Lan Wang

Qiao Zhu, Lan Wang, Ye Zhang

This paper studies the regularization of ill-posed inverse problems by deep neural networks (DNNs). We extend architecture-based regularization from shallow networks to deep models by developing a deterministic framework in which the admissible network class is enlarged adaptively and the resulting architecture complexity acts as the regularization mechanism. We propose two discrepancy-principle-driven expanding DNN algorithms to treat the cases where an explicit parameter-radius bound is available and unavailable, respectively. For both algorithms, we prove the finite termination of the adaptive expansion procedure and the convergence of the regularized solutions as the noise level vanishes. In addition, we derive explicit asymptotic bounds on the terminal network architecture, thereby quantifying how the required network complexity scales with the noise level. Numerical experiments on several representative linear and non-linear inverse problems support the theoretical findings and illustrate the practical usefulness of the proposed framework.

Lan Wang, Vishnu Naresh Boddeti

Data often has many semantic attributes that are causally associated with each other. But do attribute-specific learned representations of data also respect the same causal relations? We answer this question in three steps. First, we introduce NCINet, an approach for observational causal discovery from high-dimensional data. It is trained purely on synthetically generated representations and can be applied to real representations, and is specifically designed to mitigate the domain gap between the two. Second, we apply NCINet to identify the causal relations between image representations of different pairs of attributes with known and unknown causal relations between the labels. For this purpose, we consider image representations learned for predicting attributes on the 3D Shapes, CelebA, and the CASIA-WebFace datasets, which we annotate with multiple multi-class attributes. Third, we analyze the effect on the underlying causal relation between learned representations induced by various design choices in representation learning. Our experiments indicate that (1) NCINet significantly outperforms existing observational causal discovery approaches for estimating the causal relation between pairs of random samples, both in the presence and absence of an unobserved confounder, (2) under controlled scenarios, learned representations can indeed satisfy the underlying causal relations between their respective labels, and (3) the causal relations are positively correlated with the predictive capability of the representations.

Kwei-Herng Lai, Lan Wang, Huiyuan Chen et al.

Time series anomaly detection is a challenging task with a wide range of real-world applications. Due to label sparsity, training a deep anomaly detector often relies on unsupervised approaches. Recent efforts have been devoted to time series domain adaptation to leverage knowledge from similar domains. However, existing solutions may suffer from negative knowledge transfer on anomalies due to their diversity and sparsity. Motivated by the empirical study of context alignment between two domains, we aim to transfer knowledge between two domains via adaptively sampling context information for two domains. This is challenging because it requires simultaneously modeling the complex in-domain temporal dependencies and cross-domain correlations while exploiting label information from the source domain. To this end, we propose a framework that combines context sampling and anomaly detection into a joint learning procedure. We formulate context sampling into the Markov decision process and exploit deep reinforcement learning to optimize the time series domain adaptation process via context sampling and design a tailored reward function to generate domain-invariant features that better align two domains for anomaly detection. Experiments on three public datasets show promise for knowledge transfer between two similar domains and two entirely different domains.

Zuyue Fu, Zhengling Qi, Zhuoran Yang et al.

Motivated by the human-machine interaction such as training chatbots for improving customer satisfaction, we study human-guided human-machine interaction involving private information. We model this interaction as a two-player turn-based game, where one player (Alice, a human) guides the other player (Bob, a machine) towards a common goal. Specifically, we focus on offline reinforcement learning (RL) in this game, where the goal is to find a policy pair for Alice and Bob that maximizes their expected total rewards based on an offline dataset collected a priori. The offline setting presents two challenges: (i) We cannot collect Bob's private information, leading to a confounding bias when using standard RL methods, and (ii) a distributional mismatch between the behavior policy used to collect data and the desired policy we aim to learn. To tackle the confounding bias, we treat Bob's previous action as an instrumental variable for Alice's current decision making so as to adjust for the unmeasured confounding. We develop a novel identification result and use it to propose a new off-policy evaluation (OPE) method for evaluating policy pairs in this two-player turn-based game. To tackle the distributional mismatch, we leverage the idea of pessimism and use our OPE method to develop an off-policy learning algorithm for finding a desirable policy pair for both Alice and Bob. Finally, we prove that under mild assumptions such as partial coverage of the offline data, the policy pair obtained through our method converges to the optimal one at a satisfactory rate.

Yang Xu, Chengchun Shi, Shikai Luo et al.

Off-Policy evaluation (OPE) is concerned with evaluating a new target policy using offline data generated by a potentially different behavior policy. It is critical in a number of sequential decision making problems ranging from healthcare to technology industries. Most of the work in existing literature is focused on evaluating the mean outcome of a given policy, and ignores the variability of the outcome. However, in a variety of applications, criteria other than the mean may be more sensible. For example, when the reward distribution is skewed and asymmetric, quantile-based metrics are often preferred for their robustness. In this paper, we propose a doubly-robust inference procedure for quantile OPE in sequential decision making and study its asymptotic properties. In particular, we propose utilizing state-of-the-art deep conditional generative learning methods to handle parameter-dependent nuisance function estimation. We demonstrate the advantages of this proposed estimator through both simulations and a real-world dataset from a short-video platform. In particular, we find that our proposed estimator outperforms classical OPE estimators for the mean in settings with heavy-tailed reward distributions.

Zeyu Bian, Chengchun Shi, Zhengling Qi et al.

