Haiping Zhu

Yiming Lei, Haiping Zhu, Junping Zhang et al.

The performance of medical image classification has been enhanced by deep convolutional neural networks (CNNs), which are typically trained with cross-entropy (CE) loss. However, when the label presents an intrinsic ordinal property in nature, e.g., the development from benign to malignant tumor, CE loss cannot take into account such ordinal information to allow for better generalization. To improve model generalization with ordinal information, we propose a novel meta ordinal regression forest (MORF) method for medical image classification with ordinal labels, which learns the ordinal relationship through the combination of convolutional neural network and differential forest in a meta-learning framework. The merits of the proposed MORF come from the following two components: a tree-wise weighting net (TWW-Net) and a grouped feature selection (GFS) module. First, the TWW-Net assigns each tree in the forest with a specific weight that is mapped from the classification loss of the corresponding tree. Hence, all the trees possess varying weights, which is helpful for alleviating the tree-wise prediction variance. Second, the GFS module enables a dynamic forest rather than a fixed one that was previously used, allowing for random feature perturbation. During training, we alternatively optimize the parameters of the CNN backbone and TWW-Net in the meta-learning framework through calculating the Hessian matrix. Experimental results on two medical image classification datasets with ordinal labels, i.e., LIDC-IDRI and Breast Ultrasound Dataset, demonstrate the superior performances of our MORF method over existing state-of-the-art methods.

Wenbin An, Wenkai Shi, Feng Tian et al.

Generalized Category Discovery (GCD) is a crucial task that aims to recognize both known and novel categories from a set of unlabeled data by utilizing a few labeled data with only known categories. Due to the lack of supervision and category information, current methods usually perform poorly on novel categories and struggle to reveal semantic meanings of the discovered clusters, which limits their applications in the real world. To mitigate the above issues, we propose Loop, an end-to-end active-learning framework that introduces Large Language Models (LLMs) into the training loop, which can boost model performance and generate category names without relying on any human efforts. Specifically, we first propose Local Inconsistent Sampling (LIS) to select samples that have a higher probability of falling to wrong clusters, based on neighborhood prediction consistency and entropy of cluster assignment probabilities. Then we propose a Scalable Query strategy to allow LLMs to choose true neighbors of the selected samples from multiple candidate samples. Based on the feedback from LLMs, we perform Refined Neighborhood Contrastive Learning (RNCL) to pull samples and their neighbors closer to learn clustering-friendly representations. Finally, we select representative samples from clusters corresponding to novel categories to allow LLMs to generate category names for them. Extensive experiments on three benchmark datasets show that Loop outperforms SOTA models by a large margin and generates accurate category names for the discovered clusters. Code and data are available at https://github.com/Lackel/LOOP.

Jian Zhang, Zhangqi Wang, Haiping Zhu et al.

Large language models (LLMs) typically operate in a question-answering paradigm, where the quality of the input prompt critically affects the response. Automated Prompt Optimization (APO) aims to overcome the cognitive biases of manually crafted prompts and explore a broader prompt design space. However, existing APO methods often suffer from rigid template structures and inefficient exploration in the prompt space. To this end, we propose a Multi-Agent Adaptive Reasoning with Socratic guidance framework (MARS) for APO. MARS consists of five complementary agents and formulates the optimization process as a Partially Observable Markov Decision Process (POMDP), enabling adaptive prompt refinement through explicit state modeling and interactive feedback. Specifically, a Planner agent generates flexible optimization trajectories, a Teacher-Critic-Student triad engages in Socratic-style dialogue to iteratively optimize the prompt based on pseudo-gradient signals in the text space, and a Target agent executes the prompt in downstream tasks to provide performance feedback. MARS integrates reasoning, feedback, and state transition into a unified hidden-state evolution process, improving both the effectiveness and interpretability of optimization. Extensive experiments on multiple datasets demonstrate that MARS outperforms existing APO methods in terms of optimization performance, search efficiency, and interpretability.

Jian Zhang, Changlin Yang, Haiping Zhu et al.

Document-level Event Argument Extraction (DEAE) aims to identify arguments and their specific roles from an unstructured document. The advanced approaches on DEAE utilize prompt-based methods to guide pre-trained language models (PLMs) in extracting arguments from input documents. They mainly concentrate on establishing relations between triggers and entity mentions within documents, leaving two unresolved problems: a) independent modeling of entity mentions; b) document-prompt isolation. To this end, we propose a semantic mention Graph Augmented Model (GAM) to address these two problems in this paper. Firstly, GAM constructs a semantic mention graph that captures relations within and between documents and prompts, encompassing co-existence, co-reference and co-type relations. Furthermore, we introduce an ensembled graph transformer module to address mentions and their three semantic relations effectively. Later, the graph-augmented encoder-decoder module incorporates the relation-specific graph into the input embedding of PLMs and optimizes the encoder section with topology information, enhancing the relations comprehensively. Extensive experiments on the RAMS and WikiEvents datasets demonstrate the effectiveness of our approach, surpassing baseline methods and achieving a new state-of-the-art performance.

Tianzhe Zhao, Jiaoyan Chen, Yanchi Ru et al.

