Victor S. Sheng

Tianshi Che, Ji Liu, Yang Zhou et al.

Federated learning (FL) is a promising paradigm to enable collaborative model training with decentralized data. However, the training process of Large Language Models (LLMs) generally incurs the update of significant parameters, which limits the applicability of FL techniques to tackle the LLMs in real scenarios. Prompt tuning can significantly reduce the number of parameters to update, but it either incurs performance degradation or low training efficiency. The straightforward utilization of prompt tuning in the FL often raises non-trivial communication costs and dramatically degrades performance. In addition, the decentralized data is generally non-Independent and Identically Distributed (non-IID), which brings client drift problems and thus poor performance. This paper proposes a Parameter-efficient prompt Tuning approach with Adaptive Optimization, i.e., FedPepTAO, to enable efficient and effective FL of LLMs. First, an efficient partial prompt tuning approach is proposed to improve performance and efficiency simultaneously. Second, a novel adaptive optimization method is developed to address the client drift problems on both the device and server sides to enhance performance further. Extensive experiments based on 10 datasets demonstrate the superb performance (up to 60.8\% in terms of accuracy) and efficiency (up to 97.59\% in terms of training time) of FedPepTAO compared with 9 baseline approaches. Our code is available at https://github.com/llm-eff/FedPepTAO.

Xusheng Ai, Victor S. Sheng, Chunhua Li et al.

In order to deal with variant-length long videos, prior works extract multi-modal features and fuse them to predict students' engagement intensity. In this paper, we present a new end-to-end method Class Attention in Video Transformer (CavT), which involves a single vector to process class embedding and to uniformly perform end-to-end learning on variant-length long videos and fixed-length short videos. Furthermore, to address the lack of sufficient samples, we propose a binary-order representatives sampling method (BorS) to add multiple video sequences of each video to augment the training set. BorS+CavT not only achieves the state-of-the-art MSE (0.0495) on the EmotiW-EP dataset, but also obtains the state-of-the-art MSE (0.0377) on the DAiSEE dataset. The code and models have been made publicly available at https://github.com/mountainai/cavt.

Huanhuan Yuan, Pengpeng Zhao, Xuefeng Xian et al.

Deep learning and symbolic learning are two frequently employed methods in Sequential Recommendation (SR). Recent neural-symbolic SR models demonstrate their potential to enable SR to be equipped with concurrent perception and cognition capacities. However, neural-symbolic SR remains a challenging problem due to open issues like representing users and items in logical reasoning. In this paper, we combine the Deep Neural Network (DNN) SR models with logical reasoning and propose a general framework named Sequential Recommendation with Probabilistic Logical Reasoning (short for SR-PLR). This framework allows SR-PLR to benefit from both similarity matching and logical reasoning by disentangling feature embedding and logic embedding in the DNN and probabilistic logic network. To better capture the uncertainty and evolution of user tastes, SR-PLR embeds users and items with a probabilistic method and conducts probabilistic logical reasoning on users' interaction patterns. Then the feature and logic representations learned from the DNN and logic network are concatenated to make the prediction. Finally, experiments on various sequential recommendation models demonstrate the effectiveness of the SR-PLR.

Yongjing Hao, Pengpeng Zhao, Xuefeng Xian et al.

Sequential Recommendation aims to predict the next item based on user behaviour. Recently, Self-Supervised Learning (SSL) has been proposed to improve recommendation performance. However, most of existing SSL methods use a uniform data augmentation scheme, which loses the sequence correlation of an original sequence. To this end, in this paper, we propose a Learnable Model Augmentation self-supervised learning for sequential Recommendation (LMA4Rec). Specifically, LMA4Rec first takes model augmentation as a supplementary method for data augmentation to generate views. Then, LMA4Rec uses learnable Bernoulli dropout to implement model augmentation learnable operations. Next, self-supervised learning is used between the contrastive views to extract self-supervised signals from an original sequence. Finally, experiments on three public datasets show that the LMA4Rec method effectively improves sequential recommendation performance compared with baseline methods.

Huixin Zhan, Kun Zhang, Keyi Lu et al.

In this paper, we measure the privacy leakage via studying whether graph representations can be inverted to recover the graph used to generate them via graph reconstruction attack (GRA). We propose a GRA that recovers a graph's adjacency matrix from the representations via a graph decoder that minimizes the reconstruction loss between the partial graph and the reconstructed graph. We study three types of representations that are trained on the graph, i.e., representations output from graph convolutional network (GCN), graph attention network (GAT), and our proposed simplicial neural network (SNN) via a higher-order combinatorial Laplacian. Unlike the first two types of representations that only encode pairwise relationships, the third type of representation, i.e., SNN outputs, encodes higher-order interactions (e.g., homological features) between nodes. We find that the SNN outputs reveal the lowest privacy-preserving ability to defend the GRA, followed by those of GATs and GCNs, which indicates the importance of building more private representations with higher-order node information that could defend the potential threats, such as GRAs.