This work aims to study off-policy evaluation (OPE) under scenarios where two key reinforcement learning (RL) assumptions -- temporal stationarity and individual homogeneity are both violated. To handle the ``double inhomogeneities", we propose a class of latent factor models for the reward and observation transition functions, under which we develop a general OPE framework that consists of both model-based and model-free approaches. To our knowledge, this is the first paper that develops statistically sound OPE methods in offline RL with double inhomogeneities. It contributes to a deeper understanding of OPE in environments, where standard RL assumptions are not met, and provides several practical approaches in these settings. We establish the theoretical properties of the proposed value estimators and empirically show that our approach outperforms competing methods that ignore either temporal nonstationarity or individual heterogeneity. Finally, we illustrate our method on a data set from the Medical Information Mart for Intensive Care.

Liu Yu, Zhonghao Chen, Ping Kuang et al.

Object hallucination remains a critical challenge in Large Vision-Language Models (LVLMs), where models generate content inconsistent with visual inputs. Existing language-decoder based mitigation approaches often regulate visual or textual attention independently, overlooking their interaction as two key causal factors. To address this, we propose Owl (Bi-mOdal attention reWeighting for Layer-wise hallucination mitigation), a causally-grounded framework that models hallucination process via a structural causal graph, treating decomposed visual and textual attentions as mediators. We introduce VTACR (Visual-to-Textual Attention Contribution Ratio), a novel metric that quantifies the modality contribution imbalance during decoding. Our analysis reveals that hallucinations frequently occur in low-VTACR scenarios, where textual priors dominate and visual grounding is weakened. To mitigate this, we design a fine-grained attention intervention mechanism that dynamically adjusts token- and layer-wise attention guided by VTACR signals. Finally, we propose a dual-path contrastive decoding strategy: one path emphasizes visually grounded predictions, while the other amplifies hallucinated ones -- letting visual truth shine and hallucination collapse. Experimental results on the POPE and CHAIR benchmarks show that Owl achieves significant hallucination reduction, setting a new SOTA in faithfulness while preserving vision-language understanding capability. Our code is available at https://github.com/CikZ2023/OWL

Inclusion AI, Biao Gong, Cheng Zou et al.

We propose Ming-Omni, a unified multimodal model capable of processing images, text, audio, and video, while demonstrating strong proficiency in both speech and image generation. Ming-Omni employs dedicated encoders to extract tokens from different modalities, which are then processed by Ling, an MoE architecture equipped with newly proposed modality-specific routers. This design enables a single model to efficiently process and fuse multimodal inputs within a unified framework, thereby facilitating diverse tasks without requiring separate models, task-specific fine-tuning, or structural redesign. Importantly, Ming-Omni extends beyond conventional multimodal models by supporting audio and image generation. This is achieved through the integration of an advanced audio decoder for natural-sounding speech and Ming-Lite-Uni for high-quality image generation, which also allow the model to engage in context-aware chatting, perform text-to-speech conversion, and conduct versatile image editing. Our experimental results showcase Ming-Omni offers a powerful solution for unified perception and generation across all modalities. Notably, our proposed Ming-Omni is the first open-source model we are aware of to match GPT-4o in modality support, and we release all code and model weights to encourage further research and development in the community.

Yixiang Chen, Xinyu Zhang, Jinran Wang et al.

The Structured Dialogue System, referred to as SuDoSys, is an innovative Large Language Model (LLM)-based chatbot designed to provide psychological counseling. SuDoSys leverages the World Health Organization (WHO)'s Problem Management Plus (PM+) guidelines to deliver stage-aware multi-turn dialogues. Existing methods for employing an LLM in multi-turn psychological counseling typically involve direct fine-tuning using generated dialogues, often neglecting the dynamic stage shifts of counseling sessions. Unlike previous approaches, SuDoSys considers the different stages of counseling and stores essential information throughout the counseling process, ensuring coherent and directed conversations. The system employs an LLM, a stage-aware instruction generator, a response unpacker, a topic database, and a stage controller to maintain dialogue flow. In addition, we propose a novel technique that simulates counseling clients to interact with the evaluated system and evaluate its performance automatically. When assessed using both objective and subjective evaluations, SuDoSys demonstrates its effectiveness in generating logically coherent responses. The system's code and program scripts for evaluation are open-sourced.

Mazharul Hossain, Aaron Robinson, Lan Wang et al.

Hyperspectral sensing is a valuable tool for detecting anomalies and distinguishing between materials in a scene. Hyperspectral anomaly detection (HS-AD) helps characterize the captured scenes and separates them into anomaly and background classes. It is vital in agriculture, environment, and military applications such as RSTA (reconnaissance, surveillance, and target acquisition) missions. We previously designed an equal voting ensemble of hyperspectral unmixing and three unsupervised HS-AD algorithms. We later utilized a supervised classifier to determine the weights of a voting ensemble, creating a hybrid of heterogeneous unsupervised HS-AD algorithms with a supervised classifier in a model stacking, which improved detection accuracy. However, supervised classification methods usually fail to detect novel or unknown patterns that substantially deviate from those seen previously. In this work, we evaluate our technique and other supervised and unsupervised methods using general hyperspectral data to provide new insights.

Hangbin Yu, Yudong Yang, Rongfeng Su et al.

