Jiefeng Ma

Zhenrong Zhang, Jiefeng Ma, Jun Du et al.

Document intelligence as a relatively new research topic supports many business applications. Its main task is to automatically read, understand, and analyze documents. However, due to the diversity of formats (invoices, reports, forms, etc.) and layouts in documents, it is difficult to make machines understand documents. In this paper, we present the GraphDoc, a multimodal graph attention-based model for various document understanding tasks. GraphDoc is pre-trained in a multimodal framework by utilizing text, layout, and image information simultaneously. In a document, a text block relies heavily on its surrounding contexts, accordingly we inject the graph structure into the attention mechanism to form a graph attention layer so that each input node can only attend to its neighborhoods. The input nodes of each graph attention layer are composed of textual, visual, and positional features from semantically meaningful regions in a document image. We do the multimodal feature fusion of each node by the gate fusion layer. The contextualization between each node is modeled by the graph attention layer. GraphDoc learns a generic representation from only 320k unlabeled documents via the Masked Sentence Modeling task. Extensive experimental results on the publicly available datasets show that GraphDoc achieves state-of-the-art performance, which demonstrates the effectiveness of our proposed method. The code is available at https://github.com/ZZR8066/GraphDoc.

Jiefeng Ma, Jun Du, Pengfei Hu et al.

The problem of document structure reconstruction refers to converting digital or scanned documents into corresponding semantic structures. Most existing works mainly focus on splitting the boundary of each element in a single document page, neglecting the reconstruction of semantic structure in multi-page documents. This paper introduces hierarchical reconstruction of document structures as a novel task suitable for NLP and CV fields. To better evaluate the system performance on the new task, we built a large-scale dataset named HRDoc, which consists of 2,500 multi-page documents with nearly 2 million semantic units. Every document in HRDoc has line-level annotations including categories and relations obtained from rule-based extractors and human annotators. Moreover, we proposed an encoder-decoder-based hierarchical document structure parsing system (DSPS) to tackle this problem. By adopting a multi-modal bidirectional encoder and a structure-aware GRU decoder with soft-mask operation, the DSPS model surpass the baseline method by a large margin. All scripts and datasets will be made publicly available at https://github.com/jfma-USTC/HRDoc.

Zhenrong Zhang, Pengfei Hu, Jiefeng Ma et al.

Table structure recognition is an indispensable element for enabling machines to comprehend tables. Its primary purpose is to identify the internal structure of a table. Nevertheless, due to the complexity and diversity of their structure and style, it is highly challenging to parse the tabular data into a structured format that machines can comprehend. In this work, we adhere to the principle of the split-and-merge based methods and propose an accurate table structure recognizer, termed SEMv2 (SEM: Split, Embed and Merge). Unlike the previous works in the ``split'' stage, we aim to address the table separation line instance-level discrimination problem and introduce a table separation line detection strategy based on conditional convolution. Specifically, we design the ``split'' in a top-down manner that detects the table separation line instance first and then dynamically predicts the table separation line mask for each instance. The final table separation line shape can be accurately obtained by processing the table separation line mask in a row-wise/column-wise manner. To comprehensively evaluate the SEMv2, we also present a more challenging dataset for table structure recognition, dubbed iFLYTAB, which encompasses multiple style tables in various scenarios such as photos, scanned documents, etc. Extensive experiments on publicly available datasets (e.g. SciTSR, PubTabNet and iFLYTAB) demonstrate the efficacy of our proposed approach. The code and iFLYTAB dataset are available at https://github.com/ZZR8066/SEMv2.

Zhenrong Zhang, Shuhang Liu, Pengfei Hu et al.

