Zengxin Han

h-index2
2papers
11citations

2 Papers

10.3IRJun 2
Can LLM Rerankers Predict Their Own Ranking Performance?

Shiyu Ni, Keping Bi, Jiafeng Guo et al.

Retrieval effectiveness varies substantially across queries, making it important to estimate ranking quality before relevance judgments are available. Query performance prediction (QPP) addresses this need, but most existing methods rely on external predictors after retrieval or reranking. In this paper, we study \textit{reranker-internal QPP}: can an LLM reranker estimate the quality of the ranking it has just produced? We investigate both training-free and training-based approaches. For training-free estimation, we examine metric-specific self-consistency across sampled rankings and verbalized confidence produced directly by the reranker. Experiments on TREC Deep Learning 2019--2022 with four LLMs show that self-consistency is competitive with the state-of-the-art (SOTA) approach and better calibrated in almost all settings, while direct verbalized confidence is severely overconfident. To improve verbalized confidence, we propose two supervised methods, Verb-Num and Verb-List, which enable LLM rerankers to produce calibrated ranking-quality estimates with only a few additional output tokens.

6.7CLOct 20, 2025
Annotation-Efficient Universal Honesty Alignment

Shiyu Ni, Keping Bi, Jiafeng Guo et al.

Honesty alignment-the ability of large language models (LLMs) to recognize their knowledge boundaries and express calibrated confidence-is essential for trustworthy deployment. Existing methods either rely on training-free confidence estimation (e.g., token probabilities, self-consistency) or training-based calibration with correctness annotations. While effective, achieving universal honesty alignment with training-based calibration requires costly, large-scale labeling. To support annotation-efficient training, we introduce Elicitation-Then-Calibration (EliCal), a two-stage framework that first elicits internal confidence using inexpensive self-consistency supervision, then calibrates this confidence with a small set of correctness annotations. To support a large-scale study, we release HonestyBench, a benchmark covering ten free-form QA datasets with 560k training and 70k evaluation instances annotated with correctness and self-consistency signals. Experiments show that EliCal achieves near-optimal alignment with only 1k correctness annotations (0.18% of full supervision) and better alignment performance on unseen MMLU tasks than the calibration-only baseline, offering a scalable solution toward universal honesty alignment in LLMs.