Dongfang Li

Dongfang Li, Zetian Sun, Xinshuo Hu et al.

Open-domain generative systems have gained significant attention in the field of conversational AI (e.g., generative search engines). This paper presents a comprehensive review of the attribution mechanisms employed by these systems, particularly large language models. Though attribution or citation improve the factuality and verifiability, issues like ambiguous knowledge reservoirs, inherent biases, and the drawbacks of excessive attribution can hinder the effectiveness of these systems. The aim of this survey is to provide valuable insights for researchers, aiding in the refinement of attribution methodologies to enhance the reliability and veracity of responses generated by open-domain generative systems. We believe that this field is still in its early stages; hence, we maintain a repository to keep track of ongoing studies at https://github.com/HITsz-TMG/awesome-llm-attributions.

Ziyang Chen, Dongfang Li, Xiang Zhao et al.

In this study, we address the challenge of enhancing temporal knowledge reasoning in Large Language Models (LLMs). LLMs often struggle with this task, leading to the generation of inaccurate or misleading responses. This issue mainly arises from their limited ability to handle evolving factual knowledge and complex temporal logic. To overcome these limitations, we propose Abstract Reasoning Induction (ARI) framework, which divides temporal reasoning into two distinct phases: Knowledge-agnostic and Knowledge-based. This framework offers factual knowledge support to LLMs while minimizing the incorporation of extraneous noisy data. Concurrently, informed by the principles of constructivism, ARI provides LLMs the capability to engage in proactive, self-directed learning from both correct and incorrect historical reasoning samples. By teaching LLMs to actively construct knowledge and methods, it can significantly boosting their temporal reasoning abilities. Our approach achieves remarkable improvements, with relative gains of 29.7% and 9.27% on two temporal QA datasets, underscoring its efficacy in advancing temporal reasoning in LLMs. The code can be found at https://github.com/czy1999/ARI-QA

Dongfang Li, Hong-lin Liao, Weiwei Sun et al.

This paper is concerned with numerical solutions of time-fractional nonlinear parabolic problems by a class of $L1$-Galerkin finite element methods. The analysis of $L1$ methods for time-fractional nonlinear problems is limited mainly due to the lack of a fundamental Gronwall type inequality. In this paper, we establish such a fundamental inequality for the $L1$ approximation to the Caputo fractional derivative. In terms of the Gronwall type inequality, we provide optimal error estimates of several fully discrete linearized Galerkin finite element methods for nonlinear problems. The theoretical results are illustrated by applying our proposed methods to three examples: linear Fokker-Planck equation, nonlinear Huxley equation and Fisher equation.

Nengzheng Jin, Joanna Siebert, Dongfang Li et al.

Table Question Answering (Table QA) refers to providing precise answers from tables to answer a user's question. In recent years, there have been a lot of works on table QA, but there is a lack of comprehensive surveys on this research topic. Hence, we aim to provide an overview of available datasets and representative methods in table QA. We classify existing methods for table QA into five categories according to their techniques, which include semantic-parsing-based, generative, extractive, matching-based, and retriever-reader-based methods. Moreover, as table QA is still a challenging task for existing methods, we also identify and outline several key challenges and discuss the potential future directions of table QA.

Xinshuo Hu, Dongfang Li, Baotian Hu et al.

Large language models (LLMs) have been widely used in various applications but are known to suffer from issues related to untruthfulness and toxicity. While parameter-efficient modules (PEMs) have demonstrated their effectiveness in equipping models with new skills, leveraging PEMs for deficiency unlearning remains underexplored. In this work, we propose a PEMs operation approach, namely Extraction-before-Subtraction (Ext-Sub), to enhance the truthfulness and detoxification of LLMs through the integration of ``expert'' PEM and ``anti-expert'' PEM. Remarkably, even anti-expert PEM possess valuable capabilities due to their proficiency in generating fabricated content, which necessitates language modeling and logical narrative competence. Rather than merely negating the parameters, our approach involves extracting and eliminating solely the deficiency capability within anti-expert PEM while preserving the general capabilities. To evaluate the effectiveness of our approach in terms of truthfulness and detoxification, we conduct extensive experiments on LLMs, encompassing additional abilities such as language modeling and mathematical reasoning. Our empirical results demonstrate that our approach effectively improves truthfulness and detoxification, while largely preserving the fundamental abilities of LLMs.

Zhenran Xu, Senbao Shi, Baotian Hu et al.

Large Language Models (LLMs) have shown remarkable capabilities in general natural language processing tasks but often fall short in complex reasoning tasks. Recent studies have explored human-like problem-solving strategies, such as self-correct, to push further the boundary of single-model reasoning ability. In this work, we let a single model "step outside the box" by engaging multiple models to correct each other. We introduce a multi-agent collaboration strategy that emulates the academic peer review process. Each agent independently constructs its own solution, provides reviews on the solutions of others, and assigns confidence levels to its reviews. Upon receiving peer reviews, agents revise their initial solutions. Extensive experiments on three different types of reasoning tasks show that our collaboration approach delivers superior accuracy across all ten datasets compared to existing methods. Further study underscores the effectiveness of integrating confidence in reviews, demonstrates the superiority of feedback exchange over mere solution sharing, and highlights the role of capability and diversity in fostering successful collaboration.

