Hannah Markgraf

Michael Eichelbeck, Hannah Markgraf, Matthias Althoff

Future power systems will rely heavily on micro grids with a high share of decentralised renewable energy sources and energy storage systems. The high complexity and uncertainty in this context might make conventional power dispatch strategies infeasible. Reinforcement-learning based (RL) controllers can address this challenge, however, cannot themselves provide safety guarantees, preventing their deployment in practice. To overcome this limitation, we propose a formally validated RL controller for economic dispatch. We extend conventional constraints by a time-dependent constraint encoding the islanding contingency. The contingency constraint is computed using set-based backwards reachability analysis and actions of the RL agent are verified through a safety layer. Unsafe actions are projected into the safe action space while leveraging constrained zonotope set representations for computational efficiency. The developed approach is demonstrated on a residential use case using real-world measurements.

Hannah Markgraf, Michael Eichelbeck, Daria Cappey et al.

Offline reinforcement learning (RL) has gained traction as a powerful paradigm for learning control policies from pre-collected data, eliminating the need for costly or risky online interactions. While many open-source libraries offer robust implementations of offline RL algorithms, they all rely on datasets composed of experience tuples consisting of state, action, next state, and reward. Managing, curating, and distributing such datasets requires suitable infrastructure. Although static datasets exist for established benchmark problems, no standardized or scalable solution supports developing and sharing datasets for novel or user-defined benchmarks. To address this gap, we introduce PyTupli, a Python-based tool to streamline the creation, storage, and dissemination of benchmark environments and their corresponding tuple datasets. PyTupli includes a lightweight client library with defined interfaces for uploading and retrieving benchmarks and data. It supports fine-grained filtering at both the episode and tuple level, allowing researchers to curate high-quality, task-specific datasets. A containerized server component enables production-ready deployment with authentication, access control, and automated certificate provisioning for secure use. By addressing key barriers in dataset infrastructure, PyTupli facilitates more collaborative, reproducible, and scalable offline RL research.

Hannah Markgraf, Shamburaj Sawant, Hanna Krasowski et al.

Projection-based safety filters, which modify unsafe actions by mapping them to the closest safe alternative, are widely used to enforce safety constraints in reinforcement learning (RL). Two integration strategies are commonly considered: Safe environment RL (SE-RL), where the safeguard is treated as part of the environment, and safe policy RL (SP-RL), where it is embedded within the policy through differentiable optimization layers. Despite their practical relevance in safety-critical settings, a formal understanding of their differences is lacking. In this work, we present a theoretical comparison of SE-RL and SP-RL. We identify a key distinction in how each approach is affected by action aliasing, a phenomenon in which multiple unsafe actions are projected to the same safe action, causing information loss in the policy gradients. In SE-RL, this effect is implicitly approximated by the critic, while in SP-RL, it manifests directly as rank-deficient Jacobians during backpropagation through the safeguard. Our contributions are threefold: (i) a unified formalization of SE-RL and SP-RL in the context of actor-critic algorithms, (ii) a theoretical analysis of their respective policy gradient estimates, highlighting the role of action aliasing, and (iii) a comparative study of mitigation strategies, including a novel penalty-based improvement for SP-RL that aligns with established SE-RL practices. Empirical results support our theoretical predictions, showing that action aliasing is more detrimental for SP-RL than for SE-RL. However, with appropriate improvement strategies, SP-RL can match or outperform improved SE-RL across a range of environments. These findings provide actionable insights for choosing and refining projection-based safe RL methods based on task characteristics.

Tim Walter, Hannah Markgraf, Jonathan Külz et al.

The deployment of autonomous robots in safety-critical applications requires safety guarantees. Provably safe reinforcement learning is an active field of research that aims to provide such guarantees using safeguards. These safeguards should be integrated during training to reduce the sim-to-real gap. While there are several approaches for safeguarding sampling-based reinforcement learning, analytic gradient-based reinforcement learning often achieves superior performance from fewer environment interactions. However, there is no safeguarding approach for this learning paradigm yet. Our work addresses this gap by developing the first effective safeguard for analytic gradient-based reinforcement learning. We analyse existing, differentiable safeguards, adapt them through modified mappings and gradient formulations, and integrate them into a state-of-the-art learning algorithm and a differentiable simulation. Using numerical experiments on three control tasks, we evaluate how different safeguards affect learning. The results demonstrate safeguarded training without compromising performance. Additional visuals are provided at \href{https://timwalter.github.io/safe-agb-rl.github.io}{timwalter.github.io/safe-agb-rl.github.io}.

Michael Eichelbeck, Hannah Markgraf, Matthias Althoff

The growing complexity of power system management has led to an increased interest in reinforcement learning (RL). To validate their effectiveness, RL algorithms have to be evaluated across multiple case studies. Case study design is an arduous task requiring the consideration of many aspects, among them the influence of available forecasts and the level of decentralization in the control structure. Furthermore, vanilla RL controllers cannot themselves ensure the satisfaction of system constraints, which makes devising a safeguarding mechanism a necessary task for every case study before deploying the system. To address these shortcomings, we introduce the Python tool CommonPower, the first general framework for the modeling and simulation of power system management tailored towards machine learning. Its modular architecture enables users to focus on specific elements without having to implement a simulation environment. Another unique contribution of CommonPower is the automatic synthesis of model predictive controllers and safeguards. Beyond offering a unified interface for single-agent RL, multi-agent RL, and optimal control, CommonPower includes a training pipeline for machine-learning-based forecasters as well as a flexible mechanism for incorporating feedback of safeguards into the learning updates of RL controllers.