Gang Hu

Qiulei Wang, Lei Yan, Gang Hu et al.

This study proposes a self-learning algorithm for closed-loop cylinder wake control targeting lower drag and lower lift fluctuations with the additional challenge of sparse sensor information, taking deep reinforcement learning as the starting point. DRL performance is significantly improved by lifting the sensor signals to dynamic features (DF), which predict future flow states. The resulting dynamic feature-based DRL (DF-DRL) automatically learns a feedback control in the plant without a dynamic model. Results show that the drag coefficient of the DF-DRL model is 25% less than the vanilla model based on direct sensor feedback. More importantly, using only one surface pressure sensor, DF-DRL can reduce the drag coefficient to a state-of-the-art performance of about 8% at Re = 100 and significantly mitigate lift coefficient fluctuations. Hence, DF-DRL allows the deployment of sparse sensing of the flow without degrading the control performance. This method also shows good robustness in controlling flow under higher Reynolds numbers, which reduces the drag coefficient by 32.2% and 46.55% at Re = 500 and 1000, respectively, indicating the broad applicability of the method. Since surface pressure information is more straightforward to measure in realistic scenarios than flow velocity information, this study provides a valuable reference for experimentally designing the active flow control of a circular cylinder based on wall pressure signals, which is an essential step toward further developing intelligent control in realistic multi-input multi-output (MIMO) system.

Yiyuan Yang, Rongshang Li, Qiquan Shi et al.

Data prefetching is important for storage system optimization and access performance improvement. Traditional prefetchers work well for mining access patterns of sequential logical block address (LBA) but cannot handle complex non-sequential patterns that commonly exist in real-world applications. The state-of-the-art (SOTA) learning-based prefetchers cover more LBA accesses. However, they do not adequately consider the spatial interdependencies between LBA deltas, which leads to limited performance and robustness. This paper proposes a novel Stream-Graph neural network-based Data Prefetcher (SGDP). Specifically, SGDP models LBA delta streams using a weighted directed graph structure to represent interactive relations among LBA deltas and further extracts hybrid features by graph neural networks for data prefetching. We conduct extensive experiments on eight real-world datasets. Empirical results verify that SGDP outperforms the SOTA methods in terms of the hit ratio by 6.21%, the effective prefetching ratio by 7.00%, and speeds up inference time by 3.13X on average. Besides, we generalize SGDP to different variants by different stream constructions, further expanding its application scenarios and demonstrating its robustness. SGDP offers a novel data prefetching solution and has been verified in commercial hybrid storage systems in the experimental phase. Our codes and appendix are available at https://github.com/yyysjz1997/SGDP/.

Gang Hu, Yinglei Teng, Nan Wang et al.

Federated Learning (FL) is a novel distributed machine learning approach to leverage data from Internet of Things (IoT) devices while maintaining data privacy. However, the current FL algorithms face the challenges of non-independent and identically distributed (non-IID) data, which causes high communication costs and model accuracy declines. To address the statistical imbalances in FL, we propose a clustered data sharing framework which spares the partial data from cluster heads to credible associates through device-to-device (D2D) communication. Moreover, aiming at diluting the data skew on nodes, we formulate the joint clustering and data sharing problem based on the privacy-preserving constrained graph. To tackle the serious coupling of decisions on the graph, we devise a distribution-based adaptive clustering algorithm (DACA) basing on three deductive cluster-forming conditions, which ensures the maximum yield of data sharing. The experiments show that the proposed framework facilitates FL on non-IID datasets with better convergence and model accuracy under a limited communication environment.

Qianqian Xie, Weiguang Han, Zhengyu Chen et al.

LLMs have transformed NLP and shown promise in various fields, yet their potential in finance is underexplored due to a lack of comprehensive evaluation benchmarks, the rapid development of LLMs, and the complexity of financial tasks. In this paper, we introduce FinBen, the first extensive open-source evaluation benchmark, including 36 datasets spanning 24 financial tasks, covering seven critical aspects: information extraction (IE), textual analysis, question answering (QA), text generation, risk management, forecasting, and decision-making. FinBen offers several key innovations: a broader range of tasks and datasets, the first evaluation of stock trading, novel agent and Retrieval-Augmented Generation (RAG) evaluation, and three novel open-source evaluation datasets for text summarization, question answering, and stock trading. Our evaluation of 15 representative LLMs, including GPT-4, ChatGPT, and the latest Gemini, reveals several key findings: While LLMs excel in IE and textual analysis, they struggle with advanced reasoning and complex tasks like text generation and forecasting. GPT-4 excels in IE and stock trading, while Gemini is better at text generation and forecasting. Instruction-tuned LLMs improve textual analysis but offer limited benefits for complex tasks such as QA. FinBen has been used to host the first financial LLMs shared task at the FinNLP-AgentScen workshop during IJCAI-2024, attracting 12 teams. Their novel solutions outperformed GPT-4, showcasing FinBen's potential to drive innovation in financial LLMs. All datasets, results, and codes are released for the research community: https://github.com/The-FinAI/PIXIU.

