Pengfei Cao

CL
h-index28
46papers
2,505citations
Novelty52%
AI Score63

46 Papers

CLAug 25, 2023Code
Journey to the Center of the Knowledge Neurons: Discoveries of Language-Independent Knowledge Neurons and Degenerate Knowledge Neurons

Yuheng Chen, Pengfei Cao, Yubo Chen et al.

Pre-trained language models (PLMs) contain vast amounts of factual knowledge, but how the knowledge is stored in the parameters remains unclear. This paper delves into the complex task of understanding how factual knowledge is stored in multilingual PLMs, and introduces the Architecture-adapted Multilingual Integrated Gradients method, which successfully localizes knowledge neurons more precisely compared to current methods, and is more universal across various architectures and languages. Moreover, we conduct an in-depth exploration of knowledge neurons, leading to the following two important discoveries: (1) The discovery of Language-Independent Knowledge Neurons, which store factual knowledge in a form that transcends language. We design cross-lingual knowledge editing experiments, demonstrating that the PLMs can accomplish this task based on language-independent neurons; (2) The discovery of Degenerate Knowledge Neurons, a novel type of neuron showing that different knowledge neurons can store the same fact. Its property of functional overlap endows the PLMs with a robust mastery of factual knowledge. We design fact-checking experiments, proving that the degenerate knowledge neurons can help the PLMs to detect wrong facts. Experiments corroborate these findings, shedding light on the mechanisms of factual knowledge storage in multilingual PLMs, and contribute valuable insights to the field. The code is available at https://github.com/heng840/AMIG.

CLAug 14, 2024Code
Knowledge in Superposition: Unveiling the Failures of Lifelong Knowledge Editing for Large Language Models

Chenhui Hu, Pengfei Cao, Yubo Chen et al.

Knowledge editing aims to update outdated or incorrect knowledge in large language models (LLMs). However, current knowledge editing methods have limited scalability for lifelong editing. This study explores the fundamental reason why knowledge editing fails in lifelong editing. We begin with the closed-form solution derived from linear associative memory, which underpins state-of-the-art knowledge editing methods. We extend the solution from single editing to lifelong editing, and through rigorous mathematical derivation, identify an interference term in the final solution, suggesting that editing knowledge may impact irrelevant knowledge. Further analysis of the interference term reveals a close relationship with superposition between knowledge representations. When knowledge superposition does not exist in language models, the interference term vanishes, allowing for lossless knowledge editing. Experiments across numerous language models reveal that knowledge superposition is universal, exhibiting high kurtosis, zero mean, and heavy-tailed distributions with clear scaling laws. Ultimately, by combining theory and experiments, we demonstrate that knowledge superposition is the fundamental reason for the failure of lifelong editing. Moreover, this is the first study to investigate knowledge editing from the perspective of superposition and provides a comprehensive observation of superposition across numerous real-world language models. Code available at https://github.com/ChenhuiHu/knowledge_in_superposition.

CLMar 23Code
SemEval-2026 Task 12: Abductive Event Reasoning: Towards Real-World Event Causal Inference for Large Language Models

Pengfei Cao, Mingxuan Yang, Yubo Chen et al.

Understanding why real-world events occur is important for both natural language processing and practical decision-making, yet direct-cause inference remains underexplored in evidence-rich settings. To address this gap, we organized SemEval-2026 Task 12: Abductive Event Reasoning (AER).\footnote{The task data is available at https://github.com/sooo66/semeval2026-task12-dataset.git} The task asks systems to identify the most plausible direct cause of a target event from supporting evidence. We formulate AER as an evidence-grounded multiple-choice benchmark that captures key challenges of real-world causal reasoning, including distributed evidence, indirect background factors, and semantically related but non-causal distractors. The shared task attracted 122 participants and received 518 submissions. This paper presents the task formulation, dataset construction pipeline, evaluation setup, and system results. AER provides a focused benchmark for abductive reasoning over real-world events and highlights challenges for future work on causal reasoning and multi-document understanding.

LGNov 13, 2025Code
Bias-Restrained Prefix Representation Finetuning for Mathematical Reasoning

Sirui Liang, Pengfei Cao, Jian Zhao et al.

Parameter-Efficient finetuning (PEFT) enhances model performance on downstream tasks by updating a minimal subset of parameters. Representation finetuning (ReFT) methods further improve efficiency by freezing model weights and optimizing internal representations with fewer parameters than PEFT, outperforming PEFT on several tasks. However, ReFT exhibits a significant performance decline on mathematical reasoning tasks. To address this problem, the paper demonstrates that ReFT's poor performance on mathematical tasks primarily stems from its struggle to generate effective reasoning prefixes during the early inference phase. Moreover, ReFT disturbs the numerical encoding and the error accumulats during the CoT stage. Based on these observations, this paper proposes Bias-REstrained Prefix Representation FineTuning (BREP ReFT), which enhances ReFT's mathematical reasoning capability by truncating training data to optimize the generation of initial reasoning prefixes, intervening on the early inference stage to prevent error accumulation, and constraining the intervention vectors' magnitude to avoid disturbing numerical encoding. Extensive experiments across diverse model architectures demonstrate BREP's superior effectiveness, efficiency, and robust generalization capability, outperforming both standard ReFT and weight-based PEFT methods on the task of mathematical reasoning. The source code is available at https://github.com/LiangThree/BREP.

CLAug 20, 2024
Towards Robust Knowledge Unlearning: An Adversarial Framework for Assessing and Improving Unlearning Robustness in Large Language Models

Hongbang Yuan, Zhuoran Jin, Pengfei Cao et al.

LLM have achieved success in many fields but still troubled by problematic content in the training corpora. LLM unlearning aims at reducing their influence and avoid undesirable behaviours. However, existing unlearning methods remain vulnerable to adversarial queries and the unlearned knowledge resurfaces after the manually designed attack queries. As part of a red-team effort to proactively assess the vulnerabilities of unlearned models, we design Dynamic Unlearning Attack (DUA), a dynamic and automated framework to attack these models and evaluate their robustness. It optimizes adversarial suffixes to reintroduce the unlearned knowledge in various scenarios. We find that unlearned knowledge can be recovered in $55.2\%$ of the questions, even without revealing the unlearned model's parameters. In response to this vulnerability, we propose Latent Adversarial Unlearning (LAU), a universal framework that effectively enhances the robustness of the unlearned process. It formulates the unlearning process as a min-max optimization problem and resolves it through two stages: an attack stage, where perturbation vectors are trained and added to the latent space of LLMs to recover the unlearned knowledge, and a defense stage, where previously trained perturbation vectors are used to enhance unlearned model's robustness. With our LAU framework, we obtain two robust unlearning methods, AdvGA and AdvNPO. We conduct extensive experiments across multiple unlearning benchmarks and various models, and demonstrate that they improve the unlearning effectiveness by over $53.5\%$, cause only less than a $11.6\%$ reduction in neighboring knowledge, and have almost no impact on the model's general capabilities.

CLNov 21, 2023
Oasis: Data Curation and Assessment System for Pretraining of Large Language Models

Tong Zhou, Yubo Chen, Pengfei Cao et al.

