Philip C. Woodland

CL
h-index53
54papers
1,214citations
Novelty52%
AI Score60

54 Papers

11.4SDApr 20Code
Protecting Bystander Privacy via Selective Hearing in Audio LLMs

Xiao Zhan, Guangzhi Sun, Jose Such et al.

Audio Large language models (LLMs) are increasingly deployed in the real world, where they inevitably capture speech from unintended nearby bystanders, raising privacy risks that existing benchmarks and defences did not consider. We introduce SH-Bench, the first benchmark designed to evaluate selective hearing: a model's ability to attend to an intended main speaker while refusing to process or reveal information about incidental bystander speech. SH-Bench contains 3,968 multi-speaker audio mixtures, including both real-world and synthetic scenarios, paired with 77k multiple-choice questions that probe models under general and selective operating modes. In addition, we propose Selective Efficacy (SE), a novel metric capturing both multi-speaker comprehension and bystander-privacy protection. Our evaluation of state-of-the-art open-source and proprietary LLMs reveals substantial bystander privacy leakage, with strong audio understanding failing to translate into selective protection of bystander privacy. To mitigate this gap, we also present Bystander Privacy Fine-Tuning (BPFT), a novel training pipeline that teaches models to refuse bystander-related queries without degrading main-speaker comprehension. We show that BPFT yields substantial gains, achieving an absolute 47% higher bystander accuracy under selective mode and an absolute 16% higher SE compared to Gemini 2.5 Pro, which is the best audio LLM without BPFT. Together, SH-Bench and BPFT provide the first systematic framework for measuring and improving bystander privacy in audio LLMs.

0.9CLSep 30, 2023Code
It HAS to be Subjective: Human Annotator Simulation via Zero-shot Density Estimation

Wen Wu, Wenlin Chen, Chao Zhang et al. · cambridge

Human annotator simulation (HAS) serves as a cost-effective substitute for human evaluation such as data annotation and system assessment. Human perception and behaviour during human evaluation exhibit inherent variability due to diverse cognitive processes and subjective interpretations, which should be taken into account in modelling to better mimic the way people perceive and interact with the world. This paper introduces a novel meta-learning framework that treats HAS as a zero-shot density estimation problem, which incorporates human variability and allows for the efficient generation of human-like annotations for unlabelled test inputs. Under this framework, we propose two new model classes, conditional integer flows and conditional softmax flows, to account for ordinal and categorical annotations, respectively. The proposed method is evaluated on three real-world human evaluation tasks and shows superior capability and efficiency to predict the aggregated behaviours of human annotators, match the distribution of human annotations, and simulate the inter-annotator disagreements.

5.8CLJun 2, 2023Code
Can Contextual Biasing Remain Effective with Whisper and GPT-2?

Guangzhi Sun, Xianrui Zheng, Chao Zhang et al.

End-to-end automatic speech recognition (ASR) and large language models, such as Whisper and GPT-2, have recently been scaled to use vast amounts of training data. Despite the large amount of training data, infrequent content words that occur in a particular task may still exhibit poor ASR performance, with contextual biasing a possible remedy. This paper investigates the effectiveness of neural contextual biasing for Whisper combined with GPT-2. Specifically, this paper proposes integrating an adapted tree-constrained pointer generator (TCPGen) component for Whisper and a dedicated training scheme to dynamically adjust the final output without modifying any Whisper model parameters. Experiments across three datasets show a considerable reduction in errors on biasing words with a biasing list of 1000 words. Contextual biasing was more effective when applied to domain-specific data and can boost the performance of Whisper and GPT-2 without losing their generality.

18.4SDJul 2, 2022
Tree-constrained Pointer Generator with Graph Neural Network Encodings for Contextual Speech Recognition

Guangzhi Sun, Chao Zhang, Philip C. Woodland

Incorporating biasing words obtained as contextual knowledge is critical for many automatic speech recognition (ASR) applications. This paper proposes the use of graph neural network (GNN) encodings in a tree-constrained pointer generator (TCPGen) component for end-to-end contextual ASR. By encoding the biasing words in the prefix-tree with a tree-based GNN, lookahead for future wordpieces in end-to-end ASR decoding is achieved at each tree node by incorporating information about all wordpieces on the tree branches rooted from it, which allows a more accurate prediction of the generation probability of the biasing words. Systems were evaluated on the Librispeech corpus using simulated biasing tasks, and on the AMI corpus by proposing a novel visual-grounded contextual ASR pipeline that extracts biasing words from slides alongside each meeting. Results showed that TCPGen with GNN encodings achieved about a further 15% relative WER reduction on the biasing words compared to the original TCPGen, with a negligible increase in the computation cost for decoding.

1.9CLMar 8, 2022
Estimating the Uncertainty in Emotion Class Labels with Utterance-Specific Dirichlet Priors

Wen Wu, Chao Zhang, Xixin Wu et al.

Emotion recognition is a key attribute for artificial intelligence systems that need to naturally interact with humans. However, the task definition is still an open problem due to the inherent ambiguity of emotions. In this paper, a novel Bayesian training loss based on per-utterance Dirichlet prior distributions is proposed for verbal emotion recognition, which models the uncertainty in one-hot labels created when human annotators assign the same utterance to different emotion classes. An additional metric is used to evaluate the performance by detection test utterances with high labelling uncertainty. This removes a major limitation that emotion classification systems only consider utterances with labels where the majority of annotators agree on the emotion class. Furthermore, a frequentist approach is studied to leverage the continuous-valued "soft" labels obtained by averaging the one-hot labels. We propose a two-branch model structure for emotion classification on a per-utterance basis, which achieves state-of-the-art classification results on the widely used IEMOCAP dataset. Based on this, uncertainty estimation experiments were performed. The best performance in terms of the area under the precision-recall curve when detecting utterances with high uncertainty was achieved by interpolating the Bayesian training loss with the Kullback-Leibler divergence training loss for the soft labels. The generality of the proposed approach was verified using the MSP-Podcast dataset which yielded the same pattern of results.

44.4SDJun 11, 2023Code
Estimating the Uncertainty in Emotion Attributes using Deep Evidential Regression

Wen Wu, Chao Zhang, Philip C. Woodland

In automatic emotion recognition (AER), labels assigned by different human annotators to the same utterance are often inconsistent due to the inherent complexity of emotion and the subjectivity of perception. Though deterministic labels generated by averaging or voting are often used as the ground truth, it ignores the intrinsic uncertainty revealed by the inconsistent labels. This paper proposes a Bayesian approach, deep evidential emotion regression (DEER), to estimate the uncertainty in emotion attributes. Treating the emotion attribute labels of an utterance as samples drawn from an unknown Gaussian distribution, DEER places an utterance-specific normal-inverse gamma prior over the Gaussian likelihood and predicts its hyper-parameters using a deep neural network model. It enables a joint estimation of emotion attributes along with the aleatoric and epistemic uncertainties. AER experiments on the widely used MSP-Podcast and IEMOCAP datasets showed DEER produced state-of-the-art results for both the mean values and the distribution of emotion attributes.

