Yihan Zhang

LG
h-index31
28papers
876citations
Novelty54%
AI Score57

28 Papers

97.8CVMay 27Code
ViCA: Efficient Multimodal LLMs with Vision-Only Cross-Attention

Wenjie Liu, Hao Wu, Xin Qiu et al.

Modern multimodal large language models (MLLMs) adopt a unified self-attention design that processes visual and textual tokens at every Transformer layer, incurring substantial computational overhead. In this work, we revisit the necessity of such dense visual processing and show that projected visual embeddings are already well-aligned with the language space, while effective vision-language interaction occurs in only a small subset of layers. Based on these insights, we propose ViCA (Vision-only Cross-Attention), a minimal MLLM architecture in which visual tokens bypass all self-attention and feed-forward layers, interacting with text solely through sparse cross-attention at selected layers. Extensive evaluations across three MLLM backbones, nine multimodal benchmarks, and 26 pruning-based baselines show that ViCA preserves 98% of baseline accuracy while reducing visual-side computation to 4%, consistently achieving superior performance-efficiency trade-offs. Moreover, ViCA provides a regular, hardware-friendly inference pipeline that yields over 3.5x speedup in single-batch inference and over 10x speedup in multi-batch inference, reducing visual grounding to near-zero overhead compared with text-only LLMs. It is also orthogonal to token pruning methods and can be seamlessly combined for further efficiency gains. Our code is available at https://github.com/EIT-NLP/ViCA.

LGApr 13, 2023
RAFT: Reward rAnked FineTuning for Generative Foundation Model Alignment

Hanze Dong, Wei Xiong, Deepanshu Goyal et al.

Generative foundation models are susceptible to implicit biases that can arise from extensive unsupervised training data. Such biases can produce suboptimal samples, skewed outcomes, and unfairness, with potentially serious consequences. Consequently, aligning these models with human ethics and preferences is an essential step toward ensuring their responsible and effective deployment in real-world applications. Prior research has primarily employed Reinforcement Learning from Human Feedback (RLHF) to address this problem, where generative models are fine-tuned with RL algorithms guided by a human-feedback-informed reward model. However, the inefficiencies and instabilities associated with RL algorithms frequently present substantial obstacles to the successful alignment, necessitating the development of a more robust and streamlined approach. To this end, we introduce a new framework, Reward rAnked FineTuning (RAFT), designed to align generative models effectively. Utilizing a reward model and a sufficient number of samples, our approach selects the high-quality samples, discarding those that exhibit undesired behavior, and subsequently enhancing the model by fine-tuning on these filtered samples. Our studies show that RAFT can effectively improve the model performance in both reward learning and other automated metrics in both large language models and diffusion models.

LGApr 20, 2023
Federated Compositional Deep AUC Maximization

Xinwen Zhang, Yihan Zhang, Tianbao Yang et al.

Federated learning has attracted increasing attention due to the promise of balancing privacy and large-scale learning; numerous approaches have been proposed. However, most existing approaches focus on problems with balanced data, and prediction performance is far from satisfactory for many real-world applications where the number of samples in different classes is highly imbalanced. To address this challenging problem, we developed a novel federated learning method for imbalanced data by directly optimizing the area under curve (AUC) score. In particular, we formulate the AUC maximization problem as a federated compositional minimax optimization problem, develop a local stochastic compositional gradient descent ascent with momentum algorithm, and provide bounds on the computational and communication complexities of our algorithm. To the best of our knowledge, this is the first work to achieve such favorable theoretical results. Finally, extensive experimental results confirm the efficacy of our method.

CYApr 29, 2023
Can ChatGPT Pass An Introductory Level Functional Language Programming Course?

Chuqin Geng, Yihan Zhang, Brigitte Pientka et al.

The recent introduction of ChatGPT has drawn significant attention from both industry and academia due to its impressive capabilities in solving a diverse range of tasks, including language translation, text summarization, and computer programming. Its capability for writing, modifying, and even correcting code together with its ease of use and access is already dramatically impacting computer science education. This paper aims to explore how well ChatGPT can perform in an introductory-level functional language programming course. In our systematic evaluation, we treated ChatGPT as one of our students and demonstrated that it can achieve a grade B- and its rank in the class is 155 out of 314 students overall. Our comprehensive evaluation provides valuable insights into ChatGPT's impact from both student and instructor perspectives. Additionally, we identify several potential benefits that ChatGPT can offer to both groups. Overall, we believe that this study significantly clarifies and advances our understanding of ChatGPT's capabilities and potential impact on computer science education.

