Chuanxing Geng

Aiyang Han, Chuanxing Geng, Songcan Chen

As an effective data augmentation method, Mixup synthesizes an extra amount of samples through linear interpolations. Despite its theoretical dependency on data properties, Mixup reportedly performs well as a regularizer and calibrator contributing reliable robustness and generalization to deep model training. In this paper, inspired by Universum Learning which uses out-of-class samples to assist the target tasks, we investigate Mixup from a largely under-explored perspective - the potential to generate in-domain samples that belong to none of the target classes, that is, universum. We find that in the framework of supervised contrastive learning, Mixup-induced universum can serve as surprisingly high-quality hard negatives, greatly relieving the need for large batch sizes in contrastive learning. With these findings, we propose Universum-inspired supervised Contrastive learning (UniCon), which incorporates Mixup strategy to generate Mixup-induced universum as universum negatives and pushes them apart from anchor samples of the target classes. We extend our method to the unsupervised setting, proposing Unsupervised Universum-inspired contrastive model (Un-Uni). Our approach not only improves Mixup with hard labels, but also innovates a novel measure to generate universum data. With a linear classifier on the learned representations, UniCon shows state-of-the-art performance on various datasets. Specially, UniCon achieves 81.7% top-1 accuracy on CIFAR-100, surpassing the state of art by a significant margin of 5.2% with a much smaller batch size, typically, 256 in UniCon vs. 1024 in SupCon using ResNet-50. Un-Uni also outperforms SOTA methods on CIFAR-100. The code of this paper is released on https://github.com/hannaiiyanggit/UniCon.

Enhao Zhang, Chuanxing Geng, Songcan Chen

Data augmentation for minority classes is an effective strategy for long-tailed recognition, thus developing a large number of methods. Although these methods all ensure the balance in sample quantity, the quality of the augmented samples is not always satisfactory for recognition, being prone to such problems as over-fitting, lack of diversity, semantic drift, etc. For these issues, we propose the Class-aware Universum Inspired Re-balance Learning(CaUIRL) for long-tailed recognition, which endows the Universum with class-aware ability to re-balance individual minority classes from both sample quantity and quality. In particular, we theoretically prove that the classifiers learned by CaUIRL are consistent with those learned under the balanced condition from a Bayesian perspective. In addition, we further develop a higher-order mixup approach, which can automatically generate class-aware Universum(CaU) data without resorting to any external data. Unlike the traditional Universum, such generated Universum additionally takes the domain similarity, class separability, and sample diversity into account. Extensive experiments on benchmark datasets demonstrate the surprising advantages of our method, especially the top1 accuracy in minority classes is improved by 1.9% 6% compared to the state-of-the-art method.

Chuanxing Geng, Aiyang Han, Songcan Chen

Consistency and complementarity are two key ingredients for boosting multi-view clustering (MVC). Recently with the introduction of popular contrastive learning, the consistency learning of views has been further enhanced in MVC, leading to promising performance. However, by contrast, the complementarity has not received sufficient attention except just in the feature facet, where the Hilbert Schmidt Independence Criterion term or the independent encoder-decoder network is usually adopted to capture view-specific information. This motivates us to reconsider the complementarity learning of views comprehensively from multiple facets including the feature-, view-label- and contrast- facets, while maintaining the view consistency. We empirically find that all the facets contribute to the complementarity learning, especially the view-label facet, which is usually neglected by existing methods. Based on this, a simple yet effective \underline{M}ultifacet \underline{C}omplementarity learning framework for \underline{M}ulti-\underline{V}iew \underline{C}lustering (MCMVC) is naturally developed, which fuses multifacet complementarity information, especially explicitly embedding the view-label information. To our best knowledge, it is the first time to use view-labels explicitly to guide the complementarity learning of views. Compared with the SOTA baselines, MCMVC achieves remarkable improvements, e.g., by average margins over $5.00\%$ and $7.00\%$ respectively in complete and incomplete MVC settings on Caltech101-20 in terms of three evaluation metrics.

Xinrui Wang, Chuanxing Geng, Wenhai Wan et al.

