Joaquín Ordieres‐Meré

h-index37
2papers
14,256citations

2 Papers

1.2SRMay 14, 2024
Using autoencoders and deep transfer learning to determine the stellar parameters of 286 CARMENES M dwarfs

P. Mas-Buitrago, A. González-Marcos, E. Solano et al.

Deep learning (DL) techniques are a promising approach among the set of methods used in the ever-challenging determination of stellar parameters in M dwarfs. In this context, transfer learning could play an important role in mitigating uncertainties in the results due to the synthetic gap (i.e. difference in feature distributions between observed and synthetic data). We propose a feature-based deep transfer learning (DTL) approach based on autoencoders to determine stellar parameters from high-resolution spectra. Using this methodology, we provide new estimations for the effective temperature, surface gravity, metallicity, and projected rotational velocity for 286 M dwarfs observed by the CARMENES survey. Using autoencoder architectures, we projected synthetic PHOENIX-ACES spectra and observed CARMENES spectra onto a new feature space of lower dimensionality in which the differences between the two domains are reduced. We used this low-dimensional new feature space as input for a convolutional neural network to obtain the stellar parameter determinations. We performed an extensive analysis of our estimated stellar parameters, ranging from 3050 to 4300 K, 4.7 to 5.1 dex, and -0.53 to 0.25 dex for Teff, logg, and [Fe/H], respectively. Our results are broadly consistent with those of recent studies using CARMENES data, with a systematic deviation in our Teff scale towards hotter values for estimations above 3750 K. Furthermore, our methodology mitigates the deviations in metallicity found in previous DL techniques due to the synthetic gap. We consolidated a DTL-based methodology to determine stellar parameters in M dwarfs from synthetic spectra, with no need for high-quality measurements involved in the knowledge transfer. These results suggest the great potential of DTL to mitigate the differences in feature distributions between the observations and the PHOENIX-ACES spectra.

2.7CLApr 22, 2025
FinTextSim: Enhancing Financial Text Analysis with BERTopic

Simon Jehnen, Joaquín Ordieres-Meré, Javier Villalba-Díez

Recent advancements in information availability and computational capabilities have transformed the analysis of annual reports, integrating traditional financial metrics with insights from textual data. To extract valuable insights from this wealth of textual data, automated review processes, such as topic modeling, are crucial. This study examines the effectiveness of BERTopic, a state-of-the-art topic model relying on contextual embeddings, for analyzing Item 7 and Item 7A of 10-K filings from S&P 500 companies (2016-2022). Moreover, we introduce FinTextSim, a finetuned sentence-transformer model optimized for clustering and semantic search in financial contexts. Compared to all-MiniLM-L6-v2, the most widely used sentence-transformer, FinTextSim increases intratopic similarity by 81% and reduces intertopic similarity by 100%, significantly enhancing organizational clarity. We assess BERTopic's performance using embeddings from both FinTextSim and all-MiniLM-L6-v2. Our findings reveal that BERTopic only forms clear and distinct economic topic clusters when paired with FinTextSim's embeddings. Without FinTextSim, BERTopic struggles with misclassification and overlapping topics. Thus, FinTextSim is pivotal for advancing financial text analysis. FinTextSim's enhanced contextual embeddings, tailored for the financial domain, elevate the quality of future research and financial information. This improved quality of financial information will enable stakeholders to gain a competitive advantage, streamlining resource allocation and decision-making processes. Moreover, the improved insights have the potential to leverage business valuation and stock price prediction models.