Shashwat Goel

LG
h-index5
11papers
1,682citations
Novelty46%
AI Score54

11 Papers

59.0LGOct 2, 2023Code
Representation Engineering: A Top-Down Approach to AI Transparency

Andy Zou, Long Phan, Sarah Chen et al. · berkeley, cmu

In this paper, we identify and characterize the emerging area of representation engineering (RepE), an approach to enhancing the transparency of AI systems that draws on insights from cognitive neuroscience. RepE places population-level representations, rather than neurons or circuits, at the center of analysis, equipping us with novel methods for monitoring and manipulating high-level cognitive phenomena in deep neural networks (DNNs). We provide baselines and an initial analysis of RepE techniques, showing that they offer simple yet effective solutions for improving our understanding and control of large language models. We showcase how these methods can provide traction on a wide range of safety-relevant problems, including honesty, harmlessness, power-seeking, and more, demonstrating the promise of top-down transparency research. We hope that this work catalyzes further exploration of RepE and fosters advancements in the transparency and safety of AI systems.

24.5LGFeb 21, 2024Code
Corrective Machine Unlearning

Shashwat Goel, Ameya Prabhu, Philip Torr et al.

Machine Learning models increasingly face data integrity challenges due to the use of large-scale training datasets drawn from the Internet. We study what model developers can do if they detect that some data was manipulated or incorrect. Such manipulated data can cause adverse effects including vulnerability to backdoored samples, systemic biases, and reduced accuracy on certain input domains. Realistically, all manipulated training samples cannot be identified, and only a small, representative subset of the affected data can be flagged. We formalize Corrective Machine Unlearning as the problem of mitigating the impact of data affected by unknown manipulations on a trained model, only having identified a subset of the corrupted data. We demonstrate that the problem of corrective unlearning has significantly different requirements from traditional privacy-oriented unlearning. We find most existing unlearning methods, including retraining-from-scratch without the deletion set, require most of the manipulated data to be identified for effective corrective unlearning. However, one approach, Selective Synaptic Dampening, achieves limited success, unlearning adverse effects with just a small portion of the manipulated samples in our setting, which shows encouraging signs for future progress. We hope our work spurs research towards developing better methods for corrective unlearning and offers practitioners a new strategy to handle data integrity challenges arising from web-scale training. Code is available at https://github.com/drimpossible/corrective-unlearning-bench.

4.9LGFeb 12
Intrinsic Credit Assignment for Long Horizon Interaction

Ilze Amanda Auzina, Joschka Strüber, Sergio Hernández-Gutiérrez et al.

How can we train agents to navigate uncertainty over long horizons? In this work, we propose ΔBelief-RL, which leverages a language model's own intrinsic beliefs to reward intermediate progress. Our method utilizes the change in the probability an agent assigns to the target solution for credit assignment. By training on synthetic interaction data, ΔBelief-RL teaches information-seeking capabilities that consistently outperform purely outcome-based rewards for Reinforcement Learning, with improvements generalizing to out-of-distribution applications ranging from customer service to personalization. Notably, the performance continues to improve as we scale test-time interactions beyond the training horizon, with interaction-efficiency increasing even on Pass@k metrics. Overall, our work introduces a scalable training strategy for navigating uncertainty over a long-horizon, by enabling credit assignment to intermediate actions via intrinsic ΔBelief rewards.

2.1AIMar 6, 2023
Low impact agency: review and discussion

Danilo Naiff, Shashwat Goel

Powerful artificial intelligence poses an existential threat if the AI decides to drastically change the world in pursuit of its goals. The hope of low-impact artificial intelligence is to incentivize AI to not do that just because this causes a large impact in the world. In this work, we first review the concept of low-impact agency and previous proposals to approach the problem, and then propose future research directions in the topic, with the goal to ensure low-impactedness is useful in making AI safe.

7.9LGDec 1, 2024Code
A Cognac Shot To Forget Bad Memories: Corrective Unlearning for Graph Neural Networks

Varshita Kolipaka, Akshit Sinha, Debangan Mishra et al.