Dongfang Li, Baotian Hu, Qingcai Chen

Calibration strengthens the trustworthiness of black-box models by producing better accurate confidence estimates on given examples. However, little is known about if model explanations can help confidence calibration. Intuitively, humans look at important features attributions and decide whether the model is trustworthy. Similarly, the explanations can tell us when the model may or may not know. Inspired by this, we propose a method named CME that leverages model explanations to make the model less confident with non-inductive attributions. The idea is that when the model is not highly confident, it is difficult to identify strong indications of any class, and the tokens accordingly do not have high attribution scores for any class and vice versa. We conduct extensive experiments on six datasets with two popular pre-trained language models in the in-domain and out-of-domain settings. The results show that CME improves calibration performance in all settings. The expected calibration errors are further reduced when combined with temperature scaling. Our findings highlight that model explanations can help calibrate posterior estimates.

Junying Chen, Qingcai Chen, Dongfang Li et al.

Recently, Dense Retrieval (DR) has become a promising solution to document retrieval, where document representations are used to perform effective and efficient semantic search. However, DR remains challenging on long documents, due to the quadratic complexity of its Transformer-based encoder and the finite capacity of a low-dimension embedding. Current DR models use suboptimal strategies such as truncating or splitting-and-pooling to long documents leading to poor utilization of whole document information. In this work, to tackle this problem, we propose Segment representation learning for long documents Dense Retrieval (SeDR). In SeDR, Segment-Interaction Transformer is proposed to encode long documents into document-aware and segment-sensitive representations, while it holds the complexity of splitting-and-pooling and outperforms other segment-interaction patterns on DR. Since GPU memory requirements for long document encoding causes insufficient negatives for DR training, Late-Cache Negative is further proposed to provide additional cache negatives for optimizing representation learning. Experiments on MS MARCO and TREC-DL datasets show that SeDR achieves superior performance among DR models, and confirm the effectiveness of SeDR on long document retrieval.

Dongfang Li, Baotian Hu, Qingcai Chen

Pre-trained Language Models (PLMs) have been applied in NLP tasks and achieve promising results. Nevertheless, the fine-tuning procedure needs labeled data of the target domain, making it difficult to learn in low-resource and non-trivial labeled scenarios. To address these challenges, we propose Prompt-based Text Entailment (PTE) for low-resource named entity recognition, which better leverages knowledge in the PLMs. We first reformulate named entity recognition as the text entailment task. The original sentence with entity type-specific prompts is fed into PLMs to get entailment scores for each candidate. The entity type with the top score is then selected as final label. Then, we inject tagging labels into prompts and treat words as basic units instead of n-gram spans to reduce time complexity in generating candidates by n-grams enumeration. Experimental results demonstrate that the proposed method PTE achieves competitive performance on the CoNLL03 dataset, and better than fine-tuned counterparts on the MIT Movie and Few-NERD dataset in low-resource settings.

Nengzheng Jin, Dongfang Li, Junying Chen et al.

Open-domain table question answering aims to provide answers to a question by retrieving and extracting information from a large collection of tables. Existing studies of open-domain table QA either directly adopt text retrieval methods or consider the table structure only in the encoding layer for table retrieval, which may cause syntactical and structural information loss during table scoring. To address this issue, we propose a syntax- and structure-aware retrieval method for the open-domain table QA task. It provides syntactical representations for the question and uses the structural header and value representations for the tables to avoid the loss of fine-grained syntactical and structural information. Then, a syntactical-to-structural aggregator is used to obtain the matching score between the question and a candidate table by mimicking the human retrieval process. Experimental results show that our method achieves the state-of-the-art on the NQ-tables dataset and overwhelms strong baselines on a newly curated open-domain Text-to-SQL dataset.

Xingchen Song, Di Wu, Binbin Zhang et al.

The recently proposed Conformer architecture which combines convolution with attention to capture both local and global dependencies has become the \textit{de facto} backbone model for Automatic Speech Recognition~(ASR). Inherited from the Natural Language Processing (NLP) tasks, the architecture takes Layer Normalization~(LN) as a default normalization technique. However, through a series of systematic studies, we find that LN might take 10\% of the inference time despite that it only contributes to 0.1\% of the FLOPs. This motivates us to replace LN with other normalization techniques, e.g., Batch Normalization~(BN), to speed up inference with the help of operator fusion methods and the avoidance of calculating the mean and variance statistics during inference. After examining several plain attempts which directly remove all LN layers or replace them with BN in the same place, we find that the divergence issue is mainly caused by the unstable layer output. We therefore propose to append a BN layer to each linear or convolution layer where stabilized training results are observed. We also propose to simplify the activations in Conformer, such as Swish and GLU, by replacing them with ReLU. All these exchanged modules can be fused into the weights of the adjacent linear/convolution layers and hence have zero inference cost. Therefore, we name it FusionFormer. Our experiments indicate that FusionFormer is as effective as the LN-based Conformer and is about 10\% faster.