STNov 21, 2022
Precise Asymptotics for Spectral Methods in Mixed Generalized Linear Models

Yihan Zhang, Marco Mondelli, Ramji Venkataramanan

In a mixed generalized linear model, the goal is to learn multiple signals from unlabeled observations: each sample comes from exactly one signal, but it is not known which one. We consider the prototypical problem of estimating two statistically independent signals in a mixed generalized linear model with Gaussian covariates. Spectral methods are a popular class of estimators which output the top two eigenvectors of a suitable data-dependent matrix. However, despite the wide applicability, their design is still obtained via heuristic considerations, and the number of samples $n$ needed to guarantee recovery is super-linear in the signal dimension $d$. In this paper, we develop exact asymptotics on spectral methods in the challenging proportional regime in which $n, d$ grow large and their ratio converges to a finite constant. This allows us optimize the design of the spectral method, and combine it with a simple linear estimator, to minimize the estimation error. Our characterization exploits a mix of tools from random matrices, free probability and the theory of approximate message passing algorithms. Numerical simulations for mixed linear regression and phase retrieval demonstrate the advantage enabled by our analysis over existing designs of spectral methods.

STAug 28, 2023
Spectral Estimators for Structured Generalized Linear Models via Approximate Message Passing

Yihan Zhang, Hong Chang Ji, Ramji Venkataramanan et al.

We consider the problem of parameter estimation in a high-dimensional generalized linear model. Spectral methods obtained via the principal eigenvector of a suitable data-dependent matrix provide a simple yet surprisingly effective solution. However, despite their wide use, a rigorous performance characterization, as well as a principled way to preprocess the data, are available only for unstructured (i.i.d.\ Gaussian and Haar orthogonal) designs. In contrast, real-world data matrices are highly structured and exhibit non-trivial correlations. To address the problem, we consider correlated Gaussian designs capturing the anisotropic nature of the features via a covariance matrix $Σ$. Our main result is a precise asymptotic characterization of the performance of spectral estimators. This allows us to identify the optimal preprocessing that minimizes the number of samples needed for parameter estimation. Surprisingly, such preprocessing is universal across a broad set of designs, which partly addresses a conjecture on optimal spectral estimators for rotationally invariant models. Our principled approach vastly improves upon previous heuristic methods, including for designs common in computational imaging and genetics. The proposed methodology, based on approximate message passing, is broadly applicable and opens the way to the precise characterization of spiked matrices and of the corresponding spectral methods in a variety of settings.

LGApr 24, 2023
Can Decentralized Stochastic Minimax Optimization Algorithms Converge Linearly for Finite-Sum Nonconvex-Nonconcave Problems?

Yihan Zhang, Wenhao Jiang, Feng Zheng et al.

Decentralized minimax optimization has been actively studied in the past few years due to its application in a wide range of machine learning models. However, the current theoretical understanding of its convergence rate is far from satisfactory since existing works only focus on the nonconvex-strongly-concave problem. This motivates us to study decentralized minimax optimization algorithms for the nonconvex-nonconcave problem. To this end, we develop two novel decentralized stochastic variance-reduced gradient descent ascent algorithms for the finite-sum nonconvex-nonconcave problem that satisfies the Polyak-Łojasiewicz (PL) condition. In particular, our theoretical analyses demonstrate how to conduct local updates and perform communication to achieve the linear convergence rate. To the best of our knowledge, this is the first work achieving linear convergence rates for decentralized nonconvex-nonconcave problems. Finally, we verify the performance of our algorithms on both synthetic and real-world datasets. The experimental results confirm the efficacy of our algorithms.

DCDec 22, 2025
UCCL-EP: Portable Expert-Parallel Communication

Ziming Mao, Yihan Zhang, Chihan Cui et al.

