James Worrell

Piotr Bacik, Joël Ouaknine, David Purser et al.

The Skolem Problem asks to determine whether a given linear recurrence sequence (LRS) has a zero term. Showing decidability of this problem is equivalent to giving an effective proof of the Skolem-Mahler-Lech Theorem, which asserts that a non-degenerate LRS has finitely many zeros. The latter result was proven over 90 years ago via an ineffective method showing that such an LRS has only finitely many $p$-adic zeros. In this paper we consider the problem of determining whether a given LRS has a $p$-adic zero, as well as the corresponding function problem of computing exact representations of all $p$-adic zeros. We present algorithms for both problems and report on their implementation. The output of the algorithms is unconditionally correct, and termination is guaranteed subject to the $p$-adic Schanuel Conjecture (a standard number-theoretic hypothesis concerning the $p$-adic exponential function). While these algorithms do not solve the Skolem Problem, they can be exploited to find natural-number and rational zeros under additional hypotheses. To illustrate this, we apply our results to show decidability of the Simultaneous Skolem Problem (determine whether two coprime linear recurrences have a common natural-number zero), again subject to the $p$-adic Schanuel Conjecture.

Ventsislav Chonev, Joel Ouaknine, James Worrell

The Continuous Skolem Problem asks whether a real-valued function satisfying a linear differential equation has a zero in a given interval of real numbers. This is a fundamental reachability problem for continuous linear dynamical systems, such as linear hybrid automata and continuous-time Markov chains. Decidability of the problem is currently open---indeed decidability is open even for the sub-problem in which a zero is sought in a bounded interval. In this paper we show decidability of the bounded problem subject to Schanuel's Conjecture, a unifying conjecture in transcendental number theory. We furthermore analyse the unbounded problem in terms of the frequencies of the differential equation, that is, the imaginary parts of the characteristic roots. We show that the unbounded problem can be reduced to the bounded problem if there is at most one rationally linearly independent frequency, or if there are two rationally linearly independent frequencies and all characteristic roots are simple. We complete the picture by showing that decidability of the unbounded problem in the case of two (or more) rationally linearly independent frequencies would entail a major new effectiveness result in Diophantine approximation, namely computability of the Diophantine-approximation types of all real algebraic numbers.

Nathanaël Fijalkow, Joël Ouaknine, Amaury Pouly et al.

We consider the decidability of state-to-state reachability in linear time-invariant control systems over discrete time. We analyse this problem with respect to the allowable control sets, which in general are assumed to be defined by boolean combinations of linear inequalities. Decidability of the version of the reachability problem in which control sets are affine subspaces of $\mathbb{R}^n$ is a fundamental result in control theory. Our first result is that reachability is undecidable if the set of controls is a finite union of affine subspaces. We also consider versions of the reachability problem in which (i)~the set of controls consists of a single affine subspace together with the origin and (ii)~the set of controls is a convex polytope. In these two cases we respectively show that the reachability problem is as hard as Skolem's Problem and the Positivity Problem for linear recurrence sequences (whose decidability has been open for several decades). Our main contribution is to show decidability of a version of the reachability problem in which control sets are convex polytopes, under certain spectral assumptions on the transition matrix.

Ventsislav Chonev, Joel Ouaknine, James Worrell

The continuous evolution of a wide variety of systems, including continuous-time Markov chains and linear hybrid automata, can be described in terms of linear differential equations. In this paper we study the decision problem of whether the solution $\boldsymbol{x}(t)$ of a system of linear differential equations $d\boldsymbol{x}/dt=A\boldsymbol{x}$ reaches a target halfspace infinitely often. This recurrent reachability problem can equivalently be formulated as the following Infinite Zeros Problem: does a real-valued function $f:\mathbb{R}_{\geq 0}\rightarrow\mathbb{R}$ satisfying a given linear differential equation have infinitely many zeros? Our main decidability result is that if the differential equation has order at most $7$, then the Infinite Zeros Problem is decidable. On the other hand, we show that a decision procedure for the Infinite Zeros Problem at order $9$ (and above) would entail a major breakthrough in Diophantine Approximation, specifically an algorithm for computing the Lagrange constants of arbitrary real algebraic numbers to arbitrary precision.