Automatic depression detection using speech signals with acoustic and textual modalities is a promising approach for early diagnosis. Depression-related patterns exhibit sparsity in speech: diagnostically relevant features occur in specific segments rather than being uniformly distributed. However, most existing methods treat all frames equally, assuming depression-related information is uniformly distributed and thus overlooking this sparsity. To address this issue, we proposes a depression detection network based on Adaptive Cross-Modal Gating (ACMG) that adaptively reassigns frame-level weights across both modalities, enabling selective attention to depression-related segments. Experimental results show that the depression detection system with ACMG outperforms baselines without it. Visualization analyses further confirm that ACMG automatically attends to clinically meaningful patterns, including low-energy acoustic segments and textual segments containing negative sentiments.

Xingjian Yang, Yudong Yang, Zhixing Guo et al.

The psychological profile that structurally documents the case of a depression patient is essential for psychotherapy. Large language models can be applied to summarize the profiles from counseling speech, however, it may suffer from long-context forgetting and produce unverifiable hallucinations, due to overlong length of speech, multi-party interactions and unstructured chatting. Hereby, we propose a StreamProfile, a streaming framework that processes counseling speech incrementally, extracts evidences grounded from ASR transcriptions by storing it in a Hierarchical Evidence Memory, and then performs a Chain-of-Thought pipeline according to PM+ psychological intervention for clinical reasoning. The final profile is synthesized strictly from those evidences, making every claim traceable. Experiments on real-world teenager counseling speech have shown that the proposed StreamProfile system can accurately generate the profiles and prevent hallucination.

Yaming Zhang, Chenqiang Gao, Fangcen Liu et al.

Existing infrared and visible (IR-VIS) methods inherit the general representations of Pre-trained Visual Models (PVMs) to facilitate complementary learning. However, our analysis indicates that under the full fine-tuning paradigm, the feature space becomes highly constrained and low-ranked, which has been proven to seriously impair generalization. One solution is freezing parameters to preserve pre-trained knowledge and thus maintain diversity of the feature space. To this end, we propose IV-tuning, to parameter-efficiently harness PVMs for various IR-VIS downstream tasks, including salient object detection, semantic segmentation, and object detection. Compared with the full fine-tuning baselines and existing IR-VIS methods, IV-tuning facilitates the learning of complementary information between infrared and visible modalities with less than 3% of the backbone parameters, and effectively alleviates the overfitting problem. The code is available in https://github.com/Yummy198913/IV-tuning.

Tianyuan Yu, Lan Wang, Beichuan Zhang et al.

The TCP/IP protocol stack uses IP addresses for two distinct roles: identifying hosts and locating their attachment points in the network topology. This dual purpose creates a fundamental tension that has led to routing and forwarding scalability challenges throughout the history of the Internet in unicast packet delivery and, more notably, in multicast delivery. This paper reviews the evolution of routing scalability solutions over the years and makes four observations. First, map-and-encap is a recurring architectural solution shared by all scalable unicast and multicast delivery methods, developed independently across different problem contexts. Second, a new solution tends to succeed when it can bring immediate local gains to early adopters without requiring coordination across administrative domains. Third, network routing and forwarding designs that depend on external factors, such as the number of distinct end sites or even application-specific deliveries, inherently preclude an upper bound on their scalability. Fourth, today's inter-domain routing protocol, BGP, lacks a topological abstraction equivalent to an egress router within a routing domain, thereby inherently preventing a map-and-encap solution for scalability. These observations offer insights into the design of future scalable routing system architectures.

Zeyu Bian, Lan Wang, Chengchun Shi et al.

Fairness is a central pillar of trustworthy machine learning, especially in domains where accuracy- or profit-driven optimization is insufficient. While most fairness research focuses on supervised learning, fairness in policy learning remains less explored. Because policy learning is interventional, it induces two distinct fairness targets: action fairness (equitable action assignments) and outcome fairness (equitable downstream consequences). Crucially, equalizing actions does not generally equalize outcomes when groups face different constraints or respond differently to the same action. We propose a novel double fairness learning (DFL) framework that explicitly manages the trade-off among three objectives: action fairness, outcome fairness, and value maximization. We integrate fairness directly into a multi-objective optimization problem for policy learning and employ a lexicographic weighted Tchebyshev method that recovers Pareto solutions beyond convex settings, with theoretical guarantees on the regret bounds. Our framework is flexible and accommodates various commonly used fairness notions. Extensive simulations demonstrate improved performance relative to competing methods. In applications to a motor third-party liability insurance dataset and an entrepreneurship training dataset, DFL substantially improves both action and outcome fairness while incurring only a modest reduction in overall value.

Sepehr Dehdashtian, Lan Wang, Vishnu Naresh Boddeti

Large pre-trained vision-language models such as CLIP provide compact and general-purpose representations of text and images that are demonstrably effective across multiple downstream zero-shot prediction tasks. However, owing to the nature of their training process, these models have the potential to 1) propagate or amplify societal biases in the training data and 2) learn to rely on spurious features. This paper proposes FairerCLIP, a general approach for making zero-shot predictions of CLIP more fair and robust to spurious correlations. We formulate the problem of jointly debiasing CLIP's image and text representations in reproducing kernel Hilbert spaces (RKHSs), which affords multiple benefits: 1) Flexibility: Unlike existing approaches, which are specialized to either learn with or without ground-truth labels, FairerCLIP is adaptable to learning in both scenarios. 2) Ease of Optimization: FairerCLIP lends itself to an iterative optimization involving closed-form solvers, which leads to $4\times$-$10\times$ faster training than the existing methods. 3) Sample Efficiency: Under sample-limited conditions, FairerCLIP significantly outperforms baselines when they fail entirely. And, 4) Performance: Empirically, FairerCLIP achieves appreciable accuracy gains on benchmark fairness and spurious correlation datasets over their respective baselines.