2.3CLMay 18, 2022
Minimising Biasing Word Errors for Contextual ASR with the Tree-Constrained Pointer Generator

Guangzhi Sun, Chao Zhang, Philip C Woodland

Contextual knowledge is essential for reducing speech recognition errors on high-valued long-tail words. This paper proposes a novel tree-constrained pointer generator (TCPGen) component that enables end-to-end ASR models to bias towards a list of long-tail words obtained using external contextual information. With only a small overhead in memory use and computation cost, TCPGen can structure thousands of biasing words efficiently into a symbolic prefix-tree and creates a neural shortcut between the tree and the final ASR output to facilitate the recognition of the biasing words. To enhance TCPGen, we further propose a novel minimum biasing word error (MBWE) loss that directly optimises biasing word errors during training, along with a biasing-word-driven language model discounting (BLMD) method during the test. All contextual ASR systems were evaluated on the public Librispeech audiobook corpus and the data from the dialogue state tracking challenges (DSTC) with the biasing lists extracted from the dialogue-system ontology. Consistent word error rate (WER) reductions were achieved with TCPGen, which were particularly significant on the biasing words with around 40\% relative reductions in the recognition error rates. MBWE and BLMD further improved the effectiveness of TCPGen and achieved more significant WER reductions on the biasing words. TCPGen also achieved zero-shot learning of words not in the audio training set with large WER reductions on the out-of-vocabulary words in the biasing list.

1.6CLOct 29, 2022Code
End-to-end Spoken Language Understanding with Tree-constrained Pointer Generator

Guangzhi Sun, Chao Zhang, Philip C. Woodland

End-to-end spoken language understanding (SLU) suffers from the long-tail word problem. This paper exploits contextual biasing, a technique to improve the speech recognition of rare words, in end-to-end SLU systems. Specifically, a tree-constrained pointer generator (TCPGen), a powerful and efficient biasing model component, is studied, which leverages a slot shortlist with corresponding entities to extract biasing lists. Meanwhile, to bias the SLU model output slot distribution, a slot probability biasing (SPB) mechanism is proposed to calculate a slot distribution from TCPGen. Experiments on the SLURP dataset showed consistent SLU-F1 improvements using TCPGen and SPB, especially on unseen entities. On a new split by holding out 5 slot types for the test, TCPGen with SPB achieved zero-shot learning with an SLU-F1 score over 50% compared to baselines which can not deal with it. In addition to slot filling, the intent classification accuracy was also improved.

1.7CLJul 4, 2023
Knowledge-Aware Audio-Grounded Generative Slot Filling for Limited Annotated Data

Guangzhi Sun, Chao Zhang, Ivan Vulić et al.

Manually annotating fine-grained slot-value labels for task-oriented dialogue (ToD) systems is an expensive and time-consuming endeavour. This motivates research into slot-filling methods that operate with limited amounts of labelled data. Moreover, the majority of current work on ToD is based solely on text as the input modality, neglecting the additional challenges of imperfect automatic speech recognition (ASR) when working with spoken language. In this work, we propose a Knowledge-Aware Audio-Grounded generative slot-filling framework, termed KA2G, that focuses on few-shot and zero-shot slot filling for ToD with speech input. KA2G achieves robust and data-efficient slot filling for speech-based ToD by 1) framing it as a text generation task, 2) grounding text generation additionally in the audio modality, and 3) conditioning on available external knowledge (e.g. a predefined list of possible slot values). We show that combining both modalities within the KA2G framework improves the robustness against ASR errors. Further, the knowledge-aware slot-value generator in KA2G, implemented via a pointer generator mechanism, particularly benefits few-shot and zero-shot learning. Experiments, conducted on the standard speech-based single-turn SLURP dataset and a multi-turn dataset extracted from a commercial ToD system, display strong and consistent gains over prior work, especially in few-shot and zero-shot setups.

4.3ASAug 25, 2023
Decoupled Structure for Improved Adaptability of End-to-End Models

Keqi Deng, Philip C. Woodland

Although end-to-end (E2E) trainable automatic speech recognition (ASR) has shown great success by jointly learning acoustic and linguistic information, it still suffers from the effect of domain shifts, thus limiting potential applications. The E2E ASR model implicitly learns an internal language model (LM) which characterises the training distribution of the source domain, and the E2E trainable nature makes the internal LM difficult to adapt to the target domain with text-only data To solve this problem, this paper proposes decoupled structures for attention-based encoder-decoder (Decoupled-AED) and neural transducer (Decoupled-Transducer) models, which can achieve flexible domain adaptation in both offline and online scenarios while maintaining robust intra-domain performance. To this end, the acoustic and linguistic parts of the E2E model decoder (or prediction network) are decoupled, making the linguistic component (i.e. internal LM) replaceable. When encountering a domain shift, the internal LM can be directly replaced during inference by a target-domain LM, without re-training or using domain-specific paired speech-text data. Experiments for E2E ASR models trained on the LibriSpeech-100h corpus showed that the proposed decoupled structure gave 15.1% and 17.2% relative word error rate reductions on the TED-LIUM 2 and AESRC2020 corpora while still maintaining performance on intra-domain data.

2.7CLJul 29, 2024
Confidence Estimation for Automatic Detection of Depression and Alzheimer's Disease Based on Clinical Interviews

Wen Wu, Chao Zhang, Philip C. Woodland

Speech-based automatic detection of Alzheimer's disease (AD) and depression has attracted increased attention. Confidence estimation is crucial for a trust-worthy automatic diagnostic system which informs the clinician about the confidence of model predictions and helps reduce the risk of misdiagnosis. This paper investigates confidence estimation for automatic detection of AD and depression based on clinical interviews. A novel Bayesian approach is proposed which uses a dynamic Dirichlet prior distribution to model the second-order probability of the predictive distribution. Experimental results on the publicly available ADReSS and DAIC-WOZ datasets demonstrate that the proposed method outperforms a range of baselines for both classification accuracy and confidence estimation.

0.8CLNov 9, 2022Code
Distribution-based Emotion Recognition in Conversation

Wen Wu, Chao Zhang, Philip C. Woodland

Automatic emotion recognition in conversation (ERC) is crucial for emotion-aware conversational artificial intelligence. This paper proposes a distribution-based framework that formulates ERC as a sequence-to-sequence problem for emotion distribution estimation. The inherent ambiguity of emotions and the subjectivity of human perception lead to disagreements in emotion labels, which is handled naturally in our framework from the perspective of uncertainty estimation in emotion distributions. A Bayesian training loss is introduced to improve the uncertainty estimation by conditioning each emotional state on an utterance-specific Dirichlet prior distribution. Experimental results on the IEMOCAP dataset show that ERC outperformed the single-utterance-based system, and the proposed distribution-based ERC methods have not only better classification accuracy, but also show improved uncertainty estimation.

0.8CLNov 4, 2022
Biased Self-supervised learning for ASR

Florian L. Kreyssig, Yangyang Shi, Jinxi Guo et al.