Data is one of the most critical elements in building a large language model. However, existing systems either fail to customize a corpus curation pipeline or neglect to leverage comprehensive corpus assessment for iterative optimization of the curation. To this end, we present a pretraining corpus curation and assessment platform called Oasis -- a one-stop system for data quality improvement and quantification with user-friendly interactive interfaces. Specifically, the interactive modular rule filter module can devise customized rules according to explicit feedback. The debiased neural filter module builds the quality classification dataset in a negative-centric manner to remove the undesired bias. The adaptive document deduplication module could execute large-scale deduplication with limited memory resources. These three parts constitute the customized data curation module. And in the holistic data assessment module, a corpus can be assessed in local and global views, with three evaluation means including human, GPT-4, and heuristic metrics. We exhibit a complete process to use Oasis for the curation and assessment of pretraining data. In addition, an 800GB bilingual corpus curated by Oasis is publicly released.

CLAug 28, 2023
ZhuJiu: A Multi-dimensional, Multi-faceted Chinese Benchmark for Large Language Models

Baoli Zhang, Haining Xie, Pengfan Du et al.

The unprecedented performance of large language models (LLMs) requires comprehensive and accurate evaluation. We argue that for LLMs evaluation, benchmarks need to be comprehensive and systematic. To this end, we propose the ZhuJiu benchmark, which has the following strengths: (1) Multi-dimensional ability coverage: We comprehensively evaluate LLMs across 7 ability dimensions covering 51 tasks. Especially, we also propose a new benchmark that focuses on knowledge ability of LLMs. (2) Multi-faceted evaluation methods collaboration: We use 3 different yet complementary evaluation methods to comprehensively evaluate LLMs, which can ensure the authority and accuracy of the evaluation results. (3) Comprehensive Chinese benchmark: ZhuJiu is the pioneering benchmark that fully assesses LLMs in Chinese, while also providing equally robust evaluation abilities in English. (4) Avoiding potential data leakage: To avoid data leakage, we construct evaluation data specifically for 37 tasks. We evaluate 10 current mainstream LLMs and conduct an in-depth discussion and analysis of their results. The ZhuJiu benchmark and open-participation leaderboard are publicly released at http://www.zhujiu-benchmark.com/ and we also provide a demo video at https://youtu.be/qypkJ89L1Ic.

CLApr 21
From Signal Degradation to Computation Collapse: Uncovering the Two Failure Modes of LLM Quantization

Chenxi Zhou, Pengfei Cao, Jiang Li et al.

Post-Training Quantization (PTQ) is critical for the efficient deployment of Large Language Models (LLMs). While 4-bit quantization is widely regarded as an optimal trade-off, reducing the precision to 2-bit usually triggers a catastrophic ``performance cliff.'' It remains unclear whether the underlying mechanisms differ fundamentally. Consequently, we conduct a systematic mechanistic analysis, revealing two qualitatively distinct failure modes: Signal Degradation, where the computational patterns remain intact but information precision is impaired by cumulative error; and Computation Collapse, where key components fail to function, preventing correct information processing and destroying the signal in the early layers. Guided by this diagnosis, we conduct mechanism-aware interventions, demonstrating that targeted, training-free repair can mitigate Signal Degradation, but remains ineffective for Computation Collapse. Our findings provide a systematic diagnostic framework for PTQ failures and suggest that addressing Computation Collapse requires structural reconstruction rather than mere compensation.

CLMar 2
MMR-Life: Piecing Together Real-life Scenes for Multimodal Multi-image Reasoning

Jiachun Li, Shaoping Huang, Zhuoran Jin et al.

Recent progress in the reasoning capabilities of multimodal large language models (MLLMs) has empowered them to address more complex tasks such as scientific analysis and mathematical reasoning. Despite their promise, MLLMs' reasoning abilities across different scenarios in real life remain largely unexplored and lack standardized benchmarks for evaluation. To address this gap, we introduce MMR-Life, a comprehensive benchmark designed to evaluate the diverse multimodal multi-image reasoning capabilities of MLLMs across real-life scenarios. MMR-Life consists of 2,646 multiple-choice questions based on 19,108 images primarily sourced from real-world contexts, comprehensively covering seven reasoning types: abductive, analogical, causal, deductive, inductive, spatial, and temporal. Unlike existing reasoning benchmarks, MMR-Life does not rely on domain-specific expertise but instead requires models to integrate information across multiple images and apply diverse reasoning abilities. The evaluation of 37 advanced models highlights the substantial challenge posed by MMR-Life. Even top models like GPT-5 achieve only 58% accuracy and display considerable variance in performance across reasoning types. Moreover, we analyze the reasoning paradigms of existing MLLMs, exploring how factors such as thinking length, reasoning method, and reasoning type affect their performance. In summary, MMR-Life establishes a comprehensive foundation for evaluating, analyzing, and improving the next generation of multimodal reasoning systems.

CLSep 20, 2024
CITI: Enhancing Tool Utilizing Ability in Large Language Models without Sacrificing General Performance

Yupu Hao, Pengfei Cao, Zhuoran Jin et al.

Tool learning enables the Large Language Models (LLMs) to interact with the external environment by invoking tools, enriching the accuracy and capability scope of LLMs. However, previous works predominantly focus on improving model's tool-utilizing accuracy and the ability to generalize to new, unseen tools, excessively forcing LLMs to adjust specific tool-invoking pattern without considering the harm to model's general performance. This deviates from the actual applications and original intention of integrating tools to enhance model. To tackle this problem, we dissect the capability trade-offs by examining the hidden representation changes and the gradient-based importance score of model's components. Based on the analysis result, we propose a Component Importance-based Tool-utilizing ability Injection method (CITI). According to the gradient-based importance score of different components, it alleviates the capability conflicts caused by fine-tuning process by applying distinct training strategies to different components. CITI applies Mixture-Of-LoRA (MOLoRA) for important components. Meanwhile, it fine-tunes the parameters of few components deemed less important in the backbone of the LLM, while keeping other parameters frozen. CITI can effectively enhance the model's tool-utilizing capability without excessively compromising its general performance. Experimental results demonstrate that our approach achieves outstanding performance across a range of evaluation metrics.

CLApr 13
Do LLMs Know Tool Irrelevance? Demystifying Structural Alignment Bias in Tool Invocations

Yilong Liu, Xixun Lin, Pengfei Cao et al.

Large language models (LLMs) have demonstrated impressive capabilities in utilizing external tools. In practice, however, LLMs are often exposed to tools that are irrelevant to the user's query, in which case the desired behavior is to refrain from invocations. In this work, we identify a widespread yet overlooked mechanistic flaw in tool refusal, which we term structural alignment bias: Even when a tool fails to serve the user's goal, LLMs still tend to invoke it whenever query attributes can be validly assigned to tool parameters. To systematically study this bias, we introduce SABEval, a new dataset that decouples structural alignment from semantic relevance. Our analysis shows that structural alignment bias induces severe tool-invocation errors in LLMs, yet remains largely unaccounted for in existing evaluations. To investigate the internal mechanisms underlying this bias, we propose Contrastive Attention Attribution, which reveals two competing pathways for semantic checking and structural matching. The relative strength of these pathways drives LLMs' tool invocation decisions. Based on these findings, we further introduce a rebalancing strategy that effectively mitigates structural alignment bias, as demonstrated by extensive experiments, without degrading general tool-use capabilities.