In the digital era, table structure recognition technology is a critical tool for processing and analyzing large volumes of tabular data. Previous methods primarily focus on visual aspects of table structure recovery but often fail to effectively comprehend the textual semantics within tables, particularly for descriptive textual cells. In this paper, we introduce UniTabNet, a novel framework for table structure parsing based on the image-to-text model. UniTabNet employs a ``divide-and-conquer'' strategy, utilizing an image-to-text model to decouple table cells and integrating both physical and logical decoders to reconstruct the complete table structure. We further enhance our framework with the Vision Guider, which directs the model's focus towards pertinent areas, thereby boosting prediction accuracy. Additionally, we introduce the Language Guider to refine the model's capability to understand textual semantics in table images. Evaluated on prominent table structure datasets such as PubTabNet, PubTables1M, WTW, and iFLYTAB, UniTabNet achieves a new state-of-the-art performance, demonstrating the efficacy of our approach. The code will also be made publicly available.

Haoyu Cao, Jiefeng Ma, Antai Guo et al.

Document Information Extraction (DIE) has attracted increasing attention due to its various advanced applications in the real world. Although recent literature has already achieved competitive results, these approaches usually fail when dealing with complex documents with noisy OCR results or mutative layouts. This paper proposes Generative Multi-modal Network (GMN) for real-world scenarios to address these problems, which is a robust multi-modal generation method without predefined label categories. With the carefully designed spatial encoder and modal-aware mask module, GMN can deal with complex documents that are hard to serialized into sequential order. Moreover, GMN tolerates errors in OCR results and requires no character-level annotation, which is vital because fine-grained annotation of numerous documents is laborious and even requires annotators with specialized domain knowledge. Extensive experiments show that GMN achieves new state-of-the-art performance on several public DIE datasets and surpasses other methods by a large margin, especially in realistic scenes.

Pengfei Hu, Jiefeng Ma, Zhenrong Zhang et al.

Recently, handwritten Chinese character error correction has been greatly improved by employing encoder-decoder methods to decompose a Chinese character into an ideographic description sequence (IDS). However, existing methods implicitly capture and encode linguistic information inherent in IDS sequences, leading to a tendency to generate IDS sequences that match seen characters. This poses a challenge when dealing with an unseen misspelled character, as the decoder may generate an IDS sequence that matches a seen character instead. Therefore, we introduce Count, Decode and Fetch (CDF), a novel approach that exhibits better generalization towards unseen misspelled characters. CDF is mainly composed of three parts: the counter, the decoder, and the fetcher. In the first stage, the counter predicts the number of each radical class without the symbol-level position annotations. In the second stage, the decoder employs the counting information and generates the IDS sequence step by step. Moreover, by updating the counting information at each time step, the decoder becomes aware of the existence of each radical. With the decomposed IDS sequence, we can determine whether the given character is misspelled. If it is misspelled, the fetcher under the transductive transfer learning strategy predicts the ideal character that the user originally intended to write. We integrate our method into existing encoder-decoder models and significantly enhance their performance.

Pengfei Hu, Zhenrong Zhang, Jiefeng Ma et al.

In recent years, visually-rich document understanding has attracted increasing attention. Transformer-based pre-trained models have become the mainstream approach, yielding significant performance gains in this field. However, the self-attention mechanism's quadratic computational complexity hinders their efficiency and ability to process long documents. In this paper, we present DocMamba, a novel framework based on the state space model. It is designed to reduce computational complexity to linear while preserving global modeling capabilities. To further enhance its effectiveness in document processing, we introduce the Segment-First Bidirectional Scan (SFBS) to capture contiguous semantic information. Experimental results demonstrate that DocMamba achieves new state-of-the-art results on downstream datasets such as FUNSD, CORD, and SORIE, while significantly improving speed and reducing memory usage. Notably, experiments on the HRDoc confirm DocMamba's potential for length extrapolation.

Shuhang Liu, Zhenrong Zhang, Pengfei Hu et al.

