Xu Ji

Ji Xu, Yuan Xie, Wenchao Wang

Underwater acoustic target recognition is a challenging task owing to the intricate underwater environments and limited data availability. Insufficient data can hinder the ability of recognition systems to support complex modeling, thus impeding their advancement. To improve the generalization capacity of recognition models, techniques such as data augmentation have been employed to simulate underwater signals and diversify data distribution. However, the complexity of underwater environments can cause the simulated signals to deviate from real scenarios, resulting in biased models that are misguided by non-true data. In this study, we propose two strategies to enhance the generalization ability of models in the case of limited data while avoiding the risk of performance degradation. First, as an alternative to traditional data augmentation, we utilize smoothness-inducing regularization, which only incorporates simulated signals in the regularization term. Additionally, we propose a specialized spectrogram-based data augmentation strategy, namely local masking and replicating (LMR), to capture inter-class relationships. Our experiments and visualization analysis demonstrate the superiority of our proposed strategies.

Yuan Xie, Ji Xu, Jiawei Ren et al.

Underwater acoustic target recognition based on passive sonar faces numerous challenges in practical maritime applications. One of the main challenges lies in the susceptibility of signal characteristics to diverse environmental conditions and data acquisition configurations, which can lead to instability in recognition systems. While significant efforts have been dedicated to addressing these influential factors in other domains of underwater acoustics, they are often neglected in the field of underwater acoustic target recognition. To overcome this limitation, this study designs auxiliary tasks that model influential factors (e.g., source range, water column depth, or wind speed) based on available annotations and adopts a multi-task framework to connect these factors to the recognition task. Furthermore, we integrate an adversarial learning mechanism into the multi-task framework to prompt the model to extract representations that are robust against influential factors. Through extensive experiments and analyses on the ShipsEar dataset, our proposed adversarial multi-task model demonstrates its capacity to effectively model the influential factors and achieve state-of-the-art performance on the 12-class recognition task.

Yuan Xie, Xiaowei Zhang, Jiawei Ren et al.

Building a robust underwater acoustic recognition system in real-world scenarios is challenging due to the complex underwater environment and the dynamic motion states of targets. A promising optimization approach is to leverage the intrinsic physical characteristics of targets, which remain invariable regardless of environmental conditions, to provide robust insights. However, our study reveals that while physical characteristics exhibit robust properties, they may lack class-specific discriminative patterns. Consequently, directly incorporating physical characteristics into model training can potentially introduce unintended inductive biases, leading to performance degradation. To utilize the benefits of physical characteristics while mitigating possible detrimental effects, we propose DEMONet in this study, which utilizes the detection of envelope modulation on noise (DEMON) to provide robust insights into the shaft frequency or blade counts of targets. DEMONet is a multi-expert network that allocates various underwater signals to their best-matched expert layer based on DEMON spectra for fine-grained signal processing. Thereinto, DEMON spectra are solely responsible for providing implicit physical characteristics without establishing a mapping relationship with the target category. Furthermore, to mitigate noise and spurious modulation spectra in DEMON features, we introduce a cross-temporal alignment strategy and employ a variational autoencoder (VAE) to reconstruct noise-resistant DEMON spectra to replace the raw DEMON features. The effectiveness of the proposed DEMONet with cross-temporal VAE was primarily evaluated on the DeepShip dataset and our proprietary datasets. Experimental results demonstrated that our approach could achieve state-of-the-art performance on both datasets.

Yuan Xie, Jiawei Ren, Ji Xu

Underwater acoustic target recognition is an intractable task due to the complex acoustic source characteristics and sound propagation patterns. Limited by insufficient data and narrow information perspective, recognition models based on deep learning seem far from satisfactory in practical underwater scenarios. Although underwater acoustic signals are severely influenced by distance, channel depth, or other factors, annotations of relevant information are often non-uniform, incomplete, and hard to use. In our work, we propose to implement Underwater Acoustic Recognition based on Templates made up of rich relevant information (hereinafter called "UART"). We design templates to integrate relevant information from different perspectives into descriptive natural language. UART adopts an audio-spectrogram-text tri-modal contrastive learning framework, which endows UART with the ability to guide the learning of acoustic representations by descriptive natural language. Our experiments reveal that UART has better recognition capability and generalization performance than traditional paradigms. Furthermore, the pre-trained UART model could provide superior prior knowledge for the recognition model in the scenario without any auxiliary annotation.