Liangxin Liu, Xuebo Liu, Derek F. Wong et al.

Instruction tuning (IT) is crucial to tailoring large language models (LLMs) towards human-centric interactions. Recent advancements have shown that the careful selection of a small, high-quality subset of IT data can significantly enhance the performance of LLMs. Despite this, common approaches often rely on additional models or data, which increases costs and limits widespread adoption. In this work, we propose a novel approach, termed SelectIT, that capitalizes on the foundational capabilities of the LLM itself. Specifically, we exploit the intrinsic uncertainty present in LLMs to more effectively select high-quality IT data, without the need for extra resources. Furthermore, we introduce a curated IT dataset, the Selective Alpaca, created by applying SelectIT to the Alpaca-GPT4 dataset. Empirical results demonstrate that IT using Selective Alpaca leads to substantial model ability enhancement. The robustness of SelectIT has also been corroborated in various foundation models and domain-specific tasks. Our findings suggest that longer and more computationally intensive IT data may serve as superior sources of IT, offering valuable insights for future research in this area. Data, code, and scripts are freely available at https://github.com/Blue-Raincoat/SelectIT.

Yu Zhao, Xinshuo Hu, Yunxin Li et al.

Dialog systems have achieved significant progress and have been widely used in various scenarios. The previous researches mainly focused on designing dialog generation models in a single scenario, while comprehensive abilities are required to handle tasks under various scenarios in the real world. In this paper, we propose a general Multi-Skill Dialog Framework, namely MSDF, which can be applied in different dialog tasks (e.g. knowledge grounded dialog and persona based dialog). Specifically, we propose a transferable response generator pre-trained on diverse large-scale dialog corpora as the backbone of MSDF, consisting of BERT-based encoders and a GPT-based decoder. To select the response consistent with dialog history, we propose a consistency selector trained through negative sampling. Moreover, the flexible copy mechanism of external knowledge is also employed to enhance the utilization of multiform knowledge in various scenarios. We conduct experiments on knowledge grounded dialog, recommendation dialog, and persona based dialog tasks. The experimental results indicate that our MSDF outperforms the baseline models with a large margin. In the Multi-skill Dialog of 2021 Language and Intelligence Challenge, our general MSDF won the 3rd prize, which proves our MSDF is effective and competitive.

Dongfang Li, Zhenyu Liu, Xinshuo Hu et al.

Large Language Models (LLMs) have exhibited an impressive ability to perform In-Context Learning (ICL) from only a few examples. Recent works have indicated that the functions learned by ICL can be represented through compressed vectors derived from the transformer. However, the working mechanisms and optimization of these vectors are yet to be thoroughly explored. In this paper, we address this gap by presenting a comprehensive analysis of these compressed vectors, drawing parallels to the parameters trained with gradient descent, and introduce the concept of state vector. Inspired by the works on model soup and momentum-based gradient descent, we propose inner and momentum optimization methods that are applied to refine the state vector progressively as test-time adaptation. Moreover, we simulate state vector aggregation in the multiple example setting, where demonstrations comprising numerous examples are usually too lengthy for regular ICL, and further propose a divide-and-conquer aggregation method to address this challenge. We conduct extensive experiments using Llama-2 and GPT-J in both zero-shot setting and few-shot setting. The experimental results show that our optimization method effectively enhances the state vector and achieves the state-of-the-art performance on diverse tasks. Code is available at https://github.com/HITsz-TMG/ICL-State-Vector

Gang Lin, Dongfang Li, Zhuoen Chen et al.

The proliferation of long-context large language models (LLMs) exposes a key bottleneck: the rapidly expanding key-value cache during decoding, which imposes heavy memory and latency costs. While recent approaches attempt to alleviate this by sharing a single set of crucial tokens across layers, such coarse-grained sharing undermines model performance by neglecting the functional diversity of attention heads. To address this, we propose LycheeDecode, an efficient decoding method centered on a fine-grained hybrid-head attention mechanism that employs a hardware-efficient top-k selection strategy. Specifically, the novel HardKuma-based mechanism partitions attention heads into a small subset of retrieval heads that dynamically identify crucial tokens and a majority of sparse heads that reuse them for efficient computation. Through extensive experiments on leading models like Llama3 and Qwen3 across diverse benchmarks for long-context understanding (e.g., LongBench, RULER) and complex reasoning (e.g., AIME24, OlympiadBench), we demonstrate that LycheeDecode achieves generative quality comparable to, and at times surpassing even the full-attention baseline. Crucially, this is accomplished with up to a 2.7x speedup at a 128K context length. By preserving the functional diversity of attention heads, our fine-grained strategy overcomes the performance bottlenecks of existing methods, providing a powerful and validated pathway to both efficient and high-quality long-context LLM inference.

