Saurav Prakash

Chao Pan, Jin Sima, Saurav Prakash et al.

Federated clustering (FC) is an unsupervised learning problem that arises in a number of practical applications, including personalized recommender and healthcare systems. With the adoption of recent laws ensuring the "right to be forgotten", the problem of machine unlearning for FC methods has become of significant importance. We introduce, for the first time, the problem of machine unlearning for FC, and propose an efficient unlearning mechanism for a customized secure FC framework. Our FC framework utilizes special initialization procedures that we show are well-suited for unlearning. To protect client data privacy, we develop the secure compressed multiset aggregation (SCMA) framework that addresses sparse secure federated learning (FL) problems encountered during clustering as well as more general problems. To simultaneously facilitate low communication complexity and secret sharing protocols, we integrate Reed-Solomon encoding with special evaluation points into our SCMA pipeline, and prove that the client communication cost is logarithmic in the vector dimension. Additionally, to demonstrate the benefits of our unlearning mechanism over complete retraining, we provide a theoretical analysis for the unlearning performance of our approach. Simulation results show that the new FC framework exhibits superior clustering performance compared to previously reported FC baselines when the cluster sizes are highly imbalanced. Compared to completely retraining K-means++ locally and globally for each removal request, our unlearning procedure offers an average speed-up of roughly 84x across seven datasets. Our implementation for the proposed method is available at https://github.com/thupchnsky/mufc.

Sara Babakniya, Souvik Kundu, Saurav Prakash et al.

Edge devices can benefit remarkably from federated learning due to their distributed nature; however, their limited resource and computing power poses limitations in deployment. A possible solution to this problem is to utilize off-the-shelf sparse learning algorithms at the clients to meet their resource budget. However, such naive deployment in the clients causes significant accuracy degradation, especially for highly resource-constrained clients. In particular, our investigations reveal that the lack of consensus in the sparsity masks among the clients may potentially slow down the convergence of the global model and cause a substantial accuracy drop. With these observations, we present \textit{federated lottery aware sparsity hunting} (FLASH), a unified sparse learning framework for training a sparse sub-model that maintains the performance under ultra-low parameter density while yielding proportional communication benefits. Moreover, given that different clients may have different resource budgets, we present \textit{hetero-FLASH} where clients can take different density budgets based on their device resource limitations instead of supporting only one target parameter density. Experimental analysis on diverse models and datasets shows the superiority of FLASH in closing the gap with an unpruned baseline while yielding up to $\mathord{\sim}10.1\%$ improved accuracy with $\mathord{\sim}10.26\times$ fewer communication, compared to existing alternatives, at similar hyperparameter settings. Code is available at \url{https://github.com/SaraBabakN/flash_fl}.

Yue Niu, Saurav Prakash, Souvik Kundu et al.

Federated Learning (FL) is emerging as a popular, promising decentralized learning framework that enables collaborative training among clients, with no need to share private data between them or to a centralized server. However, considering many edge clients do not have sufficient computing, memory, or communication capabilities, federated learning of large models still faces significant bottlenecks. To keep such weak but crucial clients in the loop, prior works either consider a heterogeneous-client setting where clients train models with different sizes; or offload training to the server. However, the heterogeneous-client setting requires some clients to train full model, which is not aligned with the resource-constrained setting; while the latter ones break privacy promises in FL when sharing intermediate representations or labels with the server. To overcome these limitations, in this work, we formulate a realistic, but much less explored, cross-device FL setting in which no client can train a full large model nor is willing to share any intermediate information with the remote server. Under such a formulation, we develop a principal sub-model (PriSM) training methodology to collaboratively train a full large model, while assigning each client a small sub-model that is a probabilistic low-rank approximation to the full server model. When creating sub-models, PriSM first performs a principal kernel analysis in the orthogonal kernel space to obtain importance of each kernel. Then, PriSM adopts a novel importance-aware sampling process to select a subset of kernels (i.e., a kernel with high importance is assigned with a higher sampling probability). This sampling process ensures each sub-model is still a low-rank approximation to the full model, while all sub-models together achieve nearly full coverage on the principal kernels.