Zhaotian Weng, Jianbo Hong, Lan Wang

Conditional Generative Adversarial Nets (CGAN) is often used to improve conditional image generation performance. However, there is little research on Representation learning with CGAN for causal inference. This paper proposes a new method for finding representation learning functions by adopting the adversarial idea. We apply the pattern of CGAN and theoretically emonstrate the feasibility of finding a suitable representation function in the context of two distributions being balanced. The theoretical result shows that when two distributions are balanced, the ideal representation function can be found and thus can be used to further research.

Lan Wang, Yujia Chen, Du Tran et al.

Long video understanding presents challenges due to the inherent high computational complexity and redundant temporal information. An effective representation for long videos must efficiently process such redundancy while preserving essential contents for downstream tasks. This paper introduces SEmantic Attention Learning (SEAL), a novel unified representation for long videos. To reduce computational complexity, long videos are decomposed into three distinct types of semantic entities: scenes, objects, and actions, allowing models to operate on a compact set of entities rather than a large number of frames or pixels. To further address redundancy, we propose an attention learning module that balances token relevance with diversity, formulated as a subset selection optimization problem. Our representation is versatile and applicable across various long video understanding tasks. Extensive experiments demonstrate that SEAL significantly outperforms state-of-the-art methods in video question answering and temporal grounding tasks across diverse benchmarks, including LVBench, MovieChat-1K, and Ego4D.

Yudong Yang, Rongfeng Su, Xiaokang Liu et al.

Acoustic-to-articulatory inversion (AAI) is to convert audio into articulator movements, such as ultrasound tongue imaging (UTI) data. An issue of existing AAI methods is only using the personalized acoustic information to derive the general patterns of tongue motions, and thus the quality of generated UTI data is limited. To address this issue, this paper proposes an audio-textual diffusion model for the UTI data generation task. In this model, the inherent acoustic characteristics of individuals related to the tongue motion details are encoded by using wav2vec 2.0, while the ASR transcriptions related to the universality of tongue motions are encoded by using BERT. UTI data are then generated by using a diffusion module. Experimental results showed that the proposed diffusion model could generate high-quality UTI data with clear tongue contour that is crucial for the linguistic analysis and clinical assessment. The project can be found on the website\footnote{https://yangyudong2020.github.io/wav2uti/

Inclusion AI, Bowen Ma, Cheng Zou et al.

We propose Ming-Flash-Omni, an upgraded version of Ming-Omni, built upon a sparser Mixture-of-Experts (MoE) variant of Ling-Flash-2.0 with 100 billion total parameters, of which only 6.1 billion are active per token. This architecture enables highly efficient scaling (dramatically improving computational efficiency while significantly expanding model capacity) and empowers stronger unified multimodal intelligence across vision, speech, and language, representing a key step toward Artificial General Intelligence (AGI). Compared to its predecessor, the upgraded version exhibits substantial improvements across multimodal understanding and generation. We significantly advance speech recognition capabilities, achieving state-of-the-art performance in contextual ASR and highly competitive results in dialect-aware ASR. In image generation, Ming-Flash-Omni introduces high-fidelity text rendering and demonstrates marked gains in scene consistency and identity preservation during image editing. Furthermore, Ming-Flash-Omni introduces generative segmentation, a capability that not only achieves strong standalone segmentation performance but also enhances spatial control in image generation and improves editing consistency. Notably, Ming-Flash-Omni achieves state-of-the-art results in text-to-image generation and generative segmentation, and sets new records on all 12 contextual ASR benchmarks, all within a single unified architecture.

Tuoyi Zhao, Wen-xin Zhou, Lan Wang

The data-driven newsvendor problem with features has recently emerged as a significant area of research, driven by the proliferation of data across various sectors such as retail, supply chains, e-commerce, and healthcare. Given the sensitive nature of customer or organizational data often used in feature-based analysis, it is crucial to ensure individual privacy to uphold trust and confidence. Despite its importance, privacy preservation in the context of inventory planning remains unexplored. A key challenge is the nonsmoothness of the newsvendor loss function, which sets it apart from existing work on privacy-preserving algorithms in other settings. This paper introduces a novel approach to estimate a privacy-preserving optimal inventory policy within the f-differential privacy framework, an extension of the classical $(ε, δ)$-differential privacy with several appealing properties. We develop a clipped noisy gradient descent algorithm based on convolution smoothing for optimal inventory estimation to simultaneously address three main challenges: (1) unknown demand distribution and nonsmooth loss function; (2) provable privacy guarantees for individual-level data; and (3) desirable statistical precision. We derive finite-sample high-probability bounds for optimal policy parameter estimation and regret analysis. By leveraging the structure of the newsvendor problem, we attain a faster excess population risk bound compared to that obtained from an indiscriminate application of existing results for general nonsmooth convex loss. Our bound aligns with that for strongly convex and smooth loss function. Our numerical experiments demonstrate that the proposed new method can achieve desirable privacy protection with a marginal increase in cost.

Ruihan Xu, Yuting Gao, Lan Wang et al.

