Marianne de Heer Kloots

Anna Bavaresco, Marianne de Heer Kloots, Sandro Pezzelle et al.

Recent studies suggest that transformer-based vision-language models (VLMs) capture the multimodality of concept processing in the human brain. However, a systematic evaluation exploring different types of VLM architectures and the role played by visual and textual context is still lacking. Here, we analyse multiple VLMs employing different strategies to integrate visual and textual modalities, along with language-only counterparts. We measure the alignment between concept representations by models and existing (fMRI) brain responses to concept words presented in two experimental conditions, where either visual (pictures) or textual (sentences) context is provided. Our results reveal that VLMs outperform the language-only counterparts in both experimental conditions. However, controlled ablation studies show that only for some VLMs, such as LXMERT and IDEFICS2, brain alignment stems from genuinely learning more human-like concepts during pretraining, while others are highly sensitive to the context provided at inference. Additionally, we find that vision-language encoders are more brain-aligned than more recent, generative VLMs. Altogether, our study shows that VLMs align with human neural representations in concept processing, while highlighting differences among architectures. We open-source code and materials to reproduce our experiments at: https://github.com/dmg-illc/vl-concept-processing.

Marianne de Heer Kloots, Willem Zuidema

What do deep neural speech models know about phonology? Existing work has examined the encoding of individual linguistic units such as phonemes in these models. Here we investigate interactions between units. Inspired by classic experiments on human speech perception, we study how Wav2Vec2 resolves phonotactic constraints. We synthesize sounds on an acoustic continuum between /l/ and /r/ and embed them in controlled contexts where only /l/, only /r/, or neither occur in English. Like humans, Wav2Vec2 models show a bias towards the phonotactically admissable category in processing such ambiguous sounds. Using simple measures to analyze model internals on the level of individual stimuli, we find that this bias emerges in early layers of the model's Transformer module. This effect is amplified by ASR finetuning but also present in fully self-supervised models. Our approach demonstrates how controlled stimulus designs can help localize specific linguistic knowledge in neural speech models.

Jaap Jumelet, Michael Hanna, Marianne de Heer Kloots et al.

We present the submission of the ILLC at the University of Amsterdam to the BabyLM challenge (Warstadt et al., 2023), in the strict-small track. Our final model, ChapGTP, is a masked language model that was trained for 200 epochs, aided by a novel data augmentation technique called Automatic Task Formation. We discuss in detail the performance of this model on the three evaluation suites: BLiMP, (Super)GLUE, and MSGS. Furthermore, we present a wide range of methods that were ultimately not included in the model, but may serve as inspiration for training LMs in low-resource settings.

Marianne de Heer Kloots, Paul Boersma, Willem Zuidema

Futrell and Mahowald present a useful framework bridging technology-oriented deep learning systems and explanation-oriented linguistic theories. Unfortunately, the target article's focus on generative text-based LLMs fundamentally limits fruitful interactions with linguistics, as many interesting questions on human language fall outside what is captured by written text. We argue that audio-based deep learning models can and should play a crucial role.

Marianne de Heer Kloots, Mirjam Knörnschild

How well can deep learning models trained on human-generated sounds distinguish between another species' vocalization types? We analyze the encoding of bat song syllables in several self-supervised audio encoders, and find that models pre-trained on human speech generate the most distinctive representations of different syllable types. These findings form first steps towards the application of cross-species transfer learning in bat bioacoustics, as well as an improved understanding of out-of-distribution signal processing in audio encoder models.

Marianne de Heer Kloots, Hosein Mohebbi, Charlotte Pouw et al.

How language-specific are speech representations learned by self-supervised models? Existing work has shown that a range of linguistic features can be successfully decoded from end-to-end models trained only on speech recordings. However, it's less clear to what extent pre-training on specific languages improves language-specific linguistic information. Here we test the encoding of Dutch phonetic and lexical information in internal representations of self-supervised Wav2Vec2 models. Pre-training exclusively on Dutch improves the representation of Dutch linguistic features as compared to pre-training on similar amounts of English or larger amounts of multilingual data. This language-specific advantage is well-detected by trained clustering or classification probes, and partially observable using zero-shot metrics. Furthermore, the language-specific benefit on linguistic feature encoding aligns with downstream performance on Automatic Speech Recognition.

Marianne de Heer Kloots, Martijn Bentum, Hosein Mohebbi et al.

Self-supervised speech models learn effective representations of spoken language, which have been shown to reflect various aspects of linguistic structure. But when does such structure emerge in model training? We study the encoding of a wide range of linguistic structures, across layers and intermediate checkpoints of six Wav2Vec2 and HuBERT models trained on spoken Dutch. We find that different levels of linguistic structure show notably distinct layerwise patterns as well as learning trajectories, which can partially be explained by differences in their degree of abstraction from the acoustic signal and the timescale at which information from the input is integrated. Moreover, we find that the level at which pre-training objectives are defined strongly affects both the layerwise organization and the learning trajectories of linguistic structures, with greater parallelism induced by higher-order prediction tasks (i.e. iteratively refined pseudo-labels).

Adrian Sauter, Willem Zuidema, Marianne de Heer Kloots

How does visual information included in training affect language processing in audio- and text-based deep learning models? We explore how such visual grounding affects model-internal representations of words, and find substantially different effects in speech- vs. text-based language encoders. Firstly, global representational comparisons reveal that visual grounding increases alignment between representations of spoken and written language, but this effect seems mainly driven by enhanced encoding of word identity rather than meaning. We then apply targeted clustering analyses to probe for phonetic vs. semantic discriminability in model representations. Speech-based representations remain phonetically dominated with visual grounding, but in contrast to text-based representations, visual grounding does not improve semantic discriminability. Our findings could usefully inform the development of more efficient methods to enrich speech-based models with visually-informed semantics.

Charlotte Pouw, Marianne de Heer Kloots, Afra Alishahi et al.

Human listeners effortlessly compensate for phonological changes during speech perception, often unconsciously inferring the intended sounds. For example, listeners infer the underlying /n/ when hearing an utterance such as "clea[m] pan", where [m] arises from place assimilation to the following labial [p]. This article explores how the neural speech recognition model Wav2Vec2 perceives assimilated sounds, and identifies the linguistic knowledge that is implemented by the model to compensate for assimilation during Automatic Speech Recognition (ASR). Using psycholinguistic stimuli, we systematically analyze how various linguistic context cues influence compensation patterns in the model's output. Complementing these behavioral experiments, our probing experiments indicate that the model shifts its interpretation of assimilated sounds from their acoustic form to their underlying form in its final layers. Finally, our causal intervention experiments suggest that the model relies on minimal phonological context cues to accomplish this shift. These findings represent a step towards better understanding the similarities and differences in phonological processing between neural ASR models and humans.