Junkang Liu

Junkang Liu, Fanhua Shang, Hongying Liu et al.

Second-order optimizers can significantly accelerate large-scale training, yet their naive federated variants are often unstable or even diverge on non-IID data. We show that a key culprit is \emph{preconditioner drift}: client-side second-order training induces heterogeneous \emph{curvature-defined geometries} (i.e., preconditioner coordinate systems), and server-side model averaging updates computed under incompatible metrics, corrupting the global descent direction. To address this geometric mismatch, we propose \texttt{FedPAC}, a \emph{preconditioner alignment and correction} framework for reliable federated second-order optimization. \texttt{FedPAC} explicitly decouples parameter aggregation from geometry synchronization by: (i) \textbf{Alignment} (i.e.,aggregating local preconditioners into a global reference and warm-starting clients via global preconditioner); and (ii) \textbf{Correction} (i.e., steering local preconditioned updates using a global preconditioned direction to suppress long-term drift). We provide drift-coupled non-convex convergence guarantees with linear speedup under partial participation. Empirically, \texttt{FedPAC} consistently improves stability and accuracy across vision and language tasks, achieving up to $5.8\%$ absolute accuracy gain on CIFAR-100 with ViTs. Code is available at https://anonymous.4open.science/r/FedPAC-8B24.

Junkang Liu, Yuxuan Tian, Fanhua Shang et al.

To prevent inference attacks in Federated Learning (FL) and reduce the leakage of sensitive information, Client-level Differentially Private Federated Learning (CL-DPFL) is widely used. However, current CL-DPFL methods usually result in sharper loss landscapes, which leads to a decrease in model generalization after differential privacy protection. By using Sharpness Aware Minimization (SAM), the current popular federated learning methods are to find a local flat minimum value to alleviate this problem. However, the local flatness may not reflect the global flatness in CL-DPFL. Therefore, to address this issue and seek global flat minima of models, we propose a new CL-DPFL algorithm, DP-FedPGN, in which we introduce a global gradient norm penalty to the local loss to find the global flat minimum. Moreover, by using our global gradient norm penalty, we not only find a flatter global minimum but also reduce the locally updated norm, which means that we further reduce the error of gradient clipping. From a theoretical perspective, we analyze how DP-FedPGN mitigates the performance degradation caused by DP. Meanwhile, the proposed DP-FedPGN algorithm eliminates the impact of data heterogeneity and achieves fast convergence. We also use Rényi DP to provide strict privacy guarantees and provide sensitivity analysis for local updates. Finally, we conduct effectiveness tests on both ResNet and Transformer models, and achieve significant improvements in six visual and natural language processing tasks compared to existing state-of-the-art algorithms. The code is available at https://github.com/junkangLiu0/DP-FedPGN

Junkang Liu, Fanhua Shang, Kewen Zhu et al.

AdamW has become one of the most effective optimizers for training large-scale models. We have also observed its effectiveness in the context of federated learning (FL). However, directly applying AdamW in federated learning settings poses significant challenges: (1) due to data heterogeneity, AdamW often yields high variance in the second-moment estimate $\boldsymbol{v}$; (2) the local overfitting of AdamW may cause client drift; and (3) Reinitializing moment estimates ($\boldsymbol{v}$, $\boldsymbol{m}$) at each round slows down convergence. To address these challenges, we propose the first \underline{Fed}erated \underline{AdamW} algorithm, called \texttt{FedAdamW}, for training and fine-tuning various large models. \texttt{FedAdamW} aligns local updates with the global update using both a \textbf{local correction mechanism} and decoupled weight decay to mitigate local overfitting. \texttt{FedAdamW} efficiently aggregates the \texttt{mean} of the second-moment estimates to reduce their variance and reinitialize them. Theoretically, we prove that \texttt{FedAdamW} achieves a linear speedup convergence rate of $\mathcal{O}(\sqrt{(L Δσ_l^2)/(S K R ε^2)}+(L Δ)/R)$ without \textbf{heterogeneity assumption}, where $S$ is the number of participating clients per round, $K$ is the number of local iterations, and $R$ is the total number of communication rounds. We also employ PAC-Bayesian generalization analysis to explain the effectiveness of decoupled weight decay in local training. Empirically, we validate the effectiveness of \texttt{FedAdamW} on language and vision Transformer models. Compared to several baselines, \texttt{FedAdamW} significantly reduces communication rounds and improves test accuracy. The code is available in https://github.com/junkangLiu0/FedAdamW.

Junkang Liu, Fanhua Shang, Junchao Zhou et al.

The core bottleneck of Federated Learning (FL) lies in the communication rounds. That is, how to achieve more effective local updates is crucial for reducing communication rounds. Existing FL methods still primarily use element-wise local optimizers (Adam/SGD), neglecting the geometric structure of the weight matrices. This often leads to the amplification of pathological directions in the weights during local updates, leading deterioration in the condition number and slow convergence. Therefore, we introduce the Muon optimizer in local, which has matrix orthogonalization to optimize matrix-structured parameters. Experimental results show that, in IID setting, Local Muon significantly accelerates the convergence of FL and reduces communication rounds compared to Local SGD and Local AdamW. However, in non-IID setting, independent matrix orthogonalization based on the local distributions of each client induces strong client drift. Applying Muon in non-IID FL poses significant challenges: (1) client preconditioner leading to client drift; (2) moment reinitialization. To address these challenges, we propose a novel Federated Muon optimizer (FedMuon), which incorporates two key techniques: (1) momentum aggregation, where clients use the aggregated momentum for local initialization; (2) local-global alignment, where the local gradients are aligned with the global update direction to significantly reduce client drift. Theoretically, we prove that \texttt{FedMuon} achieves a linear speedup convergence rate without the heterogeneity assumption, where $S$ is the number of participating clients per round, $K$ is the number of local iterations, and $R$ is the total number of communication rounds. Empirically, we validate the effectiveness of FedMuon on language and vision models. Compared to several baselines, FedMuon significantly reduces communication rounds and improves test accuracy.