CLDec 4, 2025
EvoEdit: Lifelong Free-Text Knowledge Editing through Latent Perturbation Augmentation and Knowledge-driven Parameter Fusion

Pengfei Cao, Zeao Ji, Daojian Zeng et al.

Adjusting the outdated knowledge of large language models (LLMs) after deployment remains a major challenge. This difficulty has spurred the development of knowledge editing, which seeks to accurately and efficiently modify a model's internal (parametric) knowledge without retraining it from scratch. However, existing methods suffer from two limitations. First, they depend on structured triplets that are misaligned with the free-text nature of LLM pretraining and fail to capture the nuanced relationships among facts. Second, they typically support one-time knowledge updates, with relatively limited research on the problem of sequential or lifelong editing. To address these gaps, we propose a new task, Lifelong Free-text Knowledge Editing (LF-Edit), which enables models to incorporate updates expressed in natural language and supports continual editing over time. Despite its promise, LF-Edit faces the dual challenge of integrating new knowledge while mitigating the forgetting of prior information. To foster research on this new task, we construct a large-scale benchmark, Multi-Rank Lifelong Free-text Editing Benchmark (MRLF-Bench), containing 16,835 free-text edit requests. We further design a cognitively inspired multi-rank evaluation framework encompassing four levels: memorization, understanding, constrained comprehension, and reasoning. To tackle the challenges inherent in LF-Edit, we introduce a novel approach named EvoEdit that enhances knowledge injection through Latent Perturbation Augmentation and preserves prior information via Knowledge-driven Parameter Fusion. Experimental results demonstrate that EvoEdit substantially outperforms existing knowledge editing methods on the proposed LF-Edit task.

AIJan 12
Learning How to Remember: A Meta-Cognitive Management Method for Structured and Transferable Agent Memory

Sirui Liang, Pengfei Cao, Jian Zhao et al.

Large language model (LLM) agents increasingly rely on accumulated memory to solve long-horizon decision-making tasks. However, most existing approaches store memory in fixed representations and reuse it at a single or implicit level of abstraction, which limits generalization and often leads to negative transfer when distribution shift. This paper proposes the Meta-Cognitive Memory Abstraction method (MCMA), which treats memory abstraction as a learnable cognitive skill rather than a fixed design choice. MCMA decouples task execution from memory management by combining a frozen task model with a learned memory copilot. The memory copilot is trained using direct preference optimization, it determines how memories should be structured, abstracted, and reused. Memories are further organized into a hierarchy of abstraction levels, enabling selective reuse based on task similarity. When no memory is transferable, MCMA transfers the ability to abstract and manage memory by transferring the memory copilot. Experiments on ALFWorld, ScienceWorld, and BabyAI demonstrate substantial improvements in performance, out-of-distribution generalization, and cross-task transfer over several baselines.

CLDec 18, 2024Code
RAG-RewardBench: Benchmarking Reward Models in Retrieval Augmented Generation for Preference Alignment

Zhuoran Jin, Hongbang Yuan, Tianyi Men et al.

Despite the significant progress made by existing retrieval augmented language models (RALMs) in providing trustworthy responses and grounding in reliable sources, they often overlook effective alignment with human preferences. In the alignment process, reward models (RMs) act as a crucial proxy for human values to guide optimization. However, it remains unclear how to evaluate and select a reliable RM for preference alignment in RALMs. To this end, we propose RAG-RewardBench, the first benchmark for evaluating RMs in RAG settings. First, we design four crucial and challenging RAG-specific scenarios to assess RMs, including multi-hop reasoning, fine-grained citation, appropriate abstain, and conflict robustness. Then, we incorporate 18 RAG subsets, six retrievers, and 24 RALMs to increase the diversity of data sources. Finally, we adopt an LLM-as-a-judge approach to improve preference annotation efficiency and effectiveness, exhibiting a strong correlation with human annotations. Based on the RAG-RewardBench, we conduct a comprehensive evaluation of 45 RMs and uncover their limitations in RAG scenarios. Additionally, we also reveal that existing trained RALMs show almost no improvement in preference alignment, highlighting the need for a shift towards preference-aligned training.We release our benchmark and code publicly at https://huggingface.co/datasets/jinzhuoran/RAG-RewardBench/ for future work.

CLMay 23, 2024Code
Knowledge Localization: Mission Not Accomplished? Enter Query Localization!

Yuheng Chen, Pengfei Cao, Yubo Chen et al.

Large language models (LLMs) store extensive factual knowledge, but the mechanisms behind how they store and express this knowledge remain unclear. The Knowledge Neuron (KN) thesis is a prominent theory for explaining these mechanisms. This theory is based on the Knowledge Localization (KL) assumption, which suggests that a fact can be localized to a few knowledge storage units, namely knowledge neurons. However, this assumption has two limitations: first, it may be too rigid regarding knowledge storage, and second, it neglects the role of the attention module in knowledge expression. In this paper, we first re-examine the KL assumption and demonstrate that its limitations do indeed exist. To address these, we then present two new findings, each targeting one of the limitations: one focusing on knowledge storage and the other on knowledge expression. We summarize these findings as \textbf{Query Localization} (QL) assumption and argue that the KL assumption can be viewed as a simplification of the QL assumption. Based on QL assumption, we further propose the Consistency-Aware KN modification method, which improves the performance of knowledge modification, further validating our new assumption. We conduct 39 sets of experiments, along with additional visualization experiments, to rigorously confirm our conclusions. Code is available at https://github.com/heng840/KnowledgeLocalization.

CLJun 26, 2025Code
Agent-RewardBench: Towards a Unified Benchmark for Reward Modeling across Perception, Planning, and Safety in Real-World Multimodal Agents

Tianyi Men, Zhuoran Jin, Pengfei Cao et al.

As Multimodal Large Language Models (MLLMs) advance, multimodal agents show promise in real-world tasks like web navigation and embodied intelligence. However, due to limitations in a lack of external feedback, these agents struggle with self-correction and generalization. A promising approach is to use reward models as external feedback, but there is no clear on how to select reward models for agents. Thus, there is an urgent need to build a reward bench targeted at agents. To address these challenges, we propose Agent-RewardBench, a benchmark designed to evaluate reward modeling ability in MLLMs. The benchmark is characterized by three key features: (1) Multiple dimensions and real-world agent scenarios evaluation. It covers perception, planning, and safety with 7 scenarios; (2) Step-level reward evaluation. It allows for the assessment of agent capabilities at the individual steps of a task, providing a more granular view of performance during the planning process; and (3) Appropriately difficulty and high-quality. We carefully sample from 10 diverse models, difficulty control to maintain task challenges, and manual verification to ensure the integrity of the data. Experiments demonstrate that even state-of-the-art multimodal models show limited performance, highlighting the need for specialized training in agent reward modeling. Code is available at github.

CLMay 19, 2025Code
Revealing the Deceptiveness of Knowledge Editing: A Mechanistic Analysis of Superficial Editing

Jiakuan Xie, Pengfei Cao, Yubo Chen et al.