Online continual learning requires the models to learn from constant, endless streams of data. While significant efforts have been made in this field, most were focused on mitigating the catastrophic forgetting issue to achieve better classification ability, at the cost of a much heavier training workload. They overlooked that in real-world scenarios, e.g., in high-speed data stream environments, data do not pause to accommodate slow models. In this paper, we emphasize that model throughput -- defined as the maximum number of training samples that a model can process within a unit of time -- is equally important. It directly limits how much data a model can utilize and presents a challenging dilemma for current methods. With this understanding, we revisit key challenges in OCL from both empirical and theoretical perspectives, highlighting two critical issues beyond the well-documented catastrophic forgetting: Model's ignorance: the single-pass nature of OCL challenges models to learn effective features within constrained training time and storage capacity, leading to a trade-off between effective learning and model throughput; Model's myopia: the local learning nature of OCL on the current task leads the model to adopt overly simplified, task-specific features and excessively sparse classifier, resulting in the gap between the optimal solution for the current task and the global objective. To tackle these issues, we propose the Non-sparse Classifier Evolution framework (NsCE) to facilitate effective global discriminative feature learning with minimal time cost. NsCE integrates non-sparse maximum separation regularization and targeted experience replay techniques with the help of pre-trained models, enabling rapid acquisition of new globally discriminative features.

Enhao Zhang, Chaohua Li, Chuanxing Geng et al.

Neural Collapse (NC) presents an elegant geometric structure that enables individual activations (features), class means and classifier (weights) vectors to reach \textit{optimal} inter-class separability during the terminal phase of training on a \textit{balanced} dataset. Once shifted to imbalanced classification, such an optimal structure of NC can be readily destroyed by the notorious \textit{minority collapse}, where the classifier vectors corresponding to the minority classes are squeezed. In response, existing works endeavor to recover NC typically by optimizing classifiers. However, we discover that this squeezing phenomenon is not only confined to classifier vectors but also occurs with class means. Consequently, reconstructing NC solely at the classifier aspect may be futile, as the feature means remain compressed, leading to the violation of inherent \textit{self-duality} in NC (\textit{i.e.}, class means and classifier vectors converge mutually) and incidentally, resulting in an unsatisfactory collapse of individual activations towards the corresponding class means. To shake off these dilemmas, we present a unified \textbf{All}-around \textbf{N}eural \textbf{C}ollapse framework (AllNC), aiming to comprehensively restore NC across multiple aspects including individual activations, class means and classifier vectors. We thoroughly analyze its effectiveness and verify on multiple benchmark datasets that it achieves state-of-the-art in both balanced and imbalanced settings.

Chaohua Li, Enhao Zhang, Chuanxing Geng et al.

Out-of-distribution detection (OOD) is a pivotal task for real-world applications that trains models to identify samples that are distributionally different from the in-distribution (ID) data during testing. Recent advances in AI, particularly Vision-Language Models (VLMs) like CLIP, have revolutionized OOD detection by shifting from traditional unimodal image detectors to multimodal image-text detectors. This shift has inspired extensive research; however, existing categorization schemes (e.g., few- or zero-shot types) still rely solely on the availability of ID images, adhering to a unimodal paradigm. To better align with CLIP's cross-modal nature, we propose a new categorization framework rooted in both image and text modalities. Specifically, we categorize existing methods based on how visual and textual information of OOD data is utilized within image + text modalities, and further divide them into four groups: OOD Images (i.e., outliers) Seen or Unseen, and OOD Texts (i.e., learnable vectors or class names) Known or Unknown, across two training strategies (i.e., train-free or training-required). More importantly, we discuss open problems in CLIP-like OOD detection and highlight promising directions for future research, including cross-domain integration, practical applications, and theoretical understanding.

Chaohua Li, Enhao Zhang, Chuanxing Geng et al.

In open-set recognition (OSR), a promising strategy is exploiting pseudo-unknown data outside given $K$ known classes as an additional $K$+$1$-th class to explicitly model potential open space. However, treating unknown classes without distinction is unequal for them relative to known classes due to the category-agnostic and scale-agnostic of the unknowns. This inevitably not only disrupts the inherent distributions of unknown classes but also incurs both class-wise and instance-wise imbalances between known and unknown classes. Ideally, the OSR problem should model the whole class space as $K$+$\infty$, but enumerating all unknowns is impractical. Since the core of OSR is to effectively model the boundaries of known classes, this means just focusing on the unknowns nearing the boundaries of targeted known classes seems sufficient. Thus, as a compromise, we convert the open classes from infinite to $K$, with a novel concept Target-Aware Universum (TAU) and propose a simple yet effective framework Dual Contrastive Learning with Target-Aware Universum (DCTAU). In details, guided by the targeted known classes, TAU automatically expands the unknown classes from the previous $1$ to $K$, effectively alleviating the distribution disruption and the imbalance issues mentioned above. Then, a novel Dual Contrastive (DC) loss is designed, where all instances irrespective of known or TAU are considered as positives to contrast with their respective negatives. Experimental results indicate DCTAU sets a new state-of-the-art.