Mixture-of-Experts (MoE) workloads rely on expert parallelism (EP) to achieve high GPU efficiency. State-of-the-art EP communication systems such as DeepEP demonstrate strong performance but exhibit poor portability across heterogeneous GPU and NIC platforms. The poor portability is rooted in architecture: GPU-initiated token-level RDMA communication requires tight vertical integration between GPUs and NICs, e.g., GPU writes to NIC driver/MMIO interfaces. We present UCCL-EP, a portable EP communication system that delivers DeepEP-level performance across heterogeneous GPU and NIC hardware. UCCL-EP replaces GPU-initiated RDMA with a high-throughput GPU-CPU control channel: compact token-routing commands are transferred to multithreaded CPU proxies, which then issue GPUDirect RDMA operations on behalf of GPUs. UCCL-EP further emulates various ordering semantics required by specialized EP communication modes using RDMA immediate data, enabling correctness on NICs that lack such ordering, e.g., AWS EFA. We implement UCCL-EP on NVIDIA and AMD GPUs with EFA and Broadcom NICs. On EFA, it outperforms the best existing EP solution by up to $2.1\times$ for dispatch and combine throughput. On NVIDIA-only platform, UCCL-EP achieves comparable performance to the original DeepEP. UCCL-EP also improves token throughput on SGLang by up to 40% on the NVIDIA+EFA platform, and improves DeepSeek-V3 training throughput over the AMD Primus/Megatron-LM framework by up to 45% on a 16-node AMD+Broadcom platform.

72.3SEMay 1Code
GeoContra: From Fluent GIS Code to Verifiable Spatial Analysis with Geography-Grounded Repair

Yinhao Xiao, Rongbo Xiao, Yihan Zhang

Reliable spatial analysis in GIScience requires preserving coordinate semantics, topology, units, and geographic plausibility. Current LLM-based GIS systems generate fluent scripts but rarely enforce these geographic rules at scale. We present GeoContra, a verification and repair framework for LLM-driven Python GIS workflows. It represents each task as an executable geospatial contract-including natural-language questions, schemas, CRS metadata, expected outputs, spatial predicates, topology, metrics, required operations, and forbidden shortcuts. Generated programs undergo static rule inspection, runtime validation, and semantic verification, with violations fed back into a bounded repair loop. Evaluated on 7,079 real geospatial tasks across 15 Boston-area zones, 9 task families, and 11 open-source models (600 runs each), GeoContra improves spatial correctness on closed models from 47.6% to 77.5% for DeepSeek-V4 and from 57.7% to 81.5% for Kimi-K2.5. Across 11 open models, average correctness rises by 26.6%. GeoContra turns fluent code production into verifiable spatial analysis, catching negative travel times, CRS/field-schema violations, missing predicates, and brittle output casts that otherwise yield executable but geographically invalid results.

STJun 6, 2022
Mean Estimation in High-Dimensional Binary Markov Gaussian Mixture Models

Yihan Zhang, Nir Weinberger

We consider a high-dimensional mean estimation problem over a binary hidden Markov model, which illuminates the interplay between memory in data, sample size, dimension, and signal strength in statistical inference. In this model, an estimator observes $n$ samples of a $d$-dimensional parameter vector $θ_{*}\in\mathbb{R}^{d}$, multiplied by a random sign $ S_i $ ($1\le i\le n$), and corrupted by isotropic standard Gaussian noise. The sequence of signs $\{S_{i}\}_{i\in[n]}\in\{-1,1\}^{n}$ is drawn from a stationary homogeneous Markov chain with flip probability $δ\in[0,1/2]$. As $δ$ varies, this model smoothly interpolates two well-studied models: the Gaussian Location Model for which $δ=0$ and the Gaussian Mixture Model for which $δ=1/2$. Assuming that the estimator knows $δ$, we establish a nearly minimax optimal (up to logarithmic factors) estimation error rate, as a function of $\|θ_{*}\|,δ,d,n$. We then provide an upper bound to the case of estimating $δ$, assuming a (possibly inaccurate) knowledge of $θ_{*}$. The bound is proved to be tight when $θ_{*}$ is an accurately known constant. These results are then combined to an algorithm which estimates $θ_{*}$ with $δ$ unknown a priori, and theoretical guarantees on its error are stated.

