Sachin Kumar

Melanie Sclar, Sachin Kumar, Peter West et al. · allen-ai, berkeley

Theory of Mind (ToM)$\unicode{x2014}$the ability to reason about the mental states of other people$\unicode{x2014}$is a key element of our social intelligence. Yet, despite their ever more impressive performance, large-scale neural language models still lack basic theory of mind capabilities out-of-the-box. We posit that simply scaling up models will not imbue them with theory of mind due to the inherently symbolic and implicit nature of the phenomenon, and instead investigate an alternative: can we design a decoding-time algorithm that enhances theory of mind of off-the-shelf neural language models without explicit supervision? We present SymbolicToM, a plug-and-play approach to reason about the belief states of multiple characters in reading comprehension tasks via explicit symbolic representation. More concretely, our approach tracks each entity's beliefs, their estimation of other entities' beliefs, and higher-order levels of reasoning, all through graphical representations, allowing for more precise and interpretable reasoning than previous approaches. Empirical results on the well-known ToMi benchmark (Le et al., 2019) demonstrate that SymbolicToM dramatically enhances off-the-shelf neural networks' theory of mind in a zero-shot setting while showing robust out-of-distribution performance compared to supervised baselines. Our work also reveals spurious patterns in existing theory of mind benchmarks, emphasizing the importance of out-of-distribution evaluation and methods that do not overfit a particular dataset.

Tianxing He, Jingyu Zhang, Tianle Wang et al.

In this work, we explore a useful but often neglected methodology for robustness analysis of text generation evaluation metrics: stress tests with synthetic data. Basically, we design and synthesize a wide range of potential errors and check whether they result in a commensurate drop in the metric scores. We examine a range of recently proposed evaluation metrics based on pretrained language models, for the tasks of open-ended generation, translation, and summarization. Our experiments reveal interesting insensitivities, biases, or even loopholes in existing metrics. For example, we find that BERTScore is confused by truncation errors in summarization, and MAUVE (built on top of GPT-2) is insensitive to errors at the beginning or middle of generations. Further, we investigate the reasons behind these blind spots and suggest practical workarounds for a more reliable evaluation of text generation. We have released our code and data at https://github.com/cloudygoose/blindspot_nlg.

Faeze Brahman, Sachin Kumar, Vidhisha Balachandran et al. · allen-ai, cmu

Chat-based language models are designed to be helpful, yet they should not comply with every user request. While most existing work primarily focuses on refusal of "unsafe" queries, we posit that the scope of noncompliance should be broadened. We introduce a comprehensive taxonomy of contextual noncompliance describing when and how models should not comply with user requests. Our taxonomy spans a wide range of categories including incomplete, unsupported, indeterminate, and humanizing requests (in addition to unsafe requests). To test noncompliance capabilities of language models, we use this taxonomy to develop a new evaluation suite of 1000 noncompliance prompts. We find that most existing models show significantly high compliance rates in certain previously understudied categories with models like GPT-4 incorrectly complying with as many as 30% of requests. To address these gaps, we explore different training strategies using a synthetically-generated training set of requests and expected noncompliant responses. Our experiments demonstrate that while direct finetuning of instruction-tuned models can lead to both over-refusal and a decline in general capabilities, using parameter efficient methods like low rank adapters helps to strike a good balance between appropriate noncompliance and other capabilities.

Melanie Sclar, Peter West, Sachin Kumar et al. · allen-ai, uw

We present Referee, a novel framework for sentence summarization that can be trained reference-free (i.e., requiring no gold summaries for supervision), while allowing direct control for compression ratio. Our work is the first to demonstrate that reference-free, controlled sentence summarization is feasible via the conceptual framework of Symbolic Knowledge Distillation (West et al., 2022), where latent knowledge in pre-trained language models is distilled via explicit examples sampled from the teacher models, further purified with three types of filters: length, fidelity, and Information Bottleneck. Moreover, we uniquely propose iterative distillation of knowledge, where student models from the previous iteration of distillation serve as teacher models in the next iteration. Starting off from a relatively modest set of GPT3-generated summaries, we demonstrate how iterative knowledge distillation can lead to considerably smaller, but better summarizers with sharper controllability. A useful by-product of this iterative distillation process is a high-quality dataset of sentence-summary pairs with varying degrees of compression ratios. Empirical results demonstrate that the final student models vastly outperform the much larger GPT3-Instruct model in terms of the controllability of compression ratios, without compromising the quality of resulting summarization.

Sachin Kumar, Biswajit Paria, Yulia Tsvetkov · cmu

Large pretrained language models generate fluent text but are notoriously hard to controllably sample from. In this work, we study constrained sampling from such language models: generating text that satisfies user-defined constraints, while maintaining fluency and the model's performance in a downstream task. We propose MuCoLa -- a sampling procedure that combines the log-likelihood of the language model with arbitrary (differentiable) constraints in a single energy function, and then generates samples in a non-autoregressive manner. Specifically, it initializes the entire output sequence with noise and follows a Markov chain defined by Langevin Dynamics using the gradients of the energy function. We evaluate MuCoLa on text generation with soft and hard constraints as well as their combinations obtaining significant improvements over competitive baselines for toxicity avoidance, sentiment control, and keyword-guided generation.

