Yufeng Shi

Yufeng Shi, Shujian Yu, Duanquan Xu et al.

Zero-shot cross-modal retrieval (ZS-CMR) deals with the retrieval problem among heterogenous data from unseen classes. Typically, to guarantee generalization, the pre-defined class embeddings from natural language processing (NLP) models are used to build a common space. In this paper, instead of using an extra NLP model to define a common space beforehand, we consider a totally different way to construct (or learn) a common hamming space from an information-theoretic perspective. We term our model the Information-Theoretic Hashing (ITH), which is composed of two cascading modules: an Adaptive Information Aggregation (AIA) module; and a Semantic Preserving Encoding (SPE) module. Specifically, our AIA module takes the inspiration from the Principle of Relevant Information (PRI) to construct a common space that adaptively aggregates the intrinsic semantics of different modalities of data and filters out redundant or irrelevant information. On the other hand, our SPE module further generates the hashing codes of different modalities by preserving the similarity of intrinsic semantics with the element-wise Kullback-Leibler (KL) divergence. A total correlation regularization term is also imposed to reduce the redundancy amongst different dimensions of hash codes. Sufficient experiments on three benchmark datasets demonstrate the superiority of the proposed ITH in ZS-CMR. Source code is available in the supplementary material.

Yufeng Shi, Tianxiao Wang, Jiongmin Yong

Mean-field backward stochastic Volterra integral equations (MF-BSVIEs, for short) are introduced and studied. Well-posedness of MF-BSVIEs in the sense of introduced adapted M-solutions is established. Two duality principles between linear mean-field (forward) stochastic Volterra integral equations (MF-FSVIEs, for short) and MF-BSVIEs are obtained. As applications, a multi-dimensional comparison theorem is proved for adapted M-solutions of MF-BSVIEs and a maximum principle is established for an optimal control of MF-FSVIEs.

Yufeng Shi, Shuhuang Chen, Xinge You et al.

Mapping X-ray images, radiology reports, and other medical data as binary codes in the common space, which can assist clinicians to retrieve pathology-related data from heterogeneous modalities (i.e., hashing-based cross-modal medical data retrieval), provides a new view to promot computeraided diagnosis. Nevertheless, there remains a barrier to boost medical retrieval accuracy: how to reveal the ambiguous semantics of medical data without the distraction of superfluous information. To circumvent this drawback, we propose Deep Supervised Information Bottleneck Hashing (DSIBH), which effectively strengthens the discriminability of hash codes. Specifically, the Deep Deterministic Information Bottleneck (Yu, Yu, and Principe 2021) for single modality is extended to the cross-modal scenario. Benefiting from this, the superfluous information is reduced, which facilitates the discriminability of hash codes. Experimental results demonstrate the superior accuracy of the proposed DSIBH compared with state-of-the-arts in cross-modal medical data retrieval tasks.

Xiaolong Tang, Shuo Ye, Yufeng Shi et al.

Filter pruning has gained widespread adoption for the purpose of compressing and speeding up convolutional neural networks (CNNs). However, existing approaches are still far from practical applications due to biased filter selection and heavy computation cost. This paper introduces a new filter pruning method that selects filters in an interpretable, multi-perspective, and lightweight manner. Specifically, we evaluate the contributions of filters from both individual and overall perspectives. For the amount of information contained in each filter, a new metric called information capacity is proposed. Inspired by the information theory, we utilize the interpretable entropy to measure the information capacity, and develop a feature-guided approximation process. For correlations among filters, another metric called information independence is designed. Since the aforementioned metrics are evaluated in a simple but effective way, we can identify and prune the least important filters with less computation cost. We conduct comprehensive experiments on benchmark datasets employing various widely-used CNN architectures to evaluate the performance of our method. For instance, on ILSVRC-2012, our method outperforms state-of-the-art methods by reducing FLOPs by 77.4% and parameters by 69.3% for ResNet-50 with only a minor decrease in accuracy of 2.64%.

Yufeng Shi, Xinge You, Jiamiao Xu et al.