Chuanxing Geng, Qifei Li, Xinrui Wang et al.

Using unlabeled wild data containing both in-distribution (ID) and out-of-distribution (OOD) data to improve the safety and reliability of models has recently received increasing attention. Existing methods either design customized losses for labeled ID and unlabeled wild data then perform joint optimization, or first filter out OOD data from the latter then learn an OOD detector. While achieving varying degrees of success, two potential issues remain: (i) Labeled ID data typically dominates the learning of models, inevitably making models tend to fit OOD data as IDs; (ii) The selection of thresholds for identifying OOD data in unlabeled wild data usually faces dilemma due to the unavailability of pure OOD samples. To address these issues, we propose a novel loss-difference OOD detection framework (LoD) by \textit{intentionally label-noisifying} unlabeled wild data. Such operations not only enable labeled ID data and OOD data in unlabeled wild data to jointly dominate the models' learning but also ensure the distinguishability of the losses between ID and OOD samples in unlabeled wild data, allowing the classic clustering technique (e.g., K-means) to filter these OOD samples without requiring thresholds any longer. We also provide theoretical foundation for LoD's viability, and extensive experiments verify its superiority.

Haifeng Yang, Chuanxing Geng, Pong C. Yuen et al.

In open-set recognition, existing methods generally learn statically fixed decision boundaries using known classes to reject unknown classes. Though they have achieved promising results, such decision boundaries are evidently insufficient for universal unknown classes in dynamic and open scenarios as they can potentially appear at any position in the feature space. Moreover, these methods just simply reject unknown class samples during testing without any effective utilization for them. In fact, such samples completely can constitute the true instantiated representation of the unknown classes to further enhance the model's performance. To address these issues, this paper proposes a novel dynamic against dynamic idea, i.e., dynamic method against dynamic changing open-set world, where an open-set self-learning (OSSL) framework is correspondingly developed. OSSL starts with a good closed-set classifier trained by known classes and utilizes available test samples for model adaptation during testing, thus gaining the adaptability to changing data distributions. In particular, a novel self-matching module is designed for OSSL, which can achieve the adaptation in automatically identifying known class samples while rejecting unknown class samples which are further utilized to enhance the discriminability of the model as the instantiated representation of unknown classes. Our method establishes new performance milestones respectively in almost all standard and cross-data benchmarks.

Yadong Wang, Haodong Chen, Yu Tian et al.

Latent reasoning compresses the chain-of-thought (CoT) into continuous hidden states, yet existing methods rely on dense latent transitions that remain difficult to interpret and control. Meanwhile, sparse representation models uncover human-interpretable semantic features but remain largely confined to post-hoc analysis. We reconcile this tension by proposing LSTR (Latent Sparse Transcoder Reasoning), a latent reasoning framework that elevates functional sparse transcoders into active reasoning operators to perform multi-step computation through sparse semantic transitions. At its core, LSTR employs a Latent Transition Transcoder (LTT) with a residual skip architecture that decouples linear manifold transport from sparse semantic updates, enabling controllable semantic resolution via explicit sparsity constraints. Extensive experiments show that LSTR preserves reasoning accuracy and compression efficiency while substantially improving interpretability over dense latent baselines. Causal interventions and trajectory analyses further demonstrate that these sparse features act as both interpretable and causally effective operators in the reasoning process.

Dong Zhao, Yadong Wang, Xiang Chen et al.