CVSep 1, 2024
Style Transfer: From Stitching to Neural Networks

Xinhe Xu, Zhuoer Wang, Yihan Zhang et al.

This article compares two style transfer methods in image processing: the traditional method, which synthesizes new images by stitching together small patches from existing images, and a modern machine learning-based approach that uses a segmentation network to isolate foreground objects and apply style transfer solely to the background. The traditional method excels in creating artistic abstractions but can struggle with seamlessness, whereas the machine learning method preserves the integrity of foreground elements while enhancing the background, offering improved aesthetic quality and computational efficiency. Our study indicates that machine learning-based methods are more suited for real-world applications where detail preservation in foreground elements is essential.

LGNov 19, 2023
On the Communication Complexity of Decentralized Bilevel Optimization

Yihan Zhang, My T. Thai, Jie Wu et al.

Stochastic bilevel optimization finds widespread applications in machine learning, including meta-learning, hyperparameter optimization, and neural architecture search. To extend stochastic bilevel optimization to distributed data, several decentralized stochastic bilevel optimization algorithms have been developed. However, existing methods often suffer from slow convergence rates and high communication costs in heterogeneous settings, limiting their applicability to real-world tasks. To address these issues, we propose two novel decentralized stochastic bilevel gradient descent algorithms based on simultaneous and alternating update strategies. Our algorithms can achieve faster convergence rates and lower communication costs than existing methods. Importantly, our convergence analyses do not rely on strong assumptions regarding heterogeneity. More importantly, our theoretical analysis clearly discloses how the additional communication required for estimating hypergradient under the heterogeneous setting affects the convergence rate. To the best of our knowledge, this is the first time such favorable theoretical results have been achieved with mild assumptions in the heterogeneous setting. Furthermore, we demonstrate how to establish the convergence rate for the alternating update strategy when combined with the variance-reduced gradient. Finally, experimental results confirm the efficacy of our algorithms.

35.6LGMay 13
EMA: Efficient Model Adaptation for Learning-based Systems

Daiyang Yu, Xinyu Chen, Yihan Zhang et al.

Machine learning (ML) is increasingly applied to optimize system performance in tasks such as resource management and network simulation. Unlike traditional ML tasks (e.g., image classification), networked systems often operate in heterogeneous, long-running, and dynamic environment states, where input conditions (e.g., network loads) and operational objectives can shift over time and across settings. Existing learning-based systems offer little support for adaptation, resulting in costly model training, extensive data collection, degraded system performance, and slow responsiveness. This paper presents EMA, the first model adaptation system supporting learning-based systems to adapt to evolving environments with minimal operational overhead. EMA takes a system-driven, data-centric approach that accommodates diverse system and model designs while addressing two key deployment challenges. First, it reduces expensive model training by introducing state transformers that align the input state of a new environment with previously similar states, allowing models to warm-start adaptation. Second, it addresses the often-overlooked yet costly process of data labeling--collecting ground truth for exploring and training on various system decisions--by prioritizing labeling high-utility data while balancing the tradeoff between training and labeling cost. Evaluations on eight representative learning-based systems show that EMA reduces adaptation costs (e.g., GPU training time) by 14.9-42.4% while improving system performance (e.g., network throughput) by 6.9-31.3%.

14.2ROApr 18
Leveraging VR Robot Games to Facilitate Data Collection for Embodied Intelligence Tasks

Yihan Zhang, Ziyun Huang, Linqi Ye

Collecting embodied interaction data at scale remains costly and difficult due to the limited accessibility of conventional interfaces. We present a gamified data collection framework based on Unity that combines procedural scene generation, VR-based humanoid robot control, automatic task evaluation, and trajectory logging. A trash pick-and-place task prototype is developed to validate the full workflow.Experimental results indicate that the collected demonstrations exhibit broad coverage of the state-action space, and that increasing task difficulty leads to higher motion intensity as well as more extensive exploration of the arm's workspace. The proposed framework demonstrates that game-oriented virtual environments can serve as an effective and extensible solution for embodied data collection.

DCMar 15, 2025
Adaptive Fault Tolerance Mechanisms of Large Language Models in Cloud Computing Environments

Yihong Jin, Ze Yang, Xinhe Xu et al.