Xiaochuang Han, Sachin Kumar, Yulia Tsvetkov · uw

Despite the growing success of diffusion models in continuous-valued domains (e.g., images), similar efforts for discrete domains such as text have yet to match the performance of autoregressive language models. In this work, we present SSD-LM -- a diffusion-based language model with two key design choices. First, SSD-LM is semi-autoregressive, iteratively generating blocks of text, allowing for flexible output length at decoding time while enabling local bidirectional context updates. Second, it is simplex-based, performing diffusion on the natural vocabulary space rather than a learned latent space, allowing us to incorporate classifier guidance and modular control using off-the-shelf classifiers without any adaptation. We evaluate SSD-LM on unconstrained text generation benchmarks, and show that it matches or outperforms strong autoregressive GPT-2 models across standard quality and diversity metrics, while vastly outperforming diffusion-based baselines. On controlled text generation, SSD-LM also outperforms competitive baselines, with an extra advantage in modularity.

Luca Soldaini, Rodney Kinney, Akshita Bhagia et al. · allen-ai, cmu

Information about pretraining corpora used to train the current best-performing language models is seldom discussed: commercial models rarely detail their data, and even open models are often released without accompanying training data or recipes to reproduce them. As a result, it is challenging to conduct and advance scientific research on language modeling, such as understanding how training data impacts model capabilities and limitations. To facilitate scientific research on language model pretraining, we curate and release Dolma, a three-trillion-token English corpus, built from a diverse mixture of web content, scientific papers, code, public-domain books, social media, and encyclopedic materials. We extensively document Dolma, including its design principles, details about its construction, and a summary of its contents. We present analyses and experimental results on intermediate states of Dolma to share what we have learned about important data curation practices. Finally, we open-source our data curation toolkit to enable reproduction of our work as well as support further research in large-scale data curation.

Nathan Lambert, Valentina Pyatkin, Jacob Morrison et al. · allen-ai, cambridge

Reward models (RMs) are at the crux of successfully using RLHF to align pretrained models to human preferences, yet there has been relatively little study that focuses on evaluation of those models. Evaluating reward models presents an opportunity to understand the opaque technologies used for alignment of language models and which values are embedded in them. Resources for reward model training and understanding are sparse in the nascent open-source community around them. To enhance scientific understanding of reward models, we present RewardBench, a benchmark dataset and code-base for evaluation. The RewardBench dataset is a collection of prompt-chosen-rejected trios spanning chat, reasoning, and safety, to benchmark how reward models perform on challenging, structured and out-of-distribution queries. We create specific comparison datasets for RMs that have subtle, but verifiable reasons (e.g. bugs, incorrect facts) why one answer should be preferred to another. On the RewardBench leaderboard, we evaluate reward models trained with a variety of methods, such as the direct MLE training of classifiers and the implicit reward modeling of Direct Preference Optimization (DPO). We present many findings on propensity for refusals, reasoning limitations, and instruction following shortcomings of various reward models towards a better understanding of the RLHF process.

Zishuo Zheng, Vidhisha Balachandran, Chan Young Park et al.

As large language model (LLM) based systems take on high-stakes roles in real-world decision-making, they must reconcile competing instructions from multiple sources (e.g., model developers, users, and tools) within a single prompt context. Thus, enforcing an instruction hierarchy (IH) in LLMs, where higher-level directives override lower-priority requests, is critical for the reliability and controllability of LLMs. In this work, we reframe instruction hierarchy resolution as a reasoning task. Specifically, the model must first "think" about the relationship between a given user prompt and higher-priority (system) instructions before generating a response. To enable this capability via training, we construct VerIH, an instruction hierarchy dataset of constraint-following tasks with verifiable answers. This dataset comprises both aligned and conflicting system-user instructions. We show that lightweight reinforcement learning with VerIH effectively transfers general reasoning capabilities of models to instruction prioritization. Our finetuned models achieve consistent improvements on instruction following and instruction hierarchy benchmarks. This reasoning ability also generalizes to safety-critical settings beyond the training distribution. By treating safety issues as resolving conflicts between adversarial user inputs and predefined higher-priority policies, our trained model enhances robustness against jailbreak and prompt injection attacks. These results demonstrate that reasoning over instruction hierarchies provides a practical path to reliable LLMs, where updates to system prompts yield controllable and robust changes in model behavior.