Huixin Zhan, Victor S. Sheng

Although recent network representation learning (NRL) works in text-attributed networks demonstrated superior performance for various graph inference tasks, learning network representations could always raise privacy concerns when nodes represent people or human-related variables. Moreover, standard NRLs that leverage structural information from a graph proceed by first encoding pairwise relationships into learned representations and then analysing its properties. This approach is fundamentally misaligned with problems where the relationships involve multiple points, and topological structure must be encoded beyond pairwise interactions. Fortunately, the machinery of topological data analysis (TDA) and, in particular, simplicial neural networks (SNNs) offer a mathematically rigorous framework to learn higher-order interactions between nodes. It is critical to investigate if the representation outputs from SNNs are more vulnerable compared to regular representation outputs from graph neural networks (GNNs) via pairwise interactions. In my dissertation, I will first study learning the representations with text attributes for simplicial complexes (RT4SC) via SNNs. Then, I will conduct research on two potential attacks on the representation outputs from SNNs: (1) membership inference attack, which infers whether a certain node of a graph is inside the training data of the GNN model; and (2) graph reconstruction attacks, which infer the confidential edges of a text-attributed network. Finally, I will study a privacy-preserving deterministic differentially private alternating direction method of multiplier to learn secure representation outputs from SNNs that capture multi-scale relationships and facilitate the passage from local structure to global invariant features on text-attributed networks.

Durga Prasad Ganta, Himel Das Gupta, Victor S. Sheng

Knowledge distillation in machine learning is the process of transferring knowledge from a large model called the teacher to a smaller model called the student. Knowledge distillation is one of the techniques to compress the large network (teacher) to a smaller network (student) that can be deployed in small devices such as mobile phones. When the network size gap between the teacher and student increases, the performance of the student network decreases. To solve this problem, an intermediate model is employed between the teacher model and the student model known as the teaching assistant model, which in turn bridges the gap between the teacher and the student. In this research, we have shown that using multiple teaching assistant models, the student model (the smaller model) can be further improved. We combined these multiple teaching assistant models using weighted ensemble learning where we have used a differential evaluation optimization algorithm to generate the weight values.

Himel Das Gupta, Victor S. Sheng

Many machine learning algorithms have been developed in recent years to enhance the performance of a model in different aspects of artificial intelligence. But the problem persists due to inadequate data and resources. Integrating knowledge in a machine learning model can help to overcome these obstacles up to a certain degree. Incorporating knowledge is a complex task though because of various forms of knowledge representation. In this paper, we will give a brief overview of these different forms of knowledge integration and their performance in certain machine learning tasks.

Zhenyu Xu, Victor S. Sheng

Protecting the intellectual property of large language models (LLMs) is a critical challenge due to the proliferation of unauthorized derivative models. We introduce a novel fingerprinting framework that leverages the behavioral patterns induced by safety alignment, applying the concept of refusal vectors for LLM provenance tracking. These vectors, extracted from directional patterns in a model's internal representations when processing harmful versus harmless prompts, serve as robust behavioral fingerprints. Our contribution lies in developing a fingerprinting system around this concept and conducting extensive validation of its effectiveness for IP protection. We demonstrate that these behavioral fingerprints are highly robust against common modifications, including finetunes, merges, and quantization. Our experiments show that the fingerprint is unique to each model family, with low cosine similarity between independently trained models. In a large-scale identification task across 76 offspring models, our method achieves 100\% accuracy in identifying the correct base model family. Furthermore, we analyze the fingerprint's behavior under alignment-breaking attacks, finding that while performance degrades significantly, detectable traces remain. Finally, we propose a theoretical framework to transform this private fingerprint into a publicly verifiable, privacy-preserving artifact using locality-sensitive hashing and zero-knowledge proofs.

