CLApr 16Code
METRO: Towards Strategy Induction from Expert Dialogue Transcripts for Non-collaborative DialoguesHaofu Yang, Jiaji Liu, Chen Huang et al.
Developing non-collaborative dialogue agents traditionally requires the manual, unscalable codification of expert strategies. We propose \ours, a method that leverages large language models to autonomously induce both strategy actions and planning logic directly from raw transcripts. METRO formalizes expert knowledge into a Strategy Forest, a hierarchical structure that captures both short-term responses (nodes) and long-term strategic foresight (branches). Experimental results across two benchmarks show that METRO demonstrates promising performance, outperforming existing methods by an average of 9%-10%. Our further analysis not only reveals the success behind METRO (strategic behavioral diversity and foresight), but also demonstrates its robust cross-task transferability. This offers new insights into building non-collaborative agents in a cost-effective and scalable way. Our code is available at https://github.com/Humphrey-0125/METRO.
LGJul 9, 2024Code
Preference-Guided Reinforcement Learning for Efficient ExplorationGuojian Wang, Jianxiang Liu, Xinyuan Li et al.
In this paper, we investigate preference-based reinforcement learning (PbRL), which enables reinforcement learning (RL) agents to learn from human feedback. This is particularly valuable when defining a fine-grain reward function is not feasible. However, this approach is inefficient and impractical for promoting deep exploration in hard-exploration tasks with long horizons and sparse rewards. To tackle this issue, we introduce LOPE: \textbf{L}earning \textbf{O}nline with trajectory \textbf{P}reference guidanc\textbf{E}, an end-to-end preference-guided RL framework that enhances exploration efficiency in hard-exploration tasks. Our intuition is that LOPE directly adjusts the focus of online exploration by considering human feedback as guidance, thereby avoiding the need to learn a separate reward model from preferences. Specifically, LOPE includes a two-step sequential policy optimization technique consisting of trust-region-based policy improvement and preference guidance steps. We reformulate preference guidance as a trajectory-wise state marginal matching problem that minimizes the maximum mean discrepancy distance between the preferred trajectories and the learned policy. Furthermore, we provide a theoretical analysis to characterize the performance improvement bound and evaluate the effectiveness of the LOPE. When assessed in various challenging hard-exploration environments, LOPE outperforms several state-of-the-art methods in terms of convergence rate and overall performance.The code used in this study is available at https://github.com/buaawgj/LOPE.
CVMar 26
Z-Erase: Enabling Concept Erasure in Single-Stream Diffusion TransformersNanxiang Jiang, Zhaoxin Fan, Baisen Wang et al.
Concept erasure serves as a vital safety mechanism for removing unwanted concepts from text-to-image (T2I) models. While extensively studied in U-Net and dual-stream architectures (e.g., Flux), this task remains under-explored in the recent emerging paradigm of single-stream diffusion transformers (e.g., Z-Image). In this new paradigm, text and image tokens are processed as a single unified sequence via shared parameters. Consequently, directly applying prior erasure methods typically leads to generation collapse. To bridge this gap, we introduce Z-Erase, the first concept erasure method tailored for single-stream T2I models. To guarantee stable image generation, Z-Erase first proposes a Stream Disentangled Concept Erasure Framework that decouples updates and enables existing methods on single-stream models. Subsequently, within this framework, we introduce Lagrangian-Guided Adaptive Erasure Modulation, a constrained algorithm that further balances the sensitive erasure-preservation trade-off. Moreover, we provide a rigorous convergence analysis proving that Z-Erase can converge to a Pareto stationary point. Experiments demonstrate that Z-Erase successfully overcomes the generation collapse issue, achieving state-of-the-art performance across a wide range of tasks.
LGSep 26, 2023
PINF: Continuous Normalizing Flows for Physics-Constrained Deep LearningFeng Liu, Faguo Wu, Xiao Zhang
The normalization constraint on probability density poses a significant challenge for solving the Fokker-Planck equation. Normalizing Flow, an invertible generative model leverages the change of variables formula to ensure probability density conservation and enable the learning of complex data distributions. In this paper, we introduce Physics-Informed Normalizing Flows (PINF), a novel extension of continuous normalizing flows, incorporating diffusion through the method of characteristics. Our method, which is mesh-free and causality-free, can efficiently solve high dimensional time-dependent and steady-state Fokker-Planck equations.
