Klaus Diepold

Lisa-Yao Gan, Arunav Das, Johanna Walker et al.

Dataset search and reuse are strongly constrained by the quality of metadata such as natural language descriptions, which are often sparse or inconsistent. Although large language models (LLMs) can generate such descriptions automatically, little empirical guidance exists on what makes a good dataset description and what dataset context LLMs actually need. We study these questions through a literature-grounded framework of dataset description quality and a large-scale ablation study using 252 datasets (1,336 CSV files) from the European data portal data.europa.eu. We generate descriptions with LLMs in a baseline scenario and two ablation scenarios: (1) using only dataset titles, (2) titles and schema, and (3) titles, schema and representative data, and evaluate them with an LLM-as-a- judge framework and a semantic descriptive attribute analysis grounded in our quality dimensions. Our results reveal a consis- tent schema penalty: table-schemas alone often degrade narrative quality, while representative data partially restores grounding without improving overall human-facing quality. We further show that different LLMs exhibit stable descriptive personas. These findings provide practical guidance for LLM-supported data publishing workflows.

Stefan Röhrl, Alice Hein, Lucie Huang et al.

The quality of datasets plays a crucial role in the successful training and deployment of deep learning models. Especially in the medical field, where system performance may impact the health of patients, clean datasets are a safety requirement for reliable predictions. Therefore, outlier detection is an essential process when building autonomous clinical decision systems. In this work, we assess the suitability of Self-Organizing Maps for outlier detection specifically on a medical dataset containing quantitative phase images of white blood cells. We detect and evaluate outliers based on quantization errors and distance maps. Our findings confirm the suitability of Self-Organizing Maps for unsupervised Out-Of-Distribution detection on the dataset at hand. Self-Organizing Maps perform on par with a manually specified filter based on expert domain knowledge. Additionally, they show promise as a tool in the exploration and cleaning of medical datasets. As a direction for future research, we suggest a combination of Self-Organizing Maps and feature extraction based on deep learning.

Yuqicheng Zhu, Mohamed-Ali Tnani, Timo Jahnz et al.

The paucity of labeled data is a typical challenge in the automotive industry. Annotating time-series measurements requires solid domain knowledge and in-depth exploratory data analysis, which implies a high labeling effort. Conventional Active Learning (AL) addresses this issue by actively querying the most informative instances based on the estimated classification probability and retraining the model iteratively. However, the learning efficiency strongly relies on the initial model, resulting in the trade-off between the size of the initial dataset and the query number. This paper proposes a novel Few-Shot Learning (FSL)-based AL framework, which addresses the trade-off problem by incorporating a Prototypical Network (ProtoNet) in the AL iterations. The results show an improvement, on the one hand, in the robustness to the initial model and, on the other hand, in the learning efficiency of the ProtoNet through the active selection of the support set in each iteration. This framework was validated on UCI HAR/HAPT dataset and a real-world braking maneuver dataset. The learning performance significantly surpasses traditional AL algorithms on both datasets, achieving 90% classification accuracy with 10% and 5% labeling effort, respectively.

Stefan Röhrl, Johannes Groll, Manuel Lengl et al.

Label-free approaches are attractive in cytological imaging due to their flexibility and cost efficiency. They are supported by machine learning methods, which, despite the lack of labeling and the associated lower contrast, can classify cells with high accuracy where the human observer has little chance to discriminate cells. In order to better integrate these workflows into the clinical decision making process, this work investigates the calibration of confidence estimation for the automated classification of leukocytes. In addition, different visual explanation approaches are compared, which should bring machine decision making closer to professional healthcare applications. Furthermore, we were able to identify general detection patterns in neural networks and demonstrate the utility of the presented approaches in different scenarios of blood cell analysis.

Sven Gronauer, Tom Haider, Felippe Schmoeller da Roza et al.

Reinforcement learning algorithms need exploration to learn. However, unsupervised exploration prevents the deployment of such algorithms on safety-critical tasks and limits real-world deployment. In this paper, we propose a new algorithm called Ensemble Model Predictive Safety Certification that combines model-based deep reinforcement learning with tube-based model predictive control to correct the actions taken by a learning agent, keeping safety constraint violations at a minimum through planning. Our approach aims to reduce the amount of prior knowledge about the actual system by requiring only offline data generated by a safe controller. Our results show that we can achieve significantly fewer constraint violations than comparable reinforcement learning methods.