Saurav Prakash, Jin Sima, Chao Pan et al.

Hierarchical and tree-like data sets arise in many applications, including language processing, graph data mining, phylogeny and genomics. It is known that tree-like data cannot be embedded into Euclidean spaces of finite dimension with small distortion. This problem can be mitigated through the use of hyperbolic spaces. When such data also has to be processed in a distributed and privatized setting, it becomes necessary to work with new federated learning methods tailored to hyperbolic spaces. As an initial step towards the development of the field of federated learning in hyperbolic spaces, we propose the first known approach to federated classification in hyperbolic spaces. Our contributions are as follows. First, we develop distributed versions of convex SVM classifiers for Poincaré discs. In this setting, the information conveyed from clients to the global classifier are convex hulls of clusters present in individual client data. Second, to avoid label switching issues, we introduce a number-theoretic approach for label recovery based on the so-called integer $B_h$ sequences. Third, we compute the complexity of the convex hulls in hyperbolic spaces to assess the extent of data leakage; at the same time, in order to limit communication cost for the hulls, we propose a new quantization method for the Poincaré disc coupled with Reed-Solomon-like encoding. Fourth, at the server level, we introduce a new approach for aggregating convex hulls of the clients based on balanced graph partitioning. We test our method on a collection of diverse data sets, including hierarchical single-cell RNA-seq data from different patients distributed across different repositories that have stringent privacy constraints. The classification accuracy of our method is up to $\sim 11\%$ better than its Euclidean counterpart, demonstrating the importance of privacy-preserving learning in hyperbolic spaces.

Nitin Priyadarshini Shankar, Soham Lahiri, Sheetal Kalyani et al.

Federated Learning (FL) preserves privacy by distributing training across devices. However, using DNNs is computationally intensive at the low-powered edge during inference. Edge deployment demands models that simultaneously optimize memory footprint and computational efficiency, a dilemma where conventional DNNs fail by exceeding resource limits. Traditional post-training binarization reduces model size but suffers from severe accuracy loss due to quantization errors. To address these challenges, we propose FedBNN, a rotation-aware binary neural network framework that learns binary representations directly during local training. By encoding each weight as a single bit $\{+1, -1\}$ instead of a $32$-bit float, FedBNN shrinks the model footprint, significantly reducing runtime (during inference) FLOPs and memory requirements in comparison to federated methods using real models. Evaluations across multiple benchmark datasets demonstrate that FedBNN significantly reduces resource consumption while performing similarly to existing federated methods using real-valued models.

Keval Jain, Anant Raj, Saurav Prakash et al.

We study a semi-asynchronous client-server perceptron trained via iterative parameter mixing (IPM-style averaging): clients run local perceptron updates and a server forms a global model by aggregating the updates that arrive in each communication round. The setting captures three system effects in federated and distributed deployments: (i) stale updates due to delayed model delivery and delayed application of client computations (two-sided version lag), (ii) partial participation (intermittent client availability), and (iii) imperfect communication on both downlink and uplink, modeled as effective zero-mean additive noise with bounded second moment. We introduce a server-side aggregation rule called staleness-bucket aggregation with padding that deterministically enforces a prescribed staleness profile over update ages without assuming any stochastic model for delays or participation. Under margin separability and bounded data radius, we prove a finite-horizon expected bound on the cumulative weighted number of perceptron mistakes over a given number of server rounds: the impact of delay appears only through the mean enforced staleness, whereas communication noise contributes an additional term that grows on the order of the square root of the horizon with the total noise energy. In the noiseless case, we show how a finite expected mistake budget yields an explicit finite-round stabilization bound under a mild fresh-participation condition.

Yue Niu, Ramy E. Ali, Saurav Prakash et al.