Graph Neural Networks (GNNs) are increasingly being used for a variety of ML applications on graph data. Because graph data does not follow the independently and identically distributed (i.i.d.) assumption, adversarial manipulations or incorrect data can propagate to other data points through message passing, which deteriorates the model's performance. To allow model developers to remove the adverse effects of manipulated entities from a trained GNN, we study the recently formulated problem of Corrective Unlearning. We find that current graph unlearning methods fail to unlearn the effect of manipulations even when the whole manipulated set is known. We introduce a new graph unlearning method, Cognac, which can unlearn the effect of the manipulation set even when only 5% of it is identified. It recovers most of the performance of a strong oracle with fully corrected training data, even beating retraining from scratch without the deletion set while being 8x more efficient. We hope our work assists GNN developers in mitigating harmful effects caused by issues in real-world data, post-training. Our code is publicly available at https://github.com/cognac-gnn-unlearning/corrective-unlearning-for-gnns

50.8LGMar 5, 2024
The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning

Nathaniel Li, Alexander Pan, Anjali Gopal et al. · berkeley, cmu

The White House Executive Order on Artificial Intelligence highlights the risks of large language models (LLMs) empowering malicious actors in developing biological, cyber, and chemical weapons. To measure these risks of malicious use, government institutions and major AI labs are developing evaluations for hazardous capabilities in LLMs. However, current evaluations are private, preventing further research into mitigating risk. Furthermore, they focus on only a few, highly specific pathways for malicious use. To fill these gaps, we publicly release the Weapons of Mass Destruction Proxy (WMDP) benchmark, a dataset of 3,668 multiple-choice questions that serve as a proxy measurement of hazardous knowledge in biosecurity, cybersecurity, and chemical security. WMDP was developed by a consortium of academics and technical consultants, and was stringently filtered to eliminate sensitive information prior to public release. WMDP serves two roles: first, as an evaluation for hazardous knowledge in LLMs, and second, as a benchmark for unlearning methods to remove such hazardous knowledge. To guide progress on unlearning, we develop RMU, a state-of-the-art unlearning method based on controlling model representations. RMU reduces model performance on WMDP while maintaining general capabilities in areas such as biology and computer science, suggesting that unlearning may be a concrete path towards reducing malicious use from LLMs. We release our benchmark and code publicly at https://wmdp.ai

27.3LGFeb 6, 2025Code
Great Models Think Alike and this Undermines AI Oversight

Shashwat Goel, Joschka Struber, Ilze Amanda Auzina et al.

As Language Model (LM) capabilities advance, evaluating and supervising them at scale is getting harder for humans. There is hope that other language models can automate both these tasks, which we refer to as ''AI Oversight''. We study how model similarity affects both aspects of AI oversight by proposing Chance Adjusted Probabilistic Agreement (CAPA): a metric for LM similarity based on overlap in model mistakes. Using CAPA, we first show that LLM-as-a-judge scores favor models similar to the judge, generalizing recent self-preference results. Then, we study training on LM annotations, and find complementary knowledge between the weak supervisor and strong student model plays a crucial role in gains from ''weak-to-strong generalization''. As model capabilities increase, it becomes harder to find their mistakes, and we might defer more to AI oversight. However, we observe a concerning trend -- model mistakes are becoming more similar with increasing capabilities, pointing to risks from correlated failures. Our work underscores the importance of reporting and correcting for model similarity, especially in the emerging paradigm of AI oversight.

22.0LGMay 31, 2025
Pitfalls in Evaluating Language Model Forecasters

Daniel Paleka, Shashwat Goel, Jonas Geiping et al.

Large language models (LLMs) have recently been applied to forecasting tasks, with some works claiming these systems match or exceed human performance. In this paper, we argue that, as a community, we should be careful about such conclusions as evaluating LLM forecasters presents unique challenges. We identify two broad categories of issues: (1) difficulty in trusting evaluation results due to many forms of temporal leakage, and (2) difficulty in extrapolating from evaluation performance to real-world forecasting. Through systematic analysis and concrete examples from prior work, we demonstrate how evaluation flaws can raise concerns about current and future performance claims. We argue that more rigorous evaluation methodologies are needed to confidently assess the forecasting abilities of LLMs.