With the rapid evolution of Large Language Models (LLMs) and their large-scale experimentation in cloud-computing spaces, the challenge of guaranteeing their security and efficiency in a failure scenario has become a main issue. To ensure the reliability and availability of large-scale language models in cloud computing scenarios, such as frequent resource failures, network problems, and computational overheads, this study proposes a novel adaptive fault tolerance mechanism. It builds upon known fault-tolerant mechanisms, such as checkpointing, redundancy, and state transposition, introducing dynamic resource allocation and prediction of failure based on real-time performance metrics. The hybrid model integrates data driven deep learning-based anomaly detection technique underlining the contribution of cloud orchestration middleware for predictive prevention of system failures. Additionally, the model integrates adaptive checkpointing and recovery strategies that dynamically adapt according to load and system state to minimize the influence on the performance of the model and minimize downtime. The experimental results demonstrate that the designed model considerably enhances the fault tolerance in large-scale cloud surroundings, and decreases the system downtime by $\mathbf{30\%}$, and has a better modeling availability than the classical fault tolerance mechanism.

21.2AIApr 30
Robust Learning on Heterogeneous Graphs with Heterophily: A Graph Structure Learning Approach

Yihan Zhang, Ercan E. Kuruoglu

Heterogeneous graphs with heterophily have emerged as a powerful abstraction for modeling complex real-world systems, where nodes of different types and labels interact in diverse and often non-homophilous ways. Despite recent advances, robust representation learning for such graphs remains largely unexplored, particularly in the presence of noisy or misleading connectivity. In this work, we investigate this problem and identify structural noise as a critical challenge that significantly degrades model performance. To address this issue, we propose a unified framework, Heterogeneous Graph Unified Learning (HGUL), which jointly handles heterophily and noisy graph structures. The framework consists of three complementary modules: a kNN-based graph construction module that recovers reliable local neighborhoods, a graph structure learning module that adaptively refines the adjacency by filtering noisy edges, and a heterogeneous affinity learning module that captures class-level relationships via an extended affinity matrix derived from a polynomial graph kernel. Extensive experiments on multiple datasets demonstrate that HGUL consistently outperforms existing methods on clean graphs and maintains strong robustness under varying levels of structural noise. The results further underscore the importance of jointly modeling heterophily and noise in heterogeneous graph learning.

CVJul 11, 2024
Quantitative Evaluation of the Saliency Map for Alzheimer's Disease Classifier with Anatomical Segmentation

Yihan Zhang, Xuanshuo Zhang, Wei Wu et al.

Saliency maps have been widely used to interpret deep learning classifiers for Alzheimer's disease (AD). However, since AD is heterogeneous and has multiple subtypes, the pathological mechanism of AD remains not fully understood and may vary from patient to patient. Due to the lack of such understanding, it is difficult to comprehensively and effectively assess the saliency map of AD classifier. In this paper, we utilize the anatomical segmentation to allocate saliency values into different brain regions. By plotting the distributions of saliency maps corresponding to AD and NC (Normal Control), we can gain a comprehensive view of the model's decisions process. In order to leverage the fact that the brain volume shrinkage happens in AD patients during disease progression, we define a new evaluation metric, brain volume change score (VCS), by computing the average Pearson correlation of the brain volume changes and the saliency values of a model in different brain regions for each patient. Thus, the VCS metric can help us gain some knowledge of how saliency maps resulting from different models relate to the changes of the volumes across different regions in the whole brain. We trained candidate models on the ADNI dataset and tested on three different datasets. Our results indicate: (i) models with higher VCSs tend to demonstrate saliency maps with more details relevant to the AD pathology, (ii) using gradient-based adversarial training strategies such as FGSM and stochastic masking can improve the VCSs of the models.

74.7PRApr 29
Sharp One-Dimensional Sub-Gaussian Comparison in Convex Order

Yihan Zhang

We prove that any random variable $X$ whose moment generating function is point-wise upper bounded by that of $ G \sim \mathcal{N}(0,1) $ must be dominated by $ G/\mathbb{E}[|G|] $ in convex order, meaning $ \mathbb{E}[f(X)] \le \mathbb{E}[f(G/\mathbb{E}[|G|])] $ for all convex $f$. Equality is attained by taking $ X \sim \mathrm{Unif}(\{-1,1\}) $ and $ f(x) = |x| $.