Self-supervised learning via masked prediction pre-training (MPPT) has shown impressive performance on a range of speech-processing tasks. This paper proposes a method to bias self-supervised learning towards a specific task. The core idea is to slightly finetune the model that is used to obtain the target sequence. This leads to better performance and a substantial increase in training speed. Furthermore, this paper proposes a variant of MPPT that allows low-footprint streaming models to be trained effectively by computing the MPPT loss on masked and unmasked frames. These approaches are evaluated for automatic speech recognition on the Librispeech corpus, where 100 hours of data served as the labelled data and 860 hours as the unlabelled data. The biased training outperforms the unbiased training by 15.5% after 250k updates and 23.8% after 100k updates on test-other. For the streaming models, the pre-training approach yields a reduction in word error rate of 44.1%.

8.7CLNov 13, 2023
Speech-based Slot Filling using Large Language Models

Guangzhi Sun, Shutong Feng, Dongcheng Jiang et al.

Recently, advancements in large language models (LLMs) have shown an unprecedented ability across various language tasks. This paper investigates the potential application of LLMs to slot filling with noisy ASR transcriptions, via both in-context learning and task-specific fine-tuning. Dedicated prompt designs and fine-tuning approaches are proposed to improve the robustness of LLMs for slot filling with noisy ASR transcriptions. Moreover, a linearised knowledge injection (LKI) scheme is also proposed to integrate dynamic external knowledge into LLMs. Experiments were performed on SLURP to quantify the performance of LLMs, including GPT-3.5-turbo, GPT-4, LLaMA-13B and Vicuna-13B (v1.1 and v1.5) with different ASR error rates. The use of the proposed fine-tuning together with the LKI scheme for LLaMA-13B achieved an 8.3% absolute SLU-F1 improvement compared to the strong Flan-T5-base baseline system on a limited data setup.

2.7CLDec 1, 2025Code
Cross-Lingual Interleaving for Speech Language Models

Adel Moumen, Guangzhi Sun, Philip C. Woodland

Spoken Language Models (SLMs) aim to learn linguistic competence directly from speech using discrete units, widening access to Natural Language Processing (NLP) technologies for languages with limited written resources. However, progress has been largely English-centric due to scarce spoken evaluation benchmarks and training data, making cross-lingual learning difficult. We present a cross-lingual interleaving method that mixes speech tokens across languages without textual supervision. We also release an EN-FR training dataset, TinyStories (~42k hours), together with EN-FR spoken StoryCloze and TopicCloze benchmarks for cross-lingual semantic evaluation, both synthetically generated using GPT-4. On 360M and 1B SLMs under matched training-token budgets, interleaving improves monolingual semantic accuracy, enables robust cross-lingual continuation, and strengthens cross-lingual hidden-state alignment. Taken together, these results indicate that cross-lingual interleaving is a simple, scalable route to building multilingual SLMs that understand and converse across languages. All resources will be made open-source to support reproducibility.

5.1ASOct 7, 2023
Conditional Diffusion Model for Target Speaker Extraction

Theodor Nguyen, Guangzhi Sun, Xianrui Zheng et al.

We propose DiffSpEx, a generative target speaker extraction method based on score-based generative modelling through stochastic differential equations. DiffSpEx deploys a continuous-time stochastic diffusion process in the complex short-time Fourier transform domain, starting from the target speaker source and converging to a Gaussian distribution centred on the mixture of sources. For the reverse-time process, a parametrised score function is conditioned on a target speaker embedding to extract the target speaker from the mixture of sources. We utilise ECAPA-TDNN target speaker embeddings and condition the score function alternately on the SDE time embedding and the target speaker embedding. The potential of DiffSpEx is demonstrated with the WSJ0-2mix dataset, achieving an SI-SDR of 12.9 dB and a NISQA score of 3.56. Moreover, we show that fine-tuning a pre-trained DiffSpEx model to a specific speaker further improves performance, enabling personalisation in target speaker extraction.

18.2CLJan 24, 2025Code
CASE-Bench: Context-Aware SafEty Benchmark for Large Language Models

Guangzhi Sun, Xiao Zhan, Shutong Feng et al.

Aligning large language models (LLMs) with human values is essential for their safe deployment and widespread adoption. Current LLM safety benchmarks often focus solely on the refusal of individual problematic queries, which overlooks the importance of the context where the query occurs and may cause undesired refusal of queries under safe contexts that diminish user experience. Addressing this gap, we introduce CASE-Bench, a Context-Aware SafEty Benchmark that integrates context into safety assessments of LLMs. CASE-Bench assigns distinct, formally described contexts to categorized queries based on Contextual Integrity theory. Additionally, in contrast to previous studies which mainly rely on majority voting from just a few annotators, we recruited a sufficient number of annotators necessary to ensure the detection of statistically significant differences among the experimental conditions based on power analysis. Our extensive analysis using CASE-Bench on various open-source and commercial LLMs reveals a substantial and significant influence of context on human judgments (p<0.0001 from a z-test), underscoring the necessity of context in safety evaluations. We also identify notable mismatches between human judgments and LLM responses, particularly in commercial models within safe contexts.

28.4SDJun 12, 2025
Discrete Audio Tokens: More Than a Survey!

Pooneh Mousavi, Gallil Maimon, Adel Moumen et al.

Discrete audio tokens are compact representations that aim to preserve perceptual quality, phonetic content, and speaker characteristics while enabling efficient storage and inference, as well as competitive performance across diverse downstream tasks. They provide a practical alternative to continuous features, enabling the integration of speech and audio into modern large language models (LLMs). As interest in token-based audio processing grows, various tokenization methods have emerged, and several surveys have reviewed the latest progress in the field. However, existing studies often focus on specific domains or tasks and lack a unified comparison across various benchmarks. This paper presents a systematic review and benchmark of discrete audio tokenizers, covering three domains: speech, music, and general audio. We propose a taxonomy of tokenization approaches based on encoder-decoder, quantization techniques, training paradigm, streamability, and application domains. We evaluate tokenizers on multiple benchmarks for reconstruction, downstream performance, and acoustic language modeling, and analyze trade-offs through controlled ablation studies. Our findings highlight key limitations, practical considerations, and open challenges, providing insight and guidance for future research in this rapidly evolving area. For more information, including our main results and tokenizer database, please refer to our website: https://poonehmousavi.github.io/dates-website/.

10.4CLMay 22, 2024
CrossCheckGPT: Universal Hallucination Ranking for Multimodal Foundation Models

Guangzhi Sun, Potsawee Manakul, Adian Liusie et al.

Multimodal foundation models are prone to hallucination, generating outputs that either contradict the input or are not grounded by factual information. Given the diversity in architectures, training data and instruction tuning techniques, there can be large variations in systems' susceptibility to hallucinations. To assess system hallucination robustness, hallucination ranking approaches have been developed for specific tasks such as image captioning, question answering, summarization, or biography generation. However, these approaches typically compare model outputs to gold-standard references or labels, limiting hallucination benchmarking for new domains. This work proposes "CrossCheckGPT", a reference-free universal hallucination ranking for multimodal foundation models. The core idea of CrossCheckGPT is that the same hallucinated content is unlikely to be generated by different independent systems, hence cross-system consistency can provide meaningful and accurate hallucination assessment scores. CrossCheckGPT can be applied to any model or task, provided that the information consistency between outputs can be measured through an appropriate distance metric. Focusing on multimodal large language models that generate text, we explore two information consistency measures: CrossCheck-explicit and CrossCheck-implicit. We showcase the applicability of our method for hallucination ranking across various modalities, namely the text, image, and audio-visual domains. Further, we propose the first audio-visual hallucination benchmark, "AVHalluBench", and illustrate the effectiveness of CrossCheckGPT, achieving correlations of 98% and 89% with human judgements on MHaluBench and AVHalluBench, respectively.

