Ravi Madduri

Zilinghan Li, Pranshu Chaturvedi, Shilan He et al.

Cross-silo federated learning offers a promising solution to collaboratively train robust and generalized AI models without compromising the privacy of local datasets, e.g., healthcare, financial, as well as scientific projects that lack a centralized data facility. Nonetheless, because of the disparity of computing resources among different clients (i.e., device heterogeneity), synchronous federated learning algorithms suffer from degraded efficiency when waiting for straggler clients. Similarly, asynchronous federated learning algorithms experience degradation in the convergence rate and final model accuracy on non-identically and independently distributed (non-IID) heterogeneous datasets due to stale local models and client drift. To address these limitations in cross-silo federated learning with heterogeneous clients and data, we propose FedCompass, an innovative semi-asynchronous federated learning algorithm with a computing power-aware scheduler on the server side, which adaptively assigns varying amounts of training tasks to different clients using the knowledge of the computing power of individual clients. FedCompass ensures that multiple locally trained models from clients are received almost simultaneously as a group for aggregation, effectively reducing the staleness of local models. At the same time, the overall training process remains asynchronous, eliminating prolonged waiting periods from straggler clients. Using diverse non-IID heterogeneous distributed datasets, we demonstrate that FedCompass achieves faster convergence and higher accuracy than other asynchronous algorithms while remaining more efficient than synchronous algorithms when performing federated learning on heterogeneous clients. The source code for FedCompass is available at https://github.com/APPFL/FedCompass.

E. A. Huerta, Ben Blaiszik, L. Catherine Brinson et al.

A foundational set of findable, accessible, interoperable, and reusable (FAIR) principles were proposed in 2016 as prerequisites for proper data management and stewardship, with the goal of enabling the reusability of scholarly data. The principles were also meant to apply to other digital assets, at a high level, and over time, the FAIR guiding principles have been re-interpreted or extended to include the software, tools, algorithms, and workflows that produce data. FAIR principles are now being adapted in the context of AI models and datasets. Here, we present the perspectives, vision, and experiences of researchers from different countries, disciplines, and backgrounds who are leading the definition and adoption of FAIR principles in their communities of practice, and discuss outcomes that may result from pursuing and incentivizing FAIR AI research. The material for this report builds on the FAIR for AI Workshop held at Argonne National Laboratory on June 7, 2022.

Zilinghan Li, Shilan He, Pranshu Chaturvedi et al.

Cross-silo privacy-preserving federated learning (PPFL) is a powerful tool to collaboratively train robust and generalized machine learning (ML) models without sharing sensitive (e.g., healthcare of financial) local data. To ease and accelerate the adoption of PPFL, we introduce APPFLx, a ready-to-use platform that provides privacy-preserving cross-silo federated learning as a service. APPFLx employs Globus authentication to allow users to easily and securely invite trustworthy collaborators for PPFL, implements several synchronous and asynchronous FL algorithms, streamlines the FL experiment launch process, and enables tracking and visualizing the life cycle of FL experiments, allowing domain experts and ML practitioners to easily orchestrate and evaluate cross-silo FL under one platform. APPFLx is available online at https://appflx.link

Zilinghan Li, Shilan He, Ze Yang et al.

Federated learning (FL) is a distributed machine learning paradigm enabling collaborative model training while preserving data privacy. In today's landscape, where most data is proprietary, confidential, and distributed, FL has become a promising approach to leverage such data effectively, particularly in sensitive domains such as medicine and the electric grid. Heterogeneity and security are the key challenges in FL, however, most existing FL frameworks either fail to address these challenges adequately or lack the flexibility to incorporate new solutions. To this end, we present the recent advances in developing APPFL, an extensible framework and benchmarking suite for federated learning, which offers comprehensive solutions for heterogeneity and security concerns, as well as user-friendly interfaces for integrating new algorithms or adapting to new applications. We demonstrate the capabilities of APPFL through extensive experiments evaluating various aspects of FL, including communication efficiency, privacy preservation, computational performance, and resource utilization. We further highlight the extensibility of APPFL through case studies in vertical, hierarchical, and decentralized FL. APPFL is fully open-sourced on GitHub at https://github.com/APPFL/APPFL.