CRMar 15, 2025
Research on Large Language Model Cross-Cloud Privacy Protection and Collaborative Training based on Federated Learning

Ze Yang, Yihong Jin, Yihan Zhang et al.

The fast development of large language models (LLMs) and popularization of cloud computing have led to increasing concerns on privacy safeguarding and data security of cross-cloud model deployment and training as the key challenges. We present a new framework for addressing these issues along with enabling privacy preserving collaboration on training between distributed clouds based on federated learning. Our mechanism encompasses cutting-edge cryptographic primitives, dynamic model aggregation techniques, and cross-cloud data harmonization solutions to enhance security, efficiency, and scalability to the traditional federated learning paradigm. Furthermore, we proposed a hybrid aggregation scheme to mitigate the threat of Data Leakage and to optimize the aggregation of model updates, thus achieving substantial enhancement on the model effectiveness and stability. Experimental results demonstrate that the training efficiency, privacy protection, and model accuracy of the proposed model compare favorably to those of the traditional federated learning method.

NIApr 22, 2025
Research on Cloud Platform Network Traffic Monitoring and Anomaly Detection System based on Large Language Models

Ze Yang, Yihong Jin, Juntian Liu et al.

The rapidly evolving cloud platforms and the escalating complexity of network traffic demand proper network traffic monitoring and anomaly detection to ensure network security and performance. This paper introduces a large language model (LLM)-based network traffic monitoring and anomaly detection system. In addition to existing models such as autoencoders and decision trees, we harness the power of large language models for processing sequence data from network traffic, which allows us a better capture of underlying complex patterns, as well as slight fluctuations in the dataset. We show for a given detection task, the need for a hybrid model that incorporates the attention mechanism of the transformer architecture into a supervised learning framework in order to achieve better accuracy. A pre-trained large language model analyzes and predicts the probable network traffic, and an anomaly detection layer that considers temporality and context is added. Moreover, we present a novel transfer learning-based methodology to enhance the model's effectiveness to quickly adapt to unknown network structures and adversarial conditions without requiring extensive labeled datasets. Actual results show that the designed model outperforms traditional methods in detection accuracy and computational efficiency, effectively identify various network anomalies such as zero-day attacks and traffic congestion pattern, and significantly reduce the false positive rate.

LGDec 4, 2025
Exploring Topological Bias in Heterogeneous Graph Neural Networks

Yihan Zhang

Graph Neural Networks (GNNs) are characterized by their capacity of processing graph-structured data. However, due to the sparsity of labels under semi-supervised learning, they have been found to exhibit biased performance on specific nodes. This kind of bias has been validated to correlate with topological structure and is considered as a bottleneck of GNNs' performance. Existing work focuses on the study of homogeneous GNNs and little attention has been given to topological bias in Heterogeneous Graph Neural Networks (HGNNs). In this work, firstly, in order to distinguish distinct meta relations, we apply meta-weighting to the adjacency matrix of a heterogeneous graph. Based on the modified adjacency matrix, we leverage PageRank along with the node label information to construct a projection. The constructed projection effectively maps nodes to values that strongly correlated with model performance when using datasets both with and without intra-type connections, which demonstrates the universal existence of topological bias in HGNNs. To handle this bias, we propose a debiasing structure based on the difference in the mapped values of nodes and use it along with the original graph structure for contrastive learning. Experiments on three public datasets verify the effectiveness of the proposed method in improving HGNNs' performance and debiasing.

