IRJun 1
Decoupled Residual Quantization for Robust Semantic IDs in RecommendationXuesi Wang, Junjie Wang, Ziliang Wang et al.
Semantic IDs represent items as shared discrete token sequences and have become a practical tool for recommendation and retrieval. Yet it remains difficult to tell why a tokenizer fails: poor quality may come from codebook underutilization, unstable decision boundaries, or geometric distortion of the embedding space. This paper develops a quantitative framework for diagnosing these failures through expected codeword overlap and effective codebook capacity. The former measures expected codeword confusion under retrieval-time perturbation, while the latter converts that confusion into an effective number of usable, well-separated codes. The framework links semantic boundary confusion to both code usage imbalance and Euclidean geometric constraints. As a proof of concept, we present Decoupled Residual Quantization (DRQ), which separates continuous geometry reconstruction from discrete distribution matching. Experiments on a large-scale industrial dataset show that Semantic ID quality is multi-objective: symbolic robustness, reconstruction fidelity, and behavior-aware soft matching each stress different aspects of a tokenizer. These downstream observations are based on one proprietary industrial dataset, so they should be read as a case study rather than a universal benchmark claim.
IRAug 22, 2022
KEEP: An Industrial Pre-Training Framework for Online Recommendation via Knowledge Extraction and PluggingYujing Zhang, Zhangming Chan, Shuhao Xu et al.
An industrial recommender system generally presents a hybrid list that contains results from multiple subsystems. In practice, each subsystem is optimized with its own feedback data to avoid the disturbance among different subsystems. However, we argue that such data usage may lead to sub-optimal online performance because of the \textit{data sparsity}. To alleviate this issue, we propose to extract knowledge from the \textit{super-domain} that contains web-scale and long-time impression data, and further assist the online recommendation task (downstream task). To this end, we propose a novel industrial \textbf{K}nowl\textbf{E}dge \textbf{E}xtraction and \textbf{P}lugging (\textbf{KEEP}) framework, which is a two-stage framework that consists of 1) a supervised pre-training knowledge extraction module on super-domain, and 2) a plug-in network that incorporates the extracted knowledge into the downstream model. This makes it friendly for incremental training of online recommendation. Moreover, we design an efficient empirical approach for KEEP and introduce our hands-on experience during the implementation of KEEP in a large-scale industrial system. Experiments conducted on two real-world datasets demonstrate that KEEP can achieve promising results. It is notable that KEEP has also been deployed on the display advertising system in Alibaba, bringing a lift of $+5.4\%$ CTR and $+4.7\%$ RPM.
IRApr 21
UniRec: Bridging the Expressive Gap between Generative and Discriminative Recommendation via Chain-of-AttributeZiliang Wang, Gaoyun Lin, Xuesi Wang et al.
Generative Recommendation (GR) reframes retrieval and ranking as autoregressive decoding over Semantic IDs (SIDs), unifying the multi-stage pipeline into a single model. Yet a fundamental expressive gap persists: discriminative models score items with direct feature access enabling explicit user-item crossing, whereas GR decodes over compact SID tokens without item-side signal. We formalize this via Bayes' theorem: ranking by p(y|f,u) is equivalent to ranking by p(f|y,u), which factorizes autoregressively over item features, showing that a generative model with full feature access matches its discriminative counterpart, with any practical gap stemming solely from incomplete feature coverage.We propose UniRec with Chain-of-Attribute (CoA) as its core mechanism. CoA prefixes each SID sequence with structured attribute tokens:category, seller, brand, before decoding the SID, recovering the item-side feature crossing that discriminative models exploit. Since items sharing identical attributes cluster in adjacent SID regions, attribute conditioning yields a measurable per-step entropy reduction H(s_k|s<k,a) < H(s_k|s<k), narrowing the search space and stabilizing beam search. We further address two deployment challenges: Capacity-constrained SID introduces exposure-weighted capacity penalties into residual quantization to suppress token collapse and the Matthew effect; Conditional Decoding Context (CDC) combines Task-Conditioned BOS with hash-based Content Summaries to inject scenario signals at each decoding step. A joint RFT and DPO framework aligns the model with business objectives beyond distribution matching.Experiments show UniRec outperforms the strongest baseline by +22.6% HR@50 overall and +15.5% on high-value orders. Deployed on Shopee's e-commerce platform, online A/B tests confirm significant gains in PVCTR (+5.37%), orders (+4.76%), and GMV (+5.60%).
IRDec 21, 2021
Adversarial Gradient Driven Exploration for Deep Click-Through Rate PredictionKailun Wu, Zhangming Chan, Weijie Bian et al.