Data privacy is of great concern in cloud machine-learning service platforms, when sensitive data are exposed to service providers. While private computing environments (e.g., secure enclaves), and cryptographic approaches (e.g., homomorphic encryption) provide strong privacy protection, their computing performance still falls short compared to cloud GPUs. To achieve privacy protection with high computing performance, we propose Delta, a new private training and inference framework, with comparable model performance as non-private centralized training. Delta features two asymmetric data flows: the main information-sensitive flow and the residual flow. The main part flows into a small model while the residuals are offloaded to a large model. Specifically, Delta embeds the information-sensitive representations into a low-dimensional space while pushing the information-insensitive part into high-dimension residuals. To ensure privacy protection, the low-dimensional information-sensitive part is secured and fed to a small model in a private environment. On the other hand, the residual part is sent to fast cloud GPUs, and processed by a large model. To further enhance privacy and reduce the communication cost, Delta applies a random binary quantization technique along with a DP-based technique to the residuals before sharing them with the public platform. We theoretically show that Delta guarantees differential privacy in the public environment and greatly reduces the complexity in the private environment. We conduct empirical analyses on CIFAR-10, CIFAR-100 and ImageNet datasets and ResNet-18 and ResNet-34, showing that Delta achieves strong privacy protection, fast training, and inference without significantly compromising the model utility.

Yue Niu, Saurav Prakash, Salman Avestimehr

We propose a new attention mechanism with linear complexity, ATP, that fixates \textbf{A}ttention on \textbf{T}op \textbf{P}rincipal keys, rather than on each individual token. Particularly, ATP is driven by an important observation that input sequences are typically low-rank, i.e., input sequences can be represented by a few principal bases. Therefore, instead of directly iterating over all the input tokens, ATP transforms inputs into an orthogonal space and computes attention only on the top principal bases (keys). Owing to the observed low-rank structure in input sequences, ATP is able to capture semantic relationships in input sequences with a few principal keys. Furthermore, the attention complexity is reduced from \emph{quadratic} to \emph{linear} without incurring a noticeable performance drop. ATP further reduces complexity for other linear layers with low-rank inputs, leading to more speedup compared to prior works that solely target the attention module. Our evaluations on various models (e.g., BERT and Llama) demonstrate that ATP achieves comparable accuracy with much lower computation and memory complexity than the standard attention mechanism. In particular, ATP barely loses accuracy with only $1/2$ principal keys, and only incurs around $2\%$ accuracy drops with $1/4$ principal keys.

Santhosh G S, Saurav Prakash, Balaraman Ravindran

Large Language Models (LLMs) face a significant bottleneck during autoregressive inference due to the massive memory footprint of the Key-Value (KV) cache. Existing compression techniques like token eviction, quantization, or other low-rank methods often risk information loss, have fixed limits, or introduce significant computational overhead from explicit decompression steps. In this work, we introduce SWAN, a novel, fine-tuning-free framework that eliminates this overhead. Our method uses an offline orthogonal matrix to rotate and prune the KV-cache, which is then used directly in the attention computation without any reconstruction. Our extensive experiments demonstrate that SWAN, augmented with a small dense buffer, offers a robust trade-off, maintaining performance close to the uncompressed baseline even at aggressive 50-60% memory savings per-token on KV-cache. A key advantage is its runtime-tunable compression level, allowing operators to dynamically adjust the memory footprint, a flexibility absent in methods requiring fixed offline configurations. This combination of a decompression-free design, high performance under compression, and adaptability makes SWAN a practical and efficient solution for serving LLMs with long contexts.

Santhosh G S, Saurav Prakash, Balaraman Ravindran

The quadratic complexity of the attention mechanism remains a fundamental barrier to scaling Large Language Models (LLMs) to longer contexts, creating a critical bottleneck in both computation and memory. To address this, we introduce AQUA (Attention via QUery mAgnitudes) a novel and versatile approximation strategy that significantly reduces the cost of attention with a graceful performance trade-off. Our method operates in two phases: an efficient offline step where we compute a universal, language agnostic projection matrix via SVD on a calibration dataset, and an online inference step where we project query and key vectors and dynamically select a sparse subset of dimensions based on the query's magnitude. We provide a formal theoretical analysis of AQUA, establishing the break-even point at which it becomes more computationally efficient than standard attention. Our empirical evaluations on state-of-the-art models like Llama-3.1-8B demonstrate that a 25% reduction in the attention dot-product computation can be achieved with a statistically insignificant impact on performance across a wide range of benchmarks. We further showcase the versatility of AQUA by demonstrating its ability to synergistically accelerate existing token eviction methods like H2O and to directly reduce KV-cache memory size. By offering a controllable knob to balance efficiency and accuracy, AQUA provides a practical and powerful tool for making large-scale LLM inference more accessible and sustainable.

