97.1MAMay 18Code
Talk, Judge, Cooperate: Gossip-Driven Indirect Reciprocity in Self-Interested LLM AgentsShuhui Zhu, Yue Lin, Shriya Kaistha et al.
Indirect reciprocity, which means helping those who have helped others, is difficult to sustain among decentralized, self-interested LLM agents without reliable reputation systems. We address this challenge with the Agentic Linguistic Gossip Network (ALIGN), an automated framework that enables decentralized agents to form reputations, evaluate trustworthiness, and coordinate social norms by strategically sharing open-ended gossip with hierarchical tones. We demonstrate that ALIGN consistently improves indirect reciprocity and resists malicious entrants by identifying and ostracizing defectors. Notably, we find that stronger reasoning capabilities in LLMs lead to more incentive-aligned cooperation, whereas chat models often over-cooperate even when strategically suboptimal. These results suggest that leveraging LLM reasoning through decentralized gossip is a promising path for maintaining social welfare in agentic ecosystems. Our code is available at https://github.com/shuhui-zhu/ALIGN.
89.0CYJun 1
Legal Alignment for Safe and Ethical AINoam Kolt, Nicholas Caputo, Jack Boeglin et al.
Alignment of artificial intelligence (AI) encompasses the normative problem of specifying how AI systems should act and the technical problem of ensuring AI systems comply with those specifications. To date, AI alignment has generally overlooked an important source of knowledge and practice for grappling with these problems: law. In this paper, we survey the emerging field of legal alignment that aims to fill this gap and systematize research that studies how legal rules, principles, and methods can be leveraged to address problems of alignment and inform the design of AI systems that operate safely and ethically. Our survey provides a taxonomy of the three core research pathways of legal alignment and explores how each can be operationalized in practice: (1) designing AI systems to comply with the content of legal rules developed through legitimate institutions and processes, (2) adapting methods from legal interpretation to guide how AI systems reason and make decisions, and (3) harnessing legal concepts as a structural blueprint for confronting challenges of reliability, trust, and cooperation in AI systems. These research pathways present new conceptual, empirical, and institutional questions, which include examining the specific set of laws that particular AI systems should follow, creating evaluations to assess their legal compliance in real-world settings, and developing governance frameworks to support the implementation of legal alignment in practice. Tackling these questions requires expertise across law, computer science, and other disciplines, offering these communities the opportunity to collaborate in designing AI for the better.
71.1CLApr 5Code
I-CALM: Incentivizing Confidence-Aware Abstention for LLM Hallucination MitigationHaotian Zong, Binze Li, Yufei Long et al.
Large language models (LLMs) frequently produce confident but incorrect answers, partly because common binary scoring conventions reward answering over honestly expressing uncertainty. We study whether prompt-only interventions -- explicitly announcing reward schemes for answer-versus-abstain decisions plus humility-oriented normative principles -- can reduce hallucination risk without modifying the model. Our focus is epistemic abstention on factual questions with a verifiable answer, where current LLMs often fail to abstain despite being uncertain about their answers. We first assess self-reported verbal confidence as a usable uncertainty signal, showing stability under prompt paraphrasing and reasonable calibration against a token-probability baseline. We then study I-CALM, a prompt-based framework that (i) elicits verbal confidence, (ii) partially rewards abstention through explicit reward schemes, and (iii) adds lightweight normative principles emphasizing truthfulness, humility, and responsibility. Using GPT-5 mini on PopQA as the main setting, we find that confidence-eliciting, abstention-rewarding prompts, especially with norms, reduce the false-answer rate on answered cases mainly by identifying and shifting error-prone cases to abstention and re-calibrating their confidence. This trades coverage for reliability while leaving forced-answer performance largely unchanged. Varying the abstention reward yields a clear abstention-hallucination frontier. Overall, results show the framework can improve selective answering on factual questions without retraining, with the magnitude of effect varying across models and datasets. Code is available at the following https://github.com/binzeli/hallucinationControl.
AIApr 11, 2023
Regulatory Markets: The Future of AI GovernanceGillian K. Hadfield, Jack Clark
Appropriately regulating artificial intelligence is an increasingly urgent and widespread policy challenge. We identify two primary, competing problem. First is a technical deficit: Legislatures and regulatory face significant challenges in rapidly translating conventional command-and-control legal requirements into technical requirements. Second is a democratic deficit: Over-reliance on industry to provide technical standards fails to ensure that the many values-based decisions that must be made to shape AI development and deployment are made by democratically accountable public, not private, actors. We propose a solution: regulatory markets, in which governments require the targets of regulation to purchase regulatory services from a government-licensed private regulator. This approach to AI regulation could overcome the limitations of both command-and-control regulation and excessive delegation to industry. Regulatory markets could enable governments to establish policy priorities for the regulation of AI while relying on market forces and industry R&D efforts to pioneer the technical methods of regulation that best achieve policymakers' stated objectives.
CYApr 3, 2024
Responsible Reporting for Frontier AI DevelopmentNoam Kolt, Markus Anderljung, Joslyn Barnhart et al.
Mitigating the risks from frontier AI systems requires up-to-date and reliable information about those systems. Organizations that develop and deploy frontier systems have significant access to such information. By reporting safety-critical information to actors in government, industry, and civil society, these organizations could improve visibility into new and emerging risks posed by frontier systems. Equipped with this information, developers could make better informed decisions on risk management, while policymakers could design more targeted and robust regulatory infrastructure. We outline the key features of responsible reporting and propose mechanisms for implementing them in practice.