STMay 22, 2024
Matrix Denoising with Doubly Heteroscedastic Noise: Fundamental Limits and Optimal Spectral Methods

Yihan Zhang, Marco Mondelli

We study the matrix denoising problem of estimating the singular vectors of a rank-$1$ signal corrupted by noise with both column and row correlations. Existing works are either unable to pinpoint the exact asymptotic estimation error or, when they do so, the resulting approaches (e.g., based on whitening or singular value shrinkage) remain vastly suboptimal. On top of this, most of the literature has focused on the special case of estimating the left singular vector of the signal when the noise only possesses row correlation (one-sided heteroscedasticity). In contrast, our work establishes the information-theoretic and algorithmic limits of matrix denoising with doubly heteroscedastic noise. We characterize the exact asymptotic minimum mean square error, and design a novel spectral estimator with rigorous optimality guarantees: under a technical condition, it attains positive correlation with the signals whenever information-theoretically possible and, for one-sided heteroscedasticity, it also achieves the Bayes-optimal error. Numerical experiments demonstrate the significant advantage of our theoretically principled method with the state of the art. The proofs draw connections with statistical physics and approximate message passing, departing drastically from standard random matrix theory techniques.

MLFeb 3, 2025
Spectral Estimators for Multi-Index Models: Precise Asymptotics and Optimal Weak Recovery

Filip Kovačević, Yihan Zhang, Marco Mondelli

Multi-index models provide a popular framework to investigate the learnability of functions with low-dimensional structure and, also due to their connections with neural networks, they have been object of recent intensive study. In this paper, we focus on recovering the subspace spanned by the signals via spectral estimators -- a family of methods routinely used in practice, often as a warm-start for iterative algorithms. Our main technical contribution is a precise asymptotic characterization of the performance of spectral methods, when sample size and input dimension grow proportionally and the dimension $p$ of the space to recover is fixed. Specifically, we locate the top-$p$ eigenvalues of the spectral matrix and establish the overlaps between the corresponding eigenvectors (which give the spectral estimators) and a basis of the signal subspace. Our analysis unveils a phase transition phenomenon in which, as the sample complexity grows, eigenvalues escape from the bulk of the spectrum and, when that happens, eigenvectors recover directions of the desired subspace. The precise characterization we put forward enables the optimization of the data preprocessing, thus allowing to identify the spectral estimator that requires the minimal sample size for weak recovery.

OPTICSApr 25, 2024
Application of RESNET50 Convolution Neural Network for the Extraction of Optical Parameters in Scattering Media

Bowen Deng, Yihan Zhang, Andrew Parkes et al.

Estimation of the optical properties of scattering media such as tissue is important in diagnostics as well as in the development of techniques to image deeper. As light penetrates the sample scattering events occur that alter the propagation direction of the photons in a random manner leading degradation of image quality. The distribution of the scattered light does, however, give a measure of the optical properties such as the reduced scattering coefficient and the absorption coefficient. Unfortunately, inverting scattering patterns to recover the optical properties is not simple especially in the regime where the light is partially randomized. Machine learning has been proposed by several authors as a means of recovering these properties from either the back scattered or the transmitted light. In the present paper we train a general purpose convolutional neural network RESNET 50 with simulated data based on Monte Carlo simulations. We show that compared with previous work our approach gives comparable or better reconstruction accuracy with training on a much smaller dataset. Moreover, by training on multiple parameters such as the intensity distribution at multiple planes or the exit angle and spatial distribution one achieves improved performance compared to training on a single input such as the intensity distribution captured at the sample surface. While our approach gives good parameter reconstruction, we identify factors that limit accuracy of the recovered properties, particularly the absorption coefficient. In the light of these limitations, we suggest how the present approach may be enhanced for even better performance.

STFeb 9
Optimal Estimation in Orthogonally Invariant Generalized Linear Models: Spectral Initialization and Approximate Message Passing

Yihan Zhang, Hong Chang Ji, Ramji Venkataramanan et al.

We consider the problem of parameter estimation from a generalized linear model with a random design matrix that is orthogonally invariant in law. Such a model allows the design have an arbitrary distribution of singular values and only assumes that its singular vectors are generic. It is a vast generalization of the i.i.d. Gaussian design typically considered in the theoretical literature, and is motivated by the fact that real data often have a complex correlation structure so that methods relying on i.i.d. assumptions can be highly suboptimal. Building on the paradigm of spectrally-initialized iterative optimization, this paper proposes optimal spectral estimators and combines them with an approximate message passing (AMP) algorithm, establishing rigorous performance guarantees for these two algorithmic steps. Both the spectral initialization and the subsequent AMP meet existing conjectures on the fundamental limits to estimation -- the former on the optimal sample complexity for efficient weak recovery, and the latter on the optimal errors. Numerical experiments suggest the effectiveness of our methods and accuracy of our theory beyond orthogonally invariant data.