Large Language Models (LLMs) show remarkable potential for few-shot information extraction (IE), yet their performance is highly sensitive to the choice of in-context examples. Conventional selection strategies often fail to provide informative guidance, as they overlook a key source of model fallibility: confusion stemming not just from semantic content, but also from the generation of well-structured formats required by IE tasks. To address this, we introduce Active Prompting for Information Extraction (APIE), a novel active prompting framework guided by a principle we term introspective confusion. Our method empowers an LLM to assess its own confusion through a dual-component uncertainty metric that uniquely quantifies both Format Uncertainty (difficulty in generating correct syntax) and Content Uncertainty (inconsistency in extracted semantics). By ranking unlabeled data with this comprehensive score, our framework actively selects the most challenging and informative samples to serve as few-shot exemplars. Extensive experiments on four benchmarks show that our approach consistently outperforms strong baselines, yielding significant improvements in both extraction accuracy and robustness. Our work highlights the critical importance of a fine-grained, dual-level view of model uncertainty when it comes to building effective and reliable structured generation systems.

Enhao Zhang, Chaohua Li, Chuanxing Geng et al.

Based on the success of large-scale visual foundation models like CLIP in various downstream tasks, this paper initially attempts to explore their impact on Long-Tailed Semi-Supervised Learning (LTSSL) by employing the foundation model with three strategies: Linear Probing (LP), Lightweight Fine-Tuning (LFT), and Full Fine-Tuning (FFT). Our analysis presents the following insights: i) Compared to LTSSL algorithms trained from scratch, FFT results in a decline in model performance, whereas LP and LFT, although boosting overall model performance, exhibit negligible benefits to tail classes. ii) LP produces numerous false pseudo-labels due to \textit{underlearned} training data, while LFT can reduce the number of these false labels but becomes overconfident about them owing to \textit{biased fitting} training data. This exacerbates the pseudo-labeled and classifier biases inherent in LTSSL, limiting performance improvement in the tail classes. With these insights, we propose a Unbiased Lightweight Fine-tuning strategy, \textbf{ULFine}, which mitigates the overconfidence via confidence-aware adaptive fitting of textual prototypes and counteracts the pseudo-labeled and classifier biases via complementary fusion of dual logits. Extensive experiments demonstrate that ULFine markedly decreases training costs by over ten times and substantially increases prediction accuracies compared to state-of-the-art methods.

Xinrui Wang, Chuanxing Geng, Wenhai Wan et al.

Recent studies have verified that semi-supervised learning (SSL) is vulnerable to data poisoning backdoor attacks. Even a tiny fraction of contaminated training data is sufficient for adversaries to manipulate up to 90\% of the test outputs in existing SSL methods. Given the emerging threat of backdoor attacks designed for SSL, this work aims to protect SSL against such risks, marking it as one of the few known efforts in this area. Specifically, we begin by identifying that the spurious correlations between the backdoor triggers and the target class implanted by adversaries are the primary cause of manipulated model predictions during the test phase. To disrupt these correlations, we utilize three key techniques: Gaussian Filter, complementary learning and trigger mix-up, which collectively filter, obstruct and dilute the influence of backdoor attacks in both data pre-processing and feature learning. Experimental results demonstrate that our proposed method, Backdoor Invalidator (BI), significantly reduces the average attack success rate from 84.7\% to 1.8\% across different state-of-the-art backdoor attacks. It is also worth mentioning that BI does not sacrifice accuracy on clean data and is supported by a theoretical guarantee of its generalization capability.

Weikai Li, Chuanxing Geng, Songcan Chen

As the main workhorse for model selection, Cross Validation (CV) has achieved an empirical success due to its simplicity and intuitiveness. However, despite its ubiquitous role, CV often falls into the following notorious dilemmas. On the one hand, for small data cases, CV suffers a conservatively biased estimation, since some part of the limited data has to hold out for validation. On the other hand, for large data cases, CV tends to be extremely cumbersome, e.g., intolerant time-consuming, due to the repeated training procedures. Naturally, a straightforward ambition for CV is to validate the models with far less computational cost, while making full use of the entire given data-set for training. Thus, instead of holding out the given data, a cheap and theoretically guaranteed auxiliary/augmented validation is derived strategically in this paper. Such an embarrassingly simple strategy only needs to train models on the entire given data-set once, making the model-selection considerably efficient. In addition, the proposed validation approach is suitable for a wide range of learning settings due to the independence of both augmentation and out-of-sample estimation on learning process. In the end, we demonstrate the accuracy and computational benefits of our proposed method by extensive evaluation on multiple data-sets, models and tasks.

