Chuan Meng

Chuan Meng, Litu Ou, Sean MacAvaney et al.

Deep research has emerged as an important task that aims to address hard queries through extensive open-web exploration. To tackle it, most prior work equips large language model (LLM)-based agents with opaque web search APIs, enabling agents to iteratively issue search queries, retrieve external evidence, and reason over it. Despite search's essential role in deep research, black-box web search APIs hinder systematic analysis of search components, leaving the behaviour of established text ranking methods in deep research largely unclear. To fill this gap, we reproduce a selection of key findings and best practices for IR text ranking methods in the deep research setting. In particular, we examine their effectiveness from three perspectives: (i) retrieval units (documents vs. passages), (ii) pipeline configurations (different retrievers, re-rankers, and re-ranking depths), and (iii) query characteristics (the mismatch between agent-issued queries and the training queries of text rankers). We perform experiments on BrowseComp-Plus, a deep research dataset with a fixed corpus, evaluating 2 open-source agents, 5 retrievers, and 3 re-rankers across diverse setups. We find that agent-issued queries typically follow web-search-style syntax (e.g., quoted exact matches), favouring lexical, learned sparse, and multi-vector retrievers; passage-level units are more efficient under limited context windows, and avoid the difficulties of document length normalisation in lexical retrieval; re-ranking is highly effective; translating agent-issued queries into natural-language questions significantly bridges the query mismatch.

Arian Askari, Chuan Meng, Mohammad Aliannejadi et al.

Existing generative retrieval (GR) methods rely on training-based indexing, which fine-tunes a model to memorise associations between queries and the document identifiers (docids) of relevant documents. Training-based indexing suffers from high training costs, under-utilisation of pre-trained knowledge in large language models (LLMs), and limited adaptability to dynamic document corpora. To address the issues, we propose a few-shot indexing-based GR framework (Few-Shot GR). It has a few-shot indexing process without any training, where we prompt an LLM to generate docids for all documents in a corpus, ultimately creating a docid bank for the entire corpus. During retrieval, we feed a query to the same LLM and constrain it to generate a docid within the docid bank created during indexing, and then map the generated docid back to its corresponding document. Moreover, we devise few-shot indexing with one-to-many mapping to further enhance Few-Shot GR. Experiments show that Few-Shot GR achieves superior performance to state-of-the-art GR methods requiring heavy training.

Chuan Meng, Jiqun Liu, Mohammad Aliannejadi et al.

Using large language models (LLMs) to predict relevance judgments has shown promising results. Most studies treat this task as a distinct research line, e.g., focusing on prompt design for predicting relevance labels given a query and passage. However, predicting relevance judgments is essentially a form of relevance prediction, a problem extensively studied in tasks such as re-ranking. Despite this potential overlap, little research has explored reusing or adapting established re-ranking methods to predict relevance judgments, leading to potential resource waste and redundant development. To bridge this gap, we reproduce re-rankers in a re-ranker-as-relevance-judge setup. We design two adaptation strategies: (i) using binary tokens (e.g., "true" and "false") generated by a re-ranker as direct judgments, and (ii) converting continuous re-ranking scores into binary labels via thresholding. We perform extensive experiments on TREC-DL 2019 to 2023 with 8 re-rankers from 3 families, ranging from 220M to 32B, and analyse the evaluation bias exhibited by re-ranker-based judges. Results show that re-ranker-based relevance judges, under both strategies, can outperform UMBRELA, a state-of-the-art LLM-based relevance judge, in around 40% to 50% of the cases; they also exhibit strong self-preference towards their own and same-family re-rankers, as well as cross-family bias.

Chuan Meng, Negar Arabzadeh, Arian Askari et al.

