Wenhan Liu

Yutao Zhu, Huaying Yuan, Shuting Wang et al.

As a primary means of information acquisition, information retrieval (IR) systems, such as search engines, have integrated themselves into our daily lives. These systems also serve as components of dialogue, question-answering, and recommender systems. The trajectory of IR has evolved dynamically from its origins in term-based methods to its integration with advanced neural models. While the neural models excel at capturing complex contextual signals and semantic nuances, thereby reshaping the IR landscape, they still face challenges such as data scarcity, interpretability, and the generation of contextually plausible yet potentially inaccurate responses. This evolution requires a combination of both traditional methods (such as term-based sparse retrieval methods with rapid response) and modern neural architectures (such as language models with powerful language understanding capacity). Meanwhile, the emergence of large language models (LLMs), typified by ChatGPT and GPT-4, has revolutionized natural language processing due to their remarkable language understanding, generation, generalization, and reasoning abilities. Consequently, recent research has sought to leverage LLMs to improve IR systems. Given the rapid evolution of this research trajectory, it is necessary to consolidate existing methodologies and provide nuanced insights through a comprehensive overview. In this survey, we delve into the confluence of LLMs and IR systems, including crucial aspects such as query rewriters, retrievers, rerankers, and readers. Additionally, we explore promising directions, such as search agents, within this expanding field.

Jincheng Feng, Wenhan Liu, Zhicheng Dou

Large Language Models (LLMs) have demonstrated superior performance in listwise passage reranking task. However, directly applying them to rank long-form documents introduces both effectiveness and efficiency issues due to the substantially increased context length. To address this challenge, we propose a pointwise summarization model SumRank, aligned with downstream listwise reranking, to compress long-form documents into concise rank-aligned summaries before the final listwise reranking stage. To obtain our summarization model SumRank, we introduce a three-stage training pipeline comprising cold-start Supervised Fine-Tuning (SFT), specialized RL data construction, and rank-driven alignment via Reinforcement Learning. This paradigm aligns the SumRank with downstream ranking objectives to preserve relevance signals. We conduct extensive experiments on five benchmark datasets from the TREC Deep Learning tracks (TREC DL 19-23). Results show that our lightweight SumRank model achieves state-of-the-art (SOTA) ranking performance while significantly improving efficiency by reducing both summarization overhead and reranking complexity.

Wenhan Liu, Xinyu Ma, Weiwei Sun et al.

Large Language Model (LLM) based listwise ranking has shown superior performance in many passage ranking tasks. With the development of Large Reasoning Models, many studies have demonstrated that step-by-step reasoning during test-time helps improve listwise ranking performance. However, due to the scarcity of reasoning-intensive training data, existing rerankers perform poorly in many complex ranking scenarios and the ranking ability of reasoning-intensive rerankers remains largely underdeveloped. In this paper, we first propose an automated reasoning-intensive training data synthesis framework, which sources training queries and passages from diverse domains and applies DeepSeek-R1 to generate high-quality training labels. A self-consistency data filtering mechanism is designed to ensure the data quality. To empower the listwise reranker with strong reasoning ability, we further propose a two-stage post-training approach, which includes a cold-start supervised fine-tuning (SFT) stage for reasoning pattern learning and a reinforcement learning (RL) stage for further ranking ability enhancement. During the RL stage, based on the nature of listwise ranking, we design a multi-view ranking reward, which is more effective than a ranking metric-based reward. Extensive experiments demonstrate that our trained reasoning-intensive reranker \textbf{ReasonRank} outperforms existing baselines significantly and also achieves much lower latency than pointwise reranker Rank1. \textbf{Through further experiments, our ReasonRank has achieved state-of-the-art (SOTA) performance 40.6 on the BRIGHT leaderboard\footnote{https://brightbenchmark.github.io/}.} Our codes are available at https://github.com/8421BCD/ReasonRank.

Wenhan Liu, Xinyu Ma, Yutao Zhu et al.

