Xiaohong Guan

Runze Lei, Pinghui Wang, Junzhou Zhao et al.

Graphs are widely used to represent the relations among entities. When one owns the complete data, an entire graph can be easily built, therefore performing analysis on the graph is straightforward. However, in many scenarios, it is impractical to centralize the data due to data privacy concerns. An organization or party only keeps a part of the whole graph data, i.e., graph data is isolated from different parties. Recently, Federated Learning (FL) has been proposed to solve the data isolation issue, mainly for Euclidean data. It is still a challenge to apply FL on graph data because graphs contain topological information which is notorious for its non-IID nature and is hard to partition. In this work, we propose a novel FL framework for graph data, FedCog, to efficiently handle coupled graphs that are a kind of distributed graph data, but widely exist in a variety of real-world applications such as mobile carriers' communication networks and banks' transaction networks. We theoretically prove the correctness and security of FedCog. Experimental results demonstrate that our method FedCog significantly outperforms traditional FL methods on graphs. Remarkably, our FedCog improves the accuracy of node classification tasks by up to 14.7%.

Yuanming Zhang, Pinghui Wang, Yiyan Qi et al.

The well-known Gumbel-Max Trick for sampling elements from a categorical distribution (or more generally a non-negative vector) and its variants have been widely used in areas such as machine learning and information retrieval. To sample a random element $i$ in proportion to its positive weight $v_i$, the Gumbel-Max Trick first computes a Gumbel random variable $g_i$ for each positive weight element $i$, and then samples the element $i$ with the largest value of $g_i+\ln v_i$. Recently, applications including similarity estimation and weighted cardinality estimation require to generate $k$ independent Gumbel-Max variables from high dimensional vectors. However, it is computationally expensive for a large $k$ (e.g., hundreds or even thousands) when using the traditional Gumbel-Max Trick. To solve this problem, we propose a novel algorithm, FastGM, which reduces the time complexity from $O(kn^+)$ to $O(k \ln k + n^+)$, where $n^+$ is the number of positive elements in the vector of interest. FastGM stops the procedure of Gumbel random variables computing for many elements, especially for those with small weights. We perform experiments on a variety of real-world datasets and the experimental results demonstrate that FastGM is orders of magnitude faster than state-of-the-art methods without sacrificing accuracy or incurring additional expenses.

Liang Yu, Haoyu Fang, Goran Strbac et al.

Ensuring resilience in multi-energy systems (MESs) has become increasingly urgent and challenging due to the growing frequency and severity of extreme events, such as natural disasters, extreme weather, and cyber-physical attacks. Among the various approaches to enhancing MES resilience, hydrogen integration offers significant potential in cross-temporal, cross-spatial, and cross-sector flexibility, as well as black-start capability. Although considerable efforts have been devoted to this area, a systematic review of resilience enhancement in hydrogen-enabled MESs is still lacking. To address this gap, this paper presents a comprehensive review of hydrogen-enabled MES resilience enhancement. First, advantages, vulnerabilities, and challenges related to hydrogen-enabled MES resilience enhancement are summarized. Next, a resilience enhancement framework for hydrogen-enabled MESs is proposed, based on which existing resilience metrics and event-oriented contingency models are reviewed and discussed. Planning measures are then classified according to the types of hydrogen-related facilities, together with uncertainty handling methods, scenario generation methods, and planning problem formulation frameworks. In addition, operational enhancement measures are categorized into three response stages: prevention, emergency response, and restoration. Finally, research gaps are identified and future directions are discussed, including comprehensive resilience metric design, advanced extreme-event scenario generation, spatiotemporal cyber-physical contingency modeling under compound extreme events, coordinated planning and operation across multiple networks and timescales, low-carbon resilient planning and operation, and large language model-assisted whole-process resilience enhancement.

Nuo Xu, Pinghui Wang, Junzhou Zhao et al.

Legal Judgment Prediction (LJP) aims to automatically predict a law case's judgment results based on the text description of its facts. In practice, the confusing law articles (or charges) problem frequently occurs, reflecting that the law cases applicable to similar articles (or charges) tend to be misjudged. Although some recent works based on prior knowledge solve this issue well, they ignore that confusion also occurs between law articles with a high posterior semantic similarity due to the data imbalance problem instead of only between the prior highly similar ones, which is this work's further finding. This paper proposes an end-to-end model named \textit{D-LADAN} to solve the above challenges. On the one hand, D-LADAN constructs a graph among law articles based on their text definition and proposes a graph distillation operation (GDO) to distinguish the ones with a high prior semantic similarity. On the other hand, D-LADAN presents a novel momentum-updated memory mechanism to dynamically sense the posterior similarity between law articles (or charges) and a weighted GDO to adaptively capture the distinctions for revising the inductive bias caused by the data imbalance problem. We perform extensive experiments to demonstrate that D-LADAN significantly outperforms state-of-the-art methods in accuracy and robustness.