Xinping Zhao, Dongfang Li, Yan Zhong et al.

Recent studies in Retrieval-Augmented Generation (RAG) have investigated extracting evidence from retrieved passages to reduce computational costs and enhance the final RAG performance, yet it remains challenging. Existing methods heavily rely on heuristic-based augmentation, encountering several issues: (1) Poor generalization due to hand-crafted context filtering; (2) Semantics deficiency due to rule-based context chunking; (3) Skewed length due to sentence-wise filter learning. To address these issues, we propose a model-based evidence extraction learning framework, SEER, optimizing a vanilla model as an evidence extractor with desired properties through self-aligned learning. Extensive experiments show that our method largely improves the final RAG performance, enhances the faithfulness, helpfulness, and conciseness of the extracted evidence, and reduces the evidence length by 9.25 times. The code will be available at https://github.com/HITsz-TMG/SEER.

Zhenyu Liu, Dongfang Li, Xinshuo Hu et al.

Recent studies have explored the working mechanisms of In-Context Learning (ICL). However, they mainly focus on classification and simple generation tasks, limiting their broader application to more complex generation tasks in practice. To address this gap, we investigate the impact of demonstrations on token representations within the practical alignment tasks. We find that the transformer embeds the task function learned from demonstrations into the separator token representation, which plays an important role in the generation of prior response tokens. Once the prior response tokens are determined, the demonstrations become redundant.Motivated by this finding, we propose an efficient Progressive In-Context Alignment (PICA) method consisting of two stages. In the first few-shot stage, the model generates several prior response tokens via standard ICL while concurrently extracting the ICL vector that stores the task function from the separator token representation. In the following zero-shot stage, this ICL vector guides the model to generate responses without further demonstrations.Extensive experiments demonstrate that our PICA not only surpasses vanilla ICL but also achieves comparable performance to other alignment tuning methods. The proposed training-free method reduces the time cost (e.g., 5.45+) with improved alignment performance (e.g., 6.57+). Consequently, our work highlights the application of ICL for alignment and calls for a deeper understanding of ICL for complex generations. The code will be available at https://github.com/HITsz-TMG/PICA.

Zhuoen Chen, Dongfang Li, Meishan Zhang et al.

Large Language Models (LLMs) face significant challenges in long-context processing, including quadratic computational costs, information forgetting, and the context fragmentation inherent in retrieval-augmented generation (RAG). We propose a cognitively inspired framework for efficient long-context inference based on chunk-wise compression and selective memory recall, rather than processing all raw tokens. The framework segments long inputs into chunks and encodes each chunk into compressed memory representations using a learned compressor. A gating module dynamically selects relevant memory blocks, which are then iteratively processed by a reasoning module with an evolving working memory to solve downstream tasks. The compressor and reasoner are jointly optimized via end-to-end reinforcement learning, while the gating module is trained separately as a classifier. Experimental results show that the proposed method achieves competitive accuracy on multi-hop reasoning benchmarks such as RULER-HQA, extrapolates context length from 7K to 1.75M tokens, and offers a favorable accuracy-efficiency trade-off compared to strong long-context baselines. In particular, it achieves up to a 2 times reduction in peak GPU memory usage and a 6 times inference speedup over MemAgent.

Dongfang Li, Jindi Yu, Baotian Hu et al.

As ChatGPT and GPT-4 spearhead the development of Large Language Models (LLMs), more researchers are investigating their performance across various tasks. But more research needs to be done on the interpretability capabilities of LLMs, that is, the ability to generate reasons after an answer has been given. Existing explanation datasets are mostly English-language general knowledge questions, which leads to insufficient thematic and linguistic diversity. To address the language bias and lack of medical resources in generating rationales QA datasets, we present ExplainCPE (over 7k instances), a challenging medical benchmark in Simplified Chinese. We analyzed the errors of ChatGPT and GPT-4, pointing out the limitations of current LLMs in understanding text and computational reasoning. During the experiment, we also found that different LLMs have different preferences for in-context learning. ExplainCPE presents a significant challenge, but its potential for further investigation is promising, and it can be used to evaluate the ability of a model to generate explanations. AI safety and trustworthiness need more attention, and this work makes the first step to explore the medical interpretability of LLMs.The dataset is available at https://github.com/HITsz-TMG/ExplainCPE.

Dongfang Li, Zetian Sun, Baotian Hu et al.

Large language models have been widely adopted in natural language processing, yet they face the challenge of generating unreliable content. Recent works aim to reduce misinformation and hallucinations by resorting to attribution as a means to provide evidence (i.e., citations). However, current attribution methods usually focus on the retrieval stage and automatic evaluation that neglect mirroring the citation mechanisms in human scholarly writing to bolster credibility. In this paper, we address these challenges by modelling the attribution task as preference learning and introducing an Automatic Preference Optimization (APO) framework. First, we create a curated collection for post-training with 6,330 examples by collecting and filtering from existing datasets. Second, considering the high cost of labelling preference data, we further propose an automatic method to synthesize attribution preference data resulting in 95,263 pairs. Moreover, inspired by the human citation process, we further propose a progressive preference optimization method by leveraging fine-grained information. Extensive experiments on three datasets (i.e., ASQA, StrategyQA, and ELI5) demonstrate that APO achieves state-of-the-art citation F1 with higher answer quality.