Lukas D. Pöhler, Klaus Diepold, Wendell Wallach

Autonomous and intelligent systems (AIS) facilitate a wide range of beneficial applications across a variety of different domains. However, technical characteristics such as unpredictability and lack of transparency, as well as potential unintended consequences, pose considerable challenges to the current governance infrastructure. Furthermore, the speed of development and deployment of applications outpaces the ability of existing governance institutions to put in place effective ethical-legal oversight. New approaches for agile, distributed and multilevel governance are needed. This work presents a practical framework for multilevel governance of AIS. The framework enables mapping actors onto six levels of decision-making including the international, national and organizational levels. Furthermore, it offers the ability to identify and evolve existing tools or create new tools for guiding the behavior of actors within the levels. Governance mechanisms enable actors to shape and enforce regulations and other tools, which when complemented with good practices contribute to effective and comprehensive governance.

Kerem Delikoyun, Qianyu Chen, Liu Wei et al.

While analysing rare blood cell aggregates remains challenging in automated haematology, they could markedly advance label-free functional diagnostics. Conventional flow cytometers efficiently perform cell counting with leukocyte differentials but fail to identify aggregates with flagged results, requiring manual reviews. Quantitative phase imaging flow cytometry captures detailed aggregate morphologies, but clinical use is hampered by massive data storage and offline processing. Incorporating hidden biomarkers into routine haematology panels would significantly improve diagnostics without flagged results. We present RT-HAD, an end-to-end deep learning-based image and data processing framework for off-axis digital holographic microscopy (DHM), which combines physics-consistent holographic reconstruction and detection, representing each blood cell in a graph to recognize aggregates. RT-HAD processes >30 GB of image data on-the-fly with turnaround time of <1.5 min and error rate of 8.9% in platelet aggregate detection, which matches acceptable laboratory error rates of haematology biomarkers and solves the big data challenge for point-of-care diagnostics.

Sven Gronauer, Matthias Kissel, Luca Sacchetto et al.

In this work, we propose a data-driven approach to optimize the parameters of a simulation such that control policies can be directly transferred from simulation to a real-world quadrotor. Our neural network-based policies take only onboard sensor data as input and run entirely on the embedded hardware. In extensive real-world experiments, we compare low-level Pulse-Width Modulated control with higher-level control structures such as Attitude Rate and Attitude, which utilize Proportional-Integral-Derivative controllers to output motor commands. Our experiments show that low-level controllers trained with reinforcement learning require a more accurate simulation than higher-level control policies.

Martin Gottwald, Sven Gronauer, Hao Shen et al.

Recent development of Deep Reinforcement Learning (DRL) has demonstrated superior performance of neural networks in solving challenging problems with large or even continuous state spaces. One specific approach is to deploy neural networks to approximate value functions by minimising the Mean Squared Bellman Error (MSBE) function. Despite great successes of DRL, development of reliable and efficient numerical algorithms to minimise the MSBE is still of great scientific interest and practical demand. Such a challenge is partially due to the underlying optimisation problem being highly non-convex or using incomplete gradient information as done in Semi-Gradient algorithms. In this work, we analyse the MSBE from a smooth optimisation perspective and develop an efficient Approximate Newton's algorithm. First, we conduct a critical point analysis of the error function and provide technical insights on optimisation and design choices for neural networks. When the existence of global minima is assumed and the objective fulfils certain conditions, suboptimal local minima can be avoided when using over-parametrised neural networks. We construct a Gauss Newton Residual Gradient algorithm based on the analysis in two variations. The first variation applies to discrete state spaces and exact learning. We confirm theoretical properties of this algorithm such as being locally quadratically convergent to a global minimum numerically. The second employs sampling and can be used in the continuous setting. We demonstrate feasibility and generalisation capabilities of the proposed algorithm empirically using continuous control problems and provide a numerical verification of our critical point analysis. We outline the difficulties of combining Semi-Gradient approaches with Hessian information. To benefit from second-order information complete derivatives of the MSBE must be considered during training.

Johannes Günther, Elias Reichensdörfer, Patrick M. Pilarski et al.

Modern automation systems rely on closed loop control, wherein a controller interacts with a controlled process, based on observations. These systems are increasingly complex, yet most controllers are linear Proportional-Integral-Derivative (PID) controllers. PID controllers perform well on linear and near-linear systems but their simplicity is at odds with the robustness required to reliably control complex processes. Modern machine learning offers a way to extend PID controllers beyond their linear capabilities by using neural networks. However, such an extension comes at the cost of losing stability guarantees and controller interpretability. In this paper, we examine the utility of extending PID controllers with recurrent neural networks-namely, General Dynamic Neural Networks (GDNN); we show that GDNN (neural) PID controllers perform well on a range of control systems and highlight how they can be a scalable and interpretable option for control systems. To do so, we provide an extensive study using four benchmark systems that represent the most common control engineering benchmarks. All control benchmarks are evaluated with and without noise as well as with and without disturbances. The neural PID controller performs better than standard PID control in 15 of 16 tasks and better than model-based control in 13 of 16 tasks. As a second contribution, we address the lack of interpretability that prevents neural networks from being used in real-world control processes. We use bounded-input bounded-output stability analysis to evaluate the parameters suggested by the neural network, thus making them understandable. This combination of rigorous evaluation paired with better interpretability is an important step towards the acceptance of neural-network-based control approaches. It is furthermore an important step towards interpretable and safely applied artificial intelligence.

