Florian Kirchbuchner

Marco Huber, Philipp Terhörst, Florian Kirchbuchner et al.

Face Recognition (FR) is increasingly used in critical verification decisions and thus, there is a need for assessing the trustworthiness of such decisions. The confidence of a decision is often based on the overall performance of the model or on the image quality. We propose to propagate model uncertainties to scores and decisions in an effort to increase the transparency of verification decisions. This work presents two contributions. First, we propose an approach to estimate the uncertainty of face comparison scores. Second, we introduce a confidence measure of the system's decision to provide insights into the verification decision. The suitability of the comparison scores uncertainties and the verification decision confidences have been experimentally proven on three face recognition models on two datasets.

Philipp Terhörst, Florian Bierbaum, Marco Huber et al.

A MasterFace is a face image that can successfully match against a large portion of the population. Since their generation does not require access to the information of the enrolled subjects, MasterFace attacks represent a potential security risk for widely-used face recognition systems. Previous works proposed methods for generating such images and demonstrated that these attacks can strongly compromise face recognition. However, previous works followed evaluation settings consisting of older recognition models, limited cross-dataset and cross-model evaluations, and the use of low-scale testing data. This makes it hard to state the generalizability of these attacks. In this work, we comprehensively analyse the generalizability of MasterFace attacks in empirical and theoretical investigations. The empirical investigations include the use of six state-of-the-art FR models, cross-dataset and cross-model evaluation protocols, and utilizing testing datasets of significantly higher size and variance. The results indicate a low generalizability when MasterFaces are training on a different face recognition model than the one used for testing. In these cases, the attack performance is similar to zero-effort imposter attacks. In the theoretical investigations, we define and estimate the face capacity and the maximum MasterFace coverage under the assumption that identities in the face space are well separated. The current trend of increasing the fairness and generalizability in face recognition indicates that the vulnerability of future systems might further decrease. Future works might analyse the utility of MasterFaces for understanding and enhancing the robustness of face recognition models.

Biying Fu, Naser Damer, Florian Kirchbuchner et al.

In previous works, a mobile application was developed using an unmodified commercial off-the-shelf smartphone to recognize whole-body exercises. The working principle was based on the ultrasound Doppler sensing with the device built-in hardware. Applying such a lab-environment trained model on realistic application variations causes a significant drop in performance, and thus decimate its applicability. The reason of the reduced performance can be manifold. It could be induced by the user, environment, and device variations in realistic scenarios. Such scenarios are often more complex and diverse, which can be challenging to anticipate in the initial training data. To study and overcome this issue, this paper presents a database with controlled and uncontrolled subsets of fitness exercises. We propose two concepts to utilize small adaption data to successfully improve model generalization in an uncontrolled environment, increasing the recognition accuracy by two to six folds compared to the baseline for different users.

Marco Huber, Fadi Boutros, Florian Kirchbuchner et al.

The emergence of the global COVID-19 pandemic poses new challenges for biometrics. Not only are contactless biometric identification options becoming more important, but face recognition has also recently been confronted with the frequent wearing of masks. These masks affect the performance of previous face recognition systems, as they hide important identity information. In this paper, we propose a mask-invariant face recognition solution (MaskInv) that utilizes template-level knowledge distillation within a training paradigm that aims at producing embeddings of masked faces that are similar to those of non-masked faces of the same identities. In addition to the distilled knowledge, the student network benefits from additional guidance by margin-based identity classification loss, ElasticFace, using masked and non-masked faces. In a step-wise ablation study on two real masked face databases and five mainstream databases with synthetic masks, we prove the rationalization of our MaskInv approach. Our proposed solution outperforms previous state-of-the-art (SOTA) academic solutions in the recent MFRC-21 challenge in both scenarios, masked vs masked and masked vs non-masked, and also outperforms the previous solution on the MFR2 dataset. Furthermore, we demonstrate that the proposed model can still perform well on unmasked faces with only a minor loss in verification performance. The code, the trained models, as well as the evaluation protocol on the synthetically masked data are publicly available: https://github.com/fdbtrs/Masked-Face-Recognition-KD.

