Ziyao Liu

Chen Chen, Xueluan Gong, Ziyao Liu et al.

AI Safety is an emerging area of critical importance to the safe adoption and deployment of AI systems. With the rapid proliferation of AI and especially with the recent advancement of Generative AI (or GAI), the technology ecosystem behind the design, development, adoption, and deployment of AI systems has drastically changed, broadening the scope of AI Safety to address impacts on public safety and national security. In this paper, we propose a novel architectural framework for understanding and analyzing AI Safety; defining its characteristics from three perspectives: Trustworthy AI, Responsible AI, and Safe AI. We provide an extensive review of current research and advancements in AI safety from these perspectives, highlighting their key challenges and mitigation approaches. Through examples from state-of-the-art technologies, particularly Large Language Models (LLMs), we present innovative mechanism, methodologies, and techniques for designing and testing AI safety. Our goal is to promote advancement in AI safety research, and ultimately enhance people's trust in digital transformation.

Yu Jiang, Xindi Tong, Ziyao Liu et al.

Federated unlearning (FU) offers a promising solution to effectively address the need to erase the impact of specific clients' data on the global model in federated learning (FL), thereby granting individuals the ``Right to be Forgotten". The most straightforward approach to achieve unlearning is to train the model from scratch, excluding clients who request data removal, but it is resource-intensive. Current state-of-the-art FU methods extend traditional FL frameworks by leveraging stored historical updates, enabling more efficient unlearning than training from scratch. However, the use of stored updates introduces significant privacy risks. Adversaries with access to these updates can potentially reconstruct clients' local data, a well-known vulnerability in the privacy domain. While privacy-enhanced techniques exist, their applications to FU scenarios that balance unlearning efficiency with privacy protection remain underexplored. To address this gap, we propose FedADP, a method designed to achieve both efficiency and privacy preservation in FU. Our approach incorporates an adaptive differential privacy (DP) mechanism, carefully balancing privacy and unlearning performance through a novel budget allocation strategy tailored for FU. FedADP also employs a dual-layered selection process, focusing on global models with significant changes and client updates closely aligned with the global model, reducing storage and communication costs. Additionally, a novel calibration method is introduced to facilitate effective unlearning. Extensive experimental results demonstrate that FedADP effectively manages the trade-off between unlearning efficiency and privacy protection.

Jiani Fan, Lwin Khin Shar, Ruichen Zhang et al.

Money laundering is a financial crime that obscures the origin of illicit funds, necessitating the development and enforcement of anti-money laundering (AML) policies by governments and organizations. The proliferation of mobile payment platforms and smart IoT devices has significantly complicated AML investigations. As payment networks become more interconnected, there is an increasing need for efficient real-time detection to process large volumes of transaction data on heterogeneous payment systems by different operators such as digital currencies, cryptocurrencies and account-based payments. Most of these mobile payment networks are supported by connected devices, many of which are considered loT devices in the FinTech space that constantly generate data. Furthermore, the growing complexity and unpredictability of transaction patterns across these networks contribute to a higher incidence of false positives. While machine learning solutions have the potential to enhance detection efficiency, their application in AML faces unique challenges, such as addressing privacy concerns tied to sensitive financial data and managing the real-world constraint of limited data availability due to data regulations. Existing surveys in the AML literature broadly review machine learning approaches for money laundering detection, but they often lack an in-depth exploration of advanced deep learning techniques - an emerging field with significant potential. To address this gap, this paper conducts a comprehensive review of deep learning solutions and the challenges associated with their use in AML. Additionally, we propose a novel framework that applies the least-privilege principle by integrating machine learning techniques, codifying AML red flags, and employing account profiling to provide context for predictions and enable effective fraud detection under limited data availability....

Yu Jiang, Jiyuan Shen, Ziyao Liu et al.

Federated learning (FL) is vulnerable to poisoning attacks, where malicious clients manipulate their updates to affect the global model. Although various methods exist for detecting those clients in FL, identifying malicious clients requires sufficient model updates, and hence by the time malicious clients are detected, FL models have been already poisoned. Thus, a method is needed to recover an accurate global model after malicious clients are identified. Current recovery methods rely on (i) all historical information from participating FL clients and (ii) the initial model unaffected by the malicious clients, leading to a high demand for storage and computational resources. In this paper, we show that highly effective recovery can still be achieved based on (i) selective historical information rather than all historical information and (ii) a historical model that has not been significantly affected by malicious clients rather than the initial model. In this scenario, while maintaining comparable recovery performance, we can accelerate the recovery speed and decrease memory consumption. Following this concept, we introduce Crab, an efficient and certified recovery method, which relies on selective information storage and adaptive model rollback. Theoretically, we demonstrate that the difference between the global model recovered by Crab and the one recovered by train-from-scratch can be bounded under certain assumptions. Our empirical evaluation, conducted across three datasets over multiple machine learning models, and a variety of untargeted and targeted poisoning attacks reveals that Crab is both accurate and efficient, and consistently outperforms previous approaches in terms of both recovery speed and memory consumption.