Yijiang Li, Zilinghan Li, Kyle Chard et al.

Artificial Intelligence for scientific applications increasingly requires training large models on data that cannot be centralized due to privacy constraints, data sovereignty, or the sheer volume of data generated. Federated learning (FL) addresses this by enabling collaborative training without centralizing raw data, but scientific applications demand model scales that requires extensive computing resources, typically offered at High Performance Computing (HPC) facilities. Deploying FL experiments across HPC facilities introduces challenges beyond cloud or enterprise settings. We present a comprehensive cross-facility FL framework for heterogeneous HPC environments, built on Advanced Privacy-Preserving Federated Learning (APPFL) framework with Globus Compute and Transfer orchestration, and evaluate it across four U.S. Department of Energy (DOE) leadership-class supercomputers. We demonstrate that FL experiments across HPC facilities are practically achievable, characterize key sources of heterogeneity impacting the training performance, and show that algorithmic choices matter significantly under realistic HPC scheduling conditions. We validate the scientific applicability by fine-tuning a large language model on a chemistry instruction dataset, and identify scheduler-aware algorithm design as a critical open challenge for future deployments.

Zhishuai Guo, Wenhan Wu, Chen Chen et al.

Graph neural networks (GNNs) achieve strong performance on relational data, but real-world graphs are often distributed across organizations that cannot share raw data due to privacy and policy constraints. Existing federated GNN methods either ignore cross-client links, leading to degraded accuracy, or require frequent embedding exchanges, incurring substantial communication and privacy costs. We propose CE-FedGNN, a communication-efficient and privacy-preserving federated GNN framework for learning over such coupled graphs. Our approach avoids sharing raw data or per-round embeddings by infrequently exchanging aggregated node representations. To handle cross-client dependency and staleness, we introduce a moving-average estimator that continuously tracks node representations and enables their stable reuse across rounds. To provide formal privacy guarantees for the released representations, we adopt the metric differential privacy (metric-DP) framework, which measures privacy with respect to distances in the learned embedding space rather than worst-case input perturbations. This yields meaningful guarantees at noise levels where standard differential privacy becomes overly conservative. We establish convergence to a stationary point at a rate of $O(1/\sqrt{T})$ with $O(T^{3/4})$ communication complexity. In addition, we derive $(\varepsilon,δ)$-metric-DP guarantees via Rényi differential privacy composition under a public-cohort threat model. Experiments on synthetic interbank anti-money laundering benchmarks and citation networks demonstrate that CE-FedGNN achieves strong performance while significantly reducing communication and maintaining robustness under privacy-preserving noise.

Varun Belagali, Saarthak Kapse, Pierre Marza et al.

The interpretation of small tiles in large whole slide images (WSI) often needs a larger image context. We introduce TICON, a transformer-based tile representation contextualizer that produces rich, contextualized embeddings for ''any'' application in computational pathology. Standard tile encoder-based pipelines, which extract embeddings of tiles stripped from their context, fail to model the rich slide-level information essential for both local and global tasks. Furthermore, different tile-encoders excel at different downstream tasks. Therefore, a unified model is needed to contextualize embeddings derived from ''any'' tile-level foundation model. TICON addresses this need with a single, shared encoder, pretrained using a masked modeling objective to simultaneously unify and contextualize representations from diverse tile-level pathology foundation models. Our experiments demonstrate that TICON-contextualized embeddings significantly improve performance across many different tasks, establishing new state-of-the-art results on tile-level benchmarks (i.e., HEST-Bench, THUNDER, CATCH) and slide-level benchmarks (i.e., Patho-Bench). Finally, we pretrain an aggregator on TICON to form a slide-level foundation model, using only 11K WSIs, outperforming SoTA slide-level foundation models pretrained with up to 350K WSIs.

Srikar Yellapragada, Alexandros Graikos, Kostas Triaridis et al.

