Brian R. Bartoldson

LG
h-index5
22papers
993citations
Novelty55%
AI Score57

22 Papers

23.9LGDec 26, 2025Code
A Comedy of Estimators: On KL Regularization in RL Training of LLMs

Vedant Shah, Johan Obando-Ceron, Vineet Jain et al. · mila

The reasoning performance of large language models (LLMs) can be substantially improved by training them with reinforcement learning (RL). The RL objective for LLM training involves a regularization term, which is the reverse Kullback-Leibler (KL) divergence between the trained policy and the reference policy. Since computing the KL divergence exactly is intractable, various estimators are used in practice to estimate it from on-policy samples. Despite its wide adoption, including in several open-source libraries, there is no systematic study analyzing the numerous ways of incorporating KL estimators in the objective and their effect on the downstream performance of RL-trained models. Recent works show that prevailing practices for incorporating KL regularization do not provide correct gradients for stated objectives, creating a discrepancy between the objective and its implementation. In this paper, we further analyze these practices and study the gradients of several estimators configurations, revealing how design choices shape gradient bias. We substantiate these findings with empirical observations by RL fine-tuning \texttt{Qwen2.5-7B}, \texttt{Llama-3.1-8B-Instruct} and \texttt{Qwen3-4B-Instruct-2507} with different configurations and evaluating their performance on both in- and out-of-distribution tasks. Through our analysis, we observe that, in on-policy settings: (1) estimator configurations with biased gradients can result in training instabilities; and (2) using estimator configurations resulting in unbiased gradients leads to better performance on in-domain as well as out-of-domain tasks. We also investigate the performance resulting from different KL configurations in off-policy settings and observe that KL regularization can help stabilize off-policy RL training resulting from asynchronous setups.

18.0CLOct 9, 2023Code
NEFTune: Noisy Embeddings Improve Instruction Finetuning

Neel Jain, Ping-yeh Chiang, Yuxin Wen et al.

We show that language model finetuning can be improved, sometimes dramatically, with a simple augmentation. NEFTune adds noise to the embedding vectors during training. Standard finetuning of LLaMA-2-7B using Alpaca achieves 29.79% on AlpacaEval, which rises to 64.69% using noisy embeddings. NEFTune also improves over strong baselines on modern instruction datasets. Models trained with Evol-Instruct see a 10% improvement, with ShareGPT an 8% improvement, and with OpenPlatypus an 8% improvement. Even powerful models further refined with RLHF such as LLaMA-2-Chat benefit from additional training with NEFTune.

22.6LGOct 13, 2022
Compute-Efficient Deep Learning: Algorithmic Trends and Opportunities

Brian R. Bartoldson, Bhavya Kailkhura, Davis Blalock

Although deep learning has made great progress in recent years, the exploding economic and environmental costs of training neural networks are becoming unsustainable. To address this problem, there has been a great deal of research on *algorithmically-efficient deep learning*, which seeks to reduce training costs not at the hardware or implementation level, but through changes in the semantics of the training program. In this paper, we present a structured and comprehensive overview of the research in this field. First, we formalize the *algorithmic speedup* problem, then we use fundamental building blocks of algorithmically efficient training to develop a taxonomy. Our taxonomy highlights commonalities of seemingly disparate methods and reveals current research gaps. Next, we present evaluation best practices to enable comprehensive, fair, and reliable comparisons of speedup techniques. To further aid research and applications, we discuss common bottlenecks in the training pipeline (illustrated via experiments) and offer taxonomic mitigation strategies for them. Finally, we highlight some unsolved research challenges and present promising future directions.

20.7CLAug 10, 2024
Speculative Diffusion Decoding: Accelerating Language Generation through Diffusion

Jacob K Christopher, Brian R Bartoldson, Tal Ben-Nun et al.

Speculative decoding has emerged as a widely adopted method to accelerate large language model inference without sacrificing the quality of the model outputs. While this technique has facilitated notable speed improvements by enabling parallel sequence verification, its efficiency remains inherently limited by the reliance on incremental token generation in existing draft models. To overcome this limitation, this paper proposes an adaptation of speculative decoding which uses discrete diffusion models to generate draft sequences. This allows parallelization of both the drafting and verification steps, providing significant speedups to the inference process. Our proposed approach, $\textit{Speculative Diffusion Decoding (SpecDiff)}$, is validated on standard language generation benchmarks and empirically demonstrated to provide up to 7.2x speedups over standard generation processes and up to 1.75x speedups over existing speculative decoding approaches.