Large Multimodal Models (LMMs) have achieved remarkable success in vision-language tasks, yet their vast parameter counts are often underutilized during both training and inference. In this work, we embrace the idea of looping back to move forward: reusing model parameters through recursive refinement to extract stronger multimodal representations without increasing model size. We propose RecursiveVLM, a recursive Transformer architecture tailored for LMMs. Two key innovations enable effective looping: (i) a Recursive Connector that aligns features across recursion steps by fusing intermediate-layer hidden states and applying modality-specific projections, respecting the distinct statistical structures of vision and language tokens; (ii) a Monotonic Recursion Loss that supervises every step and guarantees performance improves monotonically with recursion depth. This design transforms recursion into an on-demand refinement mechanism: delivering strong results with few loops on resource-constrained devices and progressively improving outputs when more computation resources are available. Experiments show consistent gains of +3% over standard Transformers and +7% over vanilla recursive baselines, demonstrating that strategic looping is a powerful path toward efficient, deployment-adaptive LMMs.

Yuting Gao, Weihao Chen, Lan Wang et al.

Preference learning has recently emerged as a pivotal strategy for post-training alignment of Multimodal Large Language Models (MLLMs). However, existing approaches predominantly rely on external human-annotated preference data, which is costly and labor-intensive to collect. In this work, we propose OrdMoE, a novel preference alignment framework that bypasses the reliance on external human preferences entirely by leveraging intrinsic signals within Mixture-of-Experts (MoE) architectures. Specifically, we observe that the router's expert selection scores implicitly encode a quality-aware ranking of responses (i.e. higher-scoring experts consistently generate higher-quality outputs). Building on this insight, OrdMoE constructs an internal preference hierarchy by grouping experts into ranked tiers based on their per-token routing scores and activating each tier separately to produce a sequence of responses with increasing quality. This yields a zero-cost, self-supervised preference ordering over generated responses, which can be directly optimized using standard preference learning objectives. Extensive experiments across multiple multimodal benchmarks demnstrate that OrdMoE significantly enhances both alignment and overall performance of multimodal Mixture-of-Experts LLMs, achieving competitive results without requiring any human-annotated preference data.

Yijie Jin, Junjie Peng, Xuanchao Lin et al.

Multimodal Sentiment Analysis (MSA) is a rapidly developing field that integrates multimodal information to recognize sentiments, and existing models have made significant progress in this area. The central challenge in MSA is multimodal fusion, which is predominantly addressed by Multimodal Transformers (MulTs). Although act as the paradigm, MulTs suffer from efficiency concerns. In this work, from the perspective of efficiency optimization, we propose and prove that MulTs are hierarchical modal-wise heterogeneous graphs (HMHGs), and we introduce the graph-structured representation pattern of MulTs. Based on this pattern, we propose an Interlaced Mask (IM) mechanism to design the Graph-Structured and Interlaced-Masked Multimodal Transformer (GsiT). It is formally equivalent to MulTs which achieves an efficient weight-sharing mechanism without information disorder through IM, enabling All-Modal-In-One fusion with only 1/3 of the parameters of pure MulTs. A Triton kernel called Decomposition is implemented to ensure avoiding additional computational overhead. Moreover, it achieves significantly higher performance than traditional MulTs. To further validate the effectiveness of GsiT itself and the HMHG concept, we integrate them into multiple state-of-the-art models and demonstrate notable performance improvements and parameter reduction on widely used MSA datasets.

YongHui Xia, Lan Wang, Hao Wu

Dynamic quality of service (QoS) data exhibit rich temporal patterns in user-service interactions, which are crucial for a comprehensive understanding of user behavior and service conditions in Web service. As the number of users and services increases, there is a large amount of unobserved QoS data, which significantly affects users'choice of services. To predict unobserved QoS data, we propose a Non-negative Snowflake Factorization of tensors model. This method designs a snowflake core tensor to enhance the model's learning capability. Additionally, it employs a single latent factor-based, nonnegative multiplication update on tensor (SLF-NMUT) for parameter learning. Empirical results demonstrate that the proposed model more accurately learns dynamic user-service interaction patterns, thereby yielding improved predictions for missing QoS data.

Qian Liu, Lan Wang, Bing Yang et al.

Water quality data can supply a substantial decision support for water resources utilization and pollution prevention. However, there are numerous missing values in water quality data due to inescapable factors like sensor failure, thereby leading to biased result for hydrological analysis and failing to support environmental governance decision accurately. A Latent Factorization of Tensors (LFT) with Stochastic Gradient Descent (SGD) proves to be an efficient imputation method. However, a standard SGD-based LFT model commonly surfers from the slow convergence that impairs its efficiency. To tackle this issue, this paper proposes a Fast Latent Factorization of Tensors (FLFT) model. It constructs an adjusted instance error into SGD via leveraging a nonlinear PID controller to incorporates the past, current and future information of prediction error for improving convergence rate. Comparing with state-of-art models in real world datasets, the results of experiment indicate that the FLFT model achieves a better convergence rate and higher accuracy.

Zebin Wang, Yi Han, Ethan X. Fang et al.