Query performance prediction (QPP) aims to estimate the retrieval quality of a search system for a query without human relevance judgments. Previous QPP methods typically return a single scalar value and do not require the predicted values to approximate a specific information retrieval (IR) evaluation measure, leading to certain drawbacks: (i) a single scalar is insufficient to accurately represent different IR evaluation measures, especially when metrics do not highly correlate, and (ii) a single scalar limits the interpretability of QPP methods because solely using a scalar is insufficient to explain QPP results. To address these issues, we propose a QPP framework using automatically generated relevance judgments (QPP-GenRE), which decomposes QPP into independent subtasks of predicting the relevance of each item in a ranked list to a given query. This allows us to predict any IR evaluation measure using the generated relevance judgments as pseudo-labels. This also allows us to interpret predicted IR evaluation measures, and identify, track and rectify errors in generated relevance judgments to improve QPP quality. We predict an item's relevance by using open-source large language models (LLMs) to ensure scientific reproducibility. We face two main challenges: (i) excessive computational costs of judging an entire corpus for predicting a metric considering recall, and (ii) limited performance in prompting open-source LLMs in a zero-/few-shot manner. To solve the challenges, we devise an approximation strategy to predict an IR measure considering recall and propose to fine-tune open-source LLMs using human-labeled relevance judgments. Experiments on the TREC 2019 to 2022 deep learning tracks and CAsT-19 and 20 datasets show that QPP-GenRE achieves state-of-the-art QPP quality for both lexical and neural rankers.

Chuan Meng, Negar Arabzadeh, Arian Askari et al.

We study ranked list truncation (RLT) from a novel "retrieve-then-re-rank" perspective, where we optimize re-ranking by truncating the retrieved list (i.e., trim re-ranking candidates). RLT is crucial for re-ranking as it can improve re-ranking efficiency by sending variable-length candidate lists to a re-ranker on a per-query basis. It also has the potential to improve re-ranking effectiveness. Despite its importance, there is limited research into applying RLT methods to this new perspective. To address this research gap, we reproduce existing RLT methods in the context of re-ranking, especially newly emerged large language model (LLM)-based re-ranking. In particular, we examine to what extent established findings on RLT for retrieval are generalizable to the "retrieve-then-re-rank" setup from three perspectives: (i) assessing RLT methods in the context of LLM-based re-ranking with lexical first-stage retrieval, (ii) investigating the impact of different types of first-stage retrievers on RLT methods, and (iii) investigating the impact of different types of re-rankers on RLT methods. We perform experiments on the TREC 2019 and 2020 deep learning tracks, investigating 8 RLT methods for pipelines involving 3 retrievers and 2 re-rankers. We reach new insights into RLT methods in the context of re-ranking.

Fengran Mo, Yifan Gao, Chuan Meng et al.

The rapid advancement of conversational search systems revolutionizes how information is accessed by enabling the multi-turn interaction between the user and the system. Existing conversational search systems are usually built with two different models. This separation restricts the system from leveraging the intrinsic knowledge of the models simultaneously, which cannot ensure the effectiveness of retrieval benefiting the generation. The existing studies for developing unified models cannot fully address the aspects of understanding conversational context, managing retrieval independently, and generating responses. In this paper, we explore how to unify dense retrieval and response generation for large language models in conversation. We conduct joint fine-tuning with different objectives and design two mechanisms to reduce the inconsistency risks while mitigating data discrepancy. The evaluations on five conversational search datasets demonstrate that our unified model can mutually improve both tasks and outperform the existing baselines.

Arian Askari, Roxana Petcu, Chuan Meng et al.

Identifying user intents in information-seeking dialogs is crucial for a system to meet user's information needs. Intent prediction (IP) is challenging and demands sufficient dialogs with human-labeled intents for training. However, manually annotating intents is resource-intensive. While large language models (LLMs) have been shown to be effective in generating synthetic data, there is no study on using LLMs to generate intent-aware information-seeking dialogs. In this paper, we focus on leveraging LLMs for zero-shot generation of large-scale, open-domain, and intent-aware information-seeking dialogs. We propose SOLID, which has novel self-seeding and multi-intent self-instructing schemes. The former improves the generation quality by using the LLM's own knowledge scope to initiate dialog generation; the latter prompts the LLM to generate utterances sequentially, and mitigates the need for manual prompt design by asking the LLM to autonomously adapt its prompt instruction when generating complex multi-intent utterances. Furthermore, we propose SOLID-RL, which is further trained to generate a dialog in one step on the data generated by SOLID. We propose a length-based quality estimation mechanism to assign varying weights to SOLID-generated dialogs based on their quality during the training process of SOLID-RL. We use SOLID and SOLID-RL to generate more than 300k intent-aware dialogs, surpassing the size of existing datasets. Experiments show that IP methods trained on dialogs generated by SOLID and SOLID-RL achieve better IP quality than ones trained on human-generated dialogs.