Knowledge editing, which aims to update the knowledge encoded in language models, can be deceptive. Despite the fact that many existing knowledge editing algorithms achieve near-perfect performance on conventional metrics, the models edited by them are still prone to generating original knowledge. This paper introduces the concept of "superficial editing" to describe this phenomenon. Our comprehensive evaluation reveals that this issue presents a significant challenge to existing algorithms. Through systematic investigation, we identify and validate two key factors contributing to this issue: (1) the residual stream at the last subject position in earlier layers and (2) specific attention modules in later layers. Notably, certain attention heads in later layers, along with specific left singular vectors in their output matrices, encapsulate the original knowledge and exhibit a causal relationship with superficial editing. Furthermore, we extend our analysis to the task of superficial unlearning, where we observe consistent patterns in the behavior of specific attention heads and their corresponding left singular vectors, thereby demonstrating the robustness and broader applicability of our methodology and conclusions. Our code is available here.

CLMar 2, 2025Code
Evaluating Personalized Tool-Augmented LLMs from the Perspectives of Personalization and Proactivity

Yupu Hao, Pengfei Cao, Zhuoran Jin et al.

Personalized tool utilization is essential for aligning large language models (LLMs) with user preference in interaction scenarios with various tools. However, most of the current benchmarks primarily focus on either personalization of text generation or direct tool-utilizing, without considering both. In this work, we introduce a novel benchmark ETAPP for evaluating personalized tool invocation, establishing a sandbox environment, and a comprehensive dataset of 800 testing cases covering diverse user profiles. To improve the accuracy of our evaluation, we propose a key-point-based LLM evaluation method, mitigating biases in the LLM-as-a-judge system by manually annotating key points for each test case and providing them to LLM as the reference. Additionally, we evaluate the excellent LLMs and provide an in-depth analysis. Furthermore, we investigate the impact of different tool-invoking strategies on LLMs' personalization performance and the effects of fine-tuning in our task. The effectiveness of our preference-setting and key-point-based evaluation method is also validated. Our findings offer insights into improving personalized LLM agents. Our Code is available at https://github.com/hypasd-art/ETAPP.

CLSep 25, 2025Code
Towards Atoms of Large Language Models

Chenhui Hu, Pengfei Cao, Yubo Chen et al.

The fundamental units of internal representations in large language models (LLMs) remain undefined, limiting further understanding of their mechanisms. Neurons or features are often regarded as such units, yet neurons suffer from polysemy, while features face concerns of unreliable reconstruction and instability. To address this issue, we propose the Atoms Theory, which defines such units as atoms. We introduce the atomic inner product (AIP) to correct representation shifting, formally define atoms, and prove the conditions that atoms satisfy the Restricted Isometry Property (RIP), ensuring stable sparse representations over atom set and linking to compressed sensing. Under stronger conditions, we further establish the uniqueness and exact $\ell_1$ recoverability of the sparse representations, and provide guarantees that single-layer sparse autoencoders (SAEs) with threshold activations can reliably identify the atoms. To validate the Atoms Theory, we train threshold-activated SAEs on Gemma2-2B, Gemma2-9B, and Llama3.1-8B, achieving 99.9% sparse reconstruction across layers on average, and more than 99.8% of atoms satisfy the uniqueness condition, compared to 0.5% for neurons and 68.2% for features, showing that atoms more faithfully capture intrinsic representations of LLMs. Scaling experiments further reveal the link between SAEs size and recovery capacity. Overall, this work systematically introduces and validates Atoms Theory of LLMs, providing a theoretical framework for understanding internal representations and a foundation for mechanistic interpretability. Code available at https://github.com/ChenhuiHu/towards_atoms.

CLJun 10, 2025Code
Know-MRI: A Knowledge Mechanisms Revealer&Interpreter for Large Language Models

Jiaxiang Liu, Boxuan Xing, Chenhao Yuan et al.

As large language models (LLMs) continue to advance, there is a growing urgency to enhance the interpretability of their internal knowledge mechanisms. Consequently, many interpretation methods have emerged, aiming to unravel the knowledge mechanisms of LLMs from various perspectives. However, current interpretation methods differ in input data formats and interpreting outputs. The tools integrating these methods are only capable of supporting tasks with specific inputs, significantly constraining their practical applications. To address these challenges, we present an open-source Knowledge Mechanisms Revealer&Interpreter (Know-MRI) designed to analyze the knowledge mechanisms within LLMs systematically. Specifically, we have developed an extensible core module that can automatically match different input data with interpretation methods and consolidate the interpreting outputs. It enables users to freely choose appropriate interpretation methods based on the inputs, making it easier to comprehensively diagnose the model's internal knowledge mechanisms from multiple perspectives. Our code is available at https://github.com/nlpkeg/Know-MRI. We also provide a demonstration video on https://youtu.be/NVWZABJ43Bs.

CLFeb 22, 2024
Tug-of-War Between Knowledge: Exploring and Resolving Knowledge Conflicts in Retrieval-Augmented Language Models

Zhuoran Jin, Pengfei Cao, Yubo Chen et al.

Retrieval-augmented language models (RALMs) have demonstrated significant potential in refining and expanding their internal memory by retrieving evidence from external sources. However, RALMs will inevitably encounter knowledge conflicts when integrating their internal memory with external sources. Knowledge conflicts can ensnare RALMs in a tug-of-war between knowledge, limiting their practical applicability. In this paper, we focus on exploring and resolving knowledge conflicts in RALMs. First, we present an evaluation framework for assessing knowledge conflicts across various dimensions. Then, we investigate the behavior and preference of RALMs from the following two perspectives: (1) Conflicts between internal memory and external sources: We find that stronger RALMs emerge with the Dunning-Kruger effect, persistently favoring their faulty internal memory even when correct evidence is provided. Besides, RALMs exhibit an availability bias towards common knowledge; (2) Conflicts between truthful, irrelevant and misleading evidence: We reveal that RALMs follow the principle of majority rule, leaning towards placing trust in evidence that appears more frequently. Moreover, we find that RALMs exhibit confirmation bias, and are more willing to choose evidence that is consistent with their internal memory. To solve the challenge of knowledge conflicts, we propose a method called Conflict-Disentangle Contrastive Decoding (CD2) to better calibrate the model's confidence. Experimental results demonstrate that our CD2 can effectively resolve knowledge conflicts in RALMs.

CLFeb 28, 2024
Cutting Off the Head Ends the Conflict: A Mechanism for Interpreting and Mitigating Knowledge Conflicts in Language Models

Zhuoran Jin, Pengfei Cao, Hongbang Yuan et al.

Recently, retrieval augmentation and tool augmentation have demonstrated a remarkable capability to expand the internal memory boundaries of language models (LMs) by providing external context. However, internal memory and external context inevitably clash, leading to knowledge conflicts within LMs. In this paper, we aim to interpret the mechanism of knowledge conflicts through the lens of information flow, and then mitigate conflicts by precise interventions at the pivotal point. We find there are some attention heads with opposite effects in the later layers, where memory heads can recall knowledge from internal memory, and context heads can retrieve knowledge from external context. Moreover, we reveal that the pivotal point at which knowledge conflicts emerge in LMs is the integration of inconsistent information flows by memory heads and context heads. Inspired by the insights, we propose a novel method called Pruning Head via PatH PatcHing (PH3), which can efficiently mitigate knowledge conflicts by pruning conflicting attention heads without updating model parameters. PH3 can flexibly control eight LMs to use internal memory ($\uparrow$ 44.0%) or external context ($\uparrow$ 38.5%). Moreover, PH3 can also improve the performance of LMs on open-domain QA tasks. We also conduct extensive experiments to demonstrate the cross-model, cross-relation, and cross-format generalization of our method.