LGDec 27, 2023Code
Adaptive trajectory-constrained exploration strategy for deep reinforcement learningGuojian Wang, Faguo Wu, Xiao Zhang et al.
Deep reinforcement learning (DRL) faces significant challenges in addressing the hard-exploration problems in tasks with sparse or deceptive rewards and large state spaces. These challenges severely limit the practical application of DRL. Most previous exploration methods relied on complex architectures to estimate state novelty or introduced sensitive hyperparameters, resulting in instability. To mitigate these issues, we propose an efficient adaptive trajectory-constrained exploration strategy for DRL. The proposed method guides the policy of the agent away from suboptimal solutions by leveraging incomplete offline demonstrations as references. This approach gradually expands the exploration scope of the agent and strives for optimality in a constrained optimization manner. Additionally, we introduce a novel policy-gradient-based optimization algorithm that utilizes adaptively clipped trajectory-distance rewards for both single- and multi-agent reinforcement learning. We provide a theoretical analysis of our method, including a deduction of the worst-case approximation error bounds, highlighting the validity of our approach for enhancing exploration. To evaluate the effectiveness of the proposed method, we conducted experiments on two large 2D grid world mazes and several MuJoCo tasks. The extensive experimental results demonstrate the significant advantages of our method in achieving temporally extended exploration and avoiding myopic and suboptimal behaviors in both single- and multi-agent settings. Notably, the specific metrics and quantifiable results further support these findings. The code used in the study is available at \url{https://github.com/buaawgj/TACE}.
CVApr 10Code
Mosaic: Multimodal Jailbreak against Closed-Source VLMs via Multi-View Ensemble OptimizationYuqin Lan, Gen Li, Yuanze Hu et al.
Vision-Language Models (VLMs) are powerful but remain vulnerable to multimodal jailbreak attacks. Existing attacks mainly rely on either explicit visual prompt attacks or gradient-based adversarial optimization. While the former is easier to detect, the latter produces subtle perturbations that are less perceptible, but is usually optimized and evaluated under homogeneous open-source surrogate-target settings, leaving its effectiveness on commercial closed-source VLMs under heterogeneous settings unclear. To examine this issue, we study different surrogate-target settings and observe a consistent gap between homogeneous and heterogeneous settings, a phenomenon we term surrogate dependency. Motivated by this finding, we propose Mosaic, a Multi-view ensemble optimization framework for multimodal jailbreak against closed-source VLMs, which alleviates surrogate dependency under heterogeneous surrogate-target settings by reducing over-reliance on any single surrogate model and visual view. Specifically, Mosaic incorporates three core components: a Text-Side Transformation module, which perturbs refusal-sensitive lexical patterns; a Multi-View Image Optimization module, which updates perturbations under diverse cropped views to avoid overfitting to a single visual view; and a Surrogate Ensemble Guidance module, which aggregates optimization signals from multiple surrogate VLMs to reduce surrogate-specific bias. Extensive experiments on safety benchmarks demonstrate that Mosaic achieves state-of-the-art Attack Success Rate and Average Toxicity against commercial closed-source VLMs.
CLApr 6
HalluSAE: Detecting Hallucinations in Large Language Models via Sparse Auto-EncodersBoshui Chen, Zhaoxin Fan, Ke Wang et al.
Large Language Models (LLMs) are powerful and widely adopted, but their practical impact is limited by the well-known hallucination phenomenon. While recent hallucination detection methods have made notable progress, we find most of them overlook the dynamic nature and underlying mechanisms of it. To address this gap, we propose HalluSAE, a phase transition-inspired framework that models hallucination as a critical shift in the model's latent dynamics. By modeling the generation process as a trajectory through a potential energy landscape, HalluSAE identifies critical transition zones and attributes factual errors to specific high-energy sparse features. Our approach consists of three stages: (1) Potential Energy Empowered Phase Zone Localization via sparse autoencoders and a geometric potential energy metric; (2) Hallucination-related Sparse Feature Attribution using contrastive logit attribution; and (3) Probing-based Causal Hallucination Detection through linear probes on disentangled features. Extensive experiments on Gemma-2-9B demonstrate that HalluSAE achieves state-of-the-art hallucination detection performance.