Fadi Boutros, Naser Damer, Meiling Fang et al.

In this paper, we present a set of extremely efficient and high throughput models for accurate face verification, MixFaceNets which are inspired by Mixed Depthwise Convolutional Kernels. Extensive experiment evaluations on Label Face in the Wild (LFW), Age-DB, MegaFace, and IARPA Janus Benchmarks IJB-B and IJB-C datasets have shown the effectiveness of our MixFaceNets for applications requiring extremely low computational complexity. Under the same level of computation complexity (< 500M FLOPs), our MixFaceNets outperform MobileFaceNets on all the evaluated datasets, achieving 99.60% accuracy on LFW, 97.05% accuracy on AgeDB-30, 93.60 TAR (at FAR1e-6) on MegaFace, 90.94 TAR (at FAR1e-4) on IJB-B and 93.08 TAR (at FAR1e-4) on IJB-C. With computational complexity between 500M and 1G FLOPs, our MixFaceNets achieved results comparable to the top-ranked models, while using significantly fewer FLOPs and less computation overhead, which proves the practical value of our proposed MixFaceNets. All training codes, pre-trained models, and training logs have been made available https://github.com/fdbtrs/mixfacenets.

Philipp Terhörst, Malte Ihlefeld, Marco Huber et al.

Face recognition systems have to deal with large variabilities (such as different poses, illuminations, and expressions) that might lead to incorrect matching decisions. These variabilities can be measured in terms of face image quality which is defined over the utility of a sample for recognition. Previous works on face recognition either do not employ this valuable information or make use of non-inherently fit quality estimates. In this work, we propose a simple and effective face recognition solution (QMagFace) that combines a quality-aware comparison score with a recognition model based on a magnitude-aware angular margin loss. The proposed approach includes model-specific face image qualities in the comparison process to enhance the recognition performance under unconstrained circumstances. Exploiting the linearity between the qualities and their comparison scores induced by the utilized loss, our quality-aware comparison function is simple and highly generalizable. The experiments conducted on several face recognition databases and benchmarks demonstrate that the introduced quality-awareness leads to consistent improvements in the recognition performance. Moreover, the proposed QMagFace approach performs especially well under challenging circumstances, such as cross-pose, cross-age, or cross-quality. Consequently, it leads to state-of-the-art performances on several face recognition benchmarks, such as 98.50% on AgeDB, 83.95% on XQLFQ, and 98.74% on CFP-FP. The code for QMagFace is publicly available

Biying Fu, Florian Kirchbuchner, Naser Damer

Due to the COVID-19 situation, face masks have become a main part of our daily life. Wearing mouth-and-nose protection has been made a mandate in many public places, to prevent the spread of the COVID-19 virus. However, face masks affect the performance of face recognition, since a large area of the face is covered. The effect of wearing a face mask on the different components of the face recognition system in a collaborative environment is a problem that is still to be fully studied. This work studies, for the first time, the effect of wearing a face mask on face image quality by utilising state-of-the-art face image quality assessment methods of different natures. This aims at providing better understanding on the effect of face masks on the operation of face recognition as a whole system. In addition, we further studied the effect of simulated masks on face image utility in comparison to real face masks. We discuss the correlation between the mask effect on face image quality and that on the face verification performance by automatic systems and human experts, indicating a consistent trend between both factors. The evaluation is conducted on the database containing (1) no-masked faces, (2) real face masks, and (3) simulated face masks, by synthetically generating digital facial masks on no-masked faces. Finally, a visual interpretation of the face areas contributing to the quality score of a selected set of quality assessment methods is provided to give a deeper insight into the difference of network decisions in masked and non-masked faces, among other variations.

Philipp Terhörst, Marco Huber, Naser Damer et al.