Fengran Mo, Chuan Meng, Mohammad Aliannejadi et al.

Conversational search enables multi-turn interactions between users and systems to fulfill users' complex information needs. During this interaction, the system should understand the users' search intent within the conversational context and then return the relevant information through a flexible, dialogue-based interface. The recent powerful large language models (LLMs) with capacities of instruction following, content generation, and reasoning, attract significant attention and advancements, providing new opportunities and challenges for building up intelligent conversational search systems. This tutorial aims to introduce the connection between fundamentals and the emerging topics revolutionized by LLMs in the context of conversational search. It is designed for students, researchers, and practitioners from both academia and industry. Participants will gain a comprehensive understanding of both the core principles and cutting-edge developments driven by LLMs in conversational search, equipping them with the knowledge needed to contribute to the development of next-generation conversational search systems.

Lili Lu, Chuan Meng, Federico Ravenda et al.

Clarification need prediction (CNP) is a key task in conversational search, aiming to predict whether to ask a clarifying question or give an answer to the current user query. However, current research on CNP suffers from the issues of limited CNP training data and low efficiency. In this paper, we propose a zero-shot and efficient CNP framework (Zef-CNP), in which we first prompt large language models (LLMs) in a zero-shot manner to generate two sets of synthetic queries: ambiguous and specific (unambiguous) queries. We then use the generated queries to train efficient CNP models. Zef-CNP eliminates the need for human-annotated clarification-need labels during training and avoids the use of LLMs with high query latency at query time. To further improve the generation quality of synthetic queries, we devise a topic-, information-need-, and query-aware chain-of-thought (CoT) prompting strategy (TIQ-CoT). Moreover, we enhance TIQ-CoT with counterfactual query generation (CoQu), which guides LLMs first to generate a specific/ambiguous query and then sequentially generate its corresponding ambiguous/specific query. Experimental results show that Zef-CNP achieves superior CNP effectiveness and efficiency compared with zero- and few-shot LLM-based CNP predictors.

Fengran Mo, Yuchen Hui, Yuxing Tian et al.

Personalized conversational information retrieval (CIR) systems aim to satisfy users' complex information needs through multi-turn interactions by considering user profiles. However, not all search queries require personalization. The challenge lies in appropriately incorporating personalization elements into search when needed. Most existing studies implicitly incorporate users' personal information and conversational context using large language models without distinguishing the specific requirements for each query turn. Such a ``one-size-fits-all'' personalization strategy might lead to sub-optimal results. In this paper, we propose an adaptive personalization method, in which we first identify the required personalization level for a query and integrate personalized queries with other query reformulations to produce various enhanced queries. Then, we design a personalization-aware ranking fusion approach to assign fusion weights dynamically to different reformulated queries, depending on the required personalization level. The proposed adaptive personalized conversational information retrieval framework APCIR is evaluated on two TREC iKAT datasets. The results confirm the effectiveness of adaptive personalization of APCIR by outperforming state-of-the-art methods.

Chuan Meng, Francesco Tonolini, Fengran Mo et al.