3.3ASFeb 19, 2024
Parameter Efficient Finetuning for Speech Emotion Recognition and Domain Adaptation

Nineli Lashkarashvili, Wen Wu, Guangzhi Sun et al.

Foundation models have shown superior performance for speech emotion recognition (SER). However, given the limited data in emotion corpora, finetuning all parameters of large pre-trained models for SER can be both resource-intensive and susceptible to overfitting. This paper investigates parameter-efficient finetuning (PEFT) for SER. Various PEFT adaptors are systematically studied for both classification of discrete emotion categories and prediction of dimensional emotional attributes. The results demonstrate that the combination of PEFT methods surpasses full finetuning with a significant reduction in the number of trainable parameters. Furthermore, a two-stage adaptation strategy is proposed to adapt models trained on acted emotion data, which is more readily available, to make the model more adept at capturing natural emotional expressions. Both intra- and cross-corpus experiments validate the efficacy of the proposed approach in enhancing the performance on both the source and target domains.

14.9CLFeb 20, 2024
Handling Ambiguity in Emotion: From Out-of-Domain Detection to Distribution Estimation

Wen Wu, Bo Li, Chao Zhang et al.

The subjective perception of emotion leads to inconsistent labels from human annotators. Typically, utterances lacking majority-agreed labels are excluded when training an emotion classifier, which cause problems when encountering ambiguous emotional expressions during testing. This paper investigates three methods to handle ambiguous emotion. First, we show that incorporating utterances without majority-agreed labels as an additional class in the classifier reduces the classification performance of the other emotion classes. Then, we propose detecting utterances with ambiguous emotions as out-of-domain samples by quantifying the uncertainty in emotion classification using evidential deep learning. This approach retains the classification accuracy while effectively detects ambiguous emotion expressions. Furthermore, to obtain fine-grained distinctions among ambiguous emotions, we propose representing emotion as a distribution instead of a single class label. The task is thus re-framed from classification to distribution estimation where every individual annotation is taken into account, not just the majority opinion. The evidential uncertainty measure is extended to quantify the uncertainty in emotion distribution estimation. Experimental results on the IEMOCAP and CREMA-D datasets demonstrate the superior capability of the proposed method in terms of majority class prediction, emotion distribution estimation, and uncertainty estimation.

12.0CLApr 22, 2025
SimulS2S-LLM: Unlocking Simultaneous Inference of Speech LLMs for Speech-to-Speech Translation

Keqi Deng, Wenxi Chen, Xie Chen et al.

Simultaneous speech translation (SST) outputs translations in parallel with streaming speech input, balancing translation quality and latency. While large language models (LLMs) have been extended to handle the speech modality, streaming remains challenging as speech is prepended as a prompt for the entire generation process. To unlock LLM streaming capability, this paper proposes SimulS2S-LLM, which trains speech LLMs offline and employs a test-time policy to guide simultaneous inference. SimulS2S-LLM alleviates the mismatch between training and inference by extracting boundary-aware speech prompts that allows it to be better matched with text input data. SimulS2S-LLM achieves simultaneous speech-to-speech translation (Simul-S2ST) by predicting discrete output speech tokens and then synthesising output speech using a pre-trained vocoder. An incremental beam search is designed to expand the search space of speech token prediction without increasing latency. Experiments on the CVSS speech data show that SimulS2S-LLM offers a better translation quality-latency trade-off than existing methods that use the same training data, such as improving ASR-BLEU scores by 3 points at similar latency.

3.4CLDec 21, 2024
Transducer-Llama: Integrating LLMs into Streamable Transducer-based Speech Recognition

Keqi Deng, Jinxi Guo, Yingyi Ma et al.

While large language models (LLMs) have been applied to automatic speech recognition (ASR), the task of making the model streamable remains a challenge. This paper proposes a novel model architecture, Transducer-Llama, that integrates LLMs into a Factorized Transducer (FT) model, naturally enabling streaming capabilities. Furthermore, given that the large vocabulary of LLMs can cause data sparsity issue and increased training costs for spoken language systems, this paper introduces an efficient vocabulary adaptation technique to align LLMs with speech system vocabularies. The results show that directly optimizing the FT model with a strong pre-trained LLM-based predictor using the RNN-T loss yields some but limited improvements over a smaller pre-trained LM predictor. Therefore, this paper proposes a weak-to-strong LM swap strategy, using a weak LM predictor during RNN-T loss training and then replacing it with a strong LLM. After LM replacement, the minimum word error rate (MWER) loss is employed to finetune the integration of the LLM predictor with the Transducer-Llama model. Experiments on the LibriSpeech and large-scale multi-lingual LibriSpeech corpora show that the proposed streaming Transducer-Llama approach gave a 17% relative WER reduction (WERR) over a strong FT baseline and a 32% WERR over an RNN-T baseline.

5.5CLOct 14, 2024
SkillAggregation: Reference-free LLM-Dependent Aggregation

Guangzhi Sun, Anmol Kagrecha, Potsawee Manakul et al.

Large Language Models (LLMs) are increasingly used to assess NLP tasks due to their ability to generate human-like judgments. Single LLMs were used initially, however, recent work suggests using multiple LLMs as judges yields improved performance. An important step in exploiting multiple judgements is the combination stage, aggregation. Existing methods in NLP either assign equal weight to all LLM judgments or are designed for specific tasks such as hallucination detection. This work focuses on aggregating predictions from multiple systems where no reference labels are available. A new method called SkillAggregation is proposed, which learns to combine estimates from LLM judges without needing additional data or ground truth. It extends the Crowdlayer aggregation method, developed for image classification, to exploit the judge estimates during inference. The approach is compared to a range of standard aggregation methods on HaluEval-Dialogue, TruthfulQA and Chatbot Arena tasks. SkillAggregation outperforms Crowdlayer on all tasks, and yields the best performance over all approaches on the majority of tasks.

6.7CLMar 8, 2025
Late Fusion and Multi-Level Fission Amplify Cross-Modal Transfer in Text-Speech LMs

Santiago Cuervo, Adel Moumen, Yanis Labrak et al. · mit

Text-Speech Language Models (TSLMs) -- language models trained to jointly process and generate text and speech -- are commonly trained through an early modality fusion/fission approach, in which both modalities are fed and predicted from a shared backbone via linear layers. We hypothesize that this approach limits cross-modal transfer by neglecting feature compositionality -- specifically, the finer-grained nature of speech representations compared to text -- preventing the emergence of a shared feature hierarchy within model layers. In this paper, we argue that this limitation can be addressed through late fusion and fission, with a fission process that accesses both high- and low-level features for speech generation. Our models implementing these principles, SmolTolk, rival or surpass state-of-the-art TSLMs trained with orders of magnitude more compute, and achieve significantly improved cross-modal performance relative to early fusion/fission baselines. Representation analyses further suggest that our method enhances the model's ability to abstract higher-level, more semantic features from speech, and leads to increasingly shared representation spaces across layers.