An essential factor to achieve high performance in face recognition systems is the quality of its samples. Since these systems are involved in daily life there is a strong need of making face recognition processes understandable for humans. In this work, we introduce the concept of pixel-level face image quality that determines the utility of pixels in a face image for recognition. We propose a training-free approach to assess the pixel-level qualities of a face image given an arbitrary face recognition network. To achieve this, a model-specific quality value of the input image is estimated and used to build a sample-specific quality regression model. Based on this model, quality-based gradients are back-propagated and converted into pixel-level quality estimates. In the experiments, we qualitatively and quantitatively investigated the meaningfulness of our proposed pixel-level qualities based on real and artificial disturbances and by comparing the explanation maps on faces incompliant with the ICAO standards. In all scenarios, the results demonstrate that the proposed solution produces meaningful pixel-level qualities enhancing the interpretability of the complete face image quality. The code is publicly available

Fadi Boutros, Naser Damer, Florian Kirchbuchner et al.

Learning discriminative face features plays a major role in building high-performing face recognition models. The recent state-of-the-art face recognition solutions proposed to incorporate a fixed penalty margin on commonly used classification loss function, softmax loss, in the normalized hypersphere to increase the discriminative power of face recognition models, by minimizing the intra-class variation and maximizing the inter-class variation. Marginal penalty softmax losses, such as ArcFace and CosFace, assume that the geodesic distance between and within the different identities can be equally learned using a fixed penalty margin. However, such a learning objective is not realistic for real data with inconsistent inter-and intra-class variation, which might limit the discriminative and generalizability of the face recognition model. In this paper, we relax the fixed penalty margin constrain by proposing elastic penalty margin loss (ElasticFace) that allows flexibility in the push for class separability. The main idea is to utilize random margin values drawn from a normal distribution in each training iteration. This aims at giving the decision boundary chances to extract and retract to allow space for flexible class separability learning. We demonstrate the superiority of our ElasticFace loss over ArcFace and CosFace losses, using the same geometric transformation, on a large set of mainstream benchmarks. From a wider perspective, our ElasticFace has advanced the state-of-the-art face recognition performance on seven out of nine mainstream benchmarks.

Meiling Fang, Naser Damer, Florian Kirchbuchner et al.

With the increased deployment of face recognition systems in our daily lives, face presentation attack detection (PAD) is attracting much attention and playing a key role in securing face recognition systems. Despite the great performance achieved by the hand-crafted and deep-learning-based methods in intra-dataset evaluations, the performance drops when dealing with unseen scenarios. In this work, we propose a dual-stream convolution neural networks (CNNs) framework. One stream adapts four learnable frequency filters to learn features in the frequency domain, which are less influenced by variations in sensors/illuminations. The other stream leverages the RGB images to complement the features of the frequency domain. Moreover, we propose a hierarchical attention module integration to join the information from the two streams at different stages by considering the nature of deep features in different layers of the CNN. The proposed method is evaluated in the intra-dataset and cross-dataset setups, and the results demonstrate that our proposed approach enhances the generalizability in most experimental setups in comparison to state-of-the-art, including the methods designed explicitly for domain adaption/shift problems. We successfully prove the design of our proposed PAD solution in a step-wise ablation study that involves our proposed learnable frequency decomposition, our hierarchical attention module design, and the used loss function. Training codes and pre-trained models are publicly released

Fadi Boutros, Patrick Siebke, Marcel Klemt et al.

Deep neural networks have rapidly become the mainstream method for face recognition (FR). However, this limits the deployment of such models that contain an extremely large number of parameters to embedded and low-end devices. In this work, we present an extremely lightweight and accurate FR solution, namely PocketNet. We utilize neural architecture search to develop a new family of lightweight face-specific architectures. We additionally propose a novel training paradigm based on knowledge distillation (KD), the multi-step KD, where the knowledge is distilled from the teacher model to the student model at different stages of the training maturity. We conduct a detailed ablation study proving both, the sanity of using NAS for the specific task of FR rather than general object classification, and the benefits of our proposed multi-step KD. We present an extensive experimental evaluation and comparisons with the state-of-the-art (SOTA) compact FR models on nine different benchmarks including large-scale evaluation benchmarks such as IJB-B, IJB-C, and MegaFace. PocketNets have consistently advanced the SOTA FR performance on nine mainstream benchmarks when considering the same level of model compactness. With 0.92M parameters, our smallest network PocketNetS-128 achieved very competitive results to recent SOTA compacted models that contain up to 4M parameters.