Gang Hu, Yating Chen, Haiyan Ding et al.

While Large Language Models (LLMs) excel in various general domains, they exhibit notable gaps in the highly specialized, knowledge-intensive, and legally regulated Chinese tax domain. Consequently, while tax-related benchmarks are gaining attention, many focus on isolated NLP tasks, neglecting real-world practical capabilities. To address this issue, we introduce TaxPraBen, the first dedicated benchmark for Chinese taxation practice. It combines 10 traditional application tasks, along with 3 pioneering real-world scenarios: tax risk prevention, tax inspection analysis, and tax strategy planning, sourced from 14 datasets totaling 7.3K instances. TaxPraBen features a scalable structured evaluation paradigm designed through process of "structured parsing-field alignment extraction-numerical and textual matching", enabling end-to-end tax practice assessment while being extensible to other domains. We evaluate 19 LLMs based on Bloom's taxonomy. The results indicate significant performance disparities: all closed-source large-parameter LLMs excel, and Chinese LLMs like Qwen2.5 generally exceed multilingual LLMs, while the YaYi2 LLM, fine-tuned with some tax data, shows only limited improvement. TaxPraBen serves as a vital resource for advancing evaluations of LLMs in practical applications.

Gang Hu, Qun Zhang, Jingyao Luo et al.

Publicly traded companies must disclose financial information under regulations of the Securities and Exchange Commission (SEC) and the Generally Accepted Accounting Principles (GAAP). The eXtensible Business Reporting Language (XBRL), as an XML-based financial language, enables standardized and machine-readable reporting, but accurate tag selection from large taxonomies remains challenging. Existing fine-tuning-based methods struggle to distinguish highly similar XBRL tags, limiting performance in financial data matching. To address these issues, we introduce XBRLTagRec, an end-to-end framework for automated financial numeral tagging. The framework generates semantic tag documents with a fine-tuned FLAN-T5-Large model, retrieves relevant candidates via semantic similarity, and applies zero-shot re-ranking with ChatGPT-3.5 to select the optimal tag. Experiments on the FNXL dataset show that XBRLTagRec outperforms the state-of-the-art FLAN-FinXC framework, achieving 2.64%-4.47% improvements in Hits@1 and Macro metrics. These results demonstrate its effectiveness in large-scale and semantically complex tag matching scenarios.

Yue Hu, Gang Hu, Jixin Zheng et al.

Large Language Models (LLMs) have significantly advanced artificial intelligence, excelling in numerous tasks. Although the functionality of a model is inherently tied to its parameters, a systematic method for exploring the connections between the parameters and the functionality are lacking. Models sharing similar structure and parameter counts exhibit significant performance disparities across various tasks, prompting investigations into the varying patterns that govern their performance. We adopted a mutagenesis screen approach inspired by the methods used in biological studies, to investigate Llama2-7b and Zephyr. This technique involved mutating elements within the models' matrices to their maximum or minimum values to examine the relationship between model parameters and their functionalities. Our research uncovered multiple levels of fine structures within both models. Many matrices showed a mixture of maximum and minimum mutations following mutagenesis, but others were predominantly sensitive to one type. Notably, mutations that produced phenotypes, especially those with severe outcomes, tended to cluster along axes. Additionally, the location of maximum and minimum mutations often displayed a complementary pattern on matrix in both models, with the Gate matrix showing a unique two-dimensional asymmetry after rearrangement. In Zephyr, certain mutations consistently resulted in poetic or conversational rather than descriptive outputs. These "writer" mutations grouped according to the high-frequency initial word of the output, with a marked tendency to share the row coordinate even when they are in different matrices. Our findings affirm that the mutagenesis screen is an effective tool for deciphering the complexities of large language models and identifying unexpected ways to expand their potential, providing deeper insights into the foundational aspects of AI systems.

