Jie Shi

Mohammad Ostadijafari, Anamika Dubey, Yang Liu et al.

Owing to the call for energy efficiency, the need to optimize the energy consumption of commercial buildings-- responsible for over 40% of US energy consumption--has recently gained significant attention. Moreover, the ability to participate in the retail electricity markets through proactive demand-side participation has recently led to development of economic model predictive control (EMPC) for building's Heating, Ventilation, and Air Conditioning (HVAC) system. The objective of this paper is to develop a price-sensitive operational model for building's HVAC systems while considering inflexible loads and other distributed energy resources (DERs) such as photovoltaic (PV) generation and battery storage for the buildings. A Nonlinear Economic Model Predictive Controller (NL-EMPC) is presented to minimize the net cost of energy usage by building's HVAC system while satisfying the comfort-level of building's occupants. The efficiency of the proposed NL-EMPC controller is evaluated using several simulation case studies.

Haotian Xu, Qingsong Peng, Jie Shi et al.

The rapid adoption of large language models (LLMs) in critical domains has spurred extensive research into their security issues. While input manipulation attacks (e.g., prompt injection) have been well studied, Bit-Flip Attacks (BFAs) -- which exploit hardware vulnerabilities to corrupt model parameters and cause severe performance degradation -- have received far less attention. Existing BFA methods suffer from key limitations: they fail to balance performance degradation and output naturalness, making them prone to discovery. In this paper, we introduce SilentStriker, the first stealthy bit-flip attack against LLMs that effectively degrades task performance while maintaining output naturalness. Our core contribution lies in addressing the challenge of designing effective loss functions for LLMs with variable output length and the vast output space. Unlike prior approaches that rely on output perplexity for attack loss formulation, which inevitably degrade output naturalness, we reformulate the attack objective by leveraging key output tokens as targets for suppression, enabling effective joint optimization of attack effectiveness and stealthiness. Additionally, we employ an iterative, progressive search strategy to maximize attack efficacy. Experiments show that SilentStriker significantly outperforms existing baselines, achieving successful attacks without compromising the naturalness of generated text.

Haokun Zhao, Haixia Han, Jie Shi et al.

As world knowledge advances and new task schemas emerge, Continual Learning (CL) becomes essential for keeping Large Language Models (LLMs) current and addressing their shortcomings. This process typically involves continual instruction tuning (CIT) and continual pre-training (CPT) to enable these models to adapt to novel tasks and acquire critical knowledge. However, collecting sufficient CPT data and efficiently bridging knowledge gaps remain significant challenges. Inspired by the 'summarizing mistakes' strategy, we propose the Continue Evolving from Mistakes (CEM) method, a data-efficient approach aiming to collect CPT data and continually improve LLMs' performance through iterative evaluation and supplementation with mistake-relevant knowledge. To further optimize data usage and mitigate forgetting, we introduce a novel training paradigm that combines CIT and CPT. Experiments show that CEM substantially enhances multiple models' performance on both in-domain and out-of-domain QA tasks, achieving gains of up to 29.63%. Code and datasets are available on https://anonymous.4open.science/r/cem-BB25.

Lujia Shen, Shouling Ji, Xuhong Zhang et al.

Pre-trained general-purpose language models have been a dominating component in enabling real-world natural language processing (NLP) applications. However, a pre-trained model with backdoor can be a severe threat to the applications. Most existing backdoor attacks in NLP are conducted in the fine-tuning phase by introducing malicious triggers in the targeted class, thus relying greatly on the prior knowledge of the fine-tuning task. In this paper, we propose a new approach to map the inputs containing triggers directly to a predefined output representation of the pre-trained NLP models, e.g., a predefined output representation for the classification token in BERT, instead of a target label. It can thus introduce backdoor to a wide range of downstream tasks without any prior knowledge. Additionally, in light of the unique properties of triggers in NLP, we propose two new metrics to measure the performance of backdoor attacks in terms of both effectiveness and stealthiness. Our experiments with various types of triggers show that our method is widely applicable to different fine-tuning tasks (classification and named entity recognition) and to different models (such as BERT, XLNet, BART), which poses a severe threat. Furthermore, by collaborating with the popular online model repository Hugging Face, the threat brought by our method has been confirmed. Finally, we analyze the factors that may affect the attack performance and share insights on the causes of the success of our backdoor attack.