Naser Damer, Noemie Spiller, Meiling Fang et al.

A face morphing attack image can be verified to multiple identities, making this attack a major vulnerability to processes based on identity verification, such as border checks. Various methods have been proposed to detect face morphing attacks, however, with low generalizability to unexpected post-morphing processes. A major post-morphing process is the print and scan operation performed in many countries when issuing a passport or identity document. In this work, we address this generalization problem by adapting a pixel-wise supervision approach where we train a network to classify each pixel of the image into an attack or not, rather than only having one label for the whole image. Our pixel-wise morphing attack detection (PW-MAD) solution proved to perform more accurately than a set of established baselines. More importantly, PW-MAD shows high generalizability in comparison to related works, when evaluated on unknown re-digitized attacks. Additionally to our PW-MAD approach, we create a new face morphing attack dataset with digital and re-digitized samples, namely the LMA-DRD dataset that is publicly available for research purposes upon request.

Naser Damer, Kiran Raja, Marius Süßmilch et al.

Face morphing attacks aim at creating face images that are verifiable to be the face of multiple identities, which can lead to building faulty identity links in operations like border checks. While creating a morphed face detector (MFD), training on all possible attack types is essential to achieve good detection performance. Therefore, investigating new methods of creating morphing attacks drives the generalizability of MADs. Creating morphing attacks was performed on the image level, by landmark interpolation, or on the latent-space level, by manipulating latent vectors in a generative adversarial network. The earlier results in varying blending artifacts and the latter results in synthetic-like striping artifacts. This work presents the novel morphing pipeline, ReGenMorph, to eliminate the LMA blending artifacts by using a GAN-based generation, as well as, eliminate the manipulation in the latent space, resulting in visibly realistic morphed images compared to previous works. The generated ReGenMorph appearance is compared to recent morphing approaches and evaluated for face recognition vulnerability and attack detectability, whether as known or unknown attacks.

Fadi Boutros, Naser Damer, Jan Niklas Kolf et al.

This paper presents a summary of the Masked Face Recognition Competitions (MFR) held within the 2021 International Joint Conference on Biometrics (IJCB 2021). The competition attracted a total of 10 participating teams with valid submissions. The affiliations of these teams are diverse and associated with academia and industry in nine different countries. These teams successfully submitted 18 valid solutions. The competition is designed to motivate solutions aiming at enhancing the face recognition accuracy of masked faces. Moreover, the competition considered the deployability of the proposed solutions by taking the compactness of the face recognition models into account. A private dataset representing a collaborative, multi-session, real masked, capture scenario is used to evaluate the submitted solutions. In comparison to one of the top-performing academic face recognition solutions, 10 out of the 18 submitted solutions did score higher masked face verification accuracy.

Meiling Fang, Naser Damer, Fadi Boutros et al.

Iris presentation attack detection (PAD) plays a vital role in iris recognition systems. Most existing CNN-based iris PAD solutions 1) perform only binary label supervision during the training of CNNs, serving global information learning but weakening the capture of local discriminative features, 2) prefer the stacked deeper convolutions or expert-designed networks, raising the risk of overfitting, 3) fuse multiple PAD systems or various types of features, increasing difficulty for deployment on mobile devices. Hence, we propose a novel attention-based deep pixel-wise binary supervision (A-PBS) method. Pixel-wise supervision is first able to capture the fine-grained pixel/patch-level cues. Then, the attention mechanism guides the network to automatically find regions that most contribute to an accurate PAD decision. Extensive experiments are performed on LivDet-Iris 2017 and three other publicly available databases to show the effectiveness and robustness of proposed A-PBS methods. For instance, the A-PBS model achieves an HTER of 6.50% on the IIITD-WVU database outperforming state-of-the-art methods.