7.8LGJul 8, 2022
Models Out of Line: A Fourier Lens on Distribution Shift Robustness

Sara Fridovich-Keil, Brian R. Bartoldson, James Diffenderfer et al.

Improving the accuracy of deep neural networks (DNNs) on out-of-distribution (OOD) data is critical to an acceptance of deep learning (DL) in real world applications. It has been observed that accuracies on in-distribution (ID) versus OOD data follow a linear trend and models that outperform this baseline are exceptionally rare (and referred to as "effectively robust"). Recently, some promising approaches have been developed to improve OOD robustness: model pruning, data augmentation, and ensembling or zero-shot evaluating large pretrained models. However, there still is no clear understanding of the conditions on OOD data and model properties that are required to observe effective robustness. We approach this issue by conducting a comprehensive empirical study of diverse approaches that are known to impact OOD robustness on a broad range of natural and synthetic distribution shifts of CIFAR-10 and ImageNet. In particular, we view the "effective robustness puzzle" through a Fourier lens and ask how spectral properties of both models and OOD data influence the corresponding effective robustness. We find this Fourier lens offers some insight into why certain robust models, particularly those from the CLIP family, achieve OOD robustness. However, our analysis also makes clear that no known metric is consistently the best explanation (or even a strong explanation) of OOD robustness. Thus, to aid future research into the OOD puzzle, we address the gap in publicly-available models with effective robustness by introducing a set of pretrained models--RobustNets--with varying levels of OOD robustness.

3.0CLFeb 5
Multi-Token Prediction via Self-Distillation

John Kirchenbauer, Abhimanyu Hans, Brian Bartoldson et al.

Existing techniques for accelerating language model inference, such as speculative decoding, require training auxiliary speculator models and building and deploying complex inference pipelines. We consider a new approach for converting a pretrained autoregressive language model from a slow single next token prediction model into a fast standalone multi-token prediction model using a simple online distillation objective. The final model retains the exact same implementation as the pretrained initial checkpoint and is deployable without the addition of any auxiliary verifier or other specialized inference code. On GSM8K, our method produces models that can decode more than $3\times$ faster on average at $<5\%$ drop in accuracy relative to single token decoding performance.

29.6CLApr 2, 2025Code
STAR-1: Safer Alignment of Reasoning LLMs with 1K Data

Zijun Wang, Haoqin Tu, Yuhan Wang et al.

This paper introduces STAR-1, a high-quality, just-1k-scale safety dataset specifically designed for large reasoning models (LRMs) like DeepSeek-R1. Built on three core principles -- diversity, deliberative reasoning, and rigorous filtering -- STAR-1 aims to address the critical needs for safety alignment in LRMs. Specifically, we begin by integrating existing open-source safety datasets from diverse sources. Then, we curate safety policies to generate policy-grounded deliberative reasoning samples. Lastly, we apply a GPT-4o-based safety scoring system to select training examples aligned with best practices. Experimental results show that fine-tuning LRMs with STAR-1 leads to an average 40% improvement in safety performance across four benchmarks, while only incurring a marginal decrease (e.g., an average of 1.1%) in reasoning ability measured across five reasoning tasks. Extensive ablation studies further validate the importance of our design principles in constructing STAR-1 and analyze its efficacy across both LRMs and traditional LLMs. Our project page is https://ucsc-vlaa.github.io/STAR-1.

2.0LGApr 1, 2023
Scientific Computing Algorithms to Learn Enhanced Scalable Surrogates for Mesh Physics

Brian R. Bartoldson, Yeping Hu, Amar Saini et al.

Data-driven modeling approaches can produce fast surrogates to study large-scale physics problems. Among them, graph neural networks (GNNs) that operate on mesh-based data are desirable because they possess inductive biases that promote physical faithfulness, but hardware limitations have precluded their application to large computational domains. We show that it is \textit{possible} to train a class of GNN surrogates on 3D meshes. We scale MeshGraphNets (MGN), a subclass of GNNs for mesh-based physics modeling, via our domain decomposition approach to facilitate training that is mathematically equivalent to training on the whole domain under certain conditions. With this, we were able to train MGN on meshes with \textit{millions} of nodes to generate computational fluid dynamics (CFD) simulations. Furthermore, we show how to enhance MGN via higher-order numerical integration, which can reduce MGN's error and training time. We validated our methods on an accompanying dataset of 3D $\text{CO}_2$-capture CFD simulations on a 3.1M-node mesh. This work presents a practical path to scaling MGN for real-world applications.