In the digital era, the ability to understand visually rich documents that integrate text, complex layouts, and imagery is critical. Traditional Key Information Extraction (KIE) methods primarily rely on Optical Character Recognition (OCR), which often introduces significant latency, computational overhead, and errors. Current advanced image-to-text approaches, which bypass OCR, typically yield plain text outputs without corresponding vision grounding. In this paper, we introduce STNet (See then Tell Net), a novel end-to-end model designed to deliver precise answers with relevant vision grounding. Distinctively, STNet utilizes a unique <see> token to observe pertinent image areas, aided by a decoder that interprets physical coordinates linked to this token. Positioned at the outset of the answer text, the <see> token allows the model to first see-observing the regions of the image related to the input question-and then tell-providing articulated textual responses. To enhance the model's seeing capabilities, we collect extensive structured table recognition datasets. Leveraging the advanced text processing prowess of GPT-4, we develop the TVG (TableQA with Vision Grounding) dataset, which not only provides text-based Question Answering (QA) pairs but also incorporates precise vision grounding for these pairs. Our approach demonstrates substantial advancements in KIE performance, achieving state-of-the-art results on publicly available datasets such as CORD, SROIE, and DocVQA. The code will also be made publicly available.

Haotian Wang, Yuxuan Xi, Hang Chen et al.

In this paper, we propose a novel framework for recognizing both discrete and dimensional emotions. In our framework, deep features extracted from foundation models are used as robust acoustic and visual representations of raw video. Three different structures based on attention-guided feature gathering (AFG) are designed for deep feature fusion. Then, we introduce a joint decoding structure for emotion classification and valence regression in the decoding stage. A multi-task loss based on uncertainty is also designed to optimize the whole process. Finally, by combining three different structures on the posterior probability level, we obtain the final predictions of discrete and dimensional emotions. When tested on the dataset of multimodal emotion recognition challenge (MER 2023), the proposed framework yields consistent improvements in both emotion classification and valence regression. Our final system achieves state-of-the-art performance and ranks third on the leaderboard on MER-MULTI sub-challenge.

Chunxia Qin, Zhenrong Zhang, Pengfei Hu et al.

Table structure recognition (TSR) aims to parse the inherent structure of a table from its input image. The `"split-and-merge" paradigm is a pivotal approach to parse table structure, where the table separation line detection is crucial. However, challenges such as wireless and deformed tables make it demanding. In this paper, we adhere to the "split-and-merge" paradigm and propose SEMv3 (SEM: Split, Embed and Merge), a method that is both fast and robust for detecting table separation lines. During the split stage, we introduce a Keypoint Offset Regression (KOR) module, which effectively detects table separation lines by directly regressing the offset of each line relative to its keypoint proposals. Moreover, in the merge stage, we define a series of merge actions to efficiently describe the table structure based on table grids. Extensive ablation studies demonstrate that our proposed KOR module can detect table separation lines quickly and accurately. Furthermore, on public datasets (e.g. WTW, ICDAR-2019 cTDaR Historical and iFLYTAB), SEMv3 achieves state-of-the-art (SOTA) performance. The code is available at https://github.com/Chunchunwumu/SEMv3.

Yicheng Pan, Zhenrong Zhang, Pengfei Hu et al.

Recent advances in Multimodal Large Language Models (MLLMs) have achieved remarkable progress in general domains and demonstrated promise in multimodal mathematical reasoning. However, applying MLLMs to geometry problem solving (GPS) remains challenging due to lack of accurate step-by-step solution data and severe hallucinations during reasoning. In this paper, we propose GeoGen, a pipeline that can automatically generates step-wise reasoning paths for geometry diagrams. By leveraging the precise symbolic reasoning, \textbf{GeoGen} produces large-scale, high-quality question-answer pairs. To further enhance the logical reasoning ability of MLLMs, we train \textbf{GeoLogic}, a Large Language Model (LLM) using synthetic data generated by GeoGen. Serving as a bridge between natural language and symbolic systems, GeoLogic enables symbolic tools to help verifying MLLM outputs, making the reasoning process more rigorous and alleviating hallucinations. Experimental results show that our approach consistently improves the performance of MLLMs, achieving remarkable results on benchmarks for geometric reasoning tasks. This improvement stems from our integration of the strengths of LLMs and symbolic systems, which enables a more reliable and interpretable approach for the GPS task. Codes are available at https://github.com/ycpNotFound/GeoGen.