AIJan 17, 2025
Infrastructure for AI AgentsAlan Chan, Kevin Wei, Sihao Huang et al. · cambridge
AI agents plan and execute interactions in open-ended environments. For example, OpenAI's Operator can use a web browser to do product comparisons and buy online goods. Much research on making agents useful and safe focuses on directly modifying their behaviour, such as by training them to follow user instructions. Direct behavioural modifications are useful, but do not fully address how heterogeneous agents will interact with each other and other actors. Rather, we will need external protocols and systems to shape such interactions. For instance, agents will need more efficient protocols to communicate with each other and form agreements. Attributing an agent's actions to a particular human or other legal entity can help to establish trust, and also disincentivize misuse. Given this motivation, we propose the concept of \textbf{agent infrastructure}: technical systems and shared protocols external to agents that are designed to mediate and influence their interactions with and impacts on their environments. Just as the Internet relies on protocols like HTTPS, our work argues that agent infrastructure will be similarly indispensable to ecosystems of agents. We identify three functions for agent infrastructure: 1) attributing actions, properties, and other information to specific agents, their users, or other actors; 2) shaping agents' interactions; and 3) detecting and remedying harmful actions from agents. We provide an incomplete catalog of research directions for such functions. For each direction, we include analysis of use cases, infrastructure adoption, relationships to existing (internet) infrastructure, limitations, and open questions. Making progress on agent infrastructure can prepare society for the adoption of more advanced agents.
CYFeb 27, 2025
Societal Alignment Frameworks Can Improve LLM AlignmentKarolina Stańczak, Nicholas Meade, Mehar Bhatia et al. · eth-zurich
Recent progress in large language models (LLMs) has focused on producing responses that meet human expectations and align with shared values - a process coined alignment. However, aligning LLMs remains challenging due to the inherent disconnect between the complexity of human values and the narrow nature of the technological approaches designed to address them. Current alignment methods often lead to misspecified objectives, reflecting the broader issue of incomplete contracts, the impracticality of specifying a contract between a model developer, and the model that accounts for every scenario in LLM alignment. In this paper, we argue that improving LLM alignment requires incorporating insights from societal alignment frameworks, including social, economic, and contractual alignment, and discuss potential solutions drawn from these domains. Given the role of uncertainty within societal alignment frameworks, we then investigate how it manifests in LLM alignment. We end our discussion by offering an alternative view on LLM alignment, framing the underspecified nature of its objectives as an opportunity rather than perfect their specification. Beyond technical improvements in LLM alignment, we discuss the need for participatory alignment interface designs.
GNSep 1, 2025
An Economy of AI AgentsGillian K. Hadfield, Andrew Koh
In the coming decade, artificially intelligent agents with the ability to plan and execute complex tasks over long time horizons with little direct oversight from humans may be deployed across the economy. This chapter surveys recent developments and highlights open questions for economists around how AI agents might interact with humans and with each other, shape markets and organizations, and what institutions might be required for well-functioning markets.
AIFeb 1
Legal Infrastructure for Transformative AI GovernanceGillian K. Hadfield
Most of our AI governance efforts focus on substance: what rules do we want in place? What limits or checks do we want to impose on AI development and deployment? But a key role for law is not only to establish substantive rules but also to establish legal and regulatory infrastructure to generate and implement rules. The transformative nature of AI calls especially for attention to building legal and regulatory frameworks. In this PNAS Perspective piece I review three examples I have proposed: the creation of registration regimes for frontier models; the creation of registration and identification regimes for autonomous agents; and the design of regulatory markets to facilitate a role for private companies to innovate and deliver AI regulatory services.
MAJan 25, 2020
Silly rules improve the capacity of agents to learn stable enforcement and compliance behaviorsRaphael Köster, Dylan Hadfield-Menell, Gillian K. Hadfield et al.
How can societies learn to enforce and comply with social norms? Here we investigate the learning dynamics and emergence of compliance and enforcement of social norms in a foraging game, implemented in a multi-agent reinforcement learning setting. In this spatiotemporally extended game, individuals are incentivized to implement complex berry-foraging policies and punish transgressions against social taboos covering specific berry types. We show that agents benefit when eating poisonous berries is taboo, meaning the behavior is punished by other agents, as this helps overcome a credit-assignment problem in discovering delayed health effects. Critically, however, we also show that introducing an additional taboo, which results in punishment for eating a harmless berry, improves the rate and stability with which agents learn to punish taboo violations and comply with taboos. Counterintuitively, our results show that an arbitrary taboo (a "silly rule") can enhance social learning dynamics and achieve better outcomes in the middle stages of learning. We discuss the results in the context of studying normativity as a group-level emergent phenomenon.
AINov 3, 2018
Legible Normativity for AI Alignment: The Value of Silly RulesDylan Hadfield-Menell, McKane Andrus, Gillian K. Hadfield
It has become commonplace to assert that autonomous agents will have to be built to follow human rules of behavior--social norms and laws. But human laws and norms are complex and culturally varied systems, in many cases agents will have to learn the rules. This requires autonomous agents to have models of how human rule systems work so that they can make reliable predictions about rules. In this paper we contribute to the building of such models by analyzing an overlooked distinction between important rules and what we call silly rules--rules with no discernible direct impact on welfare. We show that silly rules render a normative system both more robust and more adaptable in response to shocks to perceived stability. They make normativity more legible for humans, and can increase legibility for AI systems as well. For AI systems to integrate into human normative systems, we suggest, it may be important for them to have models that include representations of silly rules.