Omkar Tupe, Max Hartman, Lav R. Varshney et al.

We consider federated learning of linearly-parameterized nonlinear systems. We establish theoretical guarantees on the effectiveness of federated nonlinear system identification compared to centralized approaches, demonstrating that the convergence rate improves as the number of clients increases. Although the convergence rates in the linear and nonlinear cases differ only by a constant, this constant depends on the feature map $φ$, which can be carefully chosen in the nonlinear setting to increase excitation and improve performance. We experimentally validate our theory in physical settings where client devices are driven by i.i.d. control inputs and control policies exhibiting i.i.d. random perturbations, ensuring non-active exploration. Experiments use trajectories from nonlinear dynamical systems characterized by real-analytic feature functions, including polynomial and trigonometric components, representative of physical systems including pendulum and quadrotor dynamics. We analyze the convergence behavior of the proposed method under varying noise levels and data distributions. Results show that federated learning consistently improves convergence of any individual client as the number of participating clients increases.

Sunwoo Lee, Tuo Zhang, Saurav Prakash et al.

In Federated Learning (FL), clients may have weak devices that cannot train the full model or even hold it in their memory space. To implement large-scale FL applications, thus, it is crucial to develop a distributed learning method that enables the participation of such weak clients. We propose EmbracingFL, a general FL framework that allows all available clients to join the distributed training regardless of their system resource capacity. The framework is built upon a novel form of partial model training method in which each client trains as many consecutive output-side layers as its system resources allow. Our study demonstrates that EmbracingFL encourages each layer to have similar data representations across clients, improving FL efficiency. The proposed partial model training method guarantees convergence to a neighbor of stationary points for non-convex and smooth problems. We evaluate the efficacy of EmbracingFL under a variety of settings with a mixed number of strong, moderate (~40% memory), and weak (~15% memory) clients, datasets (CIFAR-10, FEMNIST, and IMDB), and models (ResNet20, CNN, and LSTM). Our empirical study shows that EmbracingFL consistently achieves high accuracy as like all clients are strong, outperforming the state-of-the-art width reduction methods (i.e. HeteroFL and FjORD).

Saurav Prakash, Sagar Dhakal, Mustafa Akdeniz et al.

Federated learning enables training a global model from data located at the client nodes, without data sharing and moving client data to a centralized server. Performance of federated learning in a multi-access edge computing (MEC) network suffers from slow convergence due to heterogeneity and stochastic fluctuations in compute power and communication link qualities across clients. We propose a novel coded computing framework, CodedFedL, that injects structured coding redundancy into federated learning for mitigating stragglers and speeding up the training procedure. CodedFedL enables coded computing for non-linear federated learning by efficiently exploiting distributed kernel embedding via random Fourier features that transforms the training task into computationally favourable distributed linear regression. Furthermore, clients generate local parity datasets by coding over their local datasets, while the server combines them to obtain the global parity dataset. Gradient from the global parity dataset compensates for straggling gradients during training, and thereby speeds up convergence. For minimizing the epoch deadline time at the MEC server, we provide a tractable approach for finding the amount of coding redundancy and the number of local data points that a client processes during training, by exploiting the statistical properties of compute as well as communication delays. We also characterize the leakage in data privacy when clients share their local parity datasets with the server. We analyze the convergence rate and iteration complexity of CodedFedL under simplifying assumptions, by treating CodedFedL as a stochastic gradient descent algorithm. Furthermore, we conduct numerical experiments using practical network parameters and benchmark datasets, where CodedFedL speeds up the overall training time by up to $15\times$ in comparison to the benchmark schemes.

Saurav Prakash, Sagar Dhakal, Mustafa Akdeniz et al.