Yusheng Dai, Hang Chen, Jun Du et al.

Advanced Audio-Visual Speech Recognition (AVSR) systems have been observed to be sensitive to missing video frames, performing even worse than single-modality models. While applying the dropout technique to the video modality enhances robustness to missing frames, it simultaneously results in a performance loss when dealing with complete data input. In this paper, we investigate this contrasting phenomenon from the perspective of modality bias and reveal that an excessive modality bias on the audio caused by dropout is the underlying reason. Moreover, we present the Modality Bias Hypothesis (MBH) to systematically describe the relationship between modality bias and robustness against missing modality in multimodal systems. Building on these findings, we propose a novel Multimodal Distribution Approximation with Knowledge Distillation (MDA-KD) framework to reduce over-reliance on the audio modality and to maintain performance and robustness simultaneously. Finally, to address an entirely missing modality, we adopt adapters to dynamically switch decision strategies. The effectiveness of our proposed approach is evaluated and validated through a series of comprehensive experiments using the MISP2021 and MISP2022 datasets. Our code is available at https://github.com/dalision/ModalBiasAVSR

Qikai Chang, Mingjun Chen, Changpeng Pi et al.

The primary objective of Optical Chemical Structure Recognition is to identify chemical structure images into corresponding markup sequences. However, the complex two-dimensional structures of molecules, particularly those with rings and multiple branches, present significant challenges for current end-to-end methods to learn one-dimensional markup directly. To overcome this limitation, we propose a novel Ring-Free Language (RFL), which utilizes a divide-and-conquer strategy to describe chemical structures in a hierarchical form. RFL allows complex molecular structures to be decomposed into multiple parts, ensuring both uniqueness and conciseness while enhancing readability. This approach significantly reduces the learning difficulty for recognition models. Leveraging RFL, we propose a universal Molecular Skeleton Decoder (MSD), which comprises a skeleton generation module that progressively predicts the molecular skeleton and individual rings, along with a branch classification module for predicting branch information. Experimental results demonstrate that the proposed RFL and MSD can be applied to various mainstream methods, achieving superior performance compared to state-of-the-art approaches in both printed and handwritten scenarios. The code is available at https://github.com/JingMog/RFL-MSD.

Qikai Chang, Zhenrong Zhang, Pengfei Hu et al.

Large Language Models (LLMs) have made remarkable progress in mathematical reasoning, but still continue to struggle with high-precision tasks like numerical computation and formal symbolic manipulation. Integrating external tools has emerged as a promising approach to bridge this gap. Despite recent advances, existing methods struggle with three key challenges: constructing tool-integrated reasoning data, performing fine-grained optimization, and enhancing inference. To overcome these limitations, we propose THOR (Tool-Integrated Hierarchical Optimization via RL). First, we introduce TIRGen, a multi-agent actor-critic-based pipeline for constructing high-quality datasets of tool-integrated reasoning paths, aligning with the policy and generalizing well across diverse models. Second, to perform fine-grained hierarchical optimization, we introduce an RL strategy that jointly optimizes for both episode-level problem solving and step-level code generation. This is motivated by our key insight that the success of an intermediate tool call is a strong predictor of the final answer's correctness. Finally, THOR incorporates a self-correction mechanism that leverages immediate tool feedback to dynamically revise erroneous reasoning paths during inference. Our approach demonstrates strong generalization across diverse models, performing effectively in both reasoning and non-reasoning models. It further achieves state-of-the-art performance for models of a similar scale on multiple mathematical benchmarks, while also delivering consistent improvements on code benchmarks. Our code will be publicly available at https://github.com/JingMog/THOR.