Xinshuo Hu, Zifei Shan, Xinping Zhao et al.

As retrieval-augmented generation prevails in large language models, embedding models are becoming increasingly crucial. Despite the growing number of general embedding models, prior work often overlooks the critical role of training data quality. In this work, we introduce KaLM-Embedding, a general multilingual embedding model that leverages a large quantity of cleaner, more diverse, and domain-specific training data. Our model has been trained with key techniques proven to enhance performance: (1) persona-based synthetic data to create diversified examples distilled from LLMs, (2) ranking consistency filtering to remove less informative samples, and (3) semi-homogeneous task batch sampling to improve training efficacy. Departing from traditional BERT-like architectures, we adopt Qwen2-0.5B as the pre-trained model, facilitating the adaptation of auto-regressive language models for general embedding tasks. Extensive evaluations of the MTEB benchmark across multiple languages show that our model outperforms others of comparable size, setting a new standard for multilingual embedding models with <1B parameters.

Xinping Zhao, Yan Zhong, Zetian Sun et al.

Retrieval-Augmented Generation (RAG) prevails in Large Language Models. It mainly consists of retrieval and generation. The retrieval modules (a.k.a. retrievers) aim to find useful information used to facilitate the generation modules (a.k.a. generators). As such, generators' performance largely depends on the effectiveness and efficiency of retrievers. However, the widely used retrieval paradigm remains flat. It treats retrieval procedures as a one-off deal with constant granularity. Despite effectiveness, we argue that they suffer from two limitations: (1) flat retrieval exerts a significant burden on one retriever; (2) constant granularity limits the ceiling of retrieval performance. In this work, we propose a progressive retrieval paradigm with coarse-to-fine granularity for RAG, termed FunnelRAG, so as to balance effectiveness and efficiency. Specifically, FunnelRAG establishes a progressive retrieval pipeline by collaborating coarse-to-fine granularity, large-to-small quantity, and low-to-high capacity, which can relieve the burden on one retriever and also promote the ceiling of retrieval performance. Extensive experiments manifest that FunnelRAG achieves comparable retrieval performance while the time overhead is reduced by nearly 40 percent.

Dongfang Li, Baotian Hu, Qingcai Chen et al.

Feature attribution methods highlight the important input tokens as explanations to model predictions, which have been widely applied to deep neural networks towards trustworthy AI. However, recent works show that explanations provided by these methods face challenges of being faithful and robust. In this paper, we propose a method with Robustness improvement and Explanation Guided training towards more faithful EXplanations (REGEX) for text classification. First, we improve model robustness by input gradient regularization technique and virtual adversarial training. Secondly, we use salient ranking to mask noisy tokens and maximize the similarity between model attention and feature attribution, which can be seen as a self-training procedure without importing other external information. We conduct extensive experiments on six datasets with five attribution methods, and also evaluate the faithfulness in the out-of-domain setting. The results show that REGEX improves fidelity metrics of explanations in all settings and further achieves consistent gains based on two randomization tests. Moreover, we show that using highlight explanations produced by REGEX to train select-then-predict models results in comparable task performance to the end-to-end method.

Dongfang Li, Zetian Sun, Xinshuo Hu et al.

Large Language Models (LLMs) need to adapt to the continuous changes in data, tasks, and user preferences. Due to their massive size and the high costs associated with training, LLMs are not suitable for frequent retraining. However, updates are necessary to keep them in sync with rapidly evolving human knowledge. To address these challenges, this paper proposes the Compression Memory Training (CMT) method, an efficient and effective online adaptation framework for LLMs that features robust knowledge retention capabilities. Inspired by human memory mechanisms, CMT compresses and extracts information from new documents to be stored in a memory bank. When answering to queries related to these new documents, the model aggregates these document memories from the memory bank to better answer user questions. The parameters of the LLM itself do not change during training and inference, reducing the risk of catastrophic forgetting. To enhance the encoding, retrieval, and aggregation of memory, we further propose three new general and flexible techniques, including memory-aware objective, self-matching and top-aggregation. Extensive experiments conducted on three continual learning datasets (i.e., StreamingQA, SQuAD and ArchivalQA) demonstrate that the proposed method improves model adaptability and robustness across multiple base LLMs (e.g., +4.07 EM & +4.19 F1 in StreamingQA with Llama-2-7b).

Zetian Sun, Dongfang Li, Zhuoen Chen et al.