Abraham Toluwase Owodunni, Orevaoghene Ahia, Sachin Kumar

Language models (LMs) are challenging to adapt to new data distributions by simple finetuning. This is due to the rigidity of their subword tokenizers, which typically remain unchanged during adaptation. This inflexibility often leads to inefficient tokenization, causing overfragmentation of out-of-distribution domains, unseen languages, or scripts. In this work, we develop byte-level LMs with learnable tokenizers to make tokenization adaptive. Our models include a submodule that learns to predict boundaries between the input byte sequence, encoding it into variable-length segments. Existing tokenizer-free methods train this boundary predictor using an auxiliary loss that enforces a fixed compression rate across the training corpus, introducing a new kind of rigidity. We propose FLEXITOKENS, a simplified training objective that enables significantly greater flexibility during adaptation. Evaluating across multiple multilingual benchmarks, morphologically diverse tasks, and domains, we demonstrate that FLEXITOKENS consistently reduces token over-fragmentation and achieves up to 10% improvements on downstream task performance compared to subword and other gradient-based tokenizers. Code and data for our experiments will be released at https://github.com/owos/flexitokens

Alex Gulko, Yusen Peng, Sachin Kumar

Sparse autoencoders (SAEs) are a promising approach for uncovering interpretable features in large language models (LLMs). While several automated evaluation methods exist for SAEs, most rely on external LLMs. In this work, we introduce CE-Bench, a novel and lightweight contrastive evaluation benchmark for sparse autoencoders, built on a curated dataset of contrastive story pairs. We conduct comprehensive evaluation studies to validate the effectiveness of our approach. Our results show that CE-Bench reliably measures the interpretability of sparse autoencoders and aligns well with existing benchmarks without requiring an external LLM judge, achieving over 70% Spearman correlation with results in SAEBench. The official implementation and evaluation dataset are open-sourced and publicly available.

Abraham Toluwase Owodunni, Sachin Kumar

Multilingual language models are trained on a fixed set of languages, and to support new languages, the models need to be retrained from scratch. This is an expensive endeavor and is often infeasible, as model developers tend not to release their pre-training data. Naive approaches, such as continued pretraining, suffer from catastrophic forgetting; however, mitigation strategies like experience replay cannot be applied due to the lack of original pretraining data. In this work, we investigate the problem of continually adding new languages to a multilingual model, assuming access to pretraining data in only the target languages. We explore multiple approaches to address this problem and propose Layer-Selective LoRA (LayRA), which adds Low-Rank Adapters (LoRA) to selected initial and final layers while keeping the rest of the model frozen. LayRA builds on two insights: (1) LoRA reduces forgetting, and (2) multilingual models encode inputs in the source language in the initial layers, reason in English in intermediate layers, and translate back to the source language in final layers. We experiment with adding multiple combinations of Galician, Swahili, and Urdu to pretrained language models and evaluate each method on diverse multilingual tasks. We find that LayRA provides the overall best tradeoff between preserving models' capabilities in previously supported languages, while being competitive with existing approaches such as LoRA in learning new languages. We also demonstrate that using model arithmetic, the adapted models can be equipped with strong instruction following abilities without access to any instruction tuning data in the target languages.

Xiaochuang Han, Sachin Kumar, Yulia Tsvetkov et al.

Diffusion-based language models are emerging as a promising alternative to autoregressive LMs: they approach the competence of autoregressive LMs while offering nuanced controllability at inference time. While autoregressive LMs have benefited immensely from scaling and instruction-based learning, existing studies of diffusion LMs have been conducted on a smaller scale. Starting with a recently proposed diffusion model SSD-LM, in this work we first explore methods to scale it from 0.4B to 13B parameters, proposing techniques to improve its training and inference efficiency, and to finetune the model to follow instructions. Armed with a more powerful, general purpose diffusion LM, we introduce the primary contribution of this work -- SSD-2 -- an approach to easily ensemble at inference time a large general-purpose diffusion LM with smaller, but specialized and contextualized diffusion LMs. We show that SSD-2 facilitates novel ensembles with 100x smaller models that can be customized and deployed by individual users. We find that compared to autoregressive models, the collaboration between diffusion LMs is more effective, leading to higher-quality model responses due to their ability to dynamically incorporate bi-directional contexts.

Sachin Kumar, Eric Malmi, Aliaksei Severyn et al.

As large-scale language model pretraining pushes the state-of-the-art in text generation, recent work has turned to controlling attributes of the text such models generate. While modifying the pretrained models via fine-tuning remains the popular approach, it incurs a significant computational cost and can be infeasible due to lack of appropriate data. As an alternative, we propose MuCoCO -- a flexible and modular algorithm for controllable inference from pretrained models. We formulate the decoding process as an optimization problem which allows for multiple attributes we aim to control to be easily incorporated as differentiable constraints to the optimization. By relaxing this discrete optimization to a continuous one, we make use of Lagrangian multipliers and gradient-descent based techniques to generate the desired text. We evaluate our approach on controllable machine translation and style transfer with multiple sentence-level attributes and observe significant improvements over baselines.