CVMar 6
Lyapunov Probes for Hallucination Detection in Large Foundation ModelsBozhi Luan, Gen Li, Yalan Qin et al.
We address hallucination detection in Large Language Models (LLMs) and Multimodal Large Language Models (MLLMs) by framing the problem through the lens of dynamical systems stability theory. Rather than treating hallucination as a straightforward classification task, we conceptualize (M)LLMs as dynamical systems, where factual knowledge is represented by stable equilibrium points within the representation space. Our main insight is that hallucinations tend to arise at the boundaries of knowledge-transition regions separating stable and unstable zones. To capture this phenomenon, we propose Lyapunov Probes: lightweight networks trained with derivative-based stability constraints that enforce a monotonic decay in confidence under input perturbations. By performing systematic perturbation analysis and applying a two-stage training process, these probes reliably distinguish between stable factual regions and unstable, hallucination-prone regions. Experiments on diverse datasets and models demonstrate consistent improvements over existing baselines.
LGFeb 7, 2024
Learning Diverse Policies with Soft Self-Generated GuidanceGuojian Wang, Faguo Wu, Xiao Zhang et al.
Reinforcement learning (RL) with sparse and deceptive rewards is challenging because non-zero rewards are rarely obtained. Hence, the gradient calculated by the agent can be stochastic and without valid information. Recent studies that utilize memory buffers of previous experiences can lead to a more efficient learning process. However, existing methods often require these experiences to be successful and may overly exploit them, which can cause the agent to adopt suboptimal behaviors. This paper develops an approach that uses diverse past trajectories for faster and more efficient online RL, even if these trajectories are suboptimal or not highly rewarded. The proposed algorithm combines a policy improvement step with an additional exploration step using offline demonstration data. The main contribution of this paper is that by regarding diverse past trajectories as guidance, instead of imitating them, our method directs its policy to follow and expand past trajectories while still being able to learn without rewards and approach optimality. Furthermore, a novel diversity measurement is introduced to maintain the team's diversity and regulate exploration. The proposed algorithm is evaluated on discrete and continuous control tasks with sparse and deceptive rewards. Compared with the existing RL methods, the experimental results indicate that our proposed algorithm is significantly better than the baseline methods regarding diverse exploration and avoiding local optima.
LGJun 10, 2025
Offline RL with Smooth OOD Generalization in Convex Hull and its NeighborhoodQingmao Yao, Zhichao Lei, Tianyuan Chen et al.
Offline Reinforcement Learning (RL) struggles with distributional shifts, leading to the $Q$-value overestimation for out-of-distribution (OOD) actions. Existing methods address this issue by imposing constraints; however, they often become overly conservative when evaluating OOD regions, which constrains the $Q$-function generalization. This over-constraint issue results in poor $Q$-value estimation and hinders policy improvement. In this paper, we introduce a novel approach to achieve better $Q$-value estimation by enhancing $Q$-function generalization in OOD regions within Convex Hull and its Neighborhood (CHN). Under the safety generalization guarantees of the CHN, we propose the Smooth Bellman Operator (SBO), which updates OOD $Q$-values by smoothing them with neighboring in-sample $Q$-values. We theoretically show that SBO approximates true $Q$-values for both in-sample and OOD actions within the CHN. Our practical algorithm, Smooth Q-function OOD Generalization (SQOG), empirically alleviates the over-constraint issue, achieving near-accurate $Q$-value estimation. On the D4RL benchmarks, SQOG outperforms existing state-of-the-art methods in both performance and computational efficiency.
LGJan 4, 2024
Trajectory-Oriented Policy Optimization with Sparse RewardsGuojian Wang, Faguo Wu, Xiao Zhang
Mastering deep reinforcement learning (DRL) proves challenging in tasks featuring scant rewards. These limited rewards merely signify whether the task is partially or entirely accomplished, necessitating various exploration actions before the agent garners meaningful feedback. Consequently, the majority of existing DRL exploration algorithms struggle to acquire practical policies within a reasonable timeframe. To address this challenge, we introduce an approach leveraging offline demonstration trajectories for swifter and more efficient online RL in environments with sparse rewards. Our pivotal insight involves treating offline demonstration trajectories as guidance, rather than mere imitation, allowing our method to learn a policy whose distribution of state-action visitation marginally matches that of offline demonstrations. We specifically introduce a novel trajectory distance relying on maximum mean discrepancy (MMD) and cast policy optimization as a distance-constrained optimization problem. We then illustrate that this optimization problem can be streamlined into a policy-gradient algorithm, integrating rewards shaped by insights from offline demonstrations. The proposed algorithm undergoes evaluation across extensive discrete and continuous control tasks with sparse and misleading rewards. The experimental findings demonstrate the significant superiority of our proposed algorithm over baseline methods concerning diverse exploration and the acquisition of an optimal policy.