Reward sparsity in long-horizon reinforcement learning (RL) tasks remains a significant challenge, while existing outcome-based reward shaping struggles to define meaningful immediate rewards without introducing bias or requiring explicit task decomposition. Alternatively, verification-based reward shaping uses stepwise critics, but misalignment between immediate rewards and long-term objectives can lead to reward hacking and suboptimal policies. In this work, we address this problem in the context of software engineering (SWE) tasks, where multi-turn reasoning and rule-based verification are critical. We introduce the SWE-oriented RL Framework, a unified system supporting multi-turn interaction, docker-based execution, and customizable reward functions. Additionally, we propose Gated Reward Accumulation (G-RA), a novel method that accumulates immediate rewards only when high-level (long-term) rewards meet a predefined threshold, ensuring stable RL optimization. Experiments on SWE-bench Verified and kBench demonstrate that G-RA leads to an increase in completion rates (47.6\% \rightarrow 93.8\% and 22.0\% \rightarrow 86.0\%) and modification rates (19.6\% \rightarrow 23.8\% and 12.0\% \rightarrow 42.0\%), while avoiding policy degradation caused by reward misalignment. Our findings highlight the importance of balanced reward accumulation in long-horizon RL and provide a practical solution.

Xinping Zhao, Xinshuo Hu, Zifei Shan et al.

Recent advancements in Large Language Models (LLMs)-based text embedding models primarily focus on data scaling or synthesis, yet limited exploration of training techniques and data quality, thereby constraining performance. In this work, we propose KaLM-Embedding-V2, a series of versatile and compact embedding models, systematically incentivizing advanced embedding capability in LLMs by superior training techniques and high-quality data. For model architecture, we implement the models on a 0.5B compact size with simple mean-pooling to produce fixed-length embeddings and remove the causal attention mask to enable fully bidirectional representation learning. For training techniques, we propose a progressive multi-stage training pipeline: pre-training on weakly supervised large-scale datasets, fine-tuning with supervised high-quality datasets, and contrastive distillation with fine-grained soft signals, integrated with focal-style reweighting and online hard-negative mixing to emphasize difficult samples and enrich hard negatives, respectively. For training data, we curate over 20 categories for pre-training and 100 categories for fine-tuning and contrastive distillation, to improve both performance and generalization, leveraging task-specific instructions, hard-negative mining, and example-based multi-class labeling to ensure high quality. Combining these techniques, our KaLM-Embedding-V2 series achieves state-of-the-art performance on the Massive Text Embedding Benchmark, outperforming models of comparable size and rivaling models 3-26x larger, setting a new standard for versatile and compact embedding models under 1B parameters.

Xinping Zhao, Jindi Yu, Zhenyu Liu et al.

As we all know, hallucinations prevail in Large Language Models (LLMs), where the generated content is coherent but factually incorrect, which inflicts a heavy blow on the widespread application of LLMs. Previous studies have shown that LLMs could confidently state non-existent facts rather than answering ``I don't know''. Therefore, it is necessary to resort to external knowledge to detect and correct the hallucinated content. Since manual detection and correction of factual errors is labor-intensive, developing an automatic end-to-end hallucination-checking approach is indeed a needful thing. To this end, we present Medico, a Multi-source evidence fusion enhanced hallucination detection and correction framework. It fuses diverse evidence from multiple sources, detects whether the generated content contains factual errors, provides the rationale behind the judgment, and iteratively revises the hallucinated content. Experimental results on evidence retrieval (0.964 HR@5, 0.908 MRR@5), hallucination detection (0.927-0.951 F1), and hallucination correction (0.973-0.979 approval rate) manifest the great potential of Medico. A video demo of Medico can be found at https://youtu.be/RtsO6CSesBI.

Xinshuo Hu, Baotian Hu, Dongfang Li et al.

The present study introduces the knowledge-augmented generator, which is specifically designed to produce information that remains grounded in contextual knowledge, regardless of alterations in the context. Previous research has predominantly focused on examining hallucinations stemming from static input, such as in the domains of summarization or machine translation. However, our investigation delves into the faithfulness of generative question answering in the presence of dynamic knowledge. Our objective is to explore the existence of hallucinations arising from parametric memory when contextual knowledge undergoes changes, while also analyzing the underlying causes for their occurrence. In order to efficiently address this issue, we propose a straightforward yet effective measure for detecting such hallucinations. Intriguingly, our investigation uncovers that all models exhibit a tendency to generate previous answers as hallucinations. To gain deeper insights into the underlying causes of this phenomenon, we conduct a series of experiments that verify the critical role played by context in hallucination, both during training and testing, from various perspectives.

Luchang Li, Dongfang Li, Bozhao Gong et al.