Gang Hu, Ke Qin, Chenhan Yuan et al.

While the progression of Large Language Models (LLMs) has notably propelled financial analysis, their application has largely been confined to singular language realms, leaving untapped the potential of bilingual Chinese-English capacity. To bridge this chasm, we introduce ICE-PIXIU, seamlessly amalgamating the ICE-INTENT model and ICE-FLARE benchmark for bilingual financial analysis. ICE-PIXIU uniquely integrates a spectrum of Chinese tasks, alongside translated and original English datasets, enriching the breadth and depth of bilingual financial modeling. It provides unrestricted access to diverse model variants, a substantial compilation of diverse cross-lingual and multi-modal instruction data, and an evaluation benchmark with expert annotations, comprising 10 NLP tasks, 20 bilingual specific tasks, totaling 95k datasets. Our thorough evaluation emphasizes the advantages of incorporating these bilingual datasets, especially in translation tasks and utilizing original English data, enhancing both linguistic flexibility and analytical acuity in financial contexts. Notably, ICE-INTENT distinguishes itself by showcasing significant enhancements over conventional LLMs and existing financial LLMs in bilingual milieus, underscoring the profound impact of robust bilingual data on the accuracy and efficacy of financial NLP.

Yunrui Sun, Gang Hu, Yinglei Teng et al.

Split Learning (SL) is a promising collaborative machine learning approach, enabling resource-constrained devices to train models without sharing raw data, while reducing computational load and preserving privacy simultaneously. However, current SL algorithms face limitations in training efficiency and suffer from prolonged latency, particularly in sequential settings, where the slowest device can bottleneck the entire process due to heterogeneous resources and frequent data exchanges between clients and servers. To address these challenges, we propose the Heterogeneous Split Federated Learning (HSFL) framework, which allows resource-constrained clients to train their personalized client-side models in parallel, utilizing different cut layers. Aiming to mitigate the impact of heterogeneous environments and accelerate the training process, we formulate a latency minimization problem that optimizes computational and transmission resources jointly. Additionally, we design a resource allocation algorithm that combines the Sample Average Approximation (SAA), Genetic Algorithm (GA), Lagrangian relaxation and Branch and Bound (B\&B) methods to efficiently solve this problem. Simulation results demonstrate that HSFL outperforms other frameworks in terms of both convergence rate and model accuracy on heterogeneous devices with non-iid data, while the optimization algorithm is better than other baseline methods in reducing latency.

Gang Hu, Yinglei Teng, Pengfei Wu et al.

As FMs drive progress toward Artificial General Intelligence (AGI), fine-tuning them under privacy and resource constraints has become increasingly critical particularly when highquality training data resides on distributed edge devices. Federated Learning (FL) offers a compelling solution through Federated Fine-Tuning (FFT), which enables collaborative model adaptation without sharing raw data. Recent approaches incorporate Parameter-Efficient Fine-Tuning (PEFT) techniques such as Low Rank Adaptation (LoRA) to reduce computational overhead. However, LoRA-based FFT faces two major limitations in heterogeneous FL environments: structural incompatibility across clients with varying LoRA configurations and limited adaptability to non-IID data distributions, which hinders convergence and generalization. To address these challenges, we propose FFT MoE, a novel FFT framework that replaces LoRA with sparse Mixture of Experts (MoE) adapters. Each client trains a lightweight gating network to selectively activate a personalized subset of experts, enabling fine-grained adaptation to local resource budgets while preserving aggregation compatibility. To further combat the expert load imbalance caused by device and data heterogeneity, we introduce a heterogeneity-aware auxiliary loss that dynamically regularizes the routing distribution to ensure expert diversity and balanced utilization. Extensive experiments spanning both IID and non-IID conditions demonstrate that FFT MoE consistently outperforms state of the art FFT baselines in generalization performance and training efficiency.

Junle Liu, Chang Liu, Yanyu Ke et al.