Exploration-Exploitation (E{\&}E) algorithms are commonly adopted to deal with the feedback-loop issue in large-scale online recommender systems. Most of existing studies believe that high uncertainty can be a good indicator of potential reward, and thus primarily focus on the estimation of model uncertainty. We argue that such an approach overlooks the subsequent effect of exploration on model training. From the perspective of online learning, the adoption of an exploration strategy would also affect the collecting of training data, which further influences model learning. To understand the interaction between exploration and training, we design a Pseudo-Exploration module that simulates the model updating process after a certain item is explored and the corresponding feedback is received. We further show that such a process is equivalent to adding an adversarial perturbation to the model input, and thereby name our proposed approach as an the Adversarial Gradient Driven Exploration (AGE). For production deployment, we propose a dynamic gating unit to pre-determine the utility of an exploration. This enables us to utilize the limited amount of resources for exploration, and avoid wasting pageview resources on ineffective exploration. The effectiveness of AGE was firstly examined through an extensive number of ablation studies on an academic dataset. Meanwhile, AGE has also been deployed to one of the world-leading display advertising platforms, and we observe significant improvements on various top-line evaluation metrics.
IRNov 11, 2020
CAN: Feature Co-Action for Click-Through Rate PredictionWeijie Bian, Kailun Wu, Lejian Ren et al.
Feature interaction has been recognized as an important problem in machine learning, which is also very essential for click-through rate (CTR) prediction tasks. In recent years, Deep Neural Networks (DNNs) can automatically learn implicit nonlinear interactions from original sparse features, and therefore have been widely used in industrial CTR prediction tasks. However, the implicit feature interactions learned in DNNs cannot fully retain the complete representation capacity of the original and empirical feature interactions (e.g., cartesian product) without loss. For example, a simple attempt to learn the combination of feature A and feature B <A, B> as the explicit cartesian product representation of new features can outperform previous implicit feature interaction models including factorization machine (FM)-based models and their variations. In this paper, we propose a Co-Action Network (CAN) to approximate the explicit pairwise feature interactions without introducing too many additional parameters. More specifically, giving feature A and its associated feature B, their feature interaction is modeled by learning two sets of parameters: 1) the embedding of feature A, and 2) a Multi-Layer Perceptron (MLP) to represent feature B. The approximated feature interaction can be obtained by passing the embedding of feature A through the MLP network of feature B. We refer to such pairwise feature interaction as feature co-action, and such a Co-Action Network unit can provide a very powerful capacity to fitting complex feature interactions. Experimental results on public and industrial datasets show that CAN outperforms state-of-the-art CTR models and the cartesian product method. Moreover, CAN has been deployed in the display advertisement system in Alibaba, obtaining 12\% improvement on CTR and 8\% on Revenue Per Mille (RPM), which is a great improvement to the business.
MLJun 25, 2019
Res-embedding for Deep Learning Based Click-Through Rate Prediction ModelingGuorui Zhou, Kailun Wu, Weijie Bian et al.
Recently, click-through rate (CTR) prediction models have evolved from shallow methods to deep neural networks. Most deep CTR models follow an Embedding\&MLP paradigm, that is, first mapping discrete id features, e.g. user visited items, into low dimensional vectors with an embedding module, then learn a multi-layer perception (MLP) to fit the target. In this way, embedding module performs as the representative learning and plays a key role in the model performance. However, in many real-world applications, deep CTR model often suffers from poor generalization performance, which is mostly due to the learning of embedding parameters. In this paper, we model user behavior using an interest delay model, study carefully the embedding mechanism, and obtain two important results: (i) We theoretically prove that small aggregation radius of embedding vectors of items which belongs to a same user interest domain will result in good generalization performance of deep CTR model. (ii) Following our theoretical analysis, we design a new embedding structure named res-embedding. In res-embedding module, embedding vector of each item is the sum of two components: (i) a central embedding vector calculated from an item-based interest graph (ii) a residual embedding vector with its scale to be relatively small. Empirical evaluation on several public datasets demonstrates the effectiveness of the proposed res-embedding structure, which brings significant improvement on the model performance.
IRMay 22, 2019
Practice on Long Sequential User Behavior Modeling for Click-Through Rate PredictionQi Pi, Weijie Bian, Guorui Zhou et al.