Chuanxing Geng, Zhenghao Tan, Songcan Chen

As a newly emerging unsupervised learning paradigm, self-supervised learning (SSL) recently gained widespread attention, which usually introduces a pretext task without manual annotation of data. With its help, SSL effectively learns the feature representation beneficial for downstream tasks. Thus the pretext task plays a key role. However, the study of its design, especially its essence currently is still open. In this paper, we borrow a multi-view perspective to decouple a class of popular pretext tasks into a combination of view data augmentation (VDA) and view label classification (VLC), where we attempt to explore the essence of such pretext task while providing some insights into its design. Specifically, a simple multi-view learning framework is specially designed (SSL-MV), which assists the feature learning of downstream tasks (original view) through the same tasks on the augmented views. SSL-MV focuses on VDA while abandons VLC, empirically uncovering that it is VDA rather than generally considered VLC that dominates the performance of such SSL. Additionally, thanks to replacing VLC with VDA tasks, SSL-MV also enables an integrated inference combining the predictions from the augmented views, further improving the performance. Experiments on several benchmark datasets demonstrate its advantages.

Chuanxing Geng, Lue Tao, Songcan Chen

In the process of exploring the world, the curiosity constantly drives humans to cognize new things. Supposing you are a zoologist, for a presented animal image, you can recognize it immediately if you know its class. Otherwise, you would more likely attempt to cognize it by exploiting the side-information (e.g., semantic information, etc.) you have accumulated. Inspired by this, this paper decomposes the generalized zero-shot learning (G-ZSL) task into an open set recognition (OSR) task and a zero-shot learning (ZSL) task, where OSR recognizes seen classes (if we have seen (or known) them) and rejects unseen classes (if we have never seen (or known) them before), while ZSL identifies the unseen classes rejected by the former. Simultaneously, without violating OSR's assumptions (only known class knowledge is available in training), we also first attempt to explore a new generalized open set recognition (G-OSR) by introducing the accumulated side-information from known classes to OSR. For G-ZSL, such a decomposition effectively solves the class overfitting problem with easily misclassifying unseen classes as seen classes. The problem is ubiquitous in most existing G-ZSL methods. On the other hand, for G-OSR, introducing such semantic information of known classes not only improves the recognition performance but also endows OSR with the cognitive ability of unknown classes. Specifically, a visual and semantic prototypes-jointly guided convolutional neural network (VSG-CNN) is proposed to fulfill these two tasks (G-ZSL and G-OSR) in a unified end-to-end learning framework. Extensive experiments on benchmark datasets demonstrate the advantages of our learning framework.

Chuanxing Geng, Sheng-jun Huang, Songcan Chen

In real-world recognition/classification tasks, limited by various objective factors, it is usually difficult to collect training samples to exhaust all classes when training a recognizer or classifier. A more realistic scenario is open set recognition (OSR), where incomplete knowledge of the world exists at training time, and unknown classes can be submitted to an algorithm during testing, requiring the classifiers to not only accurately classify the seen classes, but also effectively deal with the unseen ones. This paper provides a comprehensive survey of existing open set recognition techniques covering various aspects ranging from related definitions, representations of models, datasets, evaluation criteria, and algorithm comparisons. Furthermore, we briefly analyze the relationships between OSR and its related tasks including zero-shot, one-shot (few-shot) recognition/learning techniques, classification with reject option, and so forth. Additionally, we also overview the open world recognition which can be seen as a natural extension of OSR. Importantly, we highlight the limitations of existing approaches and point out some promising subsequent research directions in this field.

Chuanxing Geng, Songcan Chen

In open set recognition (OSR), almost all existing methods are designed specially for recognizing individual instances, even these instances are collectively coming in batch. Recognizers in decision either reject or categorize them to some known class using empirically-set threshold. Thus the decision threshold plays a key role. However, the selection for it usually depends on the knowledge of known classes, inevitably incurring risks due to lacking available information from unknown classes. On the other hand, a more realistic OSR system should NOT just rest on a reject decision but should go further, especially for discovering the hidden unknown classes among the reject instances, whereas existing OSR methods do not pay special attention. In this paper, we introduce a novel collective/batch decision strategy with an aim to extend existing OSR for new class discovery while considering correlations among the testing instances. Specifically, a collective decision-based OSR framework (CD-OSR) is proposed by slightly modifying the Hierarchical Dirichlet process (HDP). Thanks to HDP, our CD-OSR does not need to define the decision threshold and can implement the open set recognition and new class discovery simultaneously. Finally, extensive experiments on benchmark datasets indicate the validity of CD-OSR.