Prefill-Decode (P/D) disaggregation has emerged as a widely adopted optimization strategy for Large Language Model (LLM) inference. However, there currently exists no well-established methodology for determining the optimal number of P/D hardware resources, subject to constraints on total throughput, service level objectives (SLOs), and request characteristics - specifically input and output lengths. To address this gap, we propose a hybrid approach that combines theoretical modeling with empirical benchmarking. First, we present a theoretical model for calculating P/D resource counts, which is based on total throughput requirements, request input and output lengths, as well as prefill and decode throughput. Then, to obtain the actual prefill and decode throughput under SLO constraints, we model the prefill process using M/M/1 queuing theory, deriving the achieved prefill throughput from the benchmarked maximum prefill throughput and Time-To-First-Token (TTFT). For the decode phase, we determine the decode batch sizes that meet Time-Per-Output-Token (TPOT) requirements and obtain the corresponding decode throughput through empirical measurements. Our experimental results demonstrate that the proposed method can accurately predict optimal P/D resource allocation in real-world LLM inference scenarios.

Zetian Sun, Dongfang Li, Baotian Hu et al.

Large language models (LLMs) have achieved remarkable success in a wide range of tasks. However, their reasoning capabilities, particularly in complex domains like mathematics, remain a significant challenge. Value-based process verifiers, which estimate the probability of a partial reasoning chain leading to a correct solution, are a promising approach for improving reasoning. Nevertheless, their effectiveness is often hindered by estimation error in their training annotations, a consequence of the limited number of Monte Carlo (MC) samples feasible due to the high cost of LLM inference. In this paper, we identify that the estimation error primarily arises from high variance rather than bias, and the MC estimator is a Minimum Variance Unbiased Estimator (MVUE). To address the problem, we propose the \textsc{Com}pound \textsc{M}onte \textsc{C}arlo \textsc{S}ampling (ComMCS) method, which constructs an unbiased estimator by linearly combining the MC estimators from the current and subsequent steps. Theoretically, we show that our method leads to a predictable reduction in variance, while maintaining an unbiased estimation without additional LLM inference cost. We also perform empirical experiments on the MATH-500 and GSM8K benchmarks to demonstrate the effectiveness of our method. Notably, ComMCS outperforms regression-based optimization method by 2.8 points, the non-variance-reduced baseline by 2.2 points on MATH-500 on Best-of-32 sampling experiment.

Zetian Sun, Dongfang Li, Baotian Hu

The alignment of language models (LMs) with human preferences is critical for building reliable AI systems. The problem is typically framed as optimizing an LM policy to maximize the expected reward that reflects human preferences. Recently, Direct Preference Optimization (DPO) was proposed as a LM alignment method that directly optimize the policy from static preference data, and further improved by incorporating on-policy sampling (i.e., preference candidates generated during the training loop) for better LM alignment. However, we show on-policy data is not always optimal, with systematic effectiveness difference emerging between static and on-policy preference candidates. For example, on-policy data can result in a 3$\times$ effectiveness compared with static data for Llama-3, and a 0.4$\times$ effectiveness for Zephyr. To explain the phenomenon, we propose the alignment stage assumption, which divides the alignment process into two distinct stages: the preference injection stage, which benefits from diverse data, and the preference fine-tuning stage, which favors high-quality data. Through theoretical and empirical analysis, we characterize these stages and propose an effective algorithm to identify the boundaries between them. We perform experiments on 5 models (Llama, Zephyr, Phi-2, Qwen, Pythia) and 2 alignment methods (DPO, SLiC-HF) to show the generalizability of alignment stage assumption and boundary measurement.

Zetian Sun, Dongfang Li, Baotian Hu et al.

In the Large Language Model(LLM) reasoning scenario, people often estimate state value via Monte Carlo sampling. Though Monte Carlo estimation is an elegant method with less inductive bias, noise and errors are inevitably introduced due to the limited sampling. To handle the problem, we inject the structural prior into the value representation and transfer the scalar value into the expectation of a pre-defined categorical distribution, representing the noise and errors from a distribution perspective. Specifically, by treating the result of Monte Carlo sampling as a single sample from the prior ground-truth Binomial distribution, we quantify the sampling error as the mismatch between posterior estimated distribution and ground-truth distribution, which is thus optimized via distribution selection optimization. We test the performance of value-based process verifiers on Best-of-N task and Beam search task. Compared with the scalar value representation, we show that reasonable structural prior injection induced by different objective functions or optimization methods can improve the performance of value-based process verifiers for about 1$\sim$2 points at little-to-no cost. We also show that under different structural prior, the verifiers' performances vary greatly despite having the same optimal solution, indicating the importance of reasonable structural prior injection.

Junying Chen, Dongfang Li, Qingcai Chen et al.

Automatic diagnosis has attracted increasing attention but remains challenging due to multi-step reasoning. Recent works usually address it by reinforcement learning methods. However, these methods show low efficiency and require taskspecific reward functions. Considering the conversation between doctor and patient allows doctors to probe for symptoms and make diagnoses, the diagnosis process can be naturally seen as the generation of a sequence including symptoms and diagnoses. Inspired by this, we reformulate automatic diagnosis as a symptoms Sequence Generation (SG) task and propose a simple but effective automatic Diagnosis model based on Transformer (Diaformer). We firstly design the symptom attention framework to learn the generation of symptom inquiry and the disease diagnosis. To alleviate the discrepancy between sequential generation and disorder of implicit symptoms, we further design three orderless training mechanisms. Experiments on three public datasets show that our model outperforms baselines on disease diagnosis by 1%, 6% and 11.5% with the highest training efficiency. Detailed analysis on symptom inquiry prediction demonstrates that the potential of applying symptoms sequence generation for automatic diagnosis.