Philipp Terhörst, André Boller, Naser Damer et al.

An essential factor to achieve high accuracies in fingerprint recognition systems is the quality of its samples. Previous works mainly proposed supervised solutions based on image properties that neglects the minutiae extraction process, despite that most fingerprint recognition techniques are based on detected minutiae. Consequently, a fingerprint image might be assigned a high quality even if the utilized minutia extractor produces unreliable information. In this work, we propose a novel concept of assessing minutia and fingerprint quality based on minutia detection confidence (MiDeCon). MiDeCon can be applied to an arbitrary deep learning based minutia extractor and does not require quality labels for learning. We propose using the detection reliability of the extracted minutia as its quality indicator. By combining the highest minutia qualities, MiDeCon also accurately determines the quality of a full fingerprint. Experiments are conducted on the publicly available databases of the FVC 2006 and compared against several baselines, such as NIST's widely-used fingerprint image quality software NFIQ1 and NFIQ2. The results demonstrate a significantly stronger quality assessment performance of the proposed MiDeCon-qualities as related works on both, minutia- and fingerprint-level. The implementation is publicly available.

Naser Damer, Fadi Boutros, Marius Süßmilch et al.

The recent COVID-19 pandemic has increased the focus on hygienic and contactless identity verification methods. However, the pandemic led to the wide use of face masks, essential to keep the pandemic under control. The effect of wearing a mask on face recognition (FR) in a collaborative environment is a currently sensitive yet understudied issue. Recent reports have tackled this by evaluating the masked probe effect on the performance of automatic FR solutions. However, such solutions can fail in certain processes, leading to performing the verification task by a human expert. This work provides a joint evaluation and in-depth analyses of the face verification performance of human experts in comparison to state-of-the-art automatic FR solutions. This involves an extensive evaluation by human experts and 4 automatic recognition solutions. The study concludes with a set of take-home messages on different aspects of the correlation between the verification behavior of humans and machines.

Fadi Boutros, Naser Damer, Florian Kirchbuchner et al.

Using the face as a biometric identity trait is motivated by the contactless nature of the capture process and the high accuracy of the recognition algorithms. After the current COVID-19 pandemic, wearing a face mask has been imposed in public places to keep the pandemic under control. However, face occlusion due to wearing a mask presents an emerging challenge for face recognition systems. In this paper, we present a solution to improve masked face recognition performance. Specifically, we propose the Embedding Unmasking Model (EUM) operated on top of existing face recognition models. We also propose a novel loss function, the Self-restrained Triplet (SRT), which enabled the EUM to produce embeddings similar to these of unmasked faces of the same identities. The achieved evaluation results on three face recognition models, two real masked datasets, and two synthetically generated masked face datasets proved that our proposed approach significantly improves the performance in most experimental settings.

Philipp Terhörst, Jan Niklas Kolf, Marco Huber et al.

Face recognition (FR) systems have a growing effect on critical decision-making processes. Recent works have shown that FR solutions show strong performance differences based on the user's demographics. However, to enable a trustworthy FR technology, it is essential to know the influence of an extended range of facial attributes on FR beyond demographics. Therefore, in this work, we analyse FR bias over a wide range of attributes. We investigate the influence of 47 attributes on the verification performance of two popular FR models. The experiments were performed on the publicly available MAADFace attribute database with over 120M high-quality attribute annotations. To prevent misleading statements about biased performances, we introduced control group based validity values to decide if unbalanced test data causes the performance differences. The results demonstrate that also many non-demographic attributes strongly affect the recognition performance, such as accessories, hair-styles and colors, face shapes, or facial anomalies. The observations of this work show the strong need for further advances in making FR system more robust, explainable, and fair. Moreover, our findings might help to a better understanding of how FR networks work, to enhance the robustness of these networks, and to develop more generalized bias-mitigating face recognition solutions.