0.6CLMar 5
Measuring the Redundancy of Decoder Layers in SpeechLLMs

Adel Moumen, Guangzhi Sun, Philip C Woodland

Speech Large Language Models route speech encoder representations into an LLM decoder that typically accounts for over 90% of total parameters. We study how much of this decoder capacity is actually needed for speech tasks. Across two LLM families and three scales (1-8B), we show that decoder redundancy is largely inherited from the pretrained LLM: text and speech inputs yield similar redundant blocks. We then measure excess capacity by pruning decoder layers and analysing post-pruning healing to increase robustness. Our findings show that 7-8B models retain good ASR performance with only 60% of decoder layers, and the same trend extends to smaller scales with reduced pruning tolerance. We then generalise to speech translation, and show that the same blocks of layers are redundant across speech encoders, tasks and languages, indicating that a more global redundancy structure exists, enabling a single pruned and multi-tasks SpeechLLM backbone to be deployed.

3.3ASSep 20, 2025
Audio-Conditioned Diffusion LLMs for ASR and Deliberation Processing

Mengqi Wang, Zhan Liu, Zengrui Jin et al.

Diffusion-based large language models (DLLMs) have recently attracted growing interest as an alternative to autoregressive decoders. In this work, we present an empirical study on using the diffusion-based large language model LLaDA for automatic speech recognition (ASR). We first investigate its use as an external deliberation-based processing module for Whisper-LLaMA transcripts. By leveraging the bidirectional attention and denoising capabilities of LLaDA, we explore random masking, low-confidence masking, and semi-autoregressive strategies, showing that Whisper-LLaDA substantially reduces WER compared with the baseline. On LibriSpeech, the best cascade system achieves 2.25%/4.94% WER on test-clean/test-other, representing a 12.3% relative improvement over the Whisper-LLaMA baseline on the test-other split. In contrast, a plain-text LLaDA without acoustic features fails to improve accuracy, highlighting the importance of audio-conditioned embeddings. We further evaluate Whisper-LLaDA as a standalone decoder for ASR with diffusion-based and semi-autoregressive decoding. Most experimental configurations achieve faster inference than the Whisper-LLaMA baseline, although recognition accuracy is slightly lower. These findings offer an empirical view of diffusion-based LLMs for ASR and point to promising directions for improvements.

4.1LGMay 19, 2025Code
Multi-head Temporal Latent Attention

Keqi Deng, Philip C. Woodland

While Transformer self-attention offers strong parallelism, the Key-Value (KV) cache grows linearly with sequence length and becomes a bottleneck for inference efficiency. Multi-head latent attention was recently developed to compress the KV cache into a low-rank latent space. This paper proposes Multi-head Temporal Latent Attention (MTLA), which further reduces the KV cache size along the temporal dimension, greatly lowering the memory footprint of self-attention inference. MTLA employs a hyper-network to dynamically merge temporally adjacent KV cache vectors. To address the mismatch between the compressed KV cache and processed sequence lengths, a stride-aware causal mask is proposed to ensure efficient parallel training and consistency with inference behaviour. Experiments across tasks, including speech translation, speech recognition, speech understanding and text summarisation, demonstrate that MTLA achieves competitive performance compared to standard Multi-Head Attention (MHA), while greatly improving inference speed and GPU memory usage. For example, on a English-German speech translation task, MTLA achieves a 5.3x speedup and a reduction in GPU memory usage by a factor of 8.3 compared to MHA, while maintaining translation quality.

15.2CLJun 6, 2024Code
Label-Synchronous Neural Transducer for E2E Simultaneous Speech Translation

Keqi Deng, Philip C. Woodland

While the neural transducer is popular for online speech recognition, simultaneous speech translation (SST) requires both streaming and re-ordering capabilities. This paper presents the LS-Transducer-SST, a label-synchronous neural transducer for SST, which naturally possesses these two properties. The LS-Transducer-SST dynamically decides when to emit translation tokens based on an Auto-regressive Integrate-and-Fire (AIF) mechanism. A latency-controllable AIF is also proposed, which can control the quality-latency trade-off either only during decoding, or it can be used in both decoding and training. The LS-Transducer-SST can naturally utilise monolingual text-only data via its prediction network which helps alleviate the key issue of data sparsity for E2E SST. During decoding, a chunk-based incremental joint decoding technique is designed to refine and expand the search space. Experiments on the Fisher-CallHome Spanish (Es-En) and MuST-C En-De data show that the LS-Transducer-SST gives a better quality-latency trade-off than existing popular methods. For example, the LS-Transducer-SST gives a 3.1/2.9 point BLEU increase (Es-En/En-De) relative to CAAT at a similar latency and a 1.4 s reduction in average lagging latency with similar BLEU scores relative to Wait-k.

2.5CLMay 30, 2023Code
Graph Neural Networks for Contextual ASR with the Tree-Constrained Pointer Generator

Guangzhi Sun, Chao Zhang, Phil Woodland

The incorporation of biasing words obtained through contextual knowledge is of paramount importance in automatic speech recognition (ASR) applications. This paper proposes an innovative method for achieving end-to-end contextual ASR using graph neural network (GNN) encodings based on the tree-constrained pointer generator method. GNN node encodings facilitate lookahead for future word pieces in the process of ASR decoding at each tree node by incorporating information about all word pieces on the tree branches rooted from it. This results in a more precise prediction of the generation probability of the biasing words. The study explores three GNN encoding techniques, namely tree recursive neural networks, graph convolutional network (GCN), and GraphSAGE, along with different combinations of the complementary GCN and GraphSAGE structures. The performance of the systems was evaluated using the Librispeech and AMI corpus, following the visual-grounded contextual ASR pipeline. The findings indicate that using GNN encodings achieved consistent and significant reductions in word error rate (WER), particularly for words that are rare or have not been seen during the training process. Notably, the most effective combination of GNN encodings obtained more than 60% WER reduction for rare and unseen words compared to standard end-to-end systems.

6.6CLMay 20, 2023
Self-supervised representations in speech-based depression detection

Wen Wu, Chao Zhang, Philip C. Woodland

This paper proposes handling training data sparsity in speech-based automatic depression detection (SDD) using foundation models pre-trained with self-supervised learning (SSL). An analysis of SSL representations derived from different layers of pre-trained foundation models is first presented for SDD, which provides insight to suitable indicator for depression detection. Knowledge transfer is then performed from automatic speech recognition (ASR) and emotion recognition to SDD by fine-tuning the foundation models. Results show that the uses of oracle and ASR transcriptions yield similar SDD performance when the hidden representations of the ASR model is incorporated along with the ASR textual information. By integrating representations from multiple foundation models, state-of-the-art SDD results based on real ASR were achieved on the DAIC-WOZ dataset.