Xinyi Zhang, Chengfang Fang, Jie Shi

Model extraction increasingly attracts research attentions as keeping commercial AI models private can retain a competitive advantage. In some scenarios, AI models are trained proprietarily, where neither pre-trained models nor sufficient in-distribution data is publicly available. Model extraction attacks against these models are typically more devastating. Therefore, in this paper, we empirically investigate the behaviors of model extraction under such scenarios. We find the effectiveness of existing techniques significantly affected by the absence of pre-trained models. In addition, the impacts of the attacker's hyperparameters, e.g. model architecture and optimizer, as well as the utilities of information retrieved from queries, are counterintuitive. We provide some insights on explaining the possible causes of these phenomena. With these observations, we formulate model extraction attacks into an adaptive framework that captures these factors with deep reinforcement learning. Experiments show that the proposed framework can be used to improve existing techniques, and show that model extraction is still possible in such strict scenarios. Our research can help system designers to construct better defense strategies based on their scenarios.

An Zhang, Xiang Wang, Chengfang Fang et al.

Gradient-based attribution methods can aid in the understanding of convolutional neural networks (CNNs). However, the redundancy of attribution features and the gradient saturation problem, which weaken the ability to identify significant features and cause an explanation focus shift, are challenges that attribution methods still face. In this work, we propose: 1) an essential characteristic, Strong Relevance, when selecting attribution features; 2) a new concept, feature map importance (FMI), to refine the contribution of each feature map, which is faithful to the CNN model; and 3) a novel attribution method via FMI, termed A-FMI, to address the gradient saturation problem, which couples the target image with a reference image, and assigns the FMI to the difference-from-reference at the granularity of feature map. Through visual inspections and qualitative evaluations on the ImageNet dataset, we show the compelling advantages of A-FMI on its faithfulness, insensitivity to the choice of reference, class discriminability, and superior explanation performance compared with popular attribution methods across varying CNN architectures.

Jie Ren, Die Zhang, Yisen Wang et al.

This paper provides a unified view to explain different adversarial attacks and defense methods, i.e. the view of multi-order interactions between input variables of DNNs. Based on the multi-order interaction, we discover that adversarial attacks mainly affect high-order interactions to fool the DNN. Furthermore, we find that the robustness of adversarially trained DNNs comes from category-specific low-order interactions. Our findings provide a potential method to unify adversarial perturbations and robustness, which can explain the existing defense methods in a principle way. Besides, our findings also make a revision of previous inaccurate understanding of the shape bias of adversarially learned features.

Haowen Liu, Ping Yi, Hsiao-Ying Lin et al.

Deep learning has shown impressive performance on challenging perceptual tasks and has been widely used in software to provide intelligent services. However, researchers found deep neural networks vulnerable to adversarial examples. Since then, many methods are proposed to defend against adversaries in inputs, but they are either attack-dependent or shown to be ineffective with new attacks. And most of existing techniques have complicated structures or mechanisms that cause prohibitively high overhead or latency, impractical to apply on real software. We propose DAFAR, a feedback framework that allows deep learning models to detect/purify adversarial examples in high effectiveness and universality, with low area and time overhead. DAFAR has a simple structure, containing a victim model, a plug-in feedback network, and a detector. The key idea is to import the high-level features from the victim model's feature extraction layers into the feedback network to reconstruct the input. This data stream forms a feedback autoencoder. For strong attacks, it transforms the imperceptible attack on the victim model into the obvious reconstruction-error attack on the feedback autoencoder directly, which is much easier to detect; for weak attacks, the reformation process destroys the structure of adversarial examples. Experiments are conducted on MNIST and CIFAR-10 data-sets, showing that DAFAR is effective against popular and arguably most advanced attacks without losing performance on legitimate samples, with high effectiveness and universality across attack methods and parameters.

Xiao Li, Jianmin Li, Ting Dai et al.