Proactive search in conversations (PSC) aims to reduce user effort in formulating explicit queries by proactively retrieving useful relevant information given conversational context. Previous work in PSC either directly uses this context as input to off-the-shelf ad-hoc retrievers or further fine-tunes them on PSC data. However, ad-hoc retrievers are pre-trained on short and concise queries, while the PSC input is longer and noisier. This input mismatch between ad-hoc search and PSC limits retrieval quality. While fine-tuning on PSC data helps, its benefits remain constrained by this input gap. In this work, we propose Conv2Query, a novel conversation-to-query framework that adapts ad-hoc retrievers to PSC by bridging the input gap between ad-hoc search and PSC. Conv2Query maps conversational context into ad-hoc queries, which can either be used as input for off-the-shelf ad-hoc retrievers or for further fine-tuning on PSC data. Extensive experiments on two PSC datasets show that Conv2Query significantly improves ad-hoc retrievers' performance, both when used directly and after fine-tuning on PSC.

Zahra Abbasiantaeb, Chuan Meng, Leif Azzopardi et al.

Incomplete relevance judgments limit the re-usability of test collections. When new systems are compared against previous systems used to build the pool of judged documents, they often do so at a disadvantage due to the ``holes'' in test collection (i.e., pockets of un-assessed documents returned by the new system). In this paper, we take initial steps towards extending existing test collections by employing Large Language Models (LLM) to fill the holes by leveraging and grounding the method using existing human judgments. We explore this problem in the context of Conversational Search using TREC iKAT, where information needs are highly dynamic and the responses (and, the results retrieved) are much more varied (leaving bigger holes). While previous work has shown that automatic judgments from LLMs result in highly correlated rankings, we find substantially lower correlates when human plus automatic judgments are used (regardless of LLM, one/two/few shot, or fine-tuned). We further find that, depending on the LLM employed, new runs will be highly favored (or penalized), and this effect is magnified proportionally to the size of the holes. Instead, one should generate the LLM annotations on the whole document pool to achieve more consistent rankings with human-generated labels. Future work is required to prompt engineering and fine-tuning LLMs to reflect and represent the human annotations, in order to ground and align the models, such that they are more fit for purpose.

Chuan Meng, Negar Arabzadeh, Mohammad Aliannejadi et al.

Query performance prediction (QPP) is a core task in information retrieval. The QPP task is to predict the retrieval quality of a search system for a query without relevance judgments. Research has shown the effectiveness and usefulness of QPP for ad-hoc search. Recent years have witnessed considerable progress in conversational search (CS). Effective QPP could help a CS system to decide an appropriate action to be taken at the next turn. Despite its potential, QPP for CS has been little studied. We address this research gap by reproducing and studying the effectiveness of existing QPP methods in the context of CS. While the task of passage retrieval remains the same in the two settings, a user query in CS depends on the conversational history, introducing novel QPP challenges. In particular, we seek to explore to what extent findings from QPP methods for ad-hoc search generalize to three CS settings: (i) estimating the retrieval quality of different query rewriting-based retrieval methods, (ii) estimating the retrieval quality of a conversational dense retrieval method, and (iii) estimating the retrieval quality for top ranks vs. deeper-ranked lists. Our findings can be summarized as follows: (i) supervised QPP methods distinctly outperform unsupervised counterparts only when a large-scale training set is available; (ii) point-wise supervised QPP methods outperform their list-wise counterparts in most cases; and (iii) retrieval score-based unsupervised QPP methods show high effectiveness in assessing the conversational dense retrieval method, ConvDR.

Chuan Meng, Pengjie Ren, Zhumin Chen et al.

Existing conversational systems tend to generate generic responses. Recently, Background Based Conversations (BBCs) have been introduced to address this issue. Here, the generated responses are grounded in some background information. The proposed methods for BBCs are able to generate more informative responses, they either cannot generate natural responses or have difficulty in locating the right background information. In this paper, we propose a Reference-aware Network (RefNet) to address the two issues. Unlike existing methods that generate responses token by token, RefNet incorporates a novel reference decoder that provides an alternative way to learn to directly cite a semantic unit (e.g., a span containing complete semantic information) from the background. Experimental results show that RefNet significantly outperforms state-of-the-art methods in terms of both automatic and human evaluations, indicating that RefNet can generate more appropriate and human-like responses.