Junkang Liu, Fanhua Shang, Yuanyuan Liu et al.

Although Federated Learning has been widely studied in recent years, there are still high overhead expenses in each communication round for large-scale models such as Vision Transformer. To lower the communication complexity, we propose a novel Federated Block Coordinate Gradient Descent (FedBCGD) method for communication efficiency. The proposed method splits model parameters into several blocks, including a shared block and enables uploading a specific parameter block by each client, which can significantly reduce communication overhead. Moreover, we also develop an accelerated FedBCGD algorithm (called FedBCGD+) with client drift control and stochastic variance reduction. To the best of our knowledge, this paper is the first work on parameter block communication for training large-scale deep models. We also provide the convergence analysis for the proposed algorithms. Our theoretical results show that the communication complexities of our algorithms are a factor $1/N$ lower than those of existing methods, where $N$ is the number of parameter blocks, and they enjoy much faster convergence than their counterparts. Empirical results indicate the superiority of the proposed algorithms compared to state-of-the-art algorithms. The code is available at https://github.com/junkangLiu0/FedBCGD.

Jin Liu, Yinbin Miao, Ning Xi et al.

Balancing convergence efficiency and robustness under Differential Privacy (DP) is a central challenge in Federated Learning (FL). While AdamW accelerates training and fine-tuning in large-scale models, we find that directly applying it to Differentially Private FL (DPFL) suffers from three major issues: (i) data heterogeneity and privacy noise jointly amplify the variance of second-moment estimator, (ii) DP perturbations bias the second-moment estimator, and (iii) DP amplify AdamW sensitivity to local overfitting, worsening client drift. We propose DP-FedAdamW, the first AdamW-based optimizer for DPFL. It restores AdamW under DP by stabilizing second-moment variance, removing DP-induced bias, and aligning local updates to the global descent to curb client drift. Theoretically, we establish an unbiased second-moment estimator and prove a linearly accelerated convergence rate without any heterogeneity assumption, while providing tighter $(\varepsilon,δ)$-DP guarantees. Our empirical results demonstrate the effectiveness of DP-FedAdamW across language and vision Transformers and ResNet-18. On Tiny-ImageNet (Swin-Base, $\varepsilon=1$), DP-FedAdamW outperforms the state-of-the-art (SOTA) by 5.83\%. The code is available in Appendix.

Jin Liu, Yinbin Miao, Ning Xi et al.

Fine-tuning large vision models (LVMs) and large language models (LLMs) under differentially private federated learning (DPFL) is hindered by a fundamental privacy-utility trade-off. Low-Rank Adaptation (LoRA), a promising parameter-efficient fine-tuning (PEFT) method, reduces computational and communication costs by introducing two trainable low-rank matrices while freezing pre-trained weights. However, directly applying LoRA in DPFL settings leads to performance degradation, especially in LVMs. Our analysis reveals three previously underexplored challenges: (1) gradient coupling caused by the simultaneous update of two asymmetric low-rank matrices, (2) compounded noise amplification under differential privacy, and (3) sharpness of the global aggregated model in the parameter space. To address these issues, we propose LA-LoRA (\textbf{L}ocal \textbf{A}lternating \textbf{LoRA}), a novel approach that decouples gradient interactions and aligns update directions across clients to enhance robustness under stringent privacy constraints. Theoretically, LA-LoRA strengthens convergence guarantees in noisy federated environments. Extensive experiments demonstrate that LA-LoRA achieves state-of-the-art (SOTA) performance on Swin Transformer and RoBERTa models, showcasing robustness to DP noise and broad applicability across both LVMs and LLMs. For example, when fine-tuning the Swin-B model on the Tiny-ImageNet dataset under a strict privacy budget ($ε= 1$), LA-LoRA outperforms the best baseline, RoLoRA, by 16.83\% in test accuracy. Code is provided in \repolink.

Junchao Zhou, Junkang Liu, Fanhua Shang

Federated Learning with Low-Rank Adaptation (LoRA) faces three critical challenges under client heterogeneity: (1) Initialization-Induced Instability due to random initialization misaligning client subspaces; (2) Rank Incompatibility and Aggregation Error when averaging LoRA parameters of different ranks, which biases the global model; and (3) exacerbated Client Drift under Non-IID Data, impairing generalization. To address these challenges, we propose ILoRA, a unified framework that integrates three core innovations: a QR-based orthonormal initialization to ensure all clients start in a coherent subspace; a Concatenated QR Aggregation mechanism that fuses heterogeneous-rank updates via concatenation and decomposition, preserving information while maintaining dimension alignment; and an AdamW optimizer with rank-aware control variates to correct local updates and mitigate client drift. Supported by theoretical convergence guarantees, extensive experiments on vision and NLP benchmarks demonstrate that ILoRA consistently achieves superior accuracy and convergence stability compared to existing federated LoRA methods.