Hanbo Cheng, Limin Lin, Chenyu Liu et al.

Talking head generation intends to produce vivid and realistic talking head videos from a single portrait and speech audio clip. Although significant progress has been made in diffusion-based talking head generation, almost all methods rely on autoregressive strategies, which suffer from limited context utilization beyond the current generation step, error accumulation, and slower generation speed. To address these challenges, we present DAWN (Dynamic frame Avatar With Non-autoregressive diffusion), a framework that enables all-at-once generation of dynamic-length video sequences. Specifically, it consists of two main components: (1) audio-driven holistic facial dynamics generation in the latent motion space, and (2) audio-driven head pose and blink generation. Extensive experiments demonstrate that our method generates authentic and vivid videos with precise lip motions, and natural pose/blink movements. Additionally, with a high generation speed, DAWN possesses strong extrapolation capabilities, ensuring the stable production of high-quality long videos. These results highlight the considerable promise and potential impact of DAWN in the field of talking head video generation. Furthermore, we hope that DAWN sparks further exploration of non-autoregressive approaches in diffusion models. Our code will be publicly available at https://github.com/Hanbo-Cheng/DAWN-pytorch.

Haotian Wang, Yuzhe Weng, Yueyan Li et al.

Diffusion models have revolutionized the field of talking head generation, yet still face challenges in expressiveness, controllability, and stability in long-time generation. In this research, we propose an EmotiveTalk framework to address these issues. Firstly, to realize better control over the generation of lip movement and facial expression, a Vision-guided Audio Information Decoupling (V-AID) approach is designed to generate audio-based decoupled representations aligned with lip movements and expression. Specifically, to achieve alignment between audio and facial expression representation spaces, we present a Diffusion-based Co-speech Temporal Expansion (Di-CTE) module within V-AID to generate expression-related representations under multi-source emotion condition constraints. Then we propose a well-designed Emotional Talking Head Diffusion (ETHD) backbone to efficiently generate highly expressive talking head videos, which contains an Expression Decoupling Injection (EDI) module to automatically decouple the expressions from reference portraits while integrating the target expression information, achieving more expressive generation performance. Experimental results show that EmotiveTalk can generate expressive talking head videos, ensuring the promised controllability of emotions and stability during long-time generation, yielding state-of-the-art performance compared to existing methods.

Mobai Xue, Jun Du, Zhenrong Zhang et al.

Automatic font generation remains a challenging research issue, primarily due to the vast number of Chinese characters, each with unique and intricate structures. Our investigation of previous studies reveals inherent bias capable of causing structural changes in characters. Specifically, when generating a Chinese character similar to, but different from, those in the training samples, the bias is prone to either correcting or ignoring these subtle variations. To address this concern, we propose a novel Skeleton and Font Generation Network (SFGN) to achieve a more robust Chinese character font generation. Our approach includes a skeleton builder and font generator. The skeleton builder synthesizes content features using low-resource text input, enabling our technique to realize font generation independently of content image inputs. Unlike previous font generation methods that treat font style as a global embedding, we introduce a font generator to align content and style features on the radical level, which is a brand-new perspective for font generation. Except for common characters, we also conduct experiments on misspelled characters, a substantial portion of which slightly differs from the common ones. Our approach visually demonstrates the efficacy of generated images and outperforms current state-of-the-art font generation methods. Moreover, we believe that misspelled character generation have significant pedagogical implications and verify such supposition through experiments. We used generated misspelled characters as data augmentation in Chinese character error correction tasks, simulating the scenario where students learn handwritten Chinese characters with the help of misspelled characters. The significantly improved performance of error correction tasks demonstrates the effectiveness of our proposed approach and the value of misspelled character generation.

Yusheng Dai, Chenxi Wang, Chang Li et al.