Meiling Fang, Naser Damer, Florian Kirchbuchner et al.

Face masks have become one of the main methods for reducing the transmission of COVID-19. This makes face recognition (FR) a challenging task because masks hide several discriminative features of faces. Moreover, face presentation attack detection (PAD) is crucial to ensure the security of FR systems. In contrast to the growing number of masked FR studies, the impact of face masked attacks on PAD has not been explored. Therefore, we present novel attacks with real face masks placed on presentations and attacks with subjects wearing masks to reflect the current real-world situation. Furthermore, this study investigates the effect of masked attacks on PAD performance by using seven state-of-the-art PAD algorithms under different experimental settings. We also evaluate the vulnerability of FR systems to masked attacks. The experiments show that real masked attacks pose a serious threat to the operation and security of FR systems.

Philipp Terhörst, Daniel Fährmann, Jan Niklas Kolf et al.

Soft-biometrics play an important role in face biometrics and related fields since these might lead to biased performances, threatens the user's privacy, or are valuable for commercial aspects. Current face databases are specifically constructed for the development of face recognition applications. Consequently, these databases contain large amount of face images but lack in the number of attribute annotations and the overall annotation correctness. In this work, we propose MAADFace, a new face annotations database that is characterized by the large number of its high-quality attribute annotations. MAADFace is build on the VGGFace2 database and thus, consists of 3.3M faces of over 9k individuals. Using a novel annotation transfer-pipeline that allows an accurate label-transfer from multiple source-datasets to a target-dataset, MAAD-Face consists of 123.9M attribute annotations of 47 different binary attributes. Consequently, it provides 15 and 137 times more attribute labels than CelebA and LFW. Our investigation on the annotation quality by three human evaluators demonstrated the superiority of the MAAD-Face annotations over existing databases. Additionally, we make use of the large amount of high-quality annotations from MAAD-Face to study the viability of soft-biometrics for recognition, providing insights about which attributes support genuine and imposter decisions. The MAAD-Face annotations dataset is publicly available.

Meiling Fang, Naser Damer, Florian Kirchbuchner et al.

Iris recognition systems are vulnerable to the presentation attacks, such as textured contact lenses or printed images. In this paper, we propose a lightweight framework to detect iris presentation attacks by extracting multiple micro-stripes of expanded normalized iris textures. In this procedure, a standard iris segmentation is modified. For our presentation attack detection network to better model the classification problem, the segmented area is processed to provide lower dimensional input segments and a higher number of learning samples. Our proposed Micro Stripes Analyses (MSA) solution samples the segmented areas as individual stripes. Then, the majority vote makes the final classification decision of those micro-stripes. Experiments are demonstrated on five databases, where two databases (IIITD-WVU and Notre Dame) are from the LivDet-2017 Iris competition. An in-depth experimental evaluation of this framework reveals a superior performance compared with state-of-the-art algorithms. Moreover, our solution minimizes the confusion between textured (attack) and soft (bona fide) contact lens presentations.

Fadi Boutros, Naser Damer, Kiran Raja et al.

Augmented and virtual reality is being deployed in different fields of applications. Such applications might involve accessing or processing critical and sensitive information, which requires strict and continuous access control. Given that Head-Mounted Displays (HMD) developed for such applications commonly contains internal cameras for gaze tracking purposes, we evaluate the suitability of such setup for verifying the users through iris recognition. In this work, we first evaluate a set of iris recognition algorithms suitable for HMD devices by investigating three well-established handcrafted feature extraction approaches, and to complement it, we also present the analysis using four deep learning models. While taking into consideration the minimalistic hardware requirements of stand-alone HMD, we employ and adapt a recently developed miniature segmentation model (EyeMMS) for segmenting the iris. Further, to account for non-ideal and non-collaborative capture of iris, we define a new iris quality metric that we termed as Iris Mask Ratio (IMR) to quantify the iris recognition performance. Motivated by the performance of iris recognition, we also propose the continuous authentication of users in a non-collaborative capture setting in HMD. Through the experiments on a publicly available OpenEDS dataset, we show that performance with EER = 5% can be achieved using deep learning methods in a general setting, along with high accuracy for continuous user authentication.

