Peiyi Han

Shaoming Duan, Chuanyi Liu, Peiyi Han et al. · microsoft-research

Non-independent and identically distributed (non-IID) data is a key challenge in federated learning (FL), which usually hampers the optimization convergence and the performance of FL. Existing data augmentation methods based on federated generative models or raw data sharing strategies for solving the non-IID problem still suffer from low performance, privacy protection concerns, and high communication overhead in decentralized tabular data. To tackle these challenges, we propose a federated tabular data augmentation method, named Fed-TDA. The core idea of Fed-TDA is to synthesize tabular data for data augmentation using some simple statistics (e.g., distributions of each column and global covariance). Specifically, we propose the multimodal distribution transformation and inverse cumulative distribution mapping respectively synthesize continuous and discrete columns in tabular data from a noise according to the pre-learned statistics. Furthermore, we theoretically analyze that our Fed-TDA not only preserves data privacy but also maintains the distribution of the original data and the correlation between columns. Through extensive experiments on five real-world tabular datasets, we demonstrate the superiority of Fed-TDA over the state-of-the-art in test performance and communication efficiency.

Zirui Wang, Shaoming Duan, Chengyue Wu et al. · cmu

Swarm learning (SL) is an emerging promising decentralized machine learning paradigm and has achieved high performance in clinical applications. SL solves the problem of a central structure in federated learning by combining edge computing and blockchain-based peer-to-peer network. While there are promising results in the assumption of the independent and identically distributed (IID) data across participants, SL suffers from performance degradation as the degree of the non-IID data increases. To address this problem, we propose a generative augmentation framework in swarm learning called SL-GAN, which augments the non-IID data by generating the synthetic data from participants. SL-GAN trains generators and discriminators locally, and periodically aggregation via a randomly elected coordinator in SL network. Under the standard assumptions, we theoretically prove the convergence of SL-GAN using stochastic approximations. Experimental results demonstrate that SL-GAN outperforms state-of-art methods on three real world clinical datasets including Tuberculosis, Leukemia, COVID-19.

Yiming Huang, Zhenbo Shi, Shuzheng Gao et al.

Reinforcement Learning with Verifiable Rewards (RLVR) is an essential paradigm that enhances the reasoning capabilities of Large Language Models (LLMs). However, existing methods typically rely on static policy optimization schemes that misalign with the model's evolving reasoning capabilities. To address this issue, we propose Adaptive Power-Mean Policy Optimization (APMPO), which comprises two main innovations: Power-Mean Policy Optimization (PMPO) and Feedback-Adaptive Clipping (FAC). Specifically, PMPO introduces a generalized power-mean objective. This enables the model to adaptively transition from the signal-amplifying behavior of the arithmetic mean to the consistency-enforcing behavior of the geometric mean. FAC adaptively adjusts clipping bounds based on real-time reward statistics to overcome the limitations of static mechanisms. Capitalizing on these innovations, APMPO improves learning dynamics and reasoning performance. Extensive experiments on nine datasets across three reasoning tasks showcase the superiority of APMPO over state-of-the-art RLVR-based baselines. For instance, APMPO boosts the average Pass@1 score on mathematical reasoning benchmarks by 3.0 points compared to GRPO when using Qwen2.5-3B-Instruct.

Yiming Huang, Zhenbo Shi, Xin-Cheng Wen et al.

Unsupervised reinforcement learning (RL) has emerged as a promising paradigm for enabling self-improvement in large language models (LLMs). However, existing unsupervised RL-based methods often lack the capacity to adapt to the model's evolving reasoning capabilities during training. Therefore, these methods can misdirect policy optimization in the absence of ground-truth supervision. To address this issue, we introduce FREIA, a novel RL-based algorithm built on two key innovations: (1) Free Energy-Driven Reward (FER) adapts rewards to balance consensus and exploration based on the Free Energy Principle. (2) Adaptive Advantage Shaping (AAS) adaptively adjusts learning signals based on the statistical characteristics of sampled rewards. Empirical evaluations on nine datasets across three reasoning tasks showcase that FREIA outperforms other unsupervised RL-based baselines. Notably, in mathematical reasoning tasks, FREIA surpasses other methods by an average of 0.5 to 3.5 points in Pass@1 using the DeepSeek-R1-Distill-Qwen-1.5B model.

Yuhao Zhang, Shaoming Duan, Jinhang Su et al.

Despite the significant advancements of self-play fine-tuning (SPIN), which can transform a weak large language model (LLM) into a strong one through competitive interactions between models of varying capabilities, it still faces challenges in the Text-to-SQL task. SPIN does not generate new information, and the large number of correct SQL queries produced by the opponent model during self-play reduces the main model's ability to generate accurate SQL queries. To address this challenge, we propose a new self-play fine-tuning method tailored for the Text-to-SQL task, called SPFT-SQL. Prior to self-play, we introduce a verification-based iterative fine-tuning approach, which synthesizes high-quality fine-tuning data iteratively based on the database schema and validation feedback to enhance model performance, while building a model base with varying capabilities. During the self-play fine-tuning phase, we propose an error-driven loss method that incentivizes incorrect outputs from the opponent model, enabling the main model to distinguish between correct SQL and erroneous SQL generated by the opponent model, thereby improving its ability to generate correct SQL. Extensive experiments and in-depth analyses on six open-source LLMs and five widely used benchmarks demonstrate that our approach outperforms existing state-of-the-art (SOTA) methods.

Shaoming Duan, Zirui Wang, Chuanyi Liu et al.

Recent advances in large language models (LLMs) have significantly improved the accuracy of Text-to-SQL systems. However, a critical challenge remains: the semantic mismatch between natural language questions (NLQs) and their corresponding SQL queries. This issue is exacerbated in large-scale databases, where semantically similar attributes hinder schema linking and semantic drift during SQL generation, ultimately reducing model accuracy. To address these challenges, we introduce CRED-SQL, a framework designed for large-scale databases that integrates Cluster Retrieval and Execution Description. CRED-SQL first performs cluster-based large-scale schema retrieval to pinpoint the tables and columns most relevant to a given NLQ, alleviating schema mismatch. It then introduces an intermediate natural language representation-Execution Description Language (EDL)-to bridge the gap between NLQs and SQL. This reformulation decomposes the task into two stages: Text-to-EDL and EDL-to-SQL, leveraging LLMs' strong general reasoning capabilities while reducing semantic deviation. Extensive experiments on two large-scale, cross-domain benchmarks-SpiderUnion and BirdUnion-demonstrate that CRED-SQL achieves new state-of-the-art (SOTA) performance, validating its effectiveness and scalability. Our code is available at https://github.com/smduan/CRED-SQL.git

Yiming Huang, Jiyu Guo, Wenxin Mao et al.

Converting natural language (NL) questions into SQL queries, referred to as Text-to-SQL, has emerged as a pivotal technology for facilitating access to relational databases, especially for users without SQL knowledge. Recent progress in large language models (LLMs) has markedly propelled the field of natural language processing (NLP), opening new avenues to improve text-to-SQL systems. This study presents a systematic review of LLM-based text-to-SQL, focusing on four key aspects: (1) an analysis of the research trends in LLM-based text-to-SQL; (2) an in-depth analysis of existing LLM-based text-to-SQL techniques from diverse perspectives; (3) summarization of existing text-to-SQL datasets and evaluation metrics; and (4) discussion on potential obstacles and avenues for future exploration in this domain. This survey seeks to furnish researchers with an in-depth understanding of LLM-based text-to-SQL, sparking new innovations and advancements in this field.