Xin Zhang, Victor S. Sheng

Explainability is an essential reason limiting the application of neural networks in many vital fields. Although neuro-symbolic AI hopes to enhance the overall explainability by leveraging the transparency of symbolic learning, the results are less evident than imagined. This article proposes a classification for explainability by considering both model design and behavior of 191 studies from 2013, focusing on neuro-symbolic AI, hoping to inspire scholars who want to understand the explainability of neuro-symbolic AI. Precisely, we classify them into five categories by considering whether the form of bridging the representation differences is readable as their design factor, if there are representation differences between neural networks and symbolic logic learning, and whether a model decision or prediction process is understandable as their behavior factor: implicit intermediate representations and implicit prediction, partially explicit intermediate representations and partially explicit prediction, explicit intermediate representations or explicit prediction, explicit intermediate representation and explicit prediction, unified representation and explicit prediction. We also analyzed the research trends and three significant challenges: unified representations, explainability and transparency, and sufficient cooperation from neural networks and symbolic learning. Finally, we put forward suggestions for future research in three aspects: unified representations, enhancing model explainability, ethical considerations, and social impact.

Zhenyu Xu, Victor S. Sheng

The rise of large language models (LLMs) like ChatGPT has significantly improved automated code generation, enhancing software development efficiency. However, this introduces challenges in academia, particularly in distinguishing between human-written and LLM-generated code, which complicates issues of academic integrity. Existing detection methods, such as pre-trained models and watermarking, face limitations in adaptability and computational efficiency. In this paper, we propose a novel detection method using 2D token probability maps combined with vision models, preserving spatial code structures such as indentation and brackets. By transforming code into log probability matrices and applying vision models like Vision Transformers (ViT) and ResNet, we capture both content and structure for more accurate detection. Our method shows robustness across multiple programming languages and improves upon traditional detectors, offering a scalable and computationally efficient solution for identifying LLM-generated code.

Xin Zhang, Victor S. Sheng

We propose an innovative token representation and update method in a new ultra-small language model: the Wave network. Specifically, we use a complex vector to represent each token, encoding both global and local semantics of the input text. A complex vector consists of two components: a magnitude vector representing the global semantics of the input text, and a phase vector capturing the relationships between individual tokens and global semantics. Experiments on the AG News text classification task demonstrate that, when generating complex vectors from randomly initialized token embeddings, our single-layer Wave Network achieves 90.91% accuracy with wave interference and 91.66% with wave modulation - outperforming a single Transformer layer using BERT pre-trained embeddings by 19.23% and 19.98%, respectively, and approaching the accuracy of the pre-trained and fine-tuned BERT base model (94.64%). Additionally, compared to BERT base, the Wave Network reduces video memory usage and training time by 77.34% and 85.62% during wave modulation. In summary, we used a 2.4-million-parameter small language model to achieve accuracy comparable to a 100-million-parameter BERT model in text classification.

Mohammad Iqbal Rasul Seeam, Victor S. Sheng

In the manufacturing industry, it is very important to keep machines and processes running smoothly and without unexpected problems. One of the most common tools used to check if everything is working properly is called Statistical Process Control (SPC). Traditional SPC methods work by checking whether recent measurements are within acceptable limits. However, they only react after a problem has already occurred. This can lead to wasted materials, machine downtime, and increased costs. In this paper, we present a smarter way to use SPC. Instead of just reacting to issues after they happen, our system can predict future problems before they occur. We use a machine learning tool called Facebook Prophet, which is designed to work with time-series data (data that changes over time). Prophet looks at past data and forecasts what the next value will be. Then, we use SPC rules to decide if the predicted value is in a Safe zone (no problem), a Warning zone (needs attention), or a Critical zone (may require shutting down the process). We applied this system to real data from a semiconductor manufacturing company. One of the challenges with this data is that the measurements are not taken at regular time intervals. This makes it harder to predict future values accurately. Despite this, our model was able to make strong predictions and correctly classify the risk level of future measurements. The main benefit of our system is that it gives engineers and technicians a chance to act early - before something goes wrong. This helps reduce unexpected failures and improves the overall stability and reliability of the production process. By combining machine learning with traditional SPC, we make quality control more proactive, accurate, and useful for modern industry.

Xin Zhang, Victor S. Sheng

This paper provides an in-depth analysis of Wave Network, a novel token representation method derived from the Wave Network, designed to capture both global and local semantics of input text through wave-inspired complex vectors. In complex vector token representation, each token is represented with a magnitude component, capturing the global semantics of the entire input text, and a phase component, encoding the relationships between individual tokens and the global semantics. Building on prior research that demonstrated the effectiveness of wave-like operations, such as interference and modulation, during forward propagation, this study investigates the convergence behavior, backpropagation characteristics, and embedding independence within the Token2Wave framework. A detailed computational complexity analysis shows that Token2Wave can significantly reduce video memory usage and training time compared to BERT. Gradient comparisons for the [CLS] token, total input text, and classifier parameters further highlight Token2Wave's unique characteristics. This research offers new insights into wave-based token representations, demonstrating their potential to enable efficient and computationally friendly language model architectures.