Philipp Terhörst, Daniel Fährmann, Naser Damer et al.

Deeply-learned face representations enable the success of current face recognition systems. Despite the ability of these representations to encode the identity of an individual, recent works have shown that more information is stored within, such as demographics, image characteristics, and social traits. This threatens the user's privacy, since for many applications these templates are expected to be solely used for recognition purposes. Knowing the encoded information in face templates helps to develop bias-mitigating and privacy-preserving face recognition technologies. This work aims to support the development of these two branches by analysing face templates regarding 113 attributes. Experiments were conducted on two publicly available face embeddings. For evaluating the predictability of the attributes, we trained a massive attribute classifier that is additionally able to accurately state its prediction confidence. This allows us to make more sophisticated statements about the attribute predictability. The results demonstrate that up to 74 attributes can be accurately predicted from face templates. Especially non-permanent attributes, such as age, hairstyles, haircolors, beards, and various accessories, found to be easily-predictable. Since face recognition systems aim to be robust against these variations, future research might build on this work to develop more understandable privacy preserving solutions and build robust and fair face templates.

Naser Damer, Jonas Henry Grebe, Cong Chen et al.

Face recognition has become essential in our daily lives as a convenient and contactless method of accurate identity verification. Process such as identity verification at automatic border control gates or the secure login to electronic devices are increasingly dependant on such technologies. The recent COVID-19 pandemic have increased the value of hygienic and contactless identity verification. However, the pandemic led to the wide use of face masks, essential to keep the pandemic under control. The effect of wearing a mask on face recognition in a collaborative environment is currently sensitive yet understudied issue. We address that by presenting a specifically collected database containing three session, each with three different capture instructions, to simulate realistic use cases. We further study the effect of masked face probes on the behaviour of three top-performing face recognition systems, two academic solutions and one commercial off-the-shelf (COTS) system.

Philipp Terhörst, Jan Niklas Kolf, Naser Damer et al.

Face quality assessment aims at estimating the utility of a face image for the purpose of recognition. It is a key factor to achieve high face recognition performances. Currently, the high performance of these face recognition systems come with the cost of a strong bias against demographic and non-demographic sub-groups. Recent work has shown that face quality assessment algorithms should adapt to the deployed face recognition system, in order to achieve highly accurate and robust quality estimations. However, this could lead to a bias transfer towards the face quality assessment leading to discriminatory effects e.g. during enrolment. In this work, we present an in-depth analysis of the correlation between bias in face recognition and face quality assessment. Experiments were conducted on two publicly available datasets captured under controlled and uncontrolled circumstances with two popular face embeddings. We evaluated four state-of-the-art solutions for face quality assessment towards biases to pose, ethnicity, and age. The experiments showed that the face quality assessment solutions assign significantly lower quality values towards subgroups affected by the recognition bias demonstrating that these approaches are biased as well. This raises ethical questions towards fairness and discrimination which future works have to address.

Philipp Terhörst, Jan Niklas Kolf, Naser Damer et al.

Face image quality is an important factor to enable high performance face recognition systems. Face quality assessment aims at estimating the suitability of a face image for recognition. Previous work proposed supervised solutions that require artificially or human labelled quality values. However, both labelling mechanisms are error-prone as they do not rely on a clear definition of quality and may not know the best characteristics for the utilized face recognition system. Avoiding the use of inaccurate quality labels, we proposed a novel concept to measure face quality based on an arbitrary face recognition model. By determining the embedding variations generated from random subnetworks of a face model, the robustness of a sample representation and thus, its quality is estimated. The experiments are conducted in a cross-database evaluation setting on three publicly available databases. We compare our proposed solution on two face embeddings against six state-of-the-art approaches from academia and industry. The results show that our unsupervised solution outperforms all other approaches in the majority of the investigated scenarios. In contrast to previous works, the proposed solution shows a stable performance over all scenarios. Utilizing the deployed face recognition model for our face quality assessment methodology avoids the training phase completely and further outperforms all baseline approaches by a large margin. Our solution can be easily integrated into current face recognition systems and can be modified to other tasks beyond face recognition.