Michael Koller, Johannes Feldmaier, Klaus Diepold

This report first provides a brief overview of a number of supervised learning algorithms for regression tasks. Among those are neural networks, regression trees, and the recently introduced Nexting. Nexting has been presented in the context of reinforcement learning where it was used to predict a large number of signals at different timescales. In the second half of this report, we apply the algorithms to historical weather data in order to evaluate their suitability to forecast a local weather trend. Our experiments did not identify one clearly preferable method, but rather show that choosing an appropriate algorithm depends on the available side information. For slowly varying signals and a proficient number of training samples, Nexting achieved good results in the studied cases.

Nicolas Berberich, Klaus Diepold

Modern AI and robotic systems are characterized by a high and ever-increasing level of autonomy. At the same time, their applications in fields such as autonomous driving, service robotics and digital personal assistants move closer to humans. From the combination of both developments emerges the field of AI ethics which recognizes that the actions of autonomous machines entail moral dimensions and tries to answer the question of how we can build moral machines. In this paper we argue for taking inspiration from Aristotelian virtue ethics by showing that it forms a suitable combination with modern AI due to its focus on learning from experience. We furthermore propose that imitation learning from moral exemplars, a central concept in virtue ethics, can solve the value alignment problem. Finally, we show that an intelligent system endowed with the virtues of temperance and friendship to humans would not pose a control problem as it would not have the desire for limitless self-improvement.

Johannes Feldmaier, Tamara Marmat, Johannes Kuhn et al.

Technology has become an essential part in every aspect of our lives. However the key to a successful implementation of a technology depends on the acceptance by the general public. In order to increase the acceptance various approaches can be applied. In this paper, we will examine the human-robot emotional interaction by investigating the capabilities of a developed low-resolution RGB-LED display in the context of artificial emotions. We are focusing on four of the most representative human emotions which include happiness, anger, sadness and fear. We will work with colors and dynamic light patterns which are supposed to evoke various associations. In an experiment, the use these patterns as expressions of emotions are validated. The results of the conducted study show that some of the considered basic emotions can be recognized by human observers.

Dominik Meyer, Hao Shen, Klaus Diepold

In this paper, we study the Temporal Difference (TD) learning with linear value function approximation. It is well known that most TD learning algorithms are unstable with linear function approximation and off-policy learning. Recent development of Gradient TD (GTD) algorithms has addressed this problem successfully. However, the success of GTD algorithms requires a set of well chosen features, which are not always available. When the number of features is huge, the GTD algorithms might face the problem of overfitting and being computationally expensive. To cope with this difficulty, regularization techniques, in particular $\ell_1$ regularization, have attracted significant attentions in developing TD learning algorithms. The present work combines the GTD algorithms with $\ell_1$ regularization. We propose a family of $\ell_1$ regularized GTD algorithms, which employ the well known soft thresholding operator. We investigate convergence properties of the proposed algorithms, and depict their performance with several numerical experiments.

Julian Habigt, Klaus Diepold

View synthesis is a process for generating novel views from a scene which has been recorded with a 3-D camera setup. It has important applications in 3-D post-production and 2-D to 3-D conversion. However, a central problem in the generation of novel views lies in the handling of disocclusions. Background content, which was occluded in the original view, may become unveiled in the synthesized view. This leads to missing information in the generated view which has to be filled in a visually plausible manner. We present an inpainting algorithm for disocclusion filling in synthesized views based on Markov random fields and efficient belief propagation. We compare the result to two state-of-the-art algorithms and demonstrate a significant improvement in image quality.

Simon Hawe, Martin Kleinsteuber, Klaus Diepold

Exploiting a priori known structural information lies at the core of many image reconstruction methods that can be stated as inverse problems. The synthesis model, which assumes that images can be decomposed into a linear combination of very few atoms of some dictionary, is now a well established tool for the design of image reconstruction algorithms. An interesting alternative is the analysis model, where the signal is multiplied by an analysis operator and the outcome is assumed to be the sparse. This approach has only recently gained increasing interest. The quality of reconstruction methods based on an analysis model severely depends on the right choice of the suitable operator. In this work, we present an algorithm for learning an analysis operator from training images. Our method is based on an $\ell_p$-norm minimization on the set of full rank matrices with normalized columns. We carefully introduce the employed conjugate gradient method on manifolds, and explain the underlying geometry of the constraints. Moreover, we compare our approach to state-of-the-art methods for image denoising, inpainting, and single image super-resolution. Our numerical results show competitive performance of our general approach in all presented applications compared to the specialized state-of-the-art techniques.