Federated Learning (FL) is an exciting new paradigm that enables training a global model from data generated locally at the client nodes, without moving client data to a centralized server. Performance of FL in a multi-access edge computing (MEC) network suffers from slow convergence due to heterogeneity and stochastic fluctuations in compute power and communication link qualities across clients. A recent work, Coded Federated Learning (CFL), proposes to mitigate stragglers and speed up training for linear regression tasks by assigning redundant computations at the MEC server. Coding redundancy in CFL is computed by exploiting statistical properties of compute and communication delays. We develop CodedFedL that addresses the difficult task of extending CFL to distributed non-linear regression and classification problems with multioutput labels. The key innovation of our work is to exploit distributed kernel embedding using random Fourier features that transforms the training task into distributed linear regression. We provide an analytical solution for load allocation, and demonstrate significant performance gains for CodedFedL through experiments over benchmark datasets using practical network parameters.

Sagar Dhakal, Saurav Prakash, Yair Yona et al.

Federated learning is a method of training a global model from decentralized data distributed across client devices. Here, model parameters are computed locally by each client device and exchanged with a central server, which aggregates the local models for a global view, without requiring sharing of training data. The convergence performance of federated learning is severely impacted in heterogeneous computing platforms such as those at the wireless edge, where straggling computations and communication links can significantly limit timely model parameter updates. This paper develops a novel coded computing technique for federated learning to mitigate the impact of stragglers. In the proposed Coded Federated Learning (CFL) scheme, each client device privately generates parity training data and shares it with the central server only once at the start of the training phase. The central server can then preemptively perform redundant gradient computations on the composite parity data to compensate for the erased or delayed parameter updates. Our results show that CFL allows the global model to converge nearly four times faster when compared to an uncoded approach

Souvik Kundu, Saurav Prakash, Haleh Akrami et al.

The high demand for computational and storage resources severely impede the deployment of deep convolutional neural networks (CNNs) in limited-resource devices. Recent CNN architectures have proposed reduced complexity versions (e.g. SuffleNet and MobileNet) but at the cost of modest decreases inaccuracy. This paper proposes pSConv, a pre-defined sparse 2D kernel-based convolution, which promises significant improvements in the trade-off between complexity and accuracy for both CNN training and inference. To explore the potential of this approach, we have experimented with two widely accepted datasets, CIFAR-10 and Tiny ImageNet, in sparse variants of both the ResNet18 and VGG16 architectures. Our approach shows a parameter count reduction of up to 4.24x with modest degradation in classification accuracy relative to that of standard CNNs. Our approach outperforms a popular variant of ShuffleNet using a variant of ResNet18 with pSConv having 3x3 kernels with only four of nine elements not fixed at zero. In particular, the parameter count is reduced by 1.7x for CIFAR-10 and 2.29x for Tiny ImageNet with an increased accuracy of ~4%.

Amirhossein Reisizadeh, Saurav Prakash, Ramtin Pedarsani et al.

We focus on the commonly used synchronous Gradient Descent paradigm for large-scale distributed learning, for which there has been a growing interest to develop efficient and robust gradient aggregation strategies that overcome two key system bottlenecks: communication bandwidth and stragglers' delays. In particular, Ring-AllReduce (RAR) design has been proposed to avoid bandwidth bottleneck at any particular node by allowing each worker to only communicate with its neighbors that are arranged in a logical ring. On the other hand, Gradient Coding (GC) has been recently proposed to mitigate stragglers in a master-worker topology by allowing carefully designed redundant allocation of the data set to the workers. We propose a joint communication topology design and data set allocation strategy, named CodedReduce (CR), that combines the best of both RAR and GC. That is, it parallelizes the communications over a tree topology leading to efficient bandwidth utilization, and carefully designs a redundant data set allocation and coding strategy at the nodes to make the proposed gradient aggregation scheme robust to stragglers. In particular, we quantify the communication parallelization gain and resiliency of the proposed CR scheme, and prove its optimality when the communication topology is a regular tree. Moreover, we characterize the expected run-time of CR and show order-wise speedups compared to the benchmark schemes. Finally, we empirically evaluate the performance of our proposed CR design over Amazon EC2 and demonstrate that it achieves speedups of up to 27.2x and 7.0x, respectively over the benchmarks GC and RAR.