Zhenyu Pu, Yu Yang, Liang Yu et al.

Buildings and data centers (DCs) are energy-intensive sectors, playing a critical role to achieve the low-carbon and sustainable energy transition targets. To this end, integrated energy system (IES) that incorporates diverse renewables, energy generation, conversion, and storage technologies to enable coordinated multi-energy supply have been widely investigated for both buildings and DCs. However, few works consider the two sectors jointly within IES to exploit their substantial synergistic benefits. Meanwhile, the operational optimization of IES remains challenging due to the difficulty to predict the multi-energy demand and supply accurately. To address these gaps, this paper investigates IES for coordinated multi-energy supply of buildings and DC, where the waste heat from DCs is recovered and reused to enhance energy efficiency. Moreover, an end-to-end learning-based method is proposed for the operational optimization of IES under uncertainty. Unlike conventional predict-then-optimize approaches, the proposed method integrates the training of prediction models for uncertain variables with the constrained optimization of IES into a unified learning framework, guiding the training of prediction models to improve operational performance, rather than prediction accuracy, thereby mitigating the impacts of predictions errors. Case studies based on real-world datasets show that the proposed methods improves the operational performance of IES by about 7-9% compared to existing predict-then-optimize methods. In addition, coordinating buildings and DCs within IES shows substantial economic benefits. In particular, the waste heat recovery from DCs leads to approximately 10% of total energy cost reduction of the IES.

Xiaodi Chen, Meng Zhang, Zhengguang Wu et al.

Load frequency control (LFC) is widely employed in power systems to stabilize frequency fluctuation and guarantee power quality. However, most existing LFC methods rely on accurate power system modeling and usually ignore the nonlinear characteristics of the system, limiting controllers' performance. To solve these problems, this paper proposes a model-free LFC method for nonlinear power systems based on deep deterministic policy gradient (DDPG) framework. The proposed method establishes an emulator network to emulate power system dynamics. After defining the action-value function, the emulator network is applied for control actions evaluation instead of the critic network. Then the actor network controller is effectively optimized by estimating the policy gradient based on zeroth-order optimization (ZOO) and backpropagation algorithm. Simulation results and corresponding comparisons demonstrate the designed controller can generate appropriate control actions and has strong adaptability for nonlinear power systems.

Xuzheng He, Nan Nan, Zhilin Wang et al.

Generating symphonic music requires simultaneously managing high-level structural form and dense, multi-track orchestration. Existing symbolic models often struggle with a "complexity-control imbalance", in which scaling bottlenecks limit long-term granular steerability. We present SymphonyGen, a 3D hierarchical framework for contemporary cinematic orchestration. SymphonyGen employs a cascading decoder architecture that decomposes the Bar, Track, and Event axes, improving computational efficiency and scalability over conventional 1D or 2D models. We introduce "short-score" conditioning via a beat-quantized multi-voice harmony skeleton, enabling outline control while preserving textural diversity. The model is further refined using Group Relative Policy Optimization (GRPO) with a cross-modal audio-perceptual reward, aligning symbolic output with modern acoustic expectations. Additionally, we implement a dissonance-averse sampling algorithm to suppress unintended tonal clashes during inference. Objective evaluations show that both reinforcement learning and dissonance-averse sampling effectively enhance harmonic cleanliness while maintaining melodic expression. Subjective evaluations demonstrate that SymphonyGen outperforms baselines in musicality and preference for orchestral music generation. Demo page: https://symphonygen.github.io/

Yuhan Zhi, Xiaoyu Zhang, Longtian Wang et al.

Large language models (LLMs), as a new generation of recommendation engines, possess powerful summarization and data analysis capabilities, surpassing traditional recommendation systems in both scope and performance. One promising application is investment recommendation. In this paper, we reveal a novel product bias in LLM investment recommendation, where LLMs exhibit systematic preferences for specific products. Such preferences can subtly influence user investment decisions, potentially leading to inflated valuations of products and financial bubbles, posing risks to both individual investors and market stability. To comprehensively study the product bias, we develop an automated pipeline to create a dataset of 567,000 samples across five asset classes (stocks, mutual funds, cryptocurrencies, savings, and portfolios). With this dataset, we present the bf first study on product bias in LLM investment recommendations. Our findings reveal that LLMs exhibit clear product preferences, such as certain stocks (e.g., `AAPL' from Apple and `MSFT' from Microsoft). Notably, this bias persists even after applying debiasing techniques. We urge AI researchers to take heed of the product bias in LLM investment recommendations and its implications, ensuring fairness and security in the digital space and market.