CLFeb 16, 2024
WilKE: Wise-Layer Knowledge Editor for Lifelong Knowledge Editing

Chenhui Hu, Pengfei Cao, Yubo Chen et al.

Knowledge editing aims to rectify inaccuracies in large language models (LLMs) without costly retraining for outdated or erroneous knowledge. However, current knowledge editing methods primarily focus on single editing, failing to meet the requirements for lifelong editing. This study reveals a performance degradation encountered by knowledge editing in lifelong editing, characterized by toxicity buildup and toxicity flash, with the primary cause identified as pattern unmatch. We introduce a knowledge editing approach named Wise-Layer Knowledge Editor (WilKE), which selects editing layer based on the pattern matching degree of editing knowledge across different layers in language models. Experimental results demonstrate that, in lifelong editing, WilKE exhibits an average improvement of 46.2% and 67.8% on editing GPT2-XL and GPT-J relative to state-of-the-art knowledge editing methods.

CLFeb 28, 2024
Focus on Your Question! Interpreting and Mitigating Toxic CoT Problems in Commonsense Reasoning

Jiachun Li, Pengfei Cao, Chenhao Wang et al.

Large language models exhibit high-level commonsense reasoning abilities, especially with enhancement methods like Chain-of-Thought (CoT). However, we find these CoT-like methods lead to a considerable number of originally correct answers turning wrong, which we define as the Toxic CoT problem. To interpret and mitigate this problem, we first utilize attribution tracing and causal tracing methods to probe the internal working mechanism of the LLM during CoT reasoning. Through comparisons, we prove that the model exhibits information loss from the question over the shallow attention layers when generating rationales or answers. Based on the probing findings, we design a novel method called RIDERS (Residual decodIng and sERial-position Swap), which compensates for the information deficit in the model from both decoding and serial-position perspectives. Through extensive experiments on multiple commonsense reasoning benchmarks, we validate that this method not only significantly eliminates Toxic CoT problems (decreased by 23.6%), but also effectively improves the model's overall commonsense reasoning performance (increased by 5.5%).

CLMar 5, 2024
AgentsCourt: Building Judicial Decision-Making Agents with Court Debate Simulation and Legal Knowledge Augmentation

Zhitao He, Pengfei Cao, Chenhao Wang et al.

With the development of deep learning, natural language processing technology has effectively improved the efficiency of various aspects of the traditional judicial industry. However, most current efforts focus on tasks within individual judicial stages, making it difficult to handle complex tasks that span multiple stages. As the autonomous agents powered by large language models are becoming increasingly smart and able to make complex decisions in real-world settings, offering new insights for judicial intelligence. In this paper, (1) we propose a novel multi-agent framework, AgentsCourt, for judicial decision-making. Our framework follows the classic court trial process, consisting of court debate simulation, legal resources retrieval and decision-making refinement to simulate the decision-making of judge. (2) we introduce SimuCourt, a judicial benchmark that encompasses 420 Chinese judgment documents, spanning the three most common types of judicial cases. Furthermore, to support this task, we construct a large-scale legal knowledge base, Legal-KB, with multi-resource legal knowledge. (3) Extensive experiments show that our framework outperforms the existing advanced methods in various aspects, especially in generating legal articles, where our model achieves significant improvements of 8.6% and 9.1% F1 score in the first and second instance settings, respectively.

CLOct 12, 2024
MIRAGE: Evaluating and Explaining Inductive Reasoning Process in Language Models

Jiachun Li, Pengfei Cao, Zhuoran Jin et al.

Inductive reasoning is an essential capability for large language models (LLMs) to achieve higher intelligence, which requires the model to generalize rules from observed facts and then apply them to unseen examples. We present MIRAGE, a synthetic dataset that addresses the limitations of previous work, specifically the lack of comprehensive evaluation and flexible test data. In it, we evaluate LLMs' capabilities in both the inductive and deductive stages, allowing for flexible variation in input distribution, task scenario, and task difficulty to analyze the factors influencing LLMs' inductive reasoning. Based on these multi-faceted evaluations, we demonstrate that the LLM is a poor rule-based reasoner. In many cases, when conducting inductive reasoning, they do not rely on a correct rule to answer the unseen case. From the perspectives of different prompting methods, observation numbers, and task forms, models tend to consistently conduct correct deduction without correct inductive rules. Besides, we find that LLMs are good neighbor-based reasoners. In the inductive reasoning process, the model tends to focus on observed facts that are close to the current test example in feature space. By leveraging these similar examples, the model maintains strong inductive capabilities within a localized region, significantly improving its deductive performance.

CLFeb 29, 2024
Whispers that Shake Foundations: Analyzing and Mitigating False Premise Hallucinations in Large Language Models

Hongbang Yuan, Pengfei Cao, Zhuoran Jin et al.

Large Language Models (LLMs) have shown impressive capabilities but still suffer from the issue of hallucinations. A significant type of this issue is the false premise hallucination, which we define as the phenomenon when LLMs generate hallucinated text when confronted with false premise questions. In this paper, we perform a comprehensive analysis of the false premise hallucination and elucidate its internal working mechanism: a small subset of attention heads (which we designate as false premise heads) disturb the knowledge extraction process, leading to the occurrence of false premise hallucination. Based on our analysis, we propose \textbf{FAITH} (\textbf{F}alse premise \textbf{A}ttention head constra\textbf{I}ining for mi\textbf{T}igating \textbf{H}allucinations), a novel and effective method to mitigate false premise hallucinations. It constrains the false premise attention heads during the model inference process. Impressively, extensive experiments demonstrate that constraining only approximately $1\%$ of the attention heads in the model yields a notable increase of nearly $20\%$ of model performance.

CVJun 4, 2025
MMR-V: What's Left Unsaid? A Benchmark for Multimodal Deep Reasoning in Videos

Kejian Zhu, Zhuoran Jin, Hongbang Yuan et al.

The sequential structure of videos poses a challenge to the ability of multimodal large language models (MLLMs) to locate multi-frame evidence and conduct multimodal reasoning. However, existing video benchmarks mainly focus on understanding tasks, which only require models to match frames mentioned in the question (hereafter referred to as "question frame") and perceive a few adjacent frames. To address this gap, we propose MMR-V: A Benchmark for Multimodal Deep Reasoning in Videos. The benchmark is characterized by the following features. (1) Long-range, multi-frame reasoning: Models are required to infer and analyze evidence frames that may be far from the question frame. (2) Beyond perception: Questions cannot be answered through direct perception alone but require reasoning over hidden information. (3) Reliability: All tasks are manually annotated, referencing extensive real-world user understanding to align with common perceptions. (4) Confusability: Carefully designed distractor annotation strategies to reduce model shortcuts. MMR-V consists of 317 videos and 1,257 tasks. Our experiments reveal that current models still struggle with multi-modal reasoning; even the best-performing model, o4-mini, achieves only 52.5% accuracy. Additionally, current reasoning enhancement strategies (Chain-of-Thought and scaling test-time compute) bring limited gains. Further analysis indicates that the CoT demanded for multi-modal reasoning differs from it in textual reasoning, which partly explains the limited performance gains. We hope that MMR-V can inspire further research into enhancing multi-modal reasoning capabilities.