We consider the inference for the ranking of large language models (LLMs). Alignment arises as a significant challenge to mitigate hallucinations in the use of LLMs. Ranking LLMs has proven to be an effective tool to improve alignment based on the best-of-$N$ policy. In this paper, we propose a new inferential framework for hypothesis testing among the ranking for language models. Our framework is based on a nonparametric contextual ranking framework designed to assess large language models' domain-specific expertise, leveraging nonparametric scoring methods to account for their sensitivity to the prompts. To characterize the combinatorial complexity of the ranking, we introduce a novel concept of confidence diagram, which leverages a Hasse diagram to represent the entire confidence set of rankings by a single directed graph. We show the validity of the proposed confidence diagram by advancing the Gaussian multiplier bootstrap theory to accommodate the supremum of independent empirical processes that are not necessarily identically distributed. Extensive numerical experiments conducted on both synthetic and real data demonstrate that our approach offers valuable insight into the evaluation for the performance of different LLMs across various medical domains.

Zeyu Bian, Zhengling Qi, Cong Shi et al.

This paper studies offline dynamic pricing without data coverage assumption, thereby allowing for any price including the optimal one not being observed in the offline data. Previous approaches that rely on the various coverage assumptions such as that the optimal prices are observable, would lead to suboptimal decisions and consequently, reduced profits. We address this challenge by framing the problem to a partial identification framework. Specifically, we establish a partial identification bound for the demand parameter whose associated price is unobserved by leveraging the inherent monotonicity property in the pricing problem. We further incorporate pessimistic and opportunistic strategies within the proposed partial identification framework to derive the estimated policy. Theoretically, we establish rate-optimal finite-sample regret guarantees for both strategies. Empirically, we demonstrate the superior performance of the newly proposed methods via a synthetic environment. This research provides practitioners with valuable insights into offline pricing strategies in the challenging no-coverage setting, ultimately fostering sustainable growth and profitability of the company.

Yicong Jiang, Tianzi Wang, Xurong Xie et al.

Disordered speech recognition profound implications for improving the quality of life for individuals afflicted with, for example, dysarthria. Dysarthric speech recognition encounters challenges including limited data, substantial dissimilarities between dysarthric and non-dysarthric speakers, and significant speaker variations stemming from the disorder. This paper introduces Perceiver-Prompt, a method for speaker adaptation that utilizes P-Tuning on the Whisper large-scale model. We first fine-tune Whisper using LoRA and then integrate a trainable Perceiver to generate fixed-length speaker prompts from variable-length inputs, to improve model recognition of Chinese dysarthric speech. Experimental results from our Chinese dysarthric speech dataset demonstrate consistent improvements in recognition performance with Perceiver-Prompt. Relative reduction up to 13.04% in CER is obtained over the fine-tuned Whisper.

Lan Wang, Vishnu Boddeti, Sernam Lim

We introduce a novel text-to-pose video editing method, ReimaginedAct. While existing video editing tasks are limited to changes in attributes, backgrounds, and styles, our method aims to predict open-ended human action changes in video. Moreover, our method can accept not only direct instructional text prompts but also `what if' questions to predict possible action changes. ReimaginedAct comprises video understanding, reasoning, and editing modules. First, an LLM is utilized initially to obtain a plausible answer for the instruction or question, which is then used for (1) prompting Grounded-SAM to produce bounding boxes of relevant individuals and (2) retrieving a set of pose videos that we have collected for editing human actions. The retrieved pose videos and the detected individuals are then utilized to alter the poses extracted from the original video. We also employ a timestep blending module to ensure the edited video retains its original content except where necessary modifications are needed. To facilitate research in text-to-pose video editing, we introduce a new evaluation dataset, WhatifVideo-1.0. This dataset includes videos of different scenarios spanning a range of difficulty levels, along with questions and text prompts. Experimental results demonstrate that existing video editing methods struggle with human action editing, while our approach can achieve effective action editing and even imaginary editing from counterfactual questions.

Xurong Xie, Xiang Sui, Xunying Liu et al.

The Mandarin Chinese language is known to be strongly influenced by a rich set of regional accents, while Mandarin speech with each accent is quite low resource. Hence, an important task in Mandarin speech recognition is to appropriately model the acoustic variabilities imposed by accents. In this paper, an investigation of implicit and explicit use of accent information on a range of deep neural network (DNN) based acoustic modelling techniques is conducted. Meanwhile, approaches of multi-accent modelling including multi-style training, multi-accent decision tree state tying, DNN tandem and multi-level adaptive network (MLAN) tandem hidden Markov model (HMM) modelling are combined and compared in this paper. On a low resource accented Mandarin speech recognition task consisting of four regional accents, an improved MLAN tandem HMM systems explicitly leveraging the accent information was proposed and significantly outperformed the baseline accent independent DNN tandem systems by 0.8%-1.5% absolute (6%-9% relative) in character error rate after sequence level discriminative training and adaptation.

Xurong Xie, Rukiye Ruzi, Xunying Liu et al.

Dysarthric speech recognition is a challenging task due to acoustic variability and limited amount of available data. Diverse conditions of dysarthric speakers account for the acoustic variability, which make the variability difficult to be modeled precisely. This paper presents a variational auto-encoder based variability encoder (VAEVE) to explicitly encode such variability for dysarthric speech. The VAEVE makes use of both phoneme information and low-dimensional latent variable to reconstruct the input acoustic features, thereby the latent variable is forced to encode the phoneme-independent variability. Stochastic gradient variational Bayes algorithm is applied to model the distribution for generating variability encodings, which are further used as auxiliary features for DNN acoustic modeling. Experiment results conducted on the UASpeech corpus show that the VAEVE based variability encodings have complementary effect to the learning hidden unit contributions (LHUC) speaker adaptation. The systems using variability encodings consistently outperform the comparable baseline systems without using them, and" obtain absolute word error rate (WER) reduction by up to 2.2% on dysarthric speech with "Very lowintelligibility level, and up to 2% on the "Mixed" type of dysarthric speech with diverse or uncertain conditions.