LGSep 19, 2025
Nonconvex Decentralized Stochastic Bilevel Optimization under Heavy-Tailed Noises

Xinwen Zhang, Yihan Zhang, Hongchang Gao

Existing decentralized stochastic optimization methods assume the lower-level loss function is strongly convex and the stochastic gradient noise has finite variance. These strong assumptions typically are not satisfied in real-world machine learning models. To address these limitations, we develop a novel decentralized stochastic bilevel optimization algorithm for the nonconvex bilevel optimization problem under heavy-tailed noises. Specifically, we develop a normalized stochastic variance-reduced bilevel gradient descent algorithm, which does not rely on any clipping operation. Moreover, we establish its convergence rate by innovatively bounding interdependent gradient sequences under heavy-tailed noises for nonconvex decentralized bilevel optimization problems. As far as we know, this is the first decentralized bilevel optimization algorithm with rigorous theoretical guarantees under heavy-tailed noises. The extensive experimental results confirm the effectiveness of our algorithm in handling heavy-tailed noises.

LGMay 21, 2024
FedASTA: Federated adaptive spatial-temporal attention for traffic flow prediction

Kaiyuan Li, Yihan Zhang, Huandong Wang et al.

Mobile devices and the Internet of Things (IoT) devices nowadays generate a large amount of heterogeneous spatial-temporal data. It remains a challenging problem to model the spatial-temporal dynamics under privacy concern. Federated learning (FL) has been proposed as a framework to enable model training across distributed devices without sharing original data which reduce privacy concern. Personalized federated learning (PFL) methods further address data heterogenous problem. However, these methods don't consider natural spatial relations among nodes. For the sake of modeling spatial relations, Graph Neural Netowork (GNN) based FL approach have been proposed. But dynamic spatial-temporal relations among edge nodes are not taken into account. Several approaches model spatial-temporal dynamics in a centralized environment, while less effort has been made under federated setting. To overcome these challeges, we propose a novel Federated Adaptive Spatial-Temporal Attention (FedASTA) framework to model the dynamic spatial-temporal relations. On the client node, FedASTA extracts temporal relations and trend patterns from the decomposed terms of original time series. Then, on the server node, FedASTA utilize trend patterns from clients to construct adaptive temporal-spatial aware graph which captures dynamic correlation between clients. Besides, we design a masked spatial attention module with both static graph and constructed adaptive graph to model spatial dependencies among clients. Extensive experiments on five real-world public traffic flow datasets demonstrate that our method achieves state-of-art performance in federated scenario. In addition, the experiments made in centralized setting show the effectiveness of our novel adaptive graph construction approach compared with other popular dynamic spatial-temporal aware methods.

LGNov 17, 2020
MG-GCN: Fast and Effective Learning with Mix-grained Aggregators for Training Large Graph Convolutional Networks

Tao Huang, Yihan Zhang, Jiajing Wu et al.

Graph convolutional networks (GCNs) have been employed as a kind of significant tool on many graph-based applications recently. Inspired by convolutional neural networks (CNNs), GCNs generate the embeddings of nodes by aggregating the information of their neighbors layer by layer. However, the high computational and memory cost of GCNs due to the recursive neighborhood expansion across GCN layers makes it infeasible for training on large graphs. To tackle this issue, several sampling methods during the process of information aggregation have been proposed to train GCNs in a mini-batch Stochastic Gradient Descent (SGD) manner. Nevertheless, these sampling strategies sometimes bring concerns about insufficient information collection, which may hinder the learning performance in terms of accuracy and convergence. To tackle the dilemma between accuracy and efficiency, we propose to use aggregators with different granularities to gather neighborhood information in different layers. Then, a degree-based sampling strategy, which avoids the exponential complexity, is constructed for sampling a fixed number of nodes. Combining the above two mechanisms, the proposed model, named Mix-grained GCN (MG-GCN) achieves state-of-the-art performance in terms of accuracy, training speed, convergence speed, and memory cost through a comprehensive set of experiments on four commonly used benchmark datasets and a new Ethereum dataset.