CLMar 5, 2024
Zero-Shot Cross-Lingual Document-Level Event Causality Identification with Heterogeneous Graph Contrastive Transfer Learning

Zhitao He, Pengfei Cao, Zhuoran Jin et al.

Event Causality Identification (ECI) refers to the detection of causal relations between events in texts. However, most existing studies focus on sentence-level ECI with high-resource languages, leaving more challenging document-level ECI (DECI) with low-resource languages under-explored. In this paper, we propose a Heterogeneous Graph Interaction Model with Multi-granularity Contrastive Transfer Learning (GIMC) for zero-shot cross-lingual document-level ECI. Specifically, we introduce a heterogeneous graph interaction network to model the long-distance dependencies between events that are scattered over a document. Then, to improve cross-lingual transferability of causal knowledge learned from the source language, we propose a multi-granularity contrastive transfer learning module to align the causal representations across languages. Extensive experiments show our framework outperforms the previous state-of-the-art model by 9.4% and 8.2% of average F1 score on monolingual and multilingual scenarios respectively. Notably, in the multilingual scenario, our zero-shot framework even exceeds GPT-3.5 with few-shot learning by 24.3% in overall performance.

AISep 23, 2025
LLM-based Agents Suffer from Hallucinations: A Survey of Taxonomy, Methods, and Directions

Xixun Lin, Yucheng Ning, Jingwen Zhang et al.

Driven by the rapid advancements of Large Language Models (LLMs), LLM-based agents have emerged as powerful intelligent systems capable of human-like cognition, reasoning, and interaction. These agents are increasingly being deployed across diverse real-world applications, including student education, scientific research, and financial analysis. However, despite their remarkable potential, LLM-based agents remain vulnerable to hallucination issues, which can result in erroneous task execution and undermine the reliability of the overall system design. Addressing this critical challenge requires a deep understanding and a systematic consolidation of recent advances on LLM-based agents. To this end, we present the first comprehensive survey of hallucinations in LLM-based agents. By carefully analyzing the complete workflow of agents, we propose a new taxonomy that identifies different types of agent hallucinations occurring at different stages. Furthermore, we conduct an in-depth examination of eighteen triggering causes underlying the emergence of agent hallucinations. Through a detailed review of a large number of existing studies, we summarize approaches for hallucination mitigation and detection, and highlight promising directions for future research. We hope this survey will inspire further efforts toward addressing hallucinations in LLM-based agents, ultimately contributing to the development of more robust and reliable agent systems.

CLMar 26, 2024
Continual Few-shot Event Detection via Hierarchical Augmentation Networks

Chenlong Zhang, Pengfei Cao, Yubo Chen et al.

Traditional continual event detection relies on abundant labeled data for training, which is often impractical to obtain in real-world applications. In this paper, we introduce continual few-shot event detection (CFED), a more commonly encountered scenario when a substantial number of labeled samples are not accessible. The CFED task is challenging as it involves memorizing previous event types and learning new event types with few-shot samples. To mitigate these challenges, we propose a memory-based framework: Hierarchical Augmentation Networks (HANet). To memorize previous event types with limited memory, we incorporate prototypical augmentation into the memory set. For the issue of learning new event types in few-shot scenarios, we propose a contrastive augmentation module for token representations. Despite comparing with previous state-of-the-art methods, we also conduct comparisons with ChatGPT. Experiment results demonstrate that our method significantly outperforms all of these methods in multiple continual few-shot event detection tasks.

CLFeb 18, 2025
The Knowledge Microscope: Features as Better Analytical Lenses than Neurons

Yuheng Chen, Pengfei Cao, Kang Liu et al.

Previous studies primarily utilize MLP neurons as units of analysis for understanding the mechanisms of factual knowledge in Language Models (LMs); however, neurons suffer from polysemanticity, leading to limited knowledge expression and poor interpretability. In this paper, we first conduct preliminary experiments to validate that Sparse Autoencoders (SAE) can effectively decompose neurons into features, which serve as alternative analytical units. With this established, our core findings reveal three key advantages of features over neurons: (1) Features exhibit stronger influence on knowledge expression and superior interpretability. (2) Features demonstrate enhanced monosemanticity, showing distinct activation patterns between related and unrelated facts. (3) Features achieve better privacy protection than neurons, demonstrated through our proposed FeatureEdit method, which significantly outperforms existing neuron-based approaches in erasing privacy-sensitive information from LMs.Code and dataset will be available.

CLMar 7, 2025
Rewarding Curse: Analyze and Mitigate Reward Modeling Issues for LLM Reasoning

Jiachun Li, Pengfei Cao, Yubo Chen et al.

Chain-of-thought (CoT) prompting demonstrates varying performance under different reasoning tasks. Previous work attempts to evaluate it but falls short in providing an in-depth analysis of patterns that influence the CoT. In this paper, we study the CoT performance from the perspective of effectiveness and faithfulness. For the former, we identify key factors that influence CoT effectiveness on performance improvement, including problem difficulty, information gain, and information flow. For the latter, we interpret the unfaithful CoT issue by conducting a joint analysis of the information interaction among the question, CoT, and answer. The result demonstrates that, when the LLM predicts answers, it can recall correct information missing in the CoT from the question, leading to the problem. Finally, we propose a novel algorithm to mitigate this issue, in which we recall extra information from the question to enhance the CoT generation and evaluate CoTs based on their information gain. Extensive experiments demonstrate that our approach enhances both the faithfulness and effectiveness of CoT.

CLFeb 21, 2024
Cracking Factual Knowledge: A Comprehensive Analysis of Degenerate Knowledge Neurons in Large Language Models

Yuheng Chen, Pengfei Cao, Yubo Chen et al.

Large language models (LLMs) store extensive factual knowledge, but the underlying mechanisms remain unclear. Previous research suggests that factual knowledge is stored within multi-layer perceptron weights, and some storage units exhibit degeneracy, referred to as Degenerate Knowledge Neurons (DKNs). Despite the novelty and unique properties of this concept, it has not been rigorously defined or systematically studied. We first consider the connection weight patterns of MLP neurons and define DKNs from both structural and functional aspects. Based on this, we introduce the Neurological Topology Clustering method, which allows the formation of DKNs in any numbers and structures, leading to a more accurate DKN acquisition. Furthermore, inspired by cognitive science, we explore the relationship between DKNs and the robustness, evolvability, and complexity of LLMs. Our execution of 34 experiments under 6 settings demonstrates the connection between DKNs and these three properties. The code will be available soon.

CLNov 14, 2024
DTELS: Towards Dynamic Granularity of Timeline Summarization

Chenlong Zhang, Tong Zhou, Pengfei Cao et al.