16.9LGApr 29, 2025Code
AegisLLM: Scaling Agentic Systems for Self-Reflective Defense in LLM Security

Zikui Cai, Shayan Shabihi, Bang An et al.

We introduce AegisLLM, a cooperative multi-agent defense against adversarial attacks and information leakage. In AegisLLM, a structured workflow of autonomous agents - orchestrator, deflector, responder, and evaluator - collaborate to ensure safe and compliant LLM outputs, while self-improving over time through prompt optimization. We show that scaling agentic reasoning system at test-time - both by incorporating additional agent roles and by leveraging automated prompt optimization (such as DSPy)- substantially enhances robustness without compromising model utility. This test-time defense enables real-time adaptability to evolving attacks, without requiring model retraining. Comprehensive evaluations across key threat scenarios, including unlearning and jailbreaking, demonstrate the effectiveness of AegisLLM. On the WMDP unlearning benchmark, AegisLLM achieves near-perfect unlearning with only 20 training examples and fewer than 300 LM calls. For jailbreaking benchmarks, we achieve 51% improvement compared to the base model on StrongReject, with false refusal rates of only 7.9% on PHTest compared to 18-55% for comparable methods. Our results highlight the advantages of adaptive, agentic reasoning over static defenses, establishing AegisLLM as a strong runtime alternative to traditional approaches based on model modifications. Code is available at https://github.com/zikuicai/aegisllm

51.8LGFeb 7, 2025Code
Scaling up Test-Time Compute with Latent Reasoning: A Recurrent Depth Approach

Jonas Geiping, Sean McLeish, Neel Jain et al.

We study a novel language model architecture that is capable of scaling test-time computation by implicitly reasoning in latent space. Our model works by iterating a recurrent block, thereby unrolling to arbitrary depth at test-time. This stands in contrast to mainstream reasoning models that scale up compute by producing more tokens. Unlike approaches based on chain-of-thought, our approach does not require any specialized training data, can work with small context windows, and can capture types of reasoning that are not easily represented in words. We scale a proof-of-concept model to 3.5 billion parameters and 800 billion tokens. We show that the resulting model can improve its performance on reasoning benchmarks, sometimes dramatically, up to a computation load equivalent to 50 billion parameters.

23.2LGJun 16, 2021Code
A Winning Hand: Compressing Deep Networks Can Improve Out-Of-Distribution Robustness

James Diffenderfer, Brian R. Bartoldson, Shreya Chaganti et al.

Successful adoption of deep learning (DL) in the wild requires models to be: (1) compact, (2) accurate, and (3) robust to distributional shifts. Unfortunately, efforts towards simultaneously meeting these requirements have mostly been unsuccessful. This raises an important question: Is the inability to create Compact, Accurate, and Robust Deep neural networks (CARDs) fundamental? To answer this question, we perform a large-scale analysis of popular model compression techniques which uncovers several intriguing patterns. Notably, in contrast to traditional pruning approaches (e.g., fine tuning and gradual magnitude pruning), we find that "lottery ticket-style" approaches can surprisingly be used to produce CARDs, including binary-weight CARDs. Specifically, we are able to create extremely compact CARDs that, compared to their larger counterparts, have similar test accuracy and matching (or better) robustness -- simply by pruning and (optionally) quantizing. Leveraging the compactness of CARDs, we develop a simple domain-adaptive test-time ensembling approach (CARD-Decks) that uses a gating module to dynamically select appropriate CARDs from the CARD-Deck based on their spectral-similarity with test samples. The proposed approach builds a "winning hand'' of CARDs that establishes a new state-of-the-art (on RobustBench) on CIFAR-10-C accuracies (i.e., 96.8% standard and 92.75% robust) and CIFAR-100-C accuracies (80.6% standard and 71.3% robust) with better memory usage than non-compressed baselines (pretrained CARDs and CARD-Decks available at https://github.com/RobustBench/robustbench). Finally, we provide theoretical support for our empirical findings.