Retrieval-Augmented Generation (RAG) enhances large language models (LLMs) by retrieving external data to mitigate hallucinations and outdated knowledge issues. Benefiting from the strong ability in facilitating diverse data sources and supporting faithful reasoning, knowledge graphs (KGs) have been increasingly adopted in RAG systems, giving rise to KG-based RAG (KG-RAG) methods. Though RAG systems are widely applied in various applications, recent studies have also revealed its vulnerabilities to data poisoning attacks, where malicious information injected into external knowledge sources can mislead the system into producing incorrect or harmful responses. However, these studies focus exclusively on RAG systems using unstructured textual data sources, leaving the security risks of KG-RAG largely unexplored, despite the fact that KGs present unique vulnerabilities due to their structured and editable nature. In this work, we conduct the first systematic investigation of the security issue of KG-RAG methods through data poisoning attacks. To this end, we introduce a practical, stealthy attack setting that aligns with real-world implementation. We propose an attack strategy that first identifies adversarial target answers and then inserts perturbation triples to complete misleading inference chains in the KG, increasing the likelihood that KG-RAG methods retrieve and rely on these perturbations during generation. Through extensive experiments on two benchmarks and four recent KG-RAG methods, our attack strategy demonstrates strong effectiveness in degrading KG-RAG performance, even with minimal KG perturbations. In-depth analyses are also conducted to understand the safety threats within the internal stages of KG-RAG systems and to explore the robustness of LLMs against adversarial knowledge.

Haiping Zhu, Hongming Shan, Yuheng Zhang et al.

Image ordinal estimation is to predict the ordinal label of a given image, which can be categorized as an ordinal regression problem. Recent methods formulate an ordinal regression problem as a series of binary classification problems. Such methods cannot ensure that the global ordinal relationship is preserved since the relationships among different binary classifiers are neglected. We propose a novel ordinal regression approach, termed Convolutional Ordinal Regression Forest or CORF, for image ordinal estimation, which can integrate ordinal regression and differentiable decision trees with a convolutional neural network for obtaining precise and stable global ordinal relationships. The advantages of the proposed CORF are twofold. First, instead of learning a series of binary classifiers \emph{independently}, the proposed method aims at learning an ordinal distribution for ordinal regression by optimizing those binary classifiers \emph{simultaneously}. Second, the differentiable decision trees in the proposed CORF can be trained together with the ordinal distribution in an end-to-end manner. The effectiveness of the proposed CORF is verified on two image ordinal estimation tasks, i.e. facial age estimation and image aesthetic assessment, showing significant improvements and better stability over the state-of-the-art ordinal regression methods.

Haiping Zhu, Zhizhong Huang, Hongming Shan et al.

Face aging is of great importance for cross-age recognition and entertainment-related applications. Recently, conditional generative adversarial networks (cGANs) have achieved impressive results for face aging. Existing cGANs-based methods usually require a pixel-wise loss to keep the identity and background consistent. However, minimizing the pixel-wise loss between the input and synthesized images likely resulting in a ghosted or blurry face. To address this deficiency, this paper introduces an Attention Conditional GANs (AcGANs) approach for face aging, which utilizes attention mechanism to only alert the regions relevant to face aging. In doing so, the synthesized face can well preserve the background information and personal identity without using the pixel-wise loss, and the ghost artifacts and blurriness can be significantly reduced. Based on the benchmarked dataset Morph, both qualitative and quantitative experiment results demonstrate superior performance over existing algorithms in terms of image quality, personal identity, and age accuracy.

Feng Tian, Jia Yue, Kuo-ming Chao et al.

Cognitive and metacognitive strategy had demonstrated a significant role in self-regulated learning (SRL), and an appropriate use of strategies is beneficial to effective learning or question-solving tasks during a human-computer interaction process. This paper proposes a novel method combining Knowledge Map (KM) based data mining technique with Thinking Map (TM) to detect learner's cognitive and metacognitive strategy in the question-solving scenario. In particular, a graph-based mining algorithm is designed to facilitate our proposed method, which can automatically map cognitive strategy to metacognitive strategy with raising abstraction level, and make the cognitive and metacognitive process viewable, which acts like a reverse engineering engine to explain how a learner thinks when solving a question. Additionally, we develop an online learning environment system for participants to learn and record their behaviors. To corroborate the effectiveness of our approach and algorithm, we conduct experiments recruiting 173 postgraduate and undergraduate students, and they were asked to complete a question-solving task, such as "What are similarities and differences between array and pointer?" from "The C Programming Language" course and "What are similarities and differences between packet switching and circuit switching?" from "Computer Network Principle" course. The mined strategies patterns results are encouraging and supported well our proposed method.

Haiping Zhu, Qi Zhou, Junping Zhang et al.

Facial aging and facial rejuvenation analyze a given face photograph to predict a future look or estimate a past look of the person. To achieve this, it is critical to preserve human identity and the corresponding aging progression and regression with high accuracy. However, existing methods cannot simultaneously handle these two objectives well. We propose a novel generative adversarial network based approach, named the Conditional Multi-Adversarial AutoEncoder with Ordinal Regression (CMAAE-OR). It utilizes an age estimation technique to control the aging accuracy and takes a high-level feature representation to preserve personalized identity. Specifically, the face is first mapped to a latent vector through a convolutional encoder. The latent vector is then projected onto the face manifold conditional on the age through a deconvolutional generator. The latent vector preserves personalized face features and the age controls facial aging and rejuvenation. A discriminator and an ordinal regression are imposed on the encoder and the generator in tandem, making the generated face images to be more photorealistic while simultaneously exhibiting desirable aging effects. Besides, a high-level feature representation is utilized to preserve personalized identity of the generated face. Experiments on two benchmark datasets demonstrate appealing performance of the proposed method over the state-of-the-art.