This paper introduces Swap Forward (SaFa), a modality-agnostic and efficient method to generate seamless and coherence long spectrum and panorama through latent swap joint diffusion across multi-views. We first investigate the spectrum aliasing problem in spectrum-based audio generation caused by existing joint diffusion methods. Through a comparative analysis of the VAE latent representation of Mel-spectra and RGB images, we identify that the failure arises from excessive suppression of high-frequency components during the spectrum denoising process due to the averaging operator. To address this issue, we propose Self-Loop Latent Swap, a frame-level bidirectional swap applied to the overlapping region of adjacent views. Leveraging stepwise differentiated trajectories of adjacent subviews, this swap operator adaptively enhances high-frequency components and avoid spectrum distortion. Furthermore, to improve global cross-view consistency in non-overlapping regions, we introduce Reference-Guided Latent Swap, a unidirectional latent swap operator that provides a centralized reference trajectory to synchronize subview diffusions. By refining swap timing and intervals, we can achieve a cross-view similarity-diversity balance in a forward-only manner. Quantitative and qualitative experiments demonstrate that SaFa significantly outperforms existing joint diffusion methods and even training-based methods in audio generation using both U-Net and DiT models, along with effective longer length adaptation. It also adapts well to panorama generation, achieving comparable performance with 2 $\sim$ 20 $\times$ faster speed and greater model generalizability. More generation demos are available at https://swapforward.github.io/

Jiefeng Ma, Yan Wang, Chenyu Liu et al.

Accurately identifying and organizing textual content is crucial for the automation of document processing in the field of form understanding. Existing datasets, such as FUNSD and XFUND, support entity classification and relationship prediction tasks but are typically limited to local and entity-level annotations. This limitation overlooks the hierarchically structured representation of documents, constraining comprehensive understanding of complex forms. To address this issue, we present the SRFUND, a hierarchically structured multi-task form understanding benchmark. SRFUND provides refined annotations on top of the original FUNSD and XFUND datasets, encompassing five tasks: (1) word to text-line merging, (2) text-line to entity merging, (3) entity category classification, (4) item table localization, and (5) entity-based full-document hierarchical structure recovery. We meticulously supplemented the original dataset with missing annotations at various levels of granularity and added detailed annotations for multi-item table regions within the forms. Additionally, we introduce global hierarchical structure dependencies for entity relation prediction tasks, surpassing traditional local key-value associations. The SRFUND dataset includes eight languages including English, Chinese, Japanese, German, French, Spanish, Italian, and Portuguese, making it a powerful tool for cross-lingual form understanding. Extensive experimental results demonstrate that the SRFUND dataset presents new challenges and significant opportunities in handling diverse layouts and global hierarchical structures of forms, thus providing deep insights into the field of form understanding. The original dataset and implementations of baseline methods are available at https://sprateam-ustc.github.io/SRFUND

Hanbo Cheng, Chenyu Liu, Pengfei Hu et al.

The Handwritten Mathematical Expression Recognition (HMER) task is a critical branch in the field of OCR. Recent studies have demonstrated that incorporating bidirectional context information significantly improves the performance of HMER models. However, existing methods fail to effectively utilize bidirectional context information during the inference stage. Furthermore, current bidirectional training methods are primarily designed for string decoders and cannot adequately generalize to tree decoders, which offer superior generalization capabilities and structural analysis capacity. In order to overcome these limitations, we propose the Mirror-Flipped Symbol Layout Tree (MF-SLT) and Bidirectional Asynchronous Training (BAT) structure. Our method extends the bidirectional training strategy to the tree decoder, allowing for more effective training by leveraging bidirectional information. Additionally, we analyze the impact of the visual and linguistic perception of the HMER model separately and introduce the Shared Language Modeling (SLM) mechanism. Through the SLM, we enhance the model's robustness and generalization when dealing with visual ambiguity, particularly in scenarios with abundant training data. Our approach has been validated through extensive experiments, demonstrating its ability to achieve new state-of-the-art results on the CROHME 2014, 2016, and 2019 datasets, as well as the HME100K dataset. The code used in our experiments will be publicly available.