The rapid proliferation of online news has posed significant challenges in tracking the continuous development of news topics. Traditional timeline summarization constructs a chronological summary of the events but often lacks the flexibility to meet the diverse granularity needs. To overcome this limitation, we introduce a new paradigm, Dynamic-granularity TimELine Summarization, (DTELS), which aims to construct adaptive timelines based on user instructions or requirements. This paper establishes a comprehensive benchmark for DTLES that includes: (1) an evaluation framework grounded in journalistic standards to assess the timeline quality across four dimensions: Informativeness, Granular Consistency, Factuality, and Coherence; (2) a large-scale, multi-source dataset with multiple granularity timeline annotations based on a consensus process to facilitate authority; (3) extensive experiments and analysis with two proposed solutions based on Large Language Models (LLMs) and existing state-of-the-art TLS methods. The experimental results demonstrate the effectiveness of LLM-based solutions. However, even the most advanced LLMs struggle to consistently generate timelines that are both informative and granularly consistent, highlighting the challenges of the DTELS task.

CLOct 12, 2024
LINKED: Eliciting, Filtering and Integrating Knowledge in Large Language Model for Commonsense Reasoning

Jiachun Li, Pengfei Cao, Chenhao Wang et al.

Large language models (LLMs) sometimes demonstrate poor performance on knowledge-intensive tasks, commonsense reasoning is one of them. Researchers typically address these issues by retrieving related knowledge from knowledge graphs or employing self-enhancement methods to elicit knowledge in LLMs. However, noisy knowledge and invalid reasoning issues hamper their ability to answer questions accurately. To this end, we propose a novel method named eliciting, filtering and integrating knowledge in large language model (LINKED). In it, we design a reward model to filter out the noisy knowledge and take the marginal consistent reasoning module to reduce invalid reasoning. With our comprehensive experiments on two complex commonsense reasoning benchmarks, our method outperforms SOTA baselines (up to 9.0% improvement of accuracy). Besides, to measure the positive and negative impact of the injected knowledge, we propose a new metric called effectiveness-preservation score for the knowledge enhancement works. Finally, through extensive experiments, we conduct an in-depth analysis and find many meaningful conclusions about LLMs in commonsense reasoning tasks.

CLOct 27, 2025
Omni-Reward: Towards Generalist Omni-Modal Reward Modeling with Free-Form Preferences

Zhuoran Jin, Hongbang Yuan, Kejian Zhu et al.

Reward models (RMs) play a critical role in aligning AI behaviors with human preferences, yet they face two fundamental challenges: (1) Modality Imbalance, where most RMs are mainly focused on text and image modalities, offering limited support for video, audio, and other modalities; and (2) Preference Rigidity, where training on fixed binary preference pairs fails to capture the complexity and diversity of personalized preferences. To address the above challenges, we propose Omni-Reward, a step toward generalist omni-modal reward modeling with support for free-form preferences, consisting of: (1) Evaluation: We introduce Omni-RewardBench, the first omni-modal RM benchmark with free-form preferences, covering nine tasks across five modalities including text, image, video, audio, and 3D; (2) Data: We construct Omni-RewardData, a multimodal preference dataset comprising 248K general preference pairs and 69K instruction-tuning pairs for training generalist omni-modal RMs; (3) Model: We propose Omni-RewardModel, which includes both discriminative and generative RMs, and achieves strong performance on Omni-RewardBench as well as other widely used reward modeling benchmarks.

CLAug 26, 2025
Scaling Laws for Task-Stratified Knowledge in Post-Training Quantized Large Language Models

Chenxi Zhou, Pengfei Cao, Jiang Li et al.

Large language models (LLMs) present significant deployment challenges due to their scale, with post-training quantization (PTQ) emerging as a practical compression solution. However, a comprehensive understanding of how PTQ precisely impacts diverse LLM knowledge capabilities remains elusive, and existing scaling laws for quantized models often overlook crucial PTQ-specific parameters and task-specific sensitivities. This paper addresses these gaps by conducting an extensive empirical investigation to establish task-stratified scaling laws. We disentangle LLM knowledge into memorization and utilization capabilities and develop a unified quantitative framework that incorporates model size, effective bit-width, calibration set size, and group size. Our central finding reveals that knowledge memorization exhibits markedly greater sensitivity to variations in effective bit-width, calibration set size, and model size compared to the more robust knowledge utilization. These findings offer a fine-grained understanding of PTQ's impact and provide guidance for developing knowledge-aware quantization strategies that can better preserve targeted cognitive functions.

CLNov 26, 2024
One Mind, Many Tongues: A Deep Dive into Language-Agnostic Knowledge Neurons in Large Language Models

Pengfei Cao, Yuheng Chen, Zhuoran Jin et al.

Large language models (LLMs) have learned vast amounts of factual knowledge through self-supervised pre-training on large-scale corpora. Meanwhile, LLMs have also demonstrated excellent multilingual capabilities, which can express the learned knowledge in multiple languages. However, the knowledge storage mechanism in LLMs still remains mysterious. Some researchers attempt to demystify the factual knowledge in LLMs from the perspective of knowledge neurons, and subsequently discover language-agnostic knowledge neurons that store factual knowledge in a form that transcends language barriers. However, the preliminary finding suffers from two limitations: 1) High Uncertainty in Localization Results. Existing study only uses a prompt-based probe to localize knowledge neurons for each fact, while LLMs cannot provide consistent answers for semantically equivalent queries. Thus, it leads to inaccurate localization results with high uncertainty. 2) Lack of Analysis in More Languages. The study only analyzes language-agnostic knowledge neurons on English and Chinese data, without exploring more language families and languages. Naturally, it limits the generalizability of the findings. To address aforementioned problems, we first construct a new benchmark called Rephrased Multilingual LAMA (RML-LAMA), which contains high-quality cloze-style multilingual parallel queries for each fact. Then, we propose a novel method named Multilingual Integrated Gradients with Uncertainty Estimation (MATRICE), which quantifies the uncertainty across queries and languages during knowledge localization. Extensive experiments show that our method can accurately localize language-agnostic knowledge neurons. We also further investigate the role of language-agnostic knowledge neurons in cross-lingual knowledge editing, knowledge enhancement and new knowledge injection.

CLOct 21, 2024
A Troublemaker with Contagious Jailbreak Makes Chaos in Honest Towns

Tianyi Men, Pengfei Cao, Zhuoran Jin et al.

With the development of large language models, they are widely used as agents in various fields. A key component of agents is memory, which stores vital information but is susceptible to jailbreak attacks. Existing research mainly focuses on single-agent attacks and shared memory attacks. However, real-world scenarios often involve independent memory. In this paper, we propose the Troublemaker Makes Chaos in Honest Town (TMCHT) task, a large-scale, multi-agent, multi-topology text-based attack evaluation framework. TMCHT involves one attacker agent attempting to mislead an entire society of agents. We identify two major challenges in multi-agent attacks: (1) Non-complete graph structure, (2) Large-scale systems. We attribute these challenges to a phenomenon we term toxicity disappearing. To address these issues, we propose an Adversarial Replication Contagious Jailbreak (ARCJ) method, which optimizes the retrieval suffix to make poisoned samples more easily retrieved and optimizes the replication suffix to make poisoned samples have contagious ability. We demonstrate the superiority of our approach in TMCHT, with 23.51%, 18.95%, and 52.93% improvements in line topology, star topology, and 100-agent settings. Encourage community attention to the security of multi-agent systems.

