John V. Tucker

Edwin J. Beggs, John V. Tucker

The rise of AI in human contexts places new demands on automated systems to be transparent and explainable. We examine some anthropomorphic ideas and principles relevant to such accountablity in order to develop a theoretical framework for thinking about digital systems in complex human contexts and the problem of explaining their behaviour. Structurally, systems are made of modular and hierachical components, which we abstract in a new system model using notions of modes and mode transitions. A mode is an independent component of the system with its own objectives, monitoring data, and algorithms. The behaviour of a mode, including its transitions to other modes, is determined by functions that interpret each mode's monitoring data in the light of its objectives and algorithms. We show how these belief functions can help explain system behaviour by visualising their evaluation as trajectories in higher-dimensional geometric spaces. These ideas are formalised mathematically by abstract and concrete simplicial complexes. We offer three techniques: a framework for design heuristics, a general system theory based on modes, and a geometric visualisation, and apply them in three types of human-centred systems.

Edwin Beggs, John V. Tucker

Complex environments, processes and systems may exhibit several distinct modes of physical behaviour or operation. Thus, for example, in their design, a set of mathematical models may be needed, each model having its own domain of application and representing a particular mode of behaviour or operation of physical reality. The models may be of disparate kinds { discrete or continuous in data, time and space. Furthermore, some physical modes may not have a reliable model. Physical measurements determine modes of operation. We explore the question: What is a mode of behaviour? How do we specify algorithms and software that monitor or govern a complex physical situation with many modes? How do we specify a portfolio of modes, and the computational problem of transitioning from using one mode to another mode as physical modes change? We propose a general definition of an analogue-digital system with modes. We show how any diverse set of modes { with or without models { can be bound together, and how the transitions between modes can be determined, by constructing a topological data type based upon a simplicial complex. We illustrate the ideas of physical modes and our theory by reflecting on simple examples, including driverless racing cars.

Victoria Wang, John V. Tucker

Surveillance is a social phenomenon that is general and commonplace, employed by governments, companies and communities. Its ubiquity is due to technologies for gathering and processing data; its strong and obvious effects raise difficult social questions. We give a general definition of surveillance that captures the notion in diverse situations and we illustrate it with some disparate examples.A most important, if neglected,component idea is that of the identity of the people or objects observed. We propose a general definition of identifiers as data designed to specify the identity of an entity in some context or for some purpose. We examine the ways identifiers depend upon other identifiers and show the provenance of identifiers requires reductions between identifiers and a special idea of personal identifier. The theory is formalised mathematically. Finally, we reflect on the role of formal methods to give insights in sociological contexts.

Victoria Wang, John V. Tucker

Surveillance is a process that observes behaviour, recognises properties and identifies individuals. It has become a commonplace phenomenon in our everyday life. Many surveillance practices depend on the use of advanced technologies to collect, store and process data. We propose (i) an abstract definition of surveillance; and (ii) an abstract definition of identity, designed to capture the common structure of many disparate surveillance situations. We argue that the notion of identity is fundamental to surveillance. Rather than having a single identity, individuals have many identities, real and virtual, that are used in different aspects of their lives. Most aspects of life are subject to some form of surveillance, and observations and identities can be aggregated. The notion of identity needs to be theorised. Our analysis is very general and, at the same time, sufficiently precise to be the basis of mathematical models.