Pascale Gourdeau, Varun Kanade, Marta Kwiatkowska et al.

A fundamental problem in adversarial machine learning is to quantify how much training data is needed in the presence of evasion attacks. In this paper we address this issue within the framework of PAC learning, focusing on the class of decision lists. Given that distributional assumptions are essential in the adversarial setting, we work with probability distributions on the input data that satisfy a Lipschitz condition: nearby points have similar probability. Our key results illustrate that the adversary's budget (that is, the number of bits it can perturb on each input) is a fundamental quantity in determining the sample complexity of robust learning. Our first main result is a sample-complexity lower bound: the class of monotone conjunctions (essentially the simplest non-trivial hypothesis class on the Boolean hypercube) and any superclass has sample complexity at least exponential in the adversary's budget. Our second main result is a corresponding upper bound: for every fixed $k$ the class of $k$-decision lists has polynomial sample complexity against a $\log(n)$-bounded adversary. This sheds further light on the question of whether an efficient PAC learning algorithm can always be used as an efficient $\log(n)$-robust learning algorithm under the uniform distribution.

Pascale Gourdeau, Varun Kanade, Marta Kwiatkowska et al.

Distributional assumptions have been shown to be necessary for the robust learnability of concept classes when considering the exact-in-the-ball robust risk and access to random examples by Gourdeau et al. (2019). In this paper, we study learning models where the learner is given more power through the use of local queries, and give the first distribution-free algorithms that perform robust empirical risk minimization (ERM) for this notion of robustness. The first learning model we consider uses local membership queries (LMQ), where the learner can query the label of points near the training sample. We show that, under the uniform distribution, LMQs do not increase the robustness threshold of conjunctions and any superclass, e.g., decision lists and halfspaces. Faced with this negative result, we introduce the local equivalence query ($\mathsf{LEQ}$) oracle, which returns whether the hypothesis and target concept agree in the perturbation region around a point in the training sample, as well as a counterexample if it exists. We show a separation result: on the one hand, if the query radius $λ$ is strictly smaller than the adversary's perturbation budget $ρ$, then distribution-free robust learning is impossible for a wide variety of concept classes; on the other hand, the setting $λ=ρ$ allows us to develop robust ERM algorithms. We then bound the query complexity of these algorithms based on online learning guarantees and further improve these bounds for the special case of conjunctions. We finish by giving robust learning algorithms for halfspaces on $\{0,1\}^n$ and then obtaining robustness guarantees for halfspaces in $\mathbb{R}^n$ against precision-bounded adversaries.

Valérie Berthé, Toghrul Karimov, Joris Nieuwveld et al.

We investigate the decidability of the monadic second-order (MSO) theory of the structure $\langle \mathbb{N};<,P_1, \ldots,P_d \rangle$, for various unary predicates $P_1,\ldots,P_d \subseteq \mathbb{N}$. We focus in particular on 'arithmetic' predicates arising in the study of linear recurrence sequences, such as fixed-base powers $k^{\mathbf{N}} = \{k^n : n \in \mathbb{N}\}$, $k$-th powers $\mathbf{N}^k = \{n^k : n \in \mathbb{N}\}$, and the set of terms of the Fibonacci sequence $\mathsf{Fib} = \{0,1,2,3,5,8,13,\ldots\}$ (and similarly for other linear recurrence sequences having a single, non-repeated, dominant characteristic root). We obtain several new unconditional and conditional decidability results, a select sample of which are the following: $\bullet$ The MSO theory of $\langle \mathbb{N};<, 2^{\mathbf{N}}, \mathsf{Fib} \rangle$ is decidable; $\bullet$ The MSO theory of $\langle \mathbb{N};<, 2^{\mathbf{N}}, 3^{\mathbf{N}}, 6^{\mathbf{N}} \rangle$ is decidable; $\bullet$ The MSO theory of $\langle \mathbb{N};<, 2^{\mathbf{N}}, 3^{\mathbf{N}}, 5^{\mathbf{N}} \rangle$ is decidable assuming Schanuel's conjecture; $\bullet$ The MSO theory of $\langle \mathbb{N};<, 4^{\mathbf{N}}, \mathbf{N}^2 \rangle$ is decidable; $\bullet$ The MSO theory of $\langle \mathbb{N};<, 2^{\mathbf{N}}, \mathbf{N}^2 \rangle$ is Turing-equivalent to the MSO theory of $\langle \mathbb{N};<,S \rangle$, where $S$ is the predicate corresponding to the binary expansion of $\sqrt{2}$. (As the binary expansion of $\sqrt{2}$ is widely believed to be normal, the corresponding MSO theory is in turn expected to be decidable.) These results are obtained by exploiting and combining techniques from dynamical systems, number theory, and automata theory.