5.9ASOct 7, 2021
Improving Confidence Estimation on Out-of-Domain Data for End-to-End Speech Recognition

Qiujia Li, Yu Zhang, David Qiu et al.

As end-to-end automatic speech recognition (ASR) models reach promising performance, various downstream tasks rely on good confidence estimators for these systems. Recent research has shown that model-based confidence estimators have a significant advantage over using the output softmax probabilities. If the input data to the speech recogniser is from mismatched acoustic and linguistic conditions, the ASR performance and the corresponding confidence estimators may exhibit severe degradation. Since confidence models are often trained on the same in-domain data as the ASR, generalising to out-of-domain (OOD) scenarios is challenging. By keeping the ASR model untouched, this paper proposes two approaches to improve the model-based confidence estimators on OOD data: using pseudo transcriptions and an additional OOD language model. With an ASR model trained on LibriSpeech, experiments show that the proposed methods can greatly improve the confidence metrics on TED-LIUM and Switchboard datasets while preserving in-domain performance. Furthermore, the improved confidence estimators are better calibrated on OOD data and can provide a much more reliable criterion for data selection.

3.9CLSep 1, 2021
Tree-constrained Pointer Generator for End-to-end Contextual Speech Recognition

Guangzhi Sun, Chao Zhang, Philip C. Woodland

Contextual knowledge is important for real-world automatic speech recognition (ASR) applications. In this paper, a novel tree-constrained pointer generator (TCPGen) component is proposed that incorporates such knowledge as a list of biasing words into both attention-based encoder-decoder and transducer end-to-end ASR models in a neural-symbolic way. TCPGen structures the biasing words into an efficient prefix tree to serve as its symbolic input and creates a neural shortcut between the tree and the final ASR output distribution to facilitate recognising biasing words during decoding. Systems were trained and evaluated on the Librispeech corpus where biasing words were extracted at the scales of an utterance, a chapter, or a book to simulate different application scenarios. Experimental results showed that TCPGen consistently improved word error rates (WERs) compared to the baselines, and in particular, achieved significant WER reductions on the biasing words. TCPGen is highly efficient: it can handle 5,000 biasing words and distractors and only add a small overhead to memory use and computation cost.

2.8CLJul 29, 2021
Adapting GPT, GPT-2 and BERT Language Models for Speech Recognition

Xianrui Zheng, Chao Zhang, Philip C. Woodland

Language models (LMs) pre-trained on massive amounts of text, in particular bidirectional encoder representations from Transformers (BERT), generative pre-training (GPT), and GPT-2, have become a key technology for many natural language processing tasks. In this paper, we present results using fine-tuned GPT, GPT-2, and their combination for automatic speech recognition (ASR). Unlike unidirectional LM GPT and GPT-2, BERT is bidirectional whose direct product of the output probabilities is no longer a valid language prior probability. A conversion method is proposed to compute the correct language prior probability based on bidirectional LM outputs in a mathematically exact way. Experimental results on the widely used AMI and Switchboard ASR tasks showed that the combination of the fine-tuned GPT and GPT-2 outperformed the combination of three neural LMs with different architectures trained from scratch on the in-domain text by up to a 12% relative word error rate reduction (WERR). Furthermore, on the AMI corpus, the proposed conversion for language prior probabilities enables BERT to obtain an extra 3% relative WERR, and the combination of BERT, GPT and GPT-2 results in further improvements.

8.0ASMar 25, 2021
Residual Energy-Based Models for End-to-End Speech Recognition

Qiujia Li, Yu Zhang, Bo Li et al.

End-to-end models with auto-regressive decoders have shown impressive results for automatic speech recognition (ASR). These models formulate the sequence-level probability as a product of the conditional probabilities of all individual tokens given their histories. However, the performance of locally normalised models can be sub-optimal because of factors such as exposure bias. Consequently, the model distribution differs from the underlying data distribution. In this paper, the residual energy-based model (R-EBM) is proposed to complement the auto-regressive ASR model to close the gap between the two distributions. Meanwhile, R-EBMs can also be regarded as utterance-level confidence estimators, which may benefit many downstream tasks. Experiments on a 100hr LibriSpeech dataset show that R-EBMs can reduce the word error rates (WERs) by 8.2%/6.7% while improving areas under precision-recall curves of confidence scores by 12.6%/28.4% on test-clean/test-other sets. Furthermore, on a state-of-the-art model using self-supervised learning (wav2vec 2.0), R-EBMs still significantly improves both the WER and confidence estimation performance.

4.4LGMar 12, 2021
A Distributed Optimisation Framework Combining Natural Gradient with Hessian-Free for Discriminative Sequence Training

Adnan Haider, Chao Zhang, Florian L. Kreyssig et al.

This paper presents a novel natural gradient and Hessian-free (NGHF) optimisation framework for neural network training that can operate efficiently in a distributed manner. It relies on the linear conjugate gradient (CG) algorithm to combine the natural gradient (NG) method with local curvature information from Hessian-free (HF) or other second-order methods. A solution to a numerical issue in CG allows effective parameter updates to be generated with far fewer CG iterations than usually used (e.g. 5-8 instead of 200). This work also presents a novel preconditioning approach to improve the progress made by individual CG iterations for models with shared parameters. Although applicable to other training losses and model structures, NGHF is investigated in this paper for lattice-based discriminative sequence training for hybrid hidden Markov model acoustic models using a standard recurrent neural network, long short-term memory, and time delay neural network models for output probability calculation. Automatic speech recognition experiments are reported on the multi-genre broadcast data set for a range of different acoustic model types. These experiments show that NGHF achieves larger word error rate reductions than standard stochastic gradient descent or Adam, while requiring orders of magnitude fewer parameter updates.

2.8CLFeb 12, 2021Code
Transformer Language Models with LSTM-based Cross-utterance Information Representation

G. Sun, C. Zhang, P. C. Woodland

The effective incorporation of cross-utterance information has the potential to improve language models (LMs) for automatic speech recognition (ASR). To extract more powerful and robust cross-utterance representations for the Transformer LM (TLM), this paper proposes the R-TLM which uses hidden states in a long short-term memory (LSTM) LM. To encode the cross-utterance information, the R-TLM incorporates an LSTM module together with a segment-wise recurrence in some of the Transformer blocks. In addition to the LSTM module output, a shortcut connection using a fusion layer that bypasses the LSTM module is also investigated. The proposed system was evaluated on the AMI meeting corpus, the Eval2000 and the RT03 telephone conversation evaluation sets. The best R-TLM achieved 0.9%, 0.6%, and 0.8% absolute WER reductions over the single-utterance TLM baseline, and 0.5%, 0.3%, 0.2% absolute WER reductions over a strong cross-utterance TLM baseline on the AMI evaluation set, Eval2000 and RT03 respectively. Improvements on Eval2000 and RT03 were further supported by significance tests. R-TLMs were found to have better LM scores on words where recognition errors are more likely to occur. The R-TLM WER can be further reduced by interpolation with an LSTM-LM.