15.9CLMar 18, 2024
Decoding Compressed Trust: Scrutinizing the Trustworthiness of Efficient LLMs Under Compression

Junyuan Hong, Jinhao Duan, Chenhui Zhang et al. · berkeley

Compressing high-capability Large Language Models (LLMs) has emerged as a favored strategy for resource-efficient inferences. While state-of-the-art (SoTA) compression methods boast impressive advancements in preserving benign task performance, the potential risks of compression in terms of safety and trustworthiness have been largely neglected. This study conducts the first, thorough evaluation of three (3) leading LLMs using five (5) SoTA compression techniques across eight (8) trustworthiness dimensions. Our experiments highlight the intricate interplay between compression and trustworthiness, revealing some interesting patterns. We find that quantization is currently a more effective approach than pruning in achieving efficiency and trustworthiness simultaneously. For instance, a 4-bit quantized model retains the trustworthiness of its original counterpart, but model pruning significantly degrades trustworthiness, even at 50% sparsity. Moreover, employing quantization within a moderate bit range could unexpectedly improve certain trustworthiness dimensions such as ethics and fairness. Conversely, extreme quantization to very low bit levels (3 bits) tends to reduce trustworthiness significantly. This increased risk cannot be uncovered by looking at benign performance alone, in turn, mandating comprehensive trustworthiness evaluation in practice. These findings culminate in practical recommendations for simultaneously achieving high utility, efficiency, and trustworthiness in LLMs. Code and models are available at https://decoding-comp-trust.github.io.

25.7LGApr 14, 2024Code
Adversarial Robustness Limits via Scaling-Law and Human-Alignment Studies

Brian R. Bartoldson, James Diffenderfer, Konstantinos Parasyris et al.

This paper revisits the simple, long-studied, yet still unsolved problem of making image classifiers robust to imperceptible perturbations. Taking CIFAR10 as an example, SOTA clean accuracy is about $100$%, but SOTA robustness to $\ell_{\infty}$-norm bounded perturbations barely exceeds $70$%. To understand this gap, we analyze how model size, dataset size, and synthetic data quality affect robustness by developing the first scaling laws for adversarial training. Our scaling laws reveal inefficiencies in prior art and provide actionable feedback to advance the field. For instance, we discovered that SOTA methods diverge notably from compute-optimal setups, using excess compute for their level of robustness. Leveraging a compute-efficient setup, we surpass the prior SOTA with $20$% ($70$%) fewer training (inference) FLOPs. We trained various compute-efficient models, with our best achieving $74$% AutoAttack accuracy ($+3$% gain). However, our scaling laws also predict robustness slowly grows then plateaus at $90$%: dwarfing our new SOTA by scaling is impractical, and perfect robustness is impossible. To better understand this predicted limit, we carry out a small-scale human evaluation on the AutoAttack data that fools our top-performing model. Concerningly, we estimate that human performance also plateaus near $90$%, which we show to be attributable to $\ell_{\infty}$-constrained attacks' generation of invalid images not consistent with their original labels. Having characterized limiting roadblocks, we outline promising paths for future research.

38.0AIJun 2, 2025
Act Only When It Pays: Efficient Reinforcement Learning for LLM Reasoning via Selective Rollouts

Haizhong Zheng, Yang Zhou, Brian R. Bartoldson et al.

Reinforcement learning, such as PPO and GRPO, has powered recent breakthroughs in LLM reasoning. Scaling rollout to sample more prompts enables models to selectively use higher-quality data for training, which can stabilize RL training and improve model performance. However, this comes at the cost of significant computational overhead. In this paper, we show that a substantial portion of this overhead can be avoided by skipping uninformative prompts before rollout. Our analysis of reward dynamics reveals a strong temporal consistency in prompt value: prompts that are uninformative in one epoch of training are likely to remain uninformative in future epochs. Based on these insights, we propose GRESO (GRPO with Efficient Selective Rollout), an online, lightweight pre-rollout filtering algorithm that predicts and skips uninformative prompts using reward training dynamics. By evaluating GRESO on a broad range of math reasoning benchmarks and models, such as Qwen2.5-Math-1.5B, DeepSeek-R1-Distill-Qwen-1.5B, and Qwen2.5-Math-7B, we show that GRESO achieves up to 2.4x wall-clock time speedup in rollout and up to 2.0x speedup in total training time without accuracy degradation.