Lan Wang, Yusan Lin, Yuhang Wu et al.

Today's cyber-world is vastly multivariate. Metrics collected at extreme varieties demand multivariate algorithms to properly detect anomalies. However, forecast-based algorithms, as widely proven approaches, often perform sub-optimally or inconsistently across datasets. A key common issue is they strive to be one-size-fits-all but anomalies are distinctive in nature. We propose a method that tailors to such distinction. Presenting FMUAD - a Forecast-based, Multi-aspect, Unsupervised Anomaly Detection framework. FMUAD explicitly and separately captures the signature traits of anomaly types - spatial change, temporal change and correlation change - with independent modules. The modules then jointly learn an optimal feature representation, which is highly flexible and intuitive, unlike most other models in the category. Extensive experiments show our FMUAD framework consistently outperforms other state-of-the-art forecast-based anomaly detectors.

Bashir Sadeghi, Lan Wang, Vishnu Naresh Boddeti

Adversarial representation learning aims to learn data representations for a target task while removing unwanted sensitive information at the same time. Existing methods learn model parameters iteratively through stochastic gradient descent-ascent, which is often unstable and unreliable in practice. To overcome this challenge, we adopt closed-form solvers for the adversary and target task. We model them as kernel ridge regressors and analytically determine an upper-bound on the optimal dimensionality of representation. Our solution, dubbed OptNet-ARL, reduces to a stable one one-shot optimization problem that can be solved reliably and efficiently. OptNet-ARL can be easily generalized to the case of multiple target tasks and sensitive attributes. Numerical experiments, on both small and large scale datasets, show that, from an optimization perspective, OptNet-ARL is stable and exhibits three to five times faster convergence. Performance wise, when the target and sensitive attributes are dependent, OptNet-ARL learns representations that offer a better trade-off front between (a) utility and bias for fair classification and (b) utility and privacy by mitigating leakage of private information than existing solutions.

Yuhang Wu, Mengting Gu, Lan Wang et al.

Modeling inter-dependencies between time-series is the key to achieve high performance in anomaly detection for multivariate time-series data. The de-facto solution to model the dependencies is to feed the data into a recurrent neural network (RNN). However, the fully connected network structure underneath the RNN (either GRU or LSTM) assumes a static and complete dependency graph between time-series, which may not hold in many real-world applications. To alleviate this assumption, we propose a dynamic bipartite graph structure to encode the inter-dependencies between time-series. More concretely, we model time series as one type of nodes, and the time series segments (regarded as event) as another type of nodes, where the edge between two types of nodes describe a temporal pattern occurred on a specific time series at a certain time. Based on this design, relations between time series can be explicitly modelled via dynamic connections to event nodes, and the multivariate time-series anomaly detection problem can be formulated as a self-supervised, edge stream prediction problem in dynamic graphs. We conducted extensive experiments to demonstrate the effectiveness of the design.

Daniel Hsu, Ziwei Ji, Matus Telgarsky et al.

This paper theoretically investigates the following empirical phenomenon: given a high-complexity network with poor generalization bounds, one can distill it into a network with nearly identical predictions but low complexity and vastly smaller generalization bounds. The main contribution is an analysis showing that the original network inherits this good generalization bound from its distillation, assuming the use of well-behaved data augmentation. This bound is presented both in an abstract and in a concrete form, the latter complemented by a reduction technique to handle modern computation graphs featuring convolutional layers, fully-connected layers, and skip connections, to name a few. To round out the story, a (looser) classical uniform convergence analysis of compression is also presented, as well as a variety of experiments on cifar and mnist demonstrating similar generalization performance between the original network and its distillation.

Bo Zhang, Di Xiao, Lan Wang et al.

In recent years, compressed sensing (CS) based image coding has become a hot topic in image processing field. However, since the bit depth required for encoding each CS sample is too large, the compression performance of this paradigm is unattractive. To address this issue, a novel CS-based image coding system by using gray transformation is proposed. In the proposed system, we use a gray transformation to preprocess the original image firstly and then use CS to sample the transformed image. Since gray transformation makes the probability distribution of CS samples centralized, the bit depth required for encoding each CS sample is reduced significantly. Consequently, the proposed system can considerably improve the compression performance of CS-based image coding. Simulation results show that the proposed system outperforms the traditional one without using gray transformation in terms of compression performance.

Xurong Xie, Xunying Liu, Tan Lee et al.