Hashing that projects data into binary codes has shown extraordinary talents in cross-modal retrieval due to its low storage usage and high query speed. Despite their empirical success on some scenarios, existing cross-modal hashing methods usually fail to cross modality gap when fully-paired data with plenty of labeled information is nonexistent. To circumvent this drawback, motivated by the Divide-and-Conquer strategy, we propose Deep Manifold Hashing (DMH), a novel method of dividing the problem of semi-paired unsupervised cross-modal retrieval into three sub-problems and building one simple yet efficiency model for each sub-problem. Specifically, the first model is constructed for obtaining modality-invariant features by complementing semi-paired data based on manifold learning, whereas the second model and the third model aim to learn hash codes and hash functions respectively. Extensive experiments on three benchmarks demonstrate the superiority of our DMH compared with the state-of-the-art fully-paired and semi-paired unsupervised cross-modal hashing methods.

Yilun Zhang, Zheng Tang, Hexiang Sun et al.

Option pricing in real markets faces fundamental challenges. The Black--Scholes--Merton (BSM) model assumes constant volatility and uses a linear generator $g(t,x,y,z)=-ry$, while lacking explicit behavioral factors, resulting in systematic departures from observed dynamics. This paper extends the BSM model by learning a nonlinear generator within a deep Forward--Backward Stochastic Differential Equation (FBSDE) framework. We propose a dual-network architecture where the value network $u_θ$ learns option prices and the generator network $g_φ$ characterizes the pricing mechanism, with the hedging strategy $Z_t=σ_t X_t \nabla_x u_θ$ obtained via automatic differentiation. The framework adopts forward recursion from a learnable initial condition $Y_0=u_θ(0,\cdot)$, naturally accommodating volatility trajectory and sentiment features. Empirical results on CSI 300 index options show that our method reduces Mean Absolute Error (MAE) by 32.2\% and Mean Absolute Percentage Error (MAPE) by 35.3\% compared with BSM. Interpretability analysis indicates that architectural improvements are effective across all option types, while the information advantage is asymmetric between calls and puts. Specifically, call option improvements are primarily driven by sentiment features, whereas put options show more balanced contributions from volatility trajectory and sentiment features. This finding aligns with economic intuition regarding option pricing mechanisms.

Zongmeng Zhang, Yufeng Shi, Jinhua Zhu et al.

Trustworthiness is an essential prerequisite for the real-world application of large language models. In this paper, we focus on the trustworthiness of language models with respect to retrieval augmentation. Despite being supported with external evidence, retrieval-augmented generation still suffers from hallucinations, one primary cause of which is the conflict between contextual and parametric knowledge. We deem that retrieval-augmented language models have the inherent capabilities of supplying response according to both contextual and parametric knowledge. Inspired by aligning language models with human preference, we take the first step towards aligning retrieval-augmented language models to a status where it responds relying merely on the external evidence and disregards the interference of parametric knowledge. Specifically, we propose a reinforcement learning based algorithm Trustworthy-Alignment, theoretically and experimentally demonstrating large language models' capability of reaching a trustworthy status without explicit supervision on how to respond. Our work highlights the potential of large language models on exploring its intrinsic abilities by its own and expands the application scenarios of alignment from fulfilling human preference to creating trustworthy agents.

Xiancheng Gao, Yufeng Shi, Wengang Zhou et al.

Offline reinforcement learning refers to the process of learning policies from fixed datasets, without requiring additional environment interaction. However, it often relies on well-defined reward functions, which are difficult and expensive to design. Human feedback is an appealing alternative, but its two common forms, expert demonstrations and preferences, have complementary limitations. Demonstrations provide stepwise supervision, but they are costly to collect and often reflect limited expert behavior modes. In contrast, preferences are easier to collect, but it is unclear which parts of a behavior contribute most to a trajectory segment, leaving credit assignment unresolved. In this paper, we introduce a Search-Based Preference Weighting (SPW) scheme to unify these two feedback sources. For each transition in a preference labeled trajectory, SPW searches for the most similar state-action pairs from expert demonstrations and directly derives stepwise importance weights based on their similarity scores. These weights are then used to guide standard preference learning, enabling more accurate credit assignment that traditional approaches struggle to achieve. We demonstrate that SPW enables effective joint learning from preferences and demonstrations, outperforming prior methods that leverage both feedback types on challenging robot manipulation tasks.