The wall pressure is of great importance in understanding the forces and structural responses induced by fluid. Recent works have investigated the potential of deep learning techniques in predicting mean pressure coefficients and fluctuating pressure coefficients, but most of existing deep learning frameworks are limited to predicting a single snapshot using full spatial information. To forecast spatiotemporal wall pressure of flow past a rectangular cylinder, this study develops a physics-aware DeepU-Fourier neural Network (DeepUFNet) deep learning model. DeepUFNet comprises the UNet structure and the Fourier neural network, with physical high-frequency loss control embedded in the model training stage to optimize model performance, where the parameter $β$ varies with the development of the training epoch. Wind tunnel testing is performed to collect wall pressures of a two-dimensional rectangular cylinder with a side ratio of 1.5 at an angle of attack of zero using high-frequency pressure scanning, thereby constructing a database for DeepUFNet training and testing. The DeepUFNet model is found to forecast spatiotemporal wall pressure information with high accuracy. The comparison between forecast results and experimental data presents agreement in statistical information, temporal pressure variation, power spectrum density, spatial distribution, and spatiotemporal correlation. It is also found that embedding a physical high-frequency loss control coefficient $β$ in the DeepUFNet model can significantly improve model performance in forecasting spatiotemporal wall pressure information, in particular, in forecasting high-order frequency fluctuation and wall pressure variance. Furthermore, the DeepUFNet extrapolation capability is tested with sparse spatial information input, and the model presents a satisfactory extrapolation ability

Gang Hu, Yinglei Teng, Pengfei Wu et al.

Federated learning on heterogeneous edge devices requires personalized compression while preserving aggregation compatibility and stable convergence. We present Curvature-Aware Heterogeneous Federated Pruning (CA-HFP), a practical framework that enables each client perform structured, device-specific pruning guided by a curvature-informed significance score, and subsequently maps its compact submodel back into a common global parameter space via a lightweight reconstruction. We derive a convergence bound for federated optimization with multiple local SGD steps that explicitly accounts for local computation, data heterogeneity, and pruning-induced perturbations; from which a principled loss-based pruning criterion is derived. Extensive experiments on FMNIST, CIFAR-10, and CIFAR-100 using VGG and ResNet architectures under varying degrees of data heterogeneity demonstrate that CA-HFP preserves model accuracy while significantly reducing per-client computation and communication costs, outperforming standard federated training and existing pruning-based baselines.

Junle Liu, Chang Liu, Yanyu Ke et al.

Acquiring temporally high-frequency and spatially high-resolution turbulent wake flow fields in particle image velocimetry (PIV) experiments remains a significant challenge due to hardware limitations and measurement noise. In contrast, temporal high-frequency measurements of spatially sparse wall pressure are more readily accessible in wind tunnel experiments. In this study, we propose a novel cross-modal temporal upscaling framework, LatentFlow, which reconstructs high-frequency (512 Hz) turbulent wake flow fields by fusing synchronized low-frequency (15 Hz) flow field and pressure data during training, and high-frequency wall pressure signals during inference. The first stage involves training a pressure-conditioned $β$-variation autoencoder ($p$C-$β$-VAE) to learn a compact latent representation that captures the intrinsic dynamics of the wake flow. A secondary network maps synchronized low-frequency wall pressure signals into the latent space, enabling reconstruction of the wake flow field solely from sparse wall pressure. Once trained, the model utilizes high-frequency, spatially sparse wall pressure inputs to generate corresponding high-frequency flow fields via the $p$C-$β$-VAE decoder. By decoupling the spatial encoding of flow dynamics from temporal pressure measurements, LatentFlow provides a scalable and robust solution for reconstructing high-frequency turbulent wake flows in data-constrained experimental settings.

Gang Hu, Yinglei Teng, Nan Wang et al.

Federated Edge Learning (FEEL) emerges as a pioneering distributed machine learning paradigm for the 6G Hyper-Connectivity, harnessing data from the Internet of Things (IoT) devices while upholding data privacy. However, current FEEL algorithms struggle with non-independent and non-identically distributed (non-IID) data, leading to elevated communication costs and compromised model accuracy. To address these statistical imbalances within FEEL, we introduce a clustered data sharing framework, mitigating data heterogeneity by selectively sharing partial data from cluster heads to trusted associates through sidelink-aided multicasting. The collective communication pattern is integral to FEEL training, where both cluster formation and the efficiency of communication and computation impact training latency and accuracy simultaneously. To tackle the strictly coupled data sharing and resource optimization, we decompose the overall optimization problem into the clients clustering and effective data sharing subproblems. Specifically, a distribution-based adaptive clustering algorithm (DACA) is devised basing on three deductive cluster forming conditions, which ensures the maximum sharing yield. Meanwhile, we design a stochastic optimization based joint computed frequency and shared data volume optimization (JFVO) algorithm, determining the optimal resource allocation with an uncertain objective function. The experiments show that the proposed framework facilitates FEEL on non-IID datasets with faster convergence rate and higher model accuracy in a limited communication environment.