Xin Zhang, Victor S. Sheng

Neuro-symbolic AI is an effective method for improving the overall performance of AI models by combining the advantages of neural networks and symbolic learning. However, there are differences between the two in terms of how they process data, primarily because they often use different data representation methods, which is often an important factor limiting the overall performance of the two. From this perspective, we analyzed 191 studies from 2013 by constructing a four-level classification framework. The first level defines five types of representation spaces, and the second level focuses on five types of information modalities that the representation space can represent. Then, the third level describes four symbolic logic methods. Finally, the fourth-level categories propose three collaboration strategies between neural networks and symbolic learning. Furthermore, we conducted a detailed analysis of 46 research based on their representation space.

Zhenyu Xu, Kun Zhang, Victor S. Sheng

Pseudocode is extensively used in introductory programming courses to instruct computer science students in algorithm design, utilizing natural language to define algorithmic behaviors. This learning approach enables students to convert pseudocode into source code and execute it to verify their algorithms' correctness. This process typically introduces two types of errors: syntax errors and logic errors. Syntax errors are often accompanied by compiler feedback, which helps students identify incorrect lines. In contrast, logic errors are more challenging because they do not trigger compiler errors and lack immediate diagnostic feedback, making them harder to detect and correct. To address this challenge, we developed a system designed to localize logic errors within student programming assignments at the line level. Our approach utilizes pseudocode as a scaffold to build a code-pseudocode graph, connecting symbols from the source code to their pseudocode counterparts. We then employ a graph neural network to both localize and suggest corrections for logic errors. Additionally, we have devised a method to efficiently gather logic-error-prone programs during the syntax error correction process and compile these into a dataset that includes single and multiple line logic errors, complete with indices of the erroneous lines. Our experimental results are promising, demonstrating a localization accuracy of 99.2% for logic errors within the top-10 suspected lines, highlighting the effectiveness of our approach in enhancing students' coding proficiency and error correction skills.

Yunyi Li, Pengpeng Zhao, Guanfeng Liu et al.

Sequential recommendation has been a widely popular topic of recommender systems. Existing works have contributed to enhancing the prediction ability of sequential recommendation systems based on various methods, such as recurrent networks and self-attention mechanisms. However, they fail to discover and distinguish various relationships between items, which could be underlying factors which motivate user behaviors. In this paper, we propose an Edge-Enhanced Global Disentangled Graph Neural Network (EGD-GNN) model to capture the relation information between items for global item representation and local user intention learning. At the global level, we build a global-link graph over all sequences to model item relationships. Then a channel-aware disentangled learning layer is designed to decompose edge information into different channels, which can be aggregated to represent the target item from its neighbors. At the local level, we apply a variational auto-encoder framework to learn user intention over the current sequence. We evaluate our proposed method on three real-world datasets. Experimental results show that our model can get a crucial improvement over state-of-the-art baselines and is able to distinguish item features.

Yaxing Fang, Pengpeng Zhao, Guanfeng Liu et al.

Graph Convolution Network (GCN) has been widely applied in recommender systems for its representation learning capability on user and item embeddings. However, GCN is vulnerable to noisy and incomplete graphs, which are common in real world, due to its recursive message propagation mechanism. In the literature, some work propose to remove the feature transformation during message propagation, but making it unable to effectively capture the graph structural features. Moreover, they model users and items in the Euclidean space, which has been demonstrated to have high distortion when modeling complex graphs, further degrading the capability to capture the graph structural features and leading to sub-optimal performance. To this end, in this paper, we propose a simple yet effective Quaternion-based Graph Convolution Network (QGCN) recommendation model. In the proposed model, we utilize the hyper-complex Quaternion space to learn user and item representations and feature transformation to improve both performance and robustness. Specifically, we first embed all users and items into the Quaternion space. Then, we introduce the quaternion embedding propagation layers with quaternion feature transformation to perform message propagation. Finally, we combine the embeddings generated at each layer with the mean pooling strategy to obtain the final embeddings for recommendation. Extensive experiments on three public benchmark datasets demonstrate that our proposed QGCN model outperforms baseline methods by a large margin.

Fan Lyu, Fuyuan Hu, Victor S. Sheng et al.