Meiling Fang, Naser Damer, Florian Kirchbuchner et al.

With the widespread use of biometric systems, the demographic bias problem raises more attention. Although many studies addressed bias issues in biometric verification, there are no works that analyze the bias in presentation attack detection (PAD) decisions. Hence, we investigate and analyze the demographic bias in iris PAD algorithms in this paper. To enable a clear discussion, we adapt the notions of differential performance and differential outcome to the PAD problem. We study the bias in iris PAD using three baselines (hand-crafted, transfer-learning, and training from scratch) using the NDCLD-2013 database. The experimental results point out that female users will be significantly less protected by the PAD, in comparison to males.

Philipp Terhörst, Marco Huber, Naser Damer et al.

Current research on soft-biometrics showed that privacy-sensitive information can be deduced from biometric templates of an individual. Since for many applications, these templates are expected to be used for recognition purposes only, this raises major privacy issues. Previous works focused on supervised privacy-enhancing solutions that require privacy-sensitive information about individuals and limit their application to the suppression of single and pre-defined attributes. Consequently, they do not take into account attributes that are not considered in the training. In this work, we present Negative Face Recognition (NFR), a novel face recognition approach that enhances the soft-biometric privacy on the template-level by representing face templates in a complementary (negative) domain. While ordinary templates characterize facial properties of an individual, negative templates describe facial properties that does not exist for this individual. This suppresses privacy-sensitive information from stored templates. Experiments are conducted on two publicly available datasets captured under controlled and uncontrolled scenarios on three privacy-sensitive attributes. The experiments demonstrate that our proposed approach reaches higher suppression rates than previous work, while maintaining higher recognition performances as well. Unlike previous works, our approach does not require privacy-sensitive labels and offers a more comprehensive privacy-protection not limited to pre-defined attributes.

Philipp Terhörst, Jan Niklas Kolf, Naser Damer et al.

Current face recognition systems achieve high progress on several benchmark tests. Despite this progress, recent works showed that these systems are strongly biased against demographic sub-groups. Consequently, an easily integrable solution is needed to reduce the discriminatory effect of these biased systems. Previous work mainly focused on learning less biased face representations, which comes at the cost of a strongly degraded overall recognition performance. In this work, we propose a novel unsupervised fair score normalization approach that is specifically designed to reduce the effect of bias in face recognition and subsequently lead to a significant overall performance boost. Our hypothesis is built on the notation of individual fairness by designing a normalization approach that leads to treating similar individuals similarly. Experiments were conducted on three publicly available datasets captured under controlled and in-the-wild circumstances. Results demonstrate that our solution reduces demographic biases, e.g. by up to 82.7% in the case when gender is considered. Moreover, it mitigates the bias more consistently than existing works. In contrast to previous works, our fair normalization approach enhances the overall performance by up to 53.2% at false match rate of 0.001 and up to 82.9% at a false match rate of 0.00001. Additionally, it is easily integrable into existing recognition systems and not limited to face biometrics.

Naser Damer, Fadi Boutros, Khawla Mallat et al.

Generating visible-like face images from thermal images is essential to perform manual and automatic cross-spectrum face recognition. We successfully propose a solution based on cascaded refinement network that, unlike previous works, produces high quality generated color images without the need for face alignment, large databases, data augmentation, polarimetric sensors, computationally-intense training, or unrealistic restriction on the generated resolution. The training of our solution is based on the contextual loss, making it inherently scale (face area) and rotation invariant. We present generated image samples of unknown individuals under different poses and occlusion conditions.We also prove the high similarity in image quality between ground-truth images and generated ones by comparing seven quality metrics. We compare our results with two state-of-the-art approaches proving the superiority of our proposed approach.