Recently, it was found that many real-world examples without intentional modifications can fool machine learning models, and such examples are called "natural adversarial examples". ImageNet-A is a famous dataset of natural adversarial examples. By analyzing this dataset, we hypothesized that large, cluttered and/or unusual background is an important reason why the images in this dataset are difficult to be classified. We validated the hypothesis by reducing the background influence in ImageNet-A examples with object detection techniques. Experiments showed that the object detection models with various classification models as backbones obtained much higher accuracy than their corresponding classification models. A detection model based on the classification model EfficientNet-B7 achieved a top-1 accuracy of 53.95%, surpassing previous state-of-the-art classification models trained on ImageNet, suggesting that accurate localization information can significantly boost the performance of classification models on ImageNet-A. We then manually cropped the objects in images from ImageNet-A and created a new dataset, named ImageNet-A-Plus. A human test on the new dataset showed that the deep learning-based classifiers still performed quite poorly compared with humans. Therefore, the new dataset can be used to study the robustness of classification models to the internal variance of objects without considering the background disturbance.

Jie Shi, Brandon Foggo, Nanpeng Yu

Online power system event identification and classification is crucial to enhancing the reliability of transmission systems. In this paper, we develop a deep neural network (DNN) based approach to identify and classify power system events by leveraging real-world measurements from hundreds of phasor measurement units (PMUs) and labels from thousands of events. Two innovative designs are embedded into the baseline model built on convolutional neural networks (CNNs) to improve the event classification accuracy. First, we propose a graph signal processing based PMU sorting algorithm to improve the learning efficiency of CNNs. Second, we deploy information loading based regularization to strike the right balance between memorization and generalization for the DNN. Numerical studies results based on real-world dataset from the Eastern Interconnection of the U.S power transmission grid show that the combination of PMU based sorting and the information loading based regularization techniques help the proposed DNN approach achieve highly accurate event identification and classification results.

Chang Liao, Yao Cheng, Chengfang Fang et al.

This paper aims to provide a thorough study on the effectiveness of the transformation-based ensemble defence for image classification and its reasons. It has been empirically shown that they can enhance the robustness against evasion attacks, while there is little analysis on the reasons. In particular, it is not clear whether the robustness improvement is a result of transformation or ensemble. In this paper, we design two adaptive attacks to better evaluate the transformation-based ensemble defence. We conduct experiments to show that 1) the transferability of adversarial examples exists among the models trained on data records after different reversible transformations; 2) the robustness gained through transformation-based ensemble is limited; 3) this limited robustness is mainly from the irreversible transformations rather than the ensemble of a number of models; and 4) blindly increasing the number of sub-models in a transformation-based ensemble does not bring extra robustness gain.

Hao Zhang, Yiting Chen, Haotian Ma et al.

In order to prevent leaking input information from intermediate-layer features, this paper proposes a method to revise the traditional neural network into the rotation-equivariant neural network (RENN). Compared to the traditional neural network, the RENN uses d-ary vectors/tensors as features, in which each element is a d-ary number. These d-ary features can be rotated (analogous to the rotation of a d-dimensional vector) with a random angle as the encryption process. Input information is hidden in this target phase of d-ary features for attribute obfuscation. Even if attackers have obtained network parameters and intermediate-layer features, they cannot extract input information without knowing the target phase. Hence, the input privacy can be effectively protected by the RENN. Besides, the output accuracy of RENNs only degrades mildly compared to traditional neural networks, and the computational cost is significantly less than the homomorphic encryption.

Hao Zhang, Yiting Chen, Liyao Xiang et al.

We propose a method to revise the neural network to construct the quaternion-valued neural network (QNN), in order to prevent intermediate-layer features from leaking input information. The QNN uses quaternion-valued features, where each element is a quaternion. The QNN hides input information into a random phase of quaternion-valued features. Even if attackers have obtained network parameters and intermediate-layer features, they cannot extract input information without knowing the target phase. In this way, the QNN can effectively protect the input privacy. Besides, the output accuracy of QNNs only degrades mildly compared to traditional neural networks, and the computational cost is much less than other privacy-preserving methods.

Brandon Foggo, Nanpeng Yu, Jie Shi et al.

This paper considers the subject of information losses arising from the finite datasets used in the training of neural classifiers. It proves a relationship between such losses as the product of the expected total variation of the estimated neural model with the information about the feature space contained in the hidden representation of that model. It then bounds this expected total variation as a function of the size of randomly sampled datasets in a fairly general setting, and without bringing in any additional dependence on model complexity. It ultimately obtains bounds on information losses that are less sensitive to input compression and in general much smaller than existing bounds. The paper then uses these bounds to explain some recent experimental findings of information compression in neural networks which cannot be explained by previous work. Finally, the paper shows that not only are these bounds much smaller than existing ones, but that they also correspond well with experiments.