CLSep 5, 2025
A Lightweight Framework for Trigger-Guided LoRA-Based Self-Adaptation in LLMsJiacheng Wei, Faguo Wu, Xiao Zhang
Large language models are unable to continuously adapt and learn from new data during reasoning at inference time. To address this limitation, we propose that complex reasoning tasks be decomposed into atomic subtasks and introduce SAGE, a trigger-guided dynamic fine-tuning framework that enables adaptive updates during reasoning at inference time. SAGE consists of three key components: (1) a Trigger module that detects reasoning failures through multiple evaluation metrics in real time; (2) a Trigger Buffer module that clusters anomaly samples using a streaming clustering process with HDBSCAN, followed by stability checks and similarity-based merging; and (3) a Lora Store module that dynamically optimizes parameter updates with an adapter pool for knowledge retention. Evaluation results show that SAGE demonstrates excellent accuracy, robustness, and stability on the atomic reasoning subtask through dynamic knowledge updating during test time.
SIMay 10, 2025
Burger: Robust Graph Denoising-augmentation Fusion and Multi-semantic Modeling in Social RecommendationYuqin Lan, Weihao Shen, Yuanze Hu et al.
In the era of rapid development of social media, social recommendation systems as hybrid recommendation systems have been widely applied. Existing methods capture interest similarity between users to filter out interest-irrelevant relations in social networks that inevitably decrease recommendation accuracy, however, limited research has a focus on the mutual influence of semantic information between the social network and the user-item interaction network for further improving social recommendation. To address these issues, we introduce a social \underline{r}ecommendation model with ro\underline{bu}st g\underline{r}aph denoisin\underline{g}-augmentation fusion and multi-s\underline{e}mantic Modeling(Burger). Specifically, we firstly propose to construct a social tensor in order to smooth the training process of the model. Then, a graph convolutional network and a tensor convolutional network are employed to capture user's item preference and social preference, respectively. Considering the different semantic information in the user-item interaction network and the social network, a bi-semantic coordination loss is proposed to model the mutual influence of semantic information. To alleviate the interference of interest-irrelevant relations on multi-semantic modeling, we further use Bayesian posterior probability to mine potential social relations to replace social noise. Finally, the sliding window mechanism is utilized to update the social tensor as the input for the next iteration. Extensive experiments on three real datasets show Burger has a superior performance compared with the state-of-the-art models.
LGDec 30, 2023
Policy Optimization with Smooth Guidance Learned from State-Only DemonstrationsGuojian Wang, Faguo Wu, Xiao Zhang et al.
The sparsity of reward feedback remains a challenging problem in online deep reinforcement learning (DRL). Previous approaches have utilized offline demonstrations to achieve impressive results in multiple hard tasks. However, these approaches place high demands on demonstration quality, and obtaining expert-like actions is often costly and unrealistic. To tackle these problems, we propose a simple and efficient algorithm called Policy Optimization with Smooth Guidance (POSG), which leverages a small set of state-only demonstrations (where expert action information is not included in demonstrations) to indirectly make approximate and feasible long-term credit assignments and facilitate exploration. Specifically, we first design a trajectory-importance evaluation mechanism to determine the quality of the current trajectory against demonstrations. Then, we introduce a guidance reward computation technology based on trajectory importance to measure the impact of each state-action pair, fusing the demonstrator's state distribution with reward information into the guidance reward. We theoretically analyze the performance improvement caused by smooth guidance rewards and derive a new worst-case lower bound on the performance improvement. Extensive results demonstrate POSG's significant advantages in control performance and convergence speed in four sparse-reward environments, including the grid-world maze, Hopper-v4, HalfCheetah-v4, and Ant maze. Notably, the specific metrics and quantifiable results are investigated to demonstrate the superiority of POSG.