Nicholas Perello

Przemyslaw Grabowicz, Nicholas Perello, Aarshee Mishra

Machine learning algorithms that aid human decision-making may inadvertently discriminate against certain protected groups. We formalize direct discrimination as a direct causal effect of the protected attributes on the decisions, while induced discrimination as a change in the causal influence of non-protected features associated with the protected attributes. The measurements of marginal direct effect (MDE) and SHapley Additive exPlanations (SHAP) reveal that state-of-the-art fair learning methods can induce discrimination via association or reverse discrimination in synthetic and real-world datasets. To inhibit discrimination in algorithmic systems, we propose to nullify the influence of the protected attribute on the output of the system, while preserving the influence of remaining features. We introduce and study post-processing methods achieving such objectives, finding that they yield relatively high model accuracy, prevent direct discrimination, and diminishes various disparity measures, e.g., demographic disparity.

Warren Buckley, Adrian Byrne, Nicholas Perello et al.

We propose that future AI transparency and accountability regulations are based on an open global standard for exchanging information about AI systems, which allows co-existence of potentially conflicting local regulations. Then, we discuss key components of a lightweight and effective AI transparency and/or accountability regulation. To prevent overregulation, the proposed approach encourages collaboration between regulators and industry to create a scalable and cost-efficient mutually beneficial solution. This includes using automated assessments and benchmarks with results transparently communicated through AI cards in an open AI register to facilitate meaningful public comparisons of competing AI systems. Such AI cards should report standardized measures tailored to the specific high-risk applications of AI systems and could be used for conformity assessments under AI transparency and accountability policies such as the European Union's AI Act.

Jenny Hamer, Nicholas Perello, Jake Valladares et al.

Algorithmic recourse is a process that leverages counterfactual explanations, going beyond understanding why a system produced a given classification, to providing a user with actions they can take to change their predicted outcome. Existing approaches to compute such interventions -- known as recourse -- identify a set of points that satisfy some desiderata -- e.g. an intervention in the underlying causal graph, minimizing a cost function, etc. Satisfying these criteria, however, requires extensive knowledge of the underlying model structure, an often unrealistic amount of information in several domains. We propose a data-driven and model-agnostic framework to compute counterfactual explanations. We introduce StEP, a computationally efficient method that offers incremental steps along the data manifold that directs users towards their desired outcome. We show that StEP uniquely satisfies a desirable set of axioms. Furthermore, via a thorough empirical and theoretical investigation, we show that StEP offers provable robustness and privacy guarantees while outperforming popular methods along important metrics.

Weihao Tan, David Koleczek, Siddhant Pradhan et al.

Shared autonomy refers to approaches for enabling an autonomous agent to collaborate with a human with the aim of improving human performance. However, besides improving performance, it may often also be beneficial that the agent concurrently accounts for preserving the user's experience or satisfaction of collaboration. In order to address this additional goal, we examine approaches for improving the user experience by constraining the number of interventions by the autonomous agent. We propose two model-free reinforcement learning methods that can account for both hard and soft constraints on the number of interventions. We show that not only does our method outperform the existing baseline, but also eliminates the need to manually tune a black-box hyperparameter for controlling the level of assistance. We also provide an in-depth analysis of intervention scenarios in order to further illuminate system understanding.

Przemyslaw A. Grabowicz, Nicholas Perello, Kenta Takatsu

Supervised learning systems are trained using historical data and, if the data was tainted by discrimination, they may unintentionally learn to discriminate against protected groups. We propose that fair learning methods, despite training on potentially discriminatory datasets, shall perform well on fair test datasets. Such dataset shifts crystallize application scenarios for specific fair learning methods. For instance, the removal of direct discrimination can be represented as a particular dataset shift problem. For this scenario, we propose a learning method that provably minimizes model error on fair datasets, while blindly training on datasets poisoned with direct additive discrimination. The method is compatible with existing legal systems and provides a solution to the widely discussed issue of protected groups' intersectionality by striking a balance between the protected groups. Technically, the method applies probabilistic interventions, has causal and counterfactual formulations, and is computationally lightweight - it can be used with any supervised learning model to prevent direct and indirect discrimination via proxies while maximizing model accuracy for business necessity.