5.9SDFeb 12, 2021
Content-Aware Speaker Embeddings for Speaker Diarisation

G. Sun, D. Liu, C. Zhang et al.

Recent speaker diarisation systems often convert variable length speech segments into fixed-length vector representations for speaker clustering, which are known as speaker embeddings. In this paper, the content-aware speaker embeddings (CASE) approach is proposed, which extends the input of the speaker classifier to include not only acoustic features but also their corresponding speech content, via phone, character, and word embeddings. Compared to alternative methods that leverage similar information, such as multitask or adversarial training, CASE factorises automatic speech recognition (ASR) from speaker recognition to focus on modelling speaker characteristics and correlations with the corresponding content units to derive more expressive representations. CASE is evaluated for speaker re-clustering with a realistic speaker diarisation setup using the AMI meeting transcription dataset, where the content information is obtained by performing ASR based on an automatic segmentation. Experimental results showed that CASE achieved a 17.8% relative speaker error rate reduction over conventional methods.

3.0CLOct 27, 2020
Emotion recognition by fusing time synchronous and time asynchronous representations

Wen Wu, Chao Zhang, Philip C. Woodland

In this paper, a novel two-branch neural network model structure is proposed for multimodal emotion recognition, which consists of a time synchronous branch (TSB) and a time asynchronous branch (TAB). To capture correlations between each word and its acoustic realisation, the TSB combines speech and text modalities at each input window frame and then does pooling across time to form a single embedding vector. The TAB, by contrast, provides cross-utterance information by integrating sentence text embeddings from a number of context utterances into another embedding vector. The final emotion classification uses both the TSB and the TAB embeddings. Experimental results on the IEMOCAP dataset demonstrate that the two-branch structure achieves state-of-the-art results in 4-way classification with all common test setups. When using automatic speech recognition (ASR) output instead of manually transcribed reference text, it is shown that the cross-utterance information considerably improves the robustness against ASR errors. Furthermore, by incorporating an extra class for all the other emotions, the final 5-way classification system with ASR hypotheses can be viewed as a prototype for more realistic emotion recognition systems.

8.4SDOct 22, 2020
Combination of Deep Speaker Embeddings for Diarisation

Guangzhi Sun, Chao Zhang, Phil Woodland

Significant progress has recently been made in speaker diarisation after the introduction of d-vectors as speaker embeddings extracted from neural network (NN) speaker classifiers for clustering speech segments. To extract better-performing and more robust speaker embeddings, this paper proposes a c-vector method by combining multiple sets of complementary d-vectors derived from systems with different NN components. Three structures are used to implement the c-vectors, namely 2D self-attentive, gated additive, and bilinear pooling structures, relying on attention mechanisms, a gating mechanism, and a low-rank bilinear pooling mechanism respectively. Furthermore, a neural-based single-pass speaker diarisation pipeline is also proposed in this paper, which uses NNs to achieve voice activity detection, speaker change point detection, and speaker embedding extraction. Experiments and detailed analyses are conducted on the challenging AMI and NIST RT05 datasets which consist of real meetings with 4--10 speakers and a wide range of acoustic conditions. For systems trained on the AMI training set, relative speaker error rate (SER) reductions of 13% and 29% are obtained by using c-vectors instead of d-vectors on the AMI dev and eval sets respectively, and a relative reduction of 15% in SER is observed on RT05, which shows the robustness of the proposed methods. By incorporating VoxCeleb data into the training set, the best c-vector system achieved 7%, 17% and16% relative SER reduction compared to the d-vector on the AMI dev, eval, and RT05 sets respectively

15.8ASOct 22, 2020
Confidence Estimation for Attention-based Sequence-to-sequence Models for Speech Recognition

Qiujia Li, David Qiu, Yu Zhang et al.

For various speech-related tasks, confidence scores from a speech recogniser are a useful measure to assess the quality of transcriptions. In traditional hidden Markov model-based automatic speech recognition (ASR) systems, confidence scores can be reliably obtained from word posteriors in decoding lattices. However, for an ASR system with an auto-regressive decoder, such as an attention-based sequence-to-sequence model, computing word posteriors is difficult. An obvious alternative is to use the decoder softmax probability as the model confidence. In this paper, we first examine how some commonly used regularisation methods influence the softmax-based confidence scores and study the overconfident behaviour of end-to-end models. Then we propose a lightweight and effective approach named confidence estimation module (CEM) on top of an existing end-to-end ASR model. Experiments on LibriSpeech show that CEM can mitigate the overconfidence problem and can produce more reliable confidence scores with and without shallow fusion of a language model. Further analysis shows that CEM generalises well to speech from a moderately mismatched domain and can potentially improve downstream tasks such as semi-supervised learning.

0.8CLAug 19, 2020Code
Cross-Utterance Language Models with Acoustic Error Sampling

G. Sun, C. Zhang, P. C. Woodland

The effective exploitation of richer contextual information in language models (LMs) is a long-standing research problem for automatic speech recognition (ASR). A cross-utterance LM (CULM) is proposed in this paper, which augments the input to a standard long short-term memory (LSTM) LM with a context vector derived from past and future utterances using an extraction network. The extraction network uses another LSTM to encode surrounding utterances into vectors which are integrated into a context vector using either a projection of LSTM final hidden states, or a multi-head self-attentive layer. In addition, an acoustic error sampling technique is proposed to reduce the mismatch between training and test-time. This is achieved by considering possible ASR errors into the model training procedure, and can therefore improve the word error rate (WER). Experiments performed on both AMI and Switchboard datasets show that CULMs outperform the LSTM LM baseline WER. In particular, the CULM with a self-attentive layer-based extraction network and acoustic error sampling achieves 0.6% absolute WER reduction on AMI, 0.3% WER reduction on the Switchboard part and 0.9% WER reduction on the Callhome part of Eval2000 test set over the respective baselines.

4.3ASAug 9, 2020
Cosine-Distance Virtual Adversarial Training for Semi-Supervised Speaker-Discriminative Acoustic Embeddings

Florian L. Kreyssig, Philip C. Woodland

In this paper, we propose a semi-supervised learning (SSL) technique for training deep neural networks (DNNs) to generate speaker-discriminative acoustic embeddings (speaker embeddings). Obtaining large amounts of speaker recognition train-ing data can be difficult for desired target domains, especially under privacy constraints. The proposed technique reduces requirements for labelled data by leveraging unlabelled data. The technique is a variant of virtual adversarial training (VAT) [1] in the form of a loss that is defined as the robustness of the speaker embedding against input perturbations, as measured by the cosine-distance. Thus, we term the technique cosine-distance virtual adversarial training (CD-VAT). In comparison to many existing SSL techniques, the unlabelled data does not have to come from the same set of classes (here speakers) as the labelled data. The effectiveness of CD-VAT is shown on the 2750+ hour VoxCeleb data set, where on a speaker verification task it achieves a reduction in equal error rate (EER) of 11.1% relative to a purely supervised baseline. This is 32.5% of the improvement that would be achieved from supervised training if the speaker labels for the unlabelled data were available.