In our daily life, the scenes around us are always with multiple labels especially in a smart city, i.e., recognizing the information of city operation to response and control. Great efforts have been made by using Deep Neural Networks to recognize multi-label images. Since multi-label image classification is very complicated, people seek to use the attention mechanism to guide the classification process. However, conventional attention-based methods always analyzed images directly and aggressively. It is difficult for them to well understand complicated scenes. In this paper, we propose a global/local attention method that can recognize an image from coarse to fine by mimicking how human-beings observe images. Specifically, our global/local attention method first concentrates on the whole image, and then focuses on local specific objects in the image. We also propose a joint max-margin objective function, which enforces that the minimum score of positive labels should be larger than the maximum score of negative labels horizontally and vertically. This function can further improve our multi-label image classification method. We evaluate the effectiveness of our method on two popular multi-label image datasets (i.e., Pascal VOC and MS-COCO). Our experimental results show that our method outperforms state-of-the-art methods.

Jieren Cheng, Junqi Li, Xiangyan Tang et al.

Distributed Denial of Service (DDoS) attack has become one of the most destructive network attacks which can pose a mortal threat to Internet security. Existing detection methods can not effectively detect early attacks. In this paper, we propose a detection method of DDoS attacks based on generalized multiple kernel learning (GMKL) combining with the constructed parameter R. The super-fusion feature value (SFV) and comprehensive degree of feature (CDF) are defined to describe the characteristic of attack flow and normal flow. A method for calculating R based on SFV and CDF is proposed to select the combination of kernel function and regularization paradigm. A DDoS attack detection classifier is generated by using the trained GMKL model with R parameter. The experimental results show that kernel function and regularization parameter selection method based on R parameter reduce the randomness of parameter selection and the error of model detection, and the proposed method can effectively detect DDoS attacks in complex environments with higher detection rate and lower error rate.

Jian Liu, Pengpeng Zhao, Yanchi Liu et al.

When purchasing appearance-first products, e.g., clothes, product appearance aesthetics plays an important role in the decision process. Moreover, user's aesthetic preference, which can be regarded as a personality trait and a basic requirement, is domain independent and could be used as a bridge between domains for knowledge transfer. However, existing work has rarely considered the aesthetic information in product photos for cross-domain recommendation. To this end, in this paper, we propose a new deep Aesthetic preference Cross-Domain Network (ACDN), in which parameters characterizing personal aesthetic preferences are shared across networks to transfer knowledge between domains. Specifically, we first leverage an aesthetic network to extract relevant features. Then, we integrate the aesthetic features into a cross-domain network to transfer users' domain independent aesthetic preferences. Moreover, network cross-connections are introduced to enable dual knowledge transfer across domains. Finally, the experimental results on real-world data show that our proposed ACDN outperforms other benchmark methods in terms of recommendation accuracy. The results also show that users' aesthetic preferences are effective in alleviating the data sparsity issue on the cross-domain recommendation.

Jieren Cheng, Chen Zhang, Xiangyan Tang et al.

Distributed denial of service (DDoS) attacks have caused huge economic losses to society. They have become one of the main threats to Internet security. Most of the current detection methods based on a single feature and fixed model parameters cannot effectively detect early DDoS attacks in cloud and big data environment. In this paper, an adaptive DDoS attack detection method (ADADM) based on multiple kernel learning (MKL) is proposed. Based on the burstiness of DDoS attack flow, the distribution of addresses and the interactivity of communication, we define five features to describe the network flow characteristic. Based on the ensemble learning framework, the weight of each dimension is adaptively adjusted by increasing the inter-class mean with a gradient ascent and reducing the intra-class variance with a gradient descent, and the classifier is established to identify an early DDoS attack by training simple multiple kernel learning (SMKL) models with two characteristics including inter-class mean squared difference growth (M-SMKL) and intra-class variance descent (S-SMKL). The sliding window mechanism is used to coordinate the S-SMKL and M-SMKL to detect the early DDoS attack. The experimental results indicate that this method can detect DDoS attacks early and accurately.

Pengpeng Zhao, Haifeng Zhu, Yanchi Liu et al.

Next Point-of-Interest (POI) recommendation is of great value for both location-based service providers and users. Recently Recurrent Neural Networks (RNNs) have been proved to be effective on sequential recommendation tasks. However, existing RNN solutions rarely consider the spatio-temporal intervals between neighbor check-ins, which are essential for modeling user check-in behaviors in next POI recommendation. In this paper, we propose a new variant of LSTM, named STLSTM, which implements time gates and distance gates into LSTM to capture the spatio-temporal relation between successive check-ins. Specifically, one-time gate and one distance gate are designed to control short-term interest update, and another time gate and distance gate are designed to control long-term interest update. Furthermore, to reduce the number of parameters and improve efficiency, we further integrate coupled input and forget gates with our proposed model. Finally, we evaluate the proposed model using four real-world datasets from various location-based social networks. Our experimental results show that our model significantly outperforms the state-of-the-art approaches for next POI recommendation.