CLJun 23, 2024
Unlocking the Future: Exploring Look-Ahead Planning Mechanistic Interpretability in Large Language Models

Tianyi Men, Pengfei Cao, Zhuoran Jin et al.

Planning, as the core module of agents, is crucial in various fields such as embodied agents, web navigation, and tool using. With the development of large language models (LLMs), some researchers treat large language models as intelligent agents to stimulate and evaluate their planning capabilities. However, the planning mechanism is still unclear. In this work, we focus on exploring the look-ahead planning mechanism in large language models from the perspectives of information flow and internal representations. First, we study how planning is done internally by analyzing the multi-layer perception (MLP) and multi-head self-attention (MHSA) components at the last token. We find that the output of MHSA in the middle layers at the last token can directly decode the decision to some extent. Based on this discovery, we further trace the source of MHSA by information flow, and we reveal that MHSA mainly extracts information from spans of the goal states and recent steps. According to information flow, we continue to study what information is encoded within it. Specifically, we explore whether future decisions have been encoded in advance in the representation of flow. We demonstrate that the middle and upper layers encode a few short-term future decisions to some extent when planning is successful. Overall, our research analyzes the look-ahead planning mechanisms of LLMs, facilitating future research on LLMs performing planning tasks.

CLJun 18, 2024
Beyond Under-Alignment: Atomic Preference Enhanced Factuality Tuning for Large Language Models

Hongbang Yuan, Yubo Chen, Pengfei Cao et al.

Large language models (LLMs) have achieved remarkable success but still tend to generate factually erroneous responses, a phenomenon known as hallucination. A recent trend is to use preference learning to fine-tune models to align with factuality. However, existing work primarily evaluates fine-tuned models on in-domain (ID) datasets and the factuality on out-of-domain (OOD) datasets remains underexplored. In this paper, we conduct a comprehensive evaluation of the factuality of different models tuned by various preference learning algorithms and demonstrate that their performance on OOD datasets either increases minimally or decreases. Subsequently, we reveal that the main cause of model's failure to uphold factuality under a distribution shift is \textbf{under-alignment}, rather than \textbf{over-alignment}, by analyzing the token distribution shift of the models before and after tuning. Finally, we propose \textbf{APEFT} (\textbf{A}tomic \textbf{P}reference \textbf{E}nhanced \textbf{F}actuality \textbf{T}uning), a framework that enhances model's awareness of factuality at the granularity of individual facts. Extensive experiments demonstrate that APEFT improves model performance by an average of $\boldsymbol{3.45\%}$ on both ID and OOD datasets, which is highly effective.

CLJun 17, 2024
MEMLA: Enhancing Multilingual Knowledge Editing with Neuron-Masked Low-Rank Adaptation

Jiakuan Xie, Pengfei Cao, Yuheng Chen et al.

Knowledge editing aims to adjust the knowledge within large language models (LLMs) to prevent their responses from becoming obsolete or inaccurate. However, existing works on knowledge editing are primarily conducted in a single language, which is inadequate for multilingual language models. In this paper, we focus on multilingual knowledge editing (MKE), which requires propagating updates across multiple languages. This necessity poses a significant challenge for the task. Furthermore, the limited availability of a comprehensive dataset for MKE exacerbates this challenge, hindering progress in this area. Hence, we introduce the Multilingual Knowledge Editing Benchmark (MKEB), a novel dataset comprising 12 languages and providing a complete evaluation framework. Additionally, we propose a method that enhances Multilingual knowledge Editing with neuron-Masked Low-Rank Adaptation (MEMLA). Specifically, we identify two categories of knowledge neurons to improve editing precision. Moreover, we perform LoRA-based editing with neuron masks to efficiently modify parameters and facilitate the propagation of updates across multiple languages. Experiments demonstrate that our method outperforms existing baselines and significantly enhances the multi-hop reasoning capability of the edited model, with minimal impact on its downstream task performance. The dataset and code will be made publicly available.

CLJun 16, 2024
RWKU: Benchmarking Real-World Knowledge Unlearning for Large Language Models

Zhuoran Jin, Pengfei Cao, Chenhao Wang et al.

Large language models (LLMs) inevitably memorize sensitive, copyrighted, and harmful knowledge from the training corpus; therefore, it is crucial to erase this knowledge from the models. Machine unlearning is a promising solution for efficiently removing specific knowledge by post hoc modifying models. In this paper, we propose a Real-World Knowledge Unlearning benchmark (RWKU) for LLM unlearning. RWKU is designed based on the following three key factors: (1) For the task setting, we consider a more practical and challenging unlearning setting, where neither the forget corpus nor the retain corpus is accessible. (2) For the knowledge source, we choose 200 real-world famous people as the unlearning targets and show that such popular knowledge is widely present in various LLMs. (3) For the evaluation framework, we design the forget set and the retain set to evaluate the model's capabilities across various real-world applications. Regarding the forget set, we provide four four membership inference attack (MIA) methods and nine kinds of adversarial attack probes to rigorously test unlearning efficacy. Regarding the retain set, we assess locality and utility in terms of neighbor perturbation, general ability, reasoning ability, truthfulness, factuality, and fluency. We conduct extensive experiments across two unlearning scenarios, two models and six baseline methods and obtain some meaningful findings. We release our benchmark and code publicly at http://rwku-bench.github.io for future work.

CLJun 3, 2021
Improving Event Causality Identification via Self-Supervised Representation Learning on External Causal Statement

Xinyu Zuo, Pengfei Cao, Yubo Chen et al.

Current models for event causality identification (ECI) mainly adopt a supervised framework, which heavily rely on labeled data for training. Unfortunately, the scale of current annotated datasets is relatively limited, which cannot provide sufficient support for models to capture useful indicators from causal statements, especially for handing those new, unseen cases. To alleviate this problem, we propose a novel approach, shortly named CauSeRL, which leverages external causal statements for event causality identification. First of all, we design a self-supervised framework to learn context-specific causal patterns from external causal statements. Then, we adopt a contrastive transfer strategy to incorporate the learned context-specific causal patterns into the target ECI model. Experimental results show that our method significantly outperforms previous methods on EventStoryLine and Causal-TimeBank (+2.0 and +3.4 points on F1 value respectively).

CLJun 3, 2021
LearnDA: Learnable Knowledge-Guided Data Augmentation for Event Causality Identification

Xinyu Zuo, Pengfei Cao, Yubo Chen et al.

Modern models for event causality identification (ECI) are mainly based on supervised learning, which are prone to the data lacking problem. Unfortunately, the existing NLP-related augmentation methods cannot directly produce the available data required for this task. To solve the data lacking problem, we introduce a new approach to augment training data for event causality identification, by iteratively generating new examples and classifying event causality in a dual learning framework. On the one hand, our approach is knowledge-guided, which can leverage existing knowledge bases to generate well-formed new sentences. On the other hand, our approach employs a dual mechanism, which is a learnable augmentation framework and can interactively adjust the generation process to generate task-related sentences. Experimental results on two benchmarks EventStoryLine and Causal-TimeBank show that 1) our method can augment suitable task-related training data for ECI; 2) our method outperforms previous methods on EventStoryLine and Causal-TimeBank (+2.5 and +2.1 points on F1 value respectively).