Dongfang Li, Baotian Hu, Qingcai Chen et al.

Recent works have shown explainability and robustness are two crucial ingredients of trustworthy and reliable text classification. However, previous works usually address one of two aspects: i) how to extract accurate rationales for explainability while being beneficial to prediction; ii) how to make the predictive model robust to different types of adversarial attacks. Intuitively, a model that produces helpful explanations should be more robust against adversarial attacks, because we cannot trust the model that outputs explanations but changes its prediction under small perturbations. To this end, we propose a joint classification and rationale extraction model named AT-BMC. It includes two key mechanisms: mixed Adversarial Training (AT) is designed to use various perturbations in discrete and embedding space to improve the model's robustness, and Boundary Match Constraint (BMC) helps to locate rationales more precisely with the guidance of boundary information. Performances on benchmark datasets demonstrate that the proposed AT-BMC outperforms baselines on both classification and rationale extraction by a large margin. Robustness analysis shows that the proposed AT-BMC decreases the attack success rate effectively by up to 69%. The empirical results indicate that there are connections between robust models and better explanations.

Dongfang Li, Jingcong Tao, Qingcai Chen et al.

Neural predictive models have achieved remarkable performance improvements in various natural language processing tasks. However, most neural predictive models suffer from the lack of explainability of predictions, limiting their practical utility. This paper proposes a neural predictive approach to make a prediction and generate its corresponding explanation simultaneously. It leverages the knowledge entailed in explanations as an additional distillation signal for more efficient learning. We conduct a preliminary study on Chinese medical multiple-choice question answering, English natural language inference, and commonsense question answering tasks. The experimental results show that the proposed approach can generate reasonable explanations for its predictions even with a small-scale training corpus. The proposed method also achieves improved prediction accuracy on three datasets, which indicates that making predictions can benefit from generating the explanation in the decision process.

Xiaofei Mao, Jiahao Cao, Dongfang Li et al.

Holistic person re-identification (Re-ID) and partial person re-identification have achieved great progress respectively in recent years. However, scenarios in reality often include both holistic and partial pedestrian images, which makes single holistic or partial person Re-ID hard to work. In this paper, we propose a robust coarse granularity part-level person Re-ID network (CGPN), which not only extracts robust regional level body features, but also integrates supervised global features for both holistic and partial person images. CGPN gains two-fold benefit toward higher accuracy for person Re-ID. On one hand, CGPN learns to extract effective body part features for both holistic and partial person images. On the other hand, compared with extracting global features directly by backbone network, CGPN learns to extract more accurate global features with a supervision strategy. The single model trained on three Re-ID datasets including Market-1501, DukeMTMC-reID and CUHK03 achieves state-of-the-art performances and outperforms any existing approaches. Especially on CUHK03, which is the most challenging dataset for person Re-ID, in single query mode, we obtain a top result of Rank-1/mAP=87.1\%/83.6\% with this method without re-ranking, outperforming the current best method by +7.0\%/+6.7\%.

Lisai Zhang, Qingcai Chen, Dongfang Li et al.

Integrating visual features has been proved useful for natural language understanding tasks. Nevertheless, in most existing multimodal language models, the alignment of visual and textual data is expensive. In this paper, we propose a novel semi-supervised visual integration framework for pre-trained language models. In the framework, the visual features are obtained through a visualization and fusion mechanism. The uniqueness includes: 1) the integration is conducted via a semi-supervised approach, which does not require aligned images for every sentences 2) the visual features are integrated as an external component and can be directly used by pre-trained language models. To verify the efficacy of the proposed framework, we conduct the experiments on both natural language inference and reading comprehension tasks. The results demonstrate that our mechanism brings improvement to two strong baseline models. Considering that our framework only requires an image database, and no not requires further alignments, it provides an efficient and feasible way for multimodal language learning.

Dongfang Li, Yifei Yu, Qingcai Chen et al.

Recently, pre-trained models have been the dominant paradigm in natural language processing. They achieved remarkable state-of-the-art performance across a wide range of related tasks, such as textual entailment, natural language inference, question answering, etc. BERT, proposed by Devlin et.al., has achieved a better marked result in GLUE leaderboard with a deep transformer architecture. Despite its soaring popularity, however, BERT has not yet been applied to answer selection. This task is different from others with a few nuances: first, modeling the relevance and correctness of candidates matters compared to semantic relatedness and syntactic structure; second, the length of an answer may be different from other candidates and questions. In this paper. we are the first to explore the performance of fine-tuning BERT for answer selection. We achieved STOA results across five popular datasets, demonstrating the success of pre-trained models in this task.