A key task for speech recognition systems is to reduce the mismatch between training and evaluation data that is often attributable to speaker differences. Speaker adaptation techniques play a vital role to reduce the mismatch. Model-based speaker adaptation approaches often require sufficient amounts of target speaker data to ensure robustness. When the amount of speaker level data is limited, speaker adaptation is prone to overfitting and poor generalization. To address the issue, this paper proposes a full Bayesian learning based DNN speaker adaptation framework to model speaker-dependent (SD) parameter uncertainty given limited speaker specific adaptation data. This framework is investigated in three forms of model based DNN adaptation techniques: Bayesian learning of hidden unit contributions (BLHUC), Bayesian parameterized activation functions (BPAct), and Bayesian hidden unit bias vectors (BHUB). In the three methods, deterministic SD parameters are replaced by latent variable posterior distributions for each speaker, whose parameters are efficiently estimated using a variational inference based approach. Experiments conducted on 300-hour speed perturbed Switchboard corpus trained LF-MMI TDNN/CNN-TDNN systems suggest the proposed Bayesian adaptation approaches consistently outperform the deterministic adaptation on the NIST Hub5'00 and RT03 evaluation sets. When using only the first five utterances from each speaker as adaptation data, significant word error rate reductions up to 1.4% absolute (7.2% relative) were obtained on the CallHome subset. The efficacy of the proposed Bayesian adaptation techniques is further demonstrated in a comparison against the state-of-the-art performance obtained on the same task using the most recent systems reported in the literature.

Chenpeng Du, Hao Li, Yizhou Lu et al.

Training a code-switching end-to-end automatic speech recognition (ASR) model normally requires a large amount of data, while code-switching data is often limited. In this paper, three novel approaches are proposed for code-switching data augmentation. Specifically, they are audio splicing with the existing code-switching data, and TTS with new code-switching texts generated by word translation or word insertion. Our experiments on 200 hours Mandarin-English code-switching dataset show that all the three proposed approaches yield significant improvements on code-switching ASR individually. Moreover, all the proposed approaches can be combined with recent popular SpecAugment, and an addition gain can be obtained. WER is significantly reduced by relative 24.0% compared to the system without any data augmentation, and still relative 13.0% gain compared to the system with only SpecAugment

Yunan Wu, Lan Wang

We propose a new procedure for inference on optimal treatment regimes in the model-free setting, which does not require to specify an outcome regression model. Existing model-free estimators for optimal treatment regimes are usually not suitable for the purpose of inference, because they either have nonstandard asymptotic distributions or do not necessarily guarantee consistent estimation of the parameter indexing the Bayes rule due to the use of surrogate loss. We first study a smoothed robust estimator that directly targets the parameter corresponding to the Bayes decision rule for optimal treatment regimes estimation. This estimator is shown to have an asymptotic normal distribution. Furthermore, we verify that a resampling procedure provides asymptotically accurate inference for both the parameter indexing the optimal treatment regime and the optimal value function. A new algorithm is developed to calculate the proposed estimator with substantially improved speed and stability. Numerical results demonstrate the satisfactory performance of the new methods.

Yunan Wu, Lan Wang

Penalized (or regularized) regression, as represented by Lasso and its variants, has become a standard technique for analyzing high-dimensional data when the number of variables substantially exceeds the sample size. The performance of penalized regression relies crucially on the choice of the tuning parameter, which determines the amount of regularization and hence the sparsity level of the fitted model. The optimal choice of tuning parameter depends on both the structure of the design matrix and the unknown random error distribution (variance, tail behavior, etc). This article reviews the current literature of tuning parameter selection for high-dimensional regression from both theoretical and practical perspectives. We discuss various strategies that choose the tuning parameter to achieve prediction accuracy or support recovery. We also review several recently proposed methods for tuning-free high-dimensional regression.

Lan Wang, Chenqiang Gao, Luyu Yang et al.

Data of different modalities generally convey complimentary but heterogeneous information, and a more discriminative representation is often preferred by combining multiple data modalities like the RGB and infrared features. However in reality, obtaining both data channels is challenging due to many limitations. For example, the RGB surveillance cameras are often restricted from private spaces, which is in conflict with the need of abnormal activity detection for personal security. As a result, using partial data channels to build a full representation of multi-modalities is clearly desired. In this paper, we propose a novel Partial-modal Generative Adversarial Networks (PM-GANs) that learns a full-modal representation using data from only partial modalities. The full representation is achieved by a generated representation in place of the missing data channel. Extensive experiments are conducted to verify the performance of our proposed method on action recognition, compared with four state-of-the-art methods. Meanwhile, a new Infrared-Visible Dataset for action recognition is introduced, and will be the first publicly available action dataset that contains paired infrared and visible spectrum.

Lan Wang, Chenqiang Gao, Jiang Liu et al.

Detecting complex events in a large video collection crawled from video websites is a challenging task. When applying directly good image-based feature representation, e.g., HOG, SIFT, to videos, we have to face the problem of how to pool multiple frame feature representations into one feature representation. In this paper, we propose a novel learning-based frame pooling method. We formulate the pooling weight learning as an optimization problem and thus our method can automatically learn the best pooling weight configuration for each specific event category. Experimental results conducted on TRECVID MED 2011 reveal that our method outperforms the commonly used average pooling and max pooling strategies on both high-level and low-level 2D image features.

Linghua Kong, Lan Wang, Liying Zhang

In the article, we discuss the conservation laws for the nonlinear Schrödinger equation with wave operator under multisymplectic integrator (MI). First, the conservation laws of the continuous equation are presented and one of them is new. The multisymplectic structure and MI are constructed for the equation. The discrete conservation laws of the numerical method are analyzed. It is verified that the proposed MI can stably simulate the multisymplectic Hamiltonian system excellent over long-term. It is more accurate than some energy-preserving schemes though they are of the same accuracy. Moreover, the residual of mass is less than energy-preserving schemes under the same mesh partition over long-term.