Yangyi Li

Yangyi Li, Chenxu Zhao, Mengdi Huai

Large Reasoning Models (LRMs) have recently demonstrated significant improvements in complex reasoning. While quantifying generation uncertainty in LRMs is crucial, traditional methods are often insufficient because they do not provide finite-sample guarantees for reasoning-answer generation. Conformal prediction (CP) stands out as a distribution-free and model-agnostic methodology that constructs statistically rigorous uncertainty sets. However, existing CP methods ignore the logical connection between the reasoning trace and the final answer. Additionally, prior studies fail to interpret the origins of uncertainty coverage for LRMs as they typically overlook the specific training factors driving valid reasoning. Notably, it is challenging to disentangle reasoning quality from answer correctness when quantifying uncertainty, while simultaneously establishing theoretical guarantees for computationally efficient explanation methods. To address these challenges, we first propose a novel methodology that quantifies uncertainty in the reasoning-answer structure with statistical guarantees. Subsequently, we develop a unified example-to-step explanation framework using Shapley values that identifies a provably sufficient subset of training examples and their key reasoning steps to preserve the guarantees. We also provide theoretical analyses of our proposed methods. Extensive experiments on challenging reasoning datasets verify the effectiveness of the proposed methods.

Yangyi Li, Mengdi Huai

Concept Bottleneck Models (CBMs) provide inherent interpretability by first mapping input samples to high-level semantic concepts, followed by a combination of these concepts for the final classification. However, the annotation of human-understandable concepts requires extensive expert knowledge and labor, constraining the broad adoption of CBMs. On the other hand, there are a few works that leverage the knowledge of large language models (LLMs) to construct concept bottlenecks. Nevertheless, they face two essential limitations: First, they overlook the uncertainty associated with the concepts annotated by LLMs and lack a valid mechanism to quantify uncertainty about the annotated concepts, increasing the risk of errors due to hallucinations from LLMs. Additionally, they fail to incorporate the uncertainty associated with these annotations into the learning process for concept bottleneck models. To address these limitations, we propose a novel uncertainty-aware CBM method, which not only rigorously quantifies the uncertainty of LLM-annotated concept labels with valid and distribution-free guarantees, but also incorporates quantified concept uncertainty into the CBM training procedure to account for varying levels of reliability across LLM-annotated concepts. We also provide the theoretical analysis for our proposed method. Extensive experiments on the real-world datasets validate the desired properties of our proposed methods.

Wei Qian, Chenxu Zhao, Yangyi Li et al.

The rapid advancements in artificial intelligence (AI) have primarily focused on the process of learning from data to acquire knowledgeable learning systems. As these systems are increasingly deployed in critical areas, ensuring their privacy and alignment with human values is paramount. Recently, selective forgetting (also known as machine unlearning) has shown promise for privacy and data removal tasks, and has emerged as a transformative paradigm shift in the field of AI. It refers to the ability of a model to selectively erase the influence of previously seen data, which is especially important for compliance with modern data protection regulations and for aligning models with human values. Despite its promise, selective forgetting raises significant privacy concerns, especially when the data involved come from sensitive domains. While new unlearning-induced privacy attacks are continuously proposed, each is shown to outperform its predecessors using different experimental settings, which can lead to overly optimistic and potentially unfair assessments that may disproportionately favor one particular attack over the others. In this work, we present the first comprehensive benchmark for evaluating privacy vulnerabilities in selective forgetting. We extensively investigate privacy vulnerabilities of machine unlearning techniques and benchmark privacy leakage across a wide range of victim data, state-of-the-art unlearning privacy attacks, unlearning methods, and model architectures. We systematically evaluate and identify critical factors related to unlearning-induced privacy leakage. With our novel insights, we aim to provide a standardized tool for practitioners seeking to deploy customized unlearning applications with faithful privacy assessments.

Wei Qian, Chenxu Zhao, Yangyi Li et al.

Despite the recent progress in deep neural networks (DNNs), it remains challenging to explain the predictions made by DNNs. Existing explanation methods for DNNs mainly focus on post-hoc explanations where another explanatory model is employed to provide explanations. The fact that post-hoc methods can fail to reveal the actual original reasoning process of DNNs raises the need to build DNNs with built-in interpretability. Motivated by this, many self-explaining neural networks have been proposed to generate not only accurate predictions but also clear and intuitive insights into why a particular decision was made. However, existing self-explaining networks are limited in providing distribution-free uncertainty quantification for the two simultaneously generated prediction outcomes (i.e., a sample's final prediction and its corresponding explanations for interpreting that prediction). Importantly, they also fail to establish a connection between the confidence values assigned to the generated explanations in the interpretation layer and those allocated to the final predictions in the ultimate prediction layer. To tackle the aforementioned challenges, in this paper, we design a novel uncertainty modeling framework for self-explaining networks, which not only demonstrates strong distribution-free uncertainty modeling performance for the generated explanations in the interpretation layer but also excels in producing efficient and effective prediction sets for the final predictions based on the informative high-level basis explanations. We perform the theoretical analysis for the proposed framework. Extensive experimental evaluation demonstrates the effectiveness of the proposed uncertainty framework.

Wei Qian, Chenxu Zhao, Yangyi Li et al.

Currently, various uncertainty quantification methods have been proposed to provide certainty and probability estimates for deep learning models' label predictions. Meanwhile, with the growing demand for the right to be forgotten, machine unlearning has been extensively studied as a means to remove the impact of requested sensitive data from a pre-trained model without retraining the model from scratch. However, the vulnerabilities of such generated predictive uncertainties with regard to dedicated malicious unlearning attacks remain unexplored. To bridge this gap, for the first time, we propose a new class of malicious unlearning attacks against predictive uncertainties, where the adversary aims to cause the desired manipulations of specific predictive uncertainty results. We also design novel optimization frameworks for our attacks and conduct extensive experiments, including black-box scenarios. Notably, our extensive experiments show that our attacks are more effective in manipulating predictive uncertainties than traditional attacks that focus on label misclassifications, and existing defenses against conventional attacks are ineffective against our attacks.

Yangyi Li, Mengdi Huai

Large language models (LLMs) have shown strong capabilities, enabling concise, context-aware answers in question answering (QA) tasks. The lack of transparency in complex LLMs has inspired extensive research aimed at developing methods to explain large language behaviors. Among existing explanation methods, natural language explanations stand out due to their ability to explain LLMs in a self-explanatory manner and enable the understanding of model behaviors even when the models are closed-source. However, despite these promising advancements, there is no existing work studying how to provide valid uncertainty guarantees for these generated natural language explanations. Such uncertainty quantification is critical in understanding the confidence behind these explanations. Notably, generating valid uncertainty estimates for natural language explanations is particularly challenging due to the auto-regressive generation process of LLMs and the presence of noise in medical inquiries. To bridge this gap, in this work, we first propose a novel uncertainty estimation framework for these generated natural language explanations, which provides valid uncertainty guarantees in a post-hoc and model-agnostic manner. Additionally, we also design a novel robust uncertainty estimation method that maintains valid uncertainty guarantees even under noise. Extensive experiments on QA tasks demonstrate the desired performance of our methods.