Yuan Xie, Jiawei Ren, Ji Xu

Analyzing the ocean acoustic environment is a tricky task. Background noise and variable channel transmission environment make it complicated to implement accurate ship-radiated noise recognition. Existing recognition systems are weak in addressing the variable underwater environment, thus leading to disappointing performance in practical application. In order to keep the recognition system robust in various underwater environments, this work proposes an adaptive generalized recognition system - AGNet (Adaptive Generalized Network). By converting fixed wavelet parameters into fine-grained learnable parameters, AGNet learns the characteristics of underwater sound at different frequencies. Its flexible and fine-grained design is conducive to capturing more background acoustic information (e.g., background noise, underwater transmission channel). To utilize the implicit information in wavelet spectrograms, AGNet adopts the convolutional neural network with parallel convolution attention modules as the classifier. Experiments reveal that our AGNet outperforms all baseline methods on several underwater acoustic datasets, and AGNet could benefit more from transfer learning. Moreover, AGNet shows robust performance against various interference factors.

Xu Ji, Razvan Pascanu, Devon Hjelm et al.

Intuitively, one would expect accuracy of a trained neural network's prediction on test samples to correlate with how densely the samples are surrounded by seen training samples in representation space. We find that a bound on empirical training error smoothed across linear activation regions scales inversely with training sample density in representation space. Empirically, we verify this bound is a strong predictor of the inaccuracy of the network's prediction on test samples. For unseen test sets, including those with out-of-distribution samples, ranking test samples by their local region's error bound and discarding samples with the highest bounds raises prediction accuracy by up to 20% in absolute terms for image classification datasets, on average over thresholds.

Sylvestre-Alvise Rebuffi, Ruth Fong, Xu Ji et al.

Saliency methods seek to explain the predictions of a model by producing an importance map across each input sample. A popular class of such methods is based on backpropagating a signal and analyzing the resulting gradient. Despite much research on such methods, relatively little work has been done to clarify the differences between such methods as well as the desiderata of these techniques. Thus, there is a need for rigorously understanding the relationships between different methods as well as their failure modes. In this work, we conduct a thorough analysis of backpropagation-based saliency methods and propose a single framework under which several such methods can be unified. As a result of our study, we make three additional contributions. First, we use our framework to propose NormGrad, a novel saliency method based on the spatial contribution of gradients of convolutional weights. Second, we combine saliency maps at different layers to test the ability of saliency methods to extract complementary information at different network levels (e.g.~trading off spatial resolution and distinctiveness) and we explain why some methods fail at specific layers (e.g., Grad-CAM anywhere besides the last convolutional layer). Third, we introduce a class-sensitivity metric and a meta-learning inspired paradigm applicable to any saliency method for improving sensitivity to the output class being explained.

Sylvestre-Alvise Rebuffi, Ruth Fong, Xu Ji et al.

The different families of saliency methods, either based on contrastive signals, closed-form formulas mixing gradients with activations or on perturbation masks, all focus on which parts of an image are responsible for the model's inference. In this paper, we are rather interested by the locations of an image that contribute to the model's training. First, we propose a principled attribution method that we extract from the summation formula used to compute the gradient of the weights for a 1x1 convolutional layer. The resulting formula is fast to compute and can used throughout the network, allowing us to efficiently produce fined-grained importance maps. We will show how to extend it in order to compute saliency maps at any targeted point within the network. Secondly, to make the attribution really specific to the training of the model, we introduce a meta-learning approach for saliency methods by considering an inner optimisation step within the loss. This way, we do not aim at identifying the parts of an image that contribute to the model's output but rather the locations that are responsible for the good training of the model on this image. Conversely, we also show that a similar meta-learning approach can be used to extract the adversarial locations which can lead to the degradation of the model.

Lu Huang, Jiasong Sun, Ji Xu et al.

Long Short-Term Memory (LSTM) is the primary recurrent neural networks architecture for acoustic modeling in automatic speech recognition systems. Residual learning is an efficient method to help neural networks converge easier and faster. In this paper, we propose several types of residual LSTM methods for our acoustic modeling. Our experiments indicate that, compared with classic LSTM, our architecture shows more than 8% relative reduction in Phone Error Rate (PER) on TIMIT tasks. At the same time, our residual fast LSTM approach shows 4% relative reduction in PER on the same task. Besides, we find that all this architecture could have good results on THCHS-30, Librispeech and Switchboard corpora.