Large Language Models (LLMs) have shown exciting performance in listwise passage ranking. Due to the limited input length, existing methods often adopt the sliding window strategy. Such a strategy, though effective, is inefficient as it involves repetitive and serialized processing, which usually re-evaluates relevant passages multiple times. As a result, it incurs redundant API costs, which are proportional to the number of inference tokens. The development of long-context LLMs enables the full ranking of all passages within a single inference, avoiding redundant API costs. In this paper, we conduct a comprehensive study of long-context LLMs for ranking tasks in terms of efficiency and effectiveness. Surprisingly, our experiments reveal that full ranking with long-context LLMs can deliver superior performance in the supervised fine-tuning setting with a huge efficiency improvement. Furthermore, we identify two limitations of fine-tuning the full ranking model based on existing methods: (1) sliding window strategy fails to produce a full ranking list as a training label, and (2) the language modeling loss cannot emphasize top-ranked passage IDs in the label. To alleviate these issues, we propose a new complete listwise label construction approach and a novel importance-aware learning objective for full ranking. Experiments show the superior performance of our method over baselines. Our codes are available at \url{https://github.com/8421BCD/fullrank}.

Wenhan Liu, Xinyu Ma, Yutao Zhu et al.

Large Language Models (LLMs) have demonstrated superior listwise ranking performance. However, their superior performance often relies on large-scale parameters (\eg, GPT-4) and a repetitive sliding window process, which introduces significant efficiency challenges. In this paper, we propose \textbf{CoRanking}, a novel collaborative ranking framework that combines small and large ranking models for efficient and effective ranking. CoRanking first employs a small-size reranker to pre-rank all the candidate passages, bringing relevant ones to the top part of the list (\eg, top-20). Then, the LLM listwise reranker is applied to only rerank these top-ranked passages instead of the whole list, substantially enhancing overall ranking efficiency. Although more efficient, previous studies have revealed that the LLM listwise reranker have significant positional biases on the order of input passages. Directly feed the top-ranked passages from small reranker may result in the sub-optimal performance of LLM listwise reranker. To alleviate this problem, we introduce a passage order adjuster trained via reinforcement learning, which reorders the top passages from the small reranker to align with the LLM's preferences of passage order. Extensive experiments on three IR benchmarks demonstrate that CoRanking significantly improves efficiency (reducing ranking latency by about 70\%) while achieving even better effectiveness compared to using only the LLM listwise reranker.

Wenhan Liu, Yutao Zhu, Zhicheng Dou

Recently, there has been increasing interest in applying large language models (LLMs) as zero-shot passage rankers. However, few studies have explored how to select appropriate in-context demonstrations for the passage ranking task, which is the focus of this paper. Previous studies mainly use LLM's feedback to train a retriever for demonstration selection. These studies apply the LLM to score each demonstration independently, which ignores the dependencies between demonstrations (especially important in ranking task), leading to inferior performance of top-$k$ retrieved demonstrations. To mitigate this issue, we introduce a demonstration reranker to rerank the retrieved demonstrations so that top-$k$ ranked ones are more suitable for ICL. However, generating training data for such reranker is quite challenging. On the one hand, different from demonstration retriever, the training samples of reranker need to incorporate demonstration dependencies. On the other hand, obtaining the gold ranking from the retrieved demonstrations is an NP-hard problem, which is hard to implement. To overcome these challenges, we propose a method to approximate the optimal demonstration list iteratively and utilize LLM to score demonstration lists of varying lengths. By doing so, the search space is greatly reduced and demonstration dependencies are considered. Based on these scored demonstration lists, we further design a list-pairwise training approach which compares a pair of lists that only differ in the last demonstration, to teach the reranker how to select the next demonstration given a previous sequence. In this paper, we propose a demonstration selection framework DemoRank for ranking task and conduct extensive experiments to prove its strong ability.

Yang Liu, Tianyuan Zou, Yan Kang et al.

In a vertical federated learning (VFL) scenario where features and model are split into different parties, communications of sample-specific updates are required for correct gradient calculations but can be used to deduce important sample-level label information. An immediate defense strategy is to protect sample-level messages communicated with Homomorphic Encryption (HE), and in this way only the batch-averaged local gradients are exposed to each party (termed black-boxed VFL). In this paper, we first explore the possibility of recovering labels in the vertical federated learning setting with HE-protected communication, and show that private labels can be reconstructed with high accuracy by training a gradient inversion model. Furthermore, we show that label replacement backdoor attacks can be conducted in black-boxed VFL by directly replacing encrypted communicated messages (termed gradient-replacement attack). As it is a common presumption that batch-averaged information is safe to share, batch label inference and replacement attacks are a severe challenge to VFL. To defend against batch label inference attack, we further evaluate several defense strategies, including confusional autoencoder (CoAE), a technique we proposed based on autoencoder and entropy regularization. We demonstrate that label inference and replacement attacks can be successfully blocked by this technique without hurting as much main task accuracy as compared to existing methods.