9.4LGFeb 26, 2025Code
Can Language Models Falsify? Evaluating Algorithmic Reasoning with Counterexample Creation

Shiven Sinha, Shashwat Goel, Ponnurangam Kumaraguru et al.

There is growing excitement about the potential of Language Models (LMs) to accelerate scientific discovery. Falsifying hypotheses is key to scientific progress, as it allows claims to be iteratively refined over time. This process requires significant researcher effort, reasoning, and ingenuity. Yet current benchmarks for LMs predominantly assess their ability to generate solutions rather than challenge them. We advocate for developing benchmarks that evaluate this inverse capability - creating counterexamples for subtly incorrect solutions. To demonstrate this approach, we start with the domain of algorithmic problem solving, where counterexamples can be evaluated automatically using code execution. Specifically, we introduce REFUTE, a dynamically updating benchmark that includes recent problems and incorrect submissions from programming competitions, where human experts successfully identified counterexamples. Our analysis finds that the best reasoning agents, even OpenAI o3-mini (high) with code execution feedback, can create counterexamples for only <9% of incorrect solutions in REFUTE, even though ratings indicate its ability to solve up to 48% of these problems from scratch. We hope our work spurs progress in evaluating and enhancing LMs' ability to falsify incorrect solutions - a capability that is crucial for both accelerating research and making models self-improve through reliable reflective reasoning.

15.1LGFeb 4
Rethinking Rubric Generation for Improving LLM Judge and Reward Modeling for Open-ended Tasks

William F. Shen, Xinchi Qiu, Chenxi Whitehouse et al.

Recently, rubrics have been used to guide LLM judges in capturing subjective, nuanced, multi-dimensional human preferences, and have been extended from evaluation to reward signals for reinforcement fine-tuning (RFT). However, rubric generation remains hard to control: rubrics often lack coverage, conflate dimensions, misalign preference direction, and contain redundant or highly correlated criteria, degrading judge accuracy and producing suboptimal rewards during RFT. We propose RRD, a principled framework for rubric refinement built on a recursive decompose-filter cycle. RRD decomposes coarse rubrics into fine-grained, discriminative criteria, expanding coverage while sharpening separation between responses. A complementary filtering mechanism removes misaligned and redundant rubrics, and a correlation-aware weighting scheme prevents over-representing highly correlated criteria, yielding rubric sets that are informative, comprehensive, and non-redundant. Empirically, RRD delivers large, consistent gains across both evaluation and training: it improves preference-judgment accuracy on JudgeBench and PPE for both GPT-4o and Llama3.1-405B judges, achieving top performance in all settings with up to +17.7 points on JudgeBench. When used as the reward source for RFT on WildChat, it yields substantially stronger and more stable learning signals, boosting reward by up to 160% (Qwen3-4B) and 60% (Llama3.1-8B) versus 10-20% for prior rubric baselines, with gains that transfer to HealthBench-Hard and BiGGen Bench. Overall, RRD establishes recursive rubric refinement as a scalable and interpretable foundation for LLM judging and reward modeling in open-ended domains.

25.3LGJan 17, 2022Code
Towards Adversarial Evaluations for Inexact Machine Unlearning

Shashwat Goel, Ameya Prabhu, Amartya Sanyal et al.

Machine Learning models face increased concerns regarding the storage of personal user data and adverse impacts of corrupted data like backdoors or systematic bias. Machine Unlearning can address these by allowing post-hoc deletion of affected training data from a learned model. Achieving this task exactly is computationally expensive; consequently, recent works have proposed inexact unlearning algorithms to solve this approximately as well as evaluation methods to test the effectiveness of these algorithms. In this work, we first outline some necessary criteria for evaluation methods and show no existing evaluation satisfies them all. Then, we design a stronger black-box evaluation method called the Interclass Confusion (IC) test which adversarially manipulates data during training to detect the insufficiency of unlearning procedures. We also propose two analytically motivated baseline methods~(EU-k and CF-k) which outperform several popular inexact unlearning methods. Overall, we demonstrate how adversarial evaluation strategies can help in analyzing various unlearning phenomena which can guide the development of stronger unlearning algorithms.