20.9CLJun 5, 2025
The Common Pile v0.1: An 8TB Dataset of Public Domain and Openly Licensed Text

Nikhil Kandpal, Brian Lester, Colin Raffel et al. · allen-ai, cmu

Large language models (LLMs) are typically trained on enormous quantities of unlicensed text, a practice that has led to scrutiny due to possible intellectual property infringement and ethical concerns. Training LLMs on openly licensed text presents a first step towards addressing these issues, but prior data collection efforts have yielded datasets too small or low-quality to produce performant LLMs. To address this gap, we collect, curate, and release the Common Pile v0.1, an eight terabyte collection of openly licensed text designed for LLM pretraining. The Common Pile comprises content from 30 sources that span diverse domains including research papers, code, books, encyclopedias, educational materials, audio transcripts, and more. Crucially, we validate our efforts by training two 7 billion parameter LLMs on text from the Common Pile: Comma v0.1-1T and Comma v0.1-2T, trained on 1 and 2 trillion tokens respectively. Both models attain competitive performance to LLMs trained on unlicensed text with similar computational budgets, such as Llama 1 and 2 7B. In addition to releasing the Common Pile v0.1 itself, we also release the code used in its creation as well as the training mixture and checkpoints for the Comma v0.1 models.

16.4CVJan 16, 2025
Double Visual Defense: Adversarial Pre-training and Instruction Tuning for Improving Vision-Language Model Robustness

Zeyu Wang, Cihang Xie, Brian Bartoldson et al.

This paper investigates the robustness of vision-language models against adversarial visual perturbations and introduces a novel ``double visual defense" to enhance this robustness. Unlike previous approaches that resort to lightweight adversarial fine-tuning of a pre-trained CLIP model, we perform large-scale adversarial vision-language pre-training from scratch using web-scale data. We then strengthen the defense by incorporating adversarial visual instruction tuning. The resulting models from each stage, $Δ$CLIP and $Δ^2$LLaVA, show substantially enhanced zero-shot robustness and set a new state-of-the-art in adversarial defense for vision-language models. For example, the adversarial robustness of $Δ$CLIP surpasses that of the previous best models on ImageNet-1k by ~20%. %For example, $Δ$CLIP surpasses the previous best models on ImageNet-1k by ~20% in terms of adversarial robustness. Similarly, compared to prior art, $Δ^2$LLaVA brings a ~30% robustness improvement to image captioning task and a ~20% robustness improvement to visual question answering task. Furthermore, our models exhibit stronger zero-shot recognition capability, fewer hallucinations, and superior reasoning performance compared to baselines. Our project page is https://doublevisualdefense.github.io/.

4.1LGOct 8, 2025
Get RICH or Die Scaling: Profitably Trading Inference Compute for Robustness

Tavish McDonald, Bo Lei, Stanislav Fort et al.

Models are susceptible to adversarially out-of-distribution (OOD) data despite large training-compute investments into their robustification. Zaremba et al. (2025) make progress on this problem at test time, showing LLM reasoning improves satisfaction of model specifications designed to thwart attacks, resulting in a correlation between reasoning effort and robustness to jailbreaks. However, this benefit of test compute fades when attackers are given access to gradients or multimodal inputs. We address this gap, clarifying that inference-compute offers benefits even in such cases. Our approach argues that compositional generalization, through which OOD data is understandable via its in-distribution (ID) components, enables adherence to defensive specifications on adversarially OOD inputs. Namely, we posit the Robustness from Inference Compute Hypothesis (RICH): inference-compute defenses profit as the model's training data better reflects the attacked data's components. We empirically support this hypothesis across vision language model and attack types, finding robustness gains from test-time compute if specification following on OOD data is unlocked by compositional generalization, while RL finetuning and protracted reasoning are not critical. For example, increasing emphasis on defensive specifications via prompting lowers the success rate of gradient-based multimodal attacks on VLMs robustified by adversarial pretraining, but this same intervention provides no such benefit to not-robustified models. This correlation of inference-compute's robustness benefit with base model robustness is the rich-get-richer dynamic of the RICH: attacked data components are more ID for robustified models, aiding compositional generalization to OOD data. Accordingly, we advise layering train-time and test-time defenses to obtain their synergistic benefit.

3.3AIJul 15, 2025
Modeling Code: Is Text All You Need?

Daniel Nichols, Konstantinos Parasyris, Harshitha Menon et al.

Code LLMs have become extremely popular recently for modeling source code across a variety of tasks, such as generation, translation, and summarization. However, transformer-based models are limited in their capabilities to reason through structured, analytical properties of code, such as control and data flow. Previous work has explored the modeling of these properties with structured data and graph neural networks. However, these approaches lack the generative capabilities and scale of modern LLMs. In this work, we introduce a novel approach to combine the strengths of modeling both code as text and more structured forms.

12.1CVJun 6, 2024Code
ELFS: Label-Free Coreset Selection with Proxy Training Dynamics

Haizhong Zheng, Elisa Tsai, Yifu Lu et al.

