our approach enables timely detection of safety violations and incorrect certificates with minimal overhead, providing an effective but lightweight alternative to the static verification of the certificates.