The growing volume of high-resolution Whole Slide Images in digital histopathology poses significant storage, transmission, and computational efficiency challenges. Standard compression methods, such as JPEG, reduce file sizes but often fail to preserve fine-grained phenotypic details critical for downstream tasks. In this work, we repurpose autoencoders (AEs) designed for Latent Diffusion Models as an efficient learned compression framework for pathology images. We systematically benchmark three AE models with varying compression levels and evaluate their reconstruction ability using pathology foundation models. We introduce a fine-tuning strategy to further enhance reconstruction fidelity that optimizes a pathology-specific learned perceptual metric. We validate our approach on downstream tasks, including segmentation, patch classification, and multiple instance learning, showing that replacing images with AE-compressed reconstructions leads to minimal performance degradation. Additionally, we propose a K-means clustering-based quantization method for AE latents, improving storage efficiency while maintaining reconstruction quality. We provide the weights of the fine-tuned autoencoders at https://huggingface.co/collections/StonyBrook-CVLab/pathology-fine-tuned-aes-67d45f223a659ff2e3402dd0.

Zilinghan Li, Shilan He, Pranshu Chaturvedi et al.

Federated learning enables multiple data owners to collaboratively train robust machine learning models without transferring large or sensitive local datasets by only sharing the parameters of the locally trained models. In this paper, we elaborate on the design of our Advanced Privacy-Preserving Federated Learning (APPFL) framework, which streamlines end-to-end secure and reliable federated learning experiments across cloud computing facilities and high-performance computing resources by leveraging Globus Compute, a distributed function as a service platform, and Amazon Web Services. We further demonstrate the use case of APPFL in fine-tuning a LLaMA 2 7B model using several cloud resources and supercomputers.

Varun Belagali, Srikar Yellapragada, Alexandros Graikos et al.

Self-supervised learning (SSL) methods have emerged as strong visual representation learners by training an image encoder to maximize similarity between features of different views of the same image. To perform this view-invariance task, current SSL algorithms rely on hand-crafted augmentations such as random cropping and color jittering to create multiple views of an image. Recently, generative diffusion models have been shown to improve SSL by providing a wider range of data augmentations. However, these diffusion models require pre-training on large-scale image-text datasets, which might not be available for many specialized domains like histopathology. In this work, we introduce Gen-SIS, a diffusion-based augmentation technique trained exclusively on unlabeled image data, eliminating any reliance on external sources of supervision such as text captions. We first train an initial SSL encoder on a dataset using only hand-crafted augmentations. We then train a diffusion model conditioned on embeddings from that SSL encoder. Following training, given an embedding of the source image, this diffusion model can synthesize its diverse views. We show that these `self-augmentations', i.e. generative augmentations based on the vanilla SSL encoder embeddings, facilitate the training of a stronger SSL encoder. Furthermore, based on the ability to interpolate between images in the encoder latent space, we introduce the novel pretext task of disentangling the two source images of an interpolated synthetic image. We validate Gen-SIS's effectiveness by demonstrating performance improvements across various downstream tasks in both natural images, which are generally object-centric, as well as digital histopathology images, which are typically context-based.

Paul Landes, Aaron J Chaise, Tarak Nath Nandi et al.

Many models are pretrained on redacted text for privacy reasons. Clinical foundation models are often trained on de-identified text, which uses special syntax (masked) text in place of protected health information. Even though these models have increased in popularity, there has been little effort in understanding the effects of training them on redacted text. In this work, we pretrain several encoder-only models on a dataset that contains redacted text and a version with replaced realistic pseudo text. We then fine-tuned models for the protected health information de-identification task and show how our methods significantly outperform previous baselines. The contributions of this work include: a) our novel, and yet surprising findings with training recommendations, b) redacted text replacements used to produce the pseudo dataset, c) pretrained embeddings and fine-tuned task specific models, and d) freely available pseudo training dataset generation and model source code used in our experiments.

Kaveen Hiniduma, Zilinghan Li, Aditya Sinha et al.

