Yan Zhou

Laura R. Marusich, Jonathan Z. Bakdash, Yan Zhou et al.

AI Uncertainty Quantification (UQ) has the potential to improve human decision-making beyond AI predictions alone by providing additional probabilistic information to users. The majority of past research on AI and human decision-making has concentrated on model explainability and interpretability, with little focus on understanding the potential impact of UQ on human decision-making. We evaluated the impact on human decision-making for instance-level UQ, calibrated using a strict scoring rule, in two online behavioral experiments. In the first experiment, our results showed that UQ was beneficial for decision-making performance compared to only AI predictions. In the second experiment, we found UQ had generalizable benefits for decision-making across a variety of representations for probabilistic information. These results indicate that implementing high quality, instance-level UQ for AI may improve decision-making with real systems compared to AI predictions alone.

Jinchuan Zhang, Lu Yin, Yan Zhou et al.

The acquisition of agentic capabilities has transformed LLMs from "knowledge providers" to "action executors", a trend that while expanding LLMs' capability boundaries, significantly increases their susceptibility to malicious use. Previous work has shown that current LLM-based agents execute numerous malicious tasks even without being attacked, indicating a deficiency in agentic use safety alignment during the post-training phase. To address this gap, we propose AgentAlign, a novel framework that leverages abstract behavior chains as a medium for safety alignment data synthesis. By instantiating these behavior chains in simulated environments with diverse tool instances, our framework enables the generation of highly authentic and executable instructions while capturing complex multi-step dynamics. The framework further ensures model utility by proportionally synthesizing benign instructions through non-malicious interpretations of behavior chains, precisely calibrating the boundary between helpfulness and harmlessness. Evaluation results on AgentHarm demonstrate that fine-tuning three families of open-source models using our method substantially improves their safety (35.8% to 79.5% improvement) while minimally impacting or even positively enhancing their helpfulness, outperforming various prompting methods. The dataset and code have both been open-sourced.

Yan Zhou, Bradley Malin, Murat Kantarcioglu

Privacy-preserving data publication, including synthetic data sharing, often experiences trade-offs between privacy and utility. Synthetic data is generally more effective than data anonymization in balancing this trade-off, however, not without its own challenges. Synthetic data produced by generative models trained on source data may inadvertently reveal information about outliers. Techniques specifically designed for preserving privacy, such as introducing noise to satisfy differential privacy, often incur unpredictable and significant losses in utility. In this work we show that, with the right mechanism of synthetic data generation, we can achieve strong privacy protection without significant utility loss. Synthetic data generators producing contracting data patterns, such as Synthetic Minority Over-sampling Technique (SMOTE), can enhance a differentially private data generator, leveraging the strengths of both. We prove in theory and through empirical demonstration that this SMOTE-DP technique can produce synthetic data that not only ensures robust privacy protection but maintains utility in downstream learning tasks.

Yan Zhou, Murat Kantarcioglu, Chris Clifton

In today's society, AI systems are increasingly used to make critical decisions such as credit scoring and patient triage. However, great convenience brought by AI systems comes with troubling prevalence of bias against underrepresented groups. Mitigating bias in AI systems to increase overall fairness has emerged as an important challenge. Existing studies on mitigating bias in AI systems focus on eliminating sensitive demographic information embedded in data. Given the temporal and contextual complexity of conceptualizing fairness, lossy treatment of demographic information may contribute to an unnecessary trade-off between accuracy and fairness, especially when demographic attributes and class labels are correlated. In this paper, we present an information-lossless de-biasing technique that targets the scarcity of data in the disadvantaged group. Unlike the existing work, we demonstrate, both theoretically and empirically, that oversampling underrepresented groups can not only mitigate algorithmic bias in AI systems that consistently predict a favorable outcome for a certain group, but improve overall accuracy by mitigating class imbalance within data that leads to a bias towards the majority class. We demonstrate the effectiveness of our technique on real datasets using a variety of fairness metrics.