Click-through rate (CTR) prediction is critical for industrial applications such as recommender system and online advertising. Practically, it plays an important role for CTR modeling in these applications by mining user interest from rich historical behavior data. Driven by the development of deep learning, deep CTR models with ingeniously designed architecture for user interest modeling have been proposed, bringing remarkable improvement of model performance over offline metric.However, great efforts are needed to deploy these complex models to online serving system for realtime inference, facing massive traffic request. Things turn to be more difficult when it comes to long sequential user behavior data, as the system latency and storage cost increase approximately linearly with the length of user behavior sequence. In this paper, we face directly the challenge of long sequential user behavior modeling and introduce our hands-on practice with the co-design of machine learning algorithm and online serving system for CTR prediction task. Theoretically, the co-design solution of UIC and MIMN enables us to handle the user interest modeling with unlimited length of sequential behavior data. Comparison between model performance and system efficiency proves the effectiveness of proposed solution. To our knowledge, this is one of the first industrial solutions that are capable of handling long sequential user behavior data with length scaling up to thousands. It now has been deployed in the display advertising system in Alibaba.
IRMay 2, 2019
Lifelong Sequential Modeling with Personalized Memorization for User Response PredictionKan Ren, Jiarui Qin, Yuchen Fang et al.
User response prediction, which models the user preference w.r.t. the presented items, plays a key role in online services. With two-decade rapid development, nowadays the cumulated user behavior sequences on mature Internet service platforms have become extremely long since the user's first registration. Each user not only has intrinsic tastes, but also keeps changing her personal interests during lifetime. Hence, it is challenging to handle such lifelong sequential modeling for each individual user. Existing methodologies for sequential modeling are only capable of dealing with relatively recent user behaviors, which leaves huge space for modeling long-term especially lifelong sequential patterns to facilitate user modeling. Moreover, one user's behavior may be accounted for various previous behaviors within her whole online activity history, i.e., long-term dependency with multi-scale sequential patterns. In order to tackle these challenges, in this paper, we propose a Hierarchical Periodic Memory Network for lifelong sequential modeling with personalized memorization of sequential patterns for each user. The model also adopts a hierarchical and periodical updating mechanism to capture multi-scale sequential patterns of user interests while supporting the evolving user behavior logs. The experimental results over three large-scale real-world datasets have demonstrated the advantages of our proposed model with significant improvement in user response prediction performance against the state-of-the-arts.
MLSep 11, 2018
Deep Interest Evolution Network for Click-Through Rate PredictionGuorui Zhou, Na Mou, Ying Fan et al.
Click-through rate~(CTR) prediction, whose goal is to estimate the probability of the user clicks, has become one of the core tasks in advertising systems. For CTR prediction model, it is necessary to capture the latent user interest behind the user behavior data. Besides, considering the changing of the external environment and the internal cognition, user interest evolves over time dynamically. There are several CTR prediction methods for interest modeling, while most of them regard the representation of behavior as the interest directly, and lack specially modeling for latent interest behind the concrete behavior. Moreover, few work consider the changing trend of interest. In this paper, we propose a novel model, named Deep Interest Evolution Network~(DIEN), for CTR prediction. Specifically, we design interest extractor layer to capture temporal interests from history behavior sequence. At this layer, we introduce an auxiliary loss to supervise interest extracting at each step. As user interests are diverse, especially in the e-commerce system, we propose interest evolving layer to capture interest evolving process that is relative to the target item. At interest evolving layer, attention mechanism is embedded into the sequential structure novelly, and the effects of relative interests are strengthened during interest evolution. In the experiments on both public and industrial datasets, DIEN significantly outperforms the state-of-the-art solutions. Notably, DIEN has been deployed in the display advertisement system of Taobao, and obtained 20.7\% improvement on CTR.
MLAug 14, 2017
Rocket Launching: A Universal and Efficient Framework for Training Well-performing Light NetGuorui Zhou, Ying Fan, Runpeng Cui et al.
Models applied on real time response task, like click-through rate (CTR) prediction model, require high accuracy and rigorous response time. Therefore, top-performing deep models of high depth and complexity are not well suited for these applications with the limitations on the inference time. In order to further improve the neural networks' performance given the time and computational limitations, we propose an approach that exploits a cumbersome net to help train the lightweight net for prediction. We dub the whole process rocket launching, where the cumbersome booster net is used to guide the learning of the target light net throughout the whole training process. We analyze different loss functions aiming at pushing the light net to behave similarly to the booster net, and adopt the loss with best performance in our experiments. We use one technique called gradient block to improve the performance of the light net and booster net further. Experiments on benchmark datasets and real-life industrial advertisement data present that our light model can get performance only previously achievable with more complex models.