Privacy-Preserving Federated Learning (PPFL) is a decentralized machine learning approach where multiple clients train a model collaboratively. PPFL preserves the privacy and security of a client's data without exchanging it. However, ensuring that data at each client is of high quality and ready for federated learning (FL) is a challenge due to restricted data access. In this paper, we introduce CADRE (Customizable Assurance of Data Readiness) for federated learning (FL), a novel framework that allows users to define custom data readiness (DR) metrics, rules, and remedies tailored to specific FL tasks. CADRE generates comprehensive DR reports based on the user-defined metrics, rules, and remedies to ensure datasets are prepared for FL while preserving privacy. We demonstrate a practical application of CADRE by integrating it into an existing PPFL framework. We conducted experiments across six datasets and addressed seven different DR issues. The results illustrate the versatility and effectiveness of CADRE in ensuring DR across various dimensions, including data quality, privacy, and fairness. This approach enhances the performance and reliability of FL models as well as utilizes valuable resources.

Kaveen Hiniduma, Dylan Ryan, Suren Byna et al.

AI Data Readiness Inspector (AIDRIN) is a framework to evaluate and improve data preparedness for AI applications. It addresses critical data readiness dimensions such as data quality, bias, fairness, and privacy. This paper details enhancements to AIDRIN by focusing on user interface improvements and integration with a privacy-preserving federated learning (PPFL) framework. By refining the UI and enabling smooth integration with decentralized AI pipelines, AIDRIN becomes more accessible and practical for users with varying technical expertise. Integrating with an existing PPFL framework ensures that data readiness and privacy are prioritized in federated learning environments. A case study involving a real-world dataset demonstrates AIDRIN's practical value in identifying data readiness issues that impact AI model performance.

Kaveen Hiniduma, Suren Byna, Jean Luca Bez et al.

"Garbage In Garbage Out" is a universally agreed quote by computer scientists from various domains, including Artificial Intelligence (AI). As data is the fuel for AI, models trained on low-quality, biased data are often ineffective. Computer scientists who use AI invest a considerable amount of time and effort in preparing the data for AI. However, there are no standard methods or frameworks for assessing the "readiness" of data for AI. To provide a quantifiable assessment of the readiness of data for AI processes, we define parameters of AI data readiness and introduce AIDRIN (AI Data Readiness Inspector). AIDRIN is a framework covering a broad range of readiness dimensions available in the literature that aid in evaluating the readiness of data quantitatively and qualitatively. AIDRIN uses metrics in traditional data quality assessment such as completeness, outliers, and duplicates for data evaluation. Furthermore, AIDRIN uses metrics specific to assess data for AI, such as feature importance, feature correlations, class imbalance, fairness, privacy, and FAIR (Findability, Accessibility, Interoperability, and Reusability) principle compliance. AIDRIN provides visualizations and reports to assist data scientists in further investigating the readiness of data. The AIDRIN framework enhances the efficiency of the machine learning pipeline to make informed decisions on data readiness for AI applications.

Minseok Ryu, Youngdae Kim, Kibaek Kim et al.

Federated learning (FL) enables training models at different sites and updating the weights from the training instead of transferring data to a central location and training as in classical machine learning. The FL capability is especially important to domains such as biomedicine and smart grid, where data may not be shared freely or stored at a central location because of policy challenges. Thanks to the capability of learning from decentralized datasets, FL is now a rapidly growing research field, and numerous FL frameworks have been developed. In this work, we introduce APPFL, the Argonne Privacy-Preserving Federated Learning framework. APPFL allows users to leverage implemented privacy-preserving algorithms, implement new algorithms, and simulate and deploy various FL algorithms with privacy-preserving techniques. The modular framework enables users to customize the components for algorithms, privacy, communication protocols, neural network models, and user data. We also present a new communication-efficient algorithm based on an inexact alternating direction method of multipliers. The algorithm requires significantly less communication between the server and the clients than does the current state of the art. We demonstrate the computational capabilities of APPFL, including differentially private FL on various test datasets and its scalability, by using multiple algorithms and datasets on different computing environments.