Gang Hu, Ming Gu

Investment portfolios, central to finance, balance potential returns and risks. This paper introduces a hybrid approach combining Markowitz's portfolio theory with reinforcement learning, utilizing knowledge distillation for training agents. In particular, our proposed method, called KDD (Knowledge Distillation DDPG), consist of two training stages: supervised and reinforcement learning stages. The trained agents optimize portfolio assembly. A comparative analysis against standard financial models and AI frameworks, using metrics like returns, the Sharpe ratio, and nine evaluation indices, reveals our model's superiority. It notably achieves the highest yield and Sharpe ratio of 2.03, ensuring top profitability with the lowest risk in comparable return scenarios.

Gang Hu, Kejun Wang, Liangliang Liu

Facing the complex marine environment, it is extremely challenging to conduct underwater acoustic target recognition (UATR) using ship-radiated noise. Inspired by neural mechanism of auditory perception, this paper provides a new deep neural network trained by original underwater acoustic signals with depthwise separable convolution (DWS) and time-dilated convolution neural network, named auditory perception inspired time-dilated convolution neural network (ATCNN), and then implements detection and classification for underwater acoustic signals. The proposed ATCNN model consists of learnable features extractor and integration layer inspired by auditory perception, and time-dilated convolution inspired by language model. This paper decomposes original time-domain ship-radiated noise signals into different frequency components with depthwise separable convolution filter, and then extracts signal features based on auditory perception. The deep features are integrated on integration layer. The time-dilated convolution is used for long-term contextual modeling. As a result, like language model, intra-class and inter-class information can be fully used for UATR. For UATR task, the classification accuracy reaches 90.9%, which is the highest in contrast experiment. Experimental results show that ATCNN has great potential to improve the performance of UATR classification.

Gang Hu, Lingbo Liu, Dacheng Tao et al.

Interference effects of tall buildings have attracted numerous studies due to the boom of clusters of tall buildings in megacities. To fully understand the interference effects of buildings, it often requires a substantial amount of wind tunnel tests. Limited wind tunnel tests that only cover part of interference scenarios are unable to fully reveal the interference effects. This study used machine learning techniques to resolve the conflicting requirement between limited wind tunnel tests that produce unreliable results and a completed investigation of the interference effects that is costly and time-consuming. Four machine learning models including decision tree, random forest, XGBoost, generative adversarial networks (GANs), were trained based on 30% of a dataset to predict both mean and fluctuating pressure coefficients on the principal building. The GANs model exhibited the best performance in predicting these pressure coefficients. A number of GANs models were then trained based on different portions of the dataset ranging from 10% to 90%. It was found that the GANs model based on 30% of the dataset is capable of predicting both mean and fluctuating pressure coefficients under unseen interference conditions accurately. By using this GANs model, 70% of the wind tunnel test cases can be saved, largely alleviating the cost of this kind of wind tunnel testing study.

Gang Hu, K. C. S. Kwok

Numerous studies have been carried out to measure wind pressures around circular cylinders since the early 20th century due to its engineering significance. Consequently, a large amount of wind pressure data sets have accumulated, which presents an excellent opportunity for using machine learning (ML) techniques to train models to predict wind pressures around circular cylinders. Wind pressures around smooth circular cylinders are a function of mainly the Reynolds number (Re), turbulence intensity (Ti) of the incident wind, and circumferential angle of the cylinder. Considering these three parameters as the inputs, this study trained two ML models to predict mean and fluctuating pressures respectively. Three machine learning algorithms including decision tree regressor, random forest, and gradient boosting regression trees (GBRT) were tested. The GBRT models exhibited the best performance for predicting both mean and fluctuating pressures, and they are capable of making accurate predictions for Re ranging from 10^4 to 10^6 and Ti ranging from 0% to 15%. It is believed that the GBRT models provide very efficient and economical alternative to traditional wind tunnel tests and computational fluid dynamic simulations for determining wind pressures around smooth circular cylinders within the studied Re and Ti range.