3.3ASNov 10, 2019
Improved Large-margin Softmax Loss for Speaker Diarisation

Yassir Fathullah, Chao Zhang, Philip C. Woodland

Speaker diarisation systems nowadays use embeddings generated from speech segments in a bottleneck layer, which are needed to be discriminative for unseen speakers. It is well-known that large-margin training can improve the generalisation ability to unseen data, and its use in such open-set problems has been widespread. Therefore, this paper introduces a general approach to the large-margin softmax loss without any approximations to improve the quality of speaker embeddings for diarisation. Furthermore, a novel and simple way to stabilise training, when large-margin softmax is used, is proposed. Finally, to combat the effect of overlapping speech, different training margins are used to reduce the negative effect overlapping speech has on creating discriminative embeddings. Experiments on the AMI meeting corpus show that the use of large-margin softmax significantly improves the speaker error rate (SER). By using all hyper parameters of the loss in a unified way, further improvements were achieved which reached a relative SER reduction of 24.6% over the baseline. However, by training overlapping and single speaker speech samples with different margins, the best result was achieved, giving overall a 29.5% SER reduction relative to the baseline.

17.6ASOct 22, 2019Code
Discriminative Neural Clustering for Speaker Diarisation

Qiujia Li, Florian L. Kreyssig, Chao Zhang et al.

In this paper, we propose Discriminative Neural Clustering (DNC) that formulates data clustering with a maximum number of clusters as a supervised sequence-to-sequence learning problem. Compared to traditional unsupervised clustering algorithms, DNC learns clustering patterns from training data without requiring an explicit definition of a similarity measure. An implementation of DNC based on the Transformer architecture is shown to be effective on a speaker diarisation task using the challenging AMI dataset. Since AMI contains only 147 complete meetings as individual input sequences, data scarcity is a significant issue for training a Transformer model for DNC. Accordingly, this paper proposes three data augmentation schemes: sub-sequence randomisation, input vector randomisation, and Diaconis augmentation, which generates new data samples by rotating the entire input sequence of L2-normalised speaker embeddings. Experimental results on AMI show that DNC achieves a reduction in speaker error rate (SER) of 29.4% relative to spectral clustering.

9.7ASSep 14, 2019
Integrating Source-channel and Attention-based Sequence-to-sequence Models for Speech Recognition

Qiujia Li, Chao Zhang, Philip C. Woodland

This paper proposes a novel automatic speech recognition (ASR) framework called Integrated Source-Channel and Attention (ISCA) that combines the advantages of traditional systems based on the noisy source-channel model (SC) and end-to-end style systems using attention-based sequence-to-sequence models. The traditional SC system framework includes hidden Markov models and connectionist temporal classification (CTC) based acoustic models, language models (LMs), and a decoding procedure based on a lexicon, whereas the end-to-end style attention-based system jointly models the whole process with a single model. By rescoring the hypotheses produced by traditional systems using end-to-end style systems based on an extended noisy source-channel model, ISCA allows structured knowledge to be easily incorporated via the SC-based model while exploiting the complementarity of the attention-based model. Experiments on the AMI meeting corpus show that ISCA is able to give a relative word error rate reduction up to 21% over an individual system, and by 13% over an alternative method which also involves combining CTC and attention-based models.

8.0ASJun 21, 2019
Multi-Span Acoustic Modelling using Raw Waveform Signals

Patrick von Platen, Chao Zhang, Philip Woodland

Traditional automatic speech recognition (ASR) systems often use an acoustic model (AM) built on handcrafted acoustic features, such as log Mel-filter bank (FBANK) values. Recent studies found that AMs with convolutional neural networks (CNNs) can directly use the raw waveform signal as input. Given sufficient training data, these AMs can yield a competitive word error rate (WER) to those built on FBANK features. This paper proposes a novel multi-span structure for acoustic modelling based on the raw waveform with multiple streams of CNN input layers, each processing a different span of the raw waveform signal. Evaluation on both the single channel CHiME4 and AMI data sets show that multi-span AMs give a lower WER than FBANK AMs by an average of about 5% (relative). Analysis of the trained multi-span model reveals that the CNNs can learn filters that are rather different to the log Mel filters. Furthermore, the paper shows that a widely used single span raw waveform AM can be improved by using a smaller CNN kernel size and increased stride to yield improved WERs.

1.7CLFeb 8, 2019
Speaker diarisation using 2D self-attentive combination of embeddings

Guangzhi Sun, Chao Zhang, Phil Woodland

Speaker diarisation systems often cluster audio segments using speaker embeddings such as i-vectors and d-vectors. Since different types of embeddings are often complementary, this paper proposes a generic framework to improve performance by combining them into a single embedding, referred to as a c-vector. This combination uses a 2-dimensional (2D) self-attentive structure, which extends the standard self-attentive layer by averaging not only across time but also across different types of embeddings. Two types of 2D self-attentive structure in this paper are the simultaneous combination and the consecutive combination, adopting a single and multiple self-attentive layers respectively. The penalty term in the original self-attentive layer which is jointly minimised with the objective function to encourage diversity of annotation vectors is also modified to obtain not only different local peaks but also the overall trends in the multiple annotation vectors. Experiments on the AMI meeting corpus show that our modified penalty term improves the d- vector relative speaker error rate (SER) by 6% and 21% for d-vector systems, and a 10% further relative SER reduction can be obtained using the c-vector from our best 2D self-attentive structure.

2.2LGOct 3, 2018
Combining Natural Gradient with Hessian Free Methods for Sequence Training

Adnan Haider, P. C. Woodland

This paper presents a new optimisation approach to train Deep Neural Networks (DNNs) with discriminative sequence criteria. At each iteration, the method combines information from the Natural Gradient (NG) direction with local curvature information of the error surface that enables better paths on the parameter manifold to be traversed. The method is derived using an alternative derivation of Taylor's theorem using the concepts of manifolds, tangent vectors and directional derivatives from the perspective of Information Geometry. The efficacy of the method is shown within a Hessian Free (HF) style optimisation framework to sequence train both standard fully-connected DNNs and Time Delay Neural Networks as speech recognition acoustic models. It is shown that for the same number of updates the proposed approach achieves larger reductions in the word error rate (WER) than both NG and HF, and also leads to a lower WER than standard stochastic gradient descent. The paper also addresses the issue of over-fitting due to mismatch between training criterion and Word Error Rate (WER) that primarily arises during sequence training of ReLU-DNN models.

0.3CLJun 18, 2018
Semi-tied Units for Efficient Gating in LSTM and Highway Networks

Chao Zhang, Philip Woodland

Gating is a key technique used for integrating information from multiple sources by long short-term memory (LSTM) models and has recently also been applied to other models such as the highway network. Although gating is powerful, it is rather expensive in terms of both computation and storage as each gating unit uses a separate full weight matrix. This issue can be severe since several gates can be used together in e.g. an LSTM cell. This paper proposes a semi-tied unit (STU) approach to solve this efficiency issue, which uses one shared weight matrix to replace those in all the units in the same layer. The approach is termed "semi-tied" since extra parameters are used to separately scale each of the shared output values. These extra scaling factors are associated with the network activation functions and result in the use of parameterised sigmoid, hyperbolic tangent, and rectified linear unit functions. Speech recognition experiments using British English multi-genre broadcast data showed that using STUs can reduce the calculation and storage cost by a factor of three for highway networks and four for LSTMs, while giving similar word error rates to the original models.