Pascale Gourdeau, Varun Kanade, Marta Kwiatkowska et al.

It is becoming increasingly important to understand the vulnerability of machine learning models to adversarial attacks. In this paper we study the feasibility of robust learning from the perspective of computational learning theory, considering both sample and computational complexity. In particular, our definition of robust learnability requires polynomial sample complexity. We start with two negative results. We show that no non-trivial concept class can be robustly learned in the distribution-free setting against an adversary who can perturb just a single input bit. We show moreover that the class of monotone conjunctions cannot be robustly learned under the uniform distribution against an adversary who can perturb $ω(\log n)$ input bits. However if the adversary is restricted to perturbing $O(\log n)$ bits, then the class of monotone conjunctions can be robustly learned with respect to a general class of distributions (that includes the uniform distribution). Finally, we provide a simple proof of the computational hardness of robust learning on the boolean hypercube. Unlike previous results of this nature, our result does not rely on another computational model (e.g. the statistical query model) nor on any hardness assumption other than the existence of a hard learning problem in the PAC framework.

Dmitry Chistikov, Stefan Kiefer, Ines Marušić et al.

Nonnegative matrix factorization (NMF) is the problem of decomposing a given nonnegative $n \times m$ matrix $M$ into a product of a nonnegative $n \times d$ matrix $W$ and a nonnegative $d \times m$ matrix $H$. Restricted NMF requires in addition that the column spaces of $M$ and $W$ coincide. Finding the minimal inner dimension $d$ is known to be NP-hard, both for NMF and restricted NMF. We show that restricted NMF is closely related to a question about the nature of minimal probabilistic automata, posed by Paz in his seminal 1971 textbook. We use this connection to answer Paz's question negatively, thus falsifying a positive answer claimed in 1974. Furthermore, we investigate whether a rational matrix $M$ always has a restricted NMF of minimal inner dimension whose factors $W$ and $H$ are also rational. We show that this holds for matrices $M$ of rank at most $3$ and we exhibit a rank-$4$ matrix for which $W$ and $H$ require irrational entries.

Dmitry Chistikov, Stefan Kiefer, Ines Marušić et al.

Nonnegative matrix factorization (NMF) is the problem of decomposing a given nonnegative $n \times m$ matrix $M$ into a product of a nonnegative $n \times d$ matrix $W$ and a nonnegative $d \times m$ matrix $H$. A longstanding open question, posed by Cohen and Rothblum in 1993, is whether a rational matrix $M$ always has an NMF of minimal inner dimension $d$ whose factors $W$ and $H$ are also rational. We answer this question negatively, by exhibiting a matrix for which $W$ and $H$ require irrational entries.

Ines Marusic, James Worrell

We consider the complexity of equivalence and learning for multiplicity tree automata, i.e., weighted tree automata over a field. We first show that the equivalence problem is logspace equivalent to polynomial identity testing, the complexity of which is a longstanding open problem. Secondly, we derive lower bounds on the number of queries needed to learn multiplicity tree automata in Angluin's exact learning model, over both arbitrary and fixed fields. Habrard and Oncina (2006) give an exact learning algorithm for multiplicity tree automata, in which the number of queries is proportional to the size of the target automaton and the size of a largest counterexample, represented as a tree, that is returned by the Teacher. However, the smallest tree-counterexample may be exponential in the size of the target automaton. Thus the above algorithm does not run in time polynomial in the size of the target automaton, and has query complexity exponential in the lower bound. Assuming a Teacher that returns minimal DAG representations of counterexamples, we give a new exact learning algorithm whose query complexity is quadratic in the target automaton size, almost matching the lower bound, and improving the best previously-known algorithm by an exponential factor.