High-quality human-annotated data is crucial for modern deep learning pipelines, yet the human annotation process is both costly and time-consuming. Given a constrained human labeling budget, selecting an informative and representative data subset for labeling can significantly reduce human annotation effort. Well-performing state-of-the-art (SOTA) coreset selection methods require ground truth labels over the whole dataset, failing to reduce the human labeling burden. Meanwhile, SOTA label-free coreset selection methods deliver inferior performance due to poor geometry-based difficulty scores. In this paper, we introduce ELFS (Effective Label-Free Coreset Selection), a novel label-free coreset selection method. ELFS significantly improves label-free coreset selection by addressing two challenges: 1) ELFS utilizes deep clustering to estimate training dynamics-based data difficulty scores without ground truth labels; 2) Pseudo-labels introduce a distribution shift in the data difficulty scores, and we propose a simple but effective double-end pruning method to mitigate bias on calculated scores. We evaluate ELFS on four vision benchmarks and show that, given the same vision encoder, ELFS consistently outperforms SOTA label-free baselines. For instance, when using SwAV as the encoder, ELFS outperforms D2 by up to 10.2% in accuracy on ImageNet-1K. We make our code publicly available on GitHub.

3.1LGDec 22, 2021Code
Latent Space Simulation for Carbon Capture Design Optimization

Brian Bartoldson, Rui Wang, Yucheng Fu et al.

The CO2 capture efficiency in solvent-based carbon capture systems (CCSs) critically depends on the gas-solvent interfacial area (IA), making maximization of IA a foundational challenge in CCS design. While the IA associated with a particular CCS design can be estimated via a computational fluid dynamics (CFD) simulation, using CFD to derive the IAs associated with numerous CCS designs is prohibitively costly. Fortunately, previous works such as Deep Fluids (DF) (Kim et al., 2019) show that large simulation speedups are achievable by replacing CFD simulators with neural network (NN) surrogates that faithfully mimic the CFD simulation process. This raises the possibility of a fast, accurate replacement for a CFD simulator and therefore efficient approximation of the IAs required by CCS design optimization. Thus, here, we build on the DF approach to develop surrogates that can successfully be applied to our complex carbon-capture CFD simulations. Our optimized DF-style surrogates produce large speedups (4000x) while obtaining IA relative errors as low as 4% on unseen CCS configurations that lie within the range of training configurations. This hints at the promise of NN surrogates for our CCS design optimization problem. Nonetheless, DF has inherent limitations with respect to CCS design (e.g., limited transferability of trained models to new CCS packings). We conclude with ideas to address these challenges.

21.4LGJun 9, 2019
The Generalization-Stability Tradeoff In Neural Network Pruning

Brian R. Bartoldson, Ari S. Morcos, Adrian Barbu et al.

Pruning neural network parameters is often viewed as a means to compress models, but pruning has also been motivated by the desire to prevent overfitting. This motivation is particularly relevant given the perhaps surprising observation that a wide variety of pruning approaches increase test accuracy despite sometimes massive reductions in parameter counts. To better understand this phenomenon, we analyze the behavior of pruning over the course of training, finding that pruning's benefit to generalization increases with pruning's instability (defined as the drop in test accuracy immediately following pruning). We demonstrate that this "generalization-stability tradeoff" is present across a wide variety of pruning settings and propose a mechanism for its cause: pruning regularizes similarly to noise injection. Supporting this, we find less pruning stability leads to more model flatness and the benefits of pruning do not depend on permanent parameter removal. These results explain the compatibility of pruning-based generalization improvements and the high generalization recently observed in overparameterized networks.

6.1MLMay 4, 2018
Enhancing the Regularization Effect of Weight Pruning in Artificial Neural Networks

Brian Bartoldson, Adrian Barbu, Gordon Erlebacher

Artificial neural networks (ANNs) may not be worth their computational/memory costs when used in mobile phones or embedded devices. Parameter-pruning algorithms combat these costs, with some algorithms capable of removing over 90% of an ANN's weights without harming the ANN's performance. Removing weights from an ANN is a form of regularization, but existing pruning algorithms do not significantly improve generalization error. We show that pruning ANNs can improve generalization if pruning targets large weights instead of small weights. Applying our pruning algorithm to an ANN leads to a higher image classification accuracy on CIFAR-10 data than applying the popular regularizer dropout. The pruning couples this higher accuracy with an 85% reduction of the ANN's parameter count.