Arabella Sinclair

Dieuwke Hupkes, Mario Giulianelli, Verna Dankers et al. · amazon-science, cambridge

The ability to generalise well is one of the primary desiderata of natural language processing (NLP). Yet, what 'good generalisation' entails and how it should be evaluated is not well understood, nor are there any evaluation standards for generalisation. In this paper, we lay the groundwork to address both of these issues. We present a taxonomy for characterising and understanding generalisation research in NLP. Our taxonomy is based on an extensive literature review of generalisation research, and contains five axes along which studies can differ: their main motivation, the type of generalisation they investigate, the type of data shift they consider, the source of this data shift, and the locus of the shift within the modelling pipeline. We use our taxonomy to classify over 400 papers that test generalisation, for a total of more than 600 individual experiments. Considering the results of this review, we present an in-depth analysis that maps out the current state of generalisation research in NLP, and we make recommendations for which areas might deserve attention in the future. Along with this paper, we release a webpage where the results of our review can be dynamically explored, and which we intend to update as new NLP generalisation studies are published. With this work, we aim to take steps towards making state-of-the-art generalisation testing the new status quo in NLP.

Giulia Pucci, Emily Hemendinger, Ruizhe Li et al.

Recent evidence shows that people with eating disorders (EDs) are increasingly seeking guidance, advice, and emotional support from Large Language Model (LLM)-based chat systems. Although these systems are not designed to provide clinical advice, their perceived expertise, neutrality and accessibility make them a frequent, albeit risky, source of support. This paper investigates potential patterns of interaction between users with EDs and LLMs, focusing on the potential harms arising from models that uncritically adapt to, and facilitate unsafe or self-harming user requests. We find, in consultation with clinical ED experts, that specific linguistic cues in prompts increase the likelihood of unsafe responses and, through systematically varying the degree of potential risk present in the user prompt, report the extent to which LLMs uncritically adapt to problematic, and potentially dangerous user inputs.

Mario Giulianelli, Arabella Sinclair, Raquel Fernández

Speakers repeat constructions frequently in dialogue. Due to their peculiar information-theoretic properties, repetitions can be thought of as a strategy for cost-effective communication. In this study, we focus on the repetition of lexicalised constructions -- i.e., recurring multi-word units -- in English open-domain spoken dialogues. We hypothesise that speakers use construction repetition to mitigate information rate, leading to an overall decrease in utterance information content over the course of a dialogue. We conduct a quantitative analysis, measuring the information content of constructions and that of their containing utterances, estimating information content with an adaptive neural language model. We observe that construction usage lowers the information content of utterances. This facilitating effect (i) increases throughout dialogues, (ii) is boosted by repetition, (iii) grows as a function of repetition frequency and density, and (iv) is stronger for repetitions of referential constructions.

Aron Molnar, Jaap Jumelet, Mario Giulianelli et al.

Language models are often used as the backbone of modern dialogue systems. These models are pre-trained on large amounts of written fluent language. Repetition is typically penalised when evaluating language model generations. However, it is a key component of dialogue. Humans use local and partner specific repetitions; these are preferred by human users and lead to more successful communication in dialogue. In this study, we evaluate (a) whether language models produce human-like levels of repetition in dialogue, and (b) what are the processing mechanisms related to lexical re-use they use during comprehension. We believe that such joint analysis of model production and comprehension behaviour can inform the development of cognitively inspired dialogue generation systems.

Tom Utting, Mario Giulianelli, Arabella Sinclair

We model utterance production as probabilistic cost-sensitive choice over contextual alternatives, using information-theoretic notions of cost. We distinguish between goal-directed alternatives that realise a fixed communicative intent and goal-agnostic alternatives defined only by contextual plausibility, allowing us to derive speaker- and listener-oriented interpretations of different cost measures. We present a procedure to generate both types of alternative sets using language models. Analysing production choices in open-ended dialogue under both deterministic and probabilistic cost minimisation, we find that surprisal minimisation relative to goal-directed alternatives provides the strongest predictive account under both analyses. By contrast, uniform information density and length-based costs exhibit weaker and less consistent predictive power across conditions. More broadly, our study suggests that alternative-conditioned optimisation with LM-generated alternatives provides a principled framework for studying speaker and listener pressures in naturalistic language production.

Jaap Jumelet, Willem Zuidema, Arabella Sinclair

We explore which linguistic factors -- at the sentence and token level -- play an important role in influencing language model predictions, and investigate whether these are reflective of results found in humans and human corpora (Gries and Kootstra, 2017). We make use of the structural priming paradigm, where recent exposure to a structure facilitates processing of the same structure. We don't only investigate whether, but also where priming effects occur, and what factors predict them. We show that these effects can be explained via the inverse frequency effect, known in human priming, where rarer elements within a prime increase priming effects, as well as lexical dependence between prime and target. Our results provide an important piece in the puzzle of understanding how properties within their context affect structural prediction in language models.

Arabella Sinclair, Jaap Jumelet, Willem Zuidema et al.

We investigate the extent to which modern, neural language models are susceptible to structural priming, the phenomenon whereby the structure of a sentence makes the same structure more probable in a follow-up sentence. We explore how priming can be used to study the potential of these models to learn abstract structural information, which is a prerequisite for good performance on tasks that require natural language understanding skills. We introduce a novel metric and release Prime-LM, a large corpus where we control for various linguistic factors which interact with priming strength. We find that Transformer models indeed show evidence of structural priming, but also that the generalisations they learned are to some extent modulated by semantic information. Our experiments also show that the representations acquired by the models may not only encode abstract sequential structure but involve certain level of hierarchical syntactic information. More generally, our study shows that the priming paradigm is a useful, additional tool for gaining insights into the capacities of language models and opens the door to future priming-based investigations that probe the model's internal states.

Ece Takmaz, Mario Giulianelli, Sandro Pezzelle et al.

Dialogue participants often refer to entities or situations repeatedly within a conversation, which contributes to its cohesiveness. Subsequent references exploit the common ground accumulated by the interlocutors and hence have several interesting properties, namely, they tend to be shorter and reuse expressions that were effective in previous mentions. In this paper, we tackle the generation of first and subsequent references in visually grounded dialogue. We propose a generation model that produces referring utterances grounded in both the visual and the conversational context. To assess the referring effectiveness of its output, we also implement a reference resolution system. Our experiments and analyses show that the model produces better, more effective referring utterances than a model not grounded in the dialogue context, and generates subsequent references that exhibit linguistic patterns akin to humans.