Xiaoyu Zhang, Weipeng Jiang, Chao Shen et al.

In recent years, software systems powered by deep learning (DL) techniques have significantly facilitated people's lives in many aspects. As the backbone of these DL systems, various DL libraries undertake the underlying optimization and computation. However, like traditional software, DL libraries are not immune to bugs, which can pose serious threats to users' personal property and safety. Studying the characteristics of DL libraries, their associated bugs, and the corresponding testing methods is crucial for enhancing the security of DL systems and advancing the widespread application of DL technology. This paper provides an overview of the testing research related to various DL libraries, discusses the strengths and weaknesses of existing methods, and provides guidance and reference for the application of the DL library. This paper first introduces the workflow of DL underlying libraries and the characteristics of three kinds of DL libraries involved, namely DL framework, DL compiler, and DL hardware library. It then provides definitions for DL underlying library bugs and testing. Additionally, this paper summarizes the existing testing methods and tools tailored to these DL libraries separately and analyzes their effectiveness and limitations. It also discusses the existing challenges of DL library testing and outlines potential directions for future research.

Yuhan Zhi, Longtian Wang, Xiaofei Xie et al.

Active learning(AL), which serves as the representative label-efficient learning paradigm, has been widely applied in resource-constrained scenarios. The achievement of AL is attributed to acquisition functions, which are designed for identifying the most important data to label. Despite this success, one question remains unanswered: is AL safe? In this work, we introduce ALA, a practical and the first framework to utilize the acquisition function as the poisoning attack surface to reveal the weakness of active learning. Specifically, ALA optimizes imperceptibly poisoned inputs to exhibit high uncertainty scores, increasing their probability of being selected by acquisition functions. To evaluate ALA, we conduct extensive experiments across three datasets, three acquisition functions, and two types of clean-label backdoor triggers. Results show that our attack can achieve high success rates (up to 94%) even under low poisoning budgets (0.5%-1.0%) while preserving model utility and remaining undetectable to human annotators. Our findings remind active learning users: acquisition functions can be easily exploited, and active learning should be deployed with caution in trusted data scenarios.

Nuo Xu, Pinghui Wang, Zi Liang et al.

Legal case retrieval (LCR) aims to automatically scour for comparable legal cases based on a given query, which is crucial for offering relevant precedents to support the judgment in intelligent legal systems. Due to similar goals, it is often associated with a similar case matching (LCM) task. To address them, a daunting challenge is assessing the uniquely defined legal-rational similarity within the judicial domain, which distinctly deviates from the semantic similarities in general text retrieval. Past works either tagged domain-specific factors or incorporated reference laws to capture legal-rational information. However, their heavy reliance on expert or unrealistic assumptions restricts their practical applicability in real-world scenarios. In this paper, we propose an end-to-end model named LCM-LAI to solve the above challenges. Through meticulous theoretical analysis, LCM-LAI employs a dependent multi-task learning framework to capture legal-rational information within legal cases by a law article prediction (LAP) sub-task, without any additional assumptions in inference. Besides, LCM-LAI proposes an article-aware attention mechanism to evaluate the legal-rational similarity between across-case sentences based on law distribution, which is more effective than conventional semantic similarity. Weperform a series of exhaustive experiments including two different tasks involving four real-world datasets. Results demonstrate that LCM-LAI achieves state-of-the-art performance.

Xiaopeng Li, Jiang Wu, Zhanbo Xu et al.

Aggregated stochastic characteristics of geographically distributed wind generation will provide valuable information for secured and economical system operation in electricity markets. This paper focuses on the uncertainty set prediction of the aggregated generation of geographically distributed wind farms. A Spatio-temporal model is proposed to learn the dynamic features from partial observation in near-surface wind fields of neighboring wind farms. We use Bayesian LSTM, a probabilistic prediction model, to obtain the uncertainty set of the generation in individual wind farms. Then, spatial correlation between different wind farms is presented to correct the output results. Numerical testing results based on the actual data with 6 wind farms in northwest China show that the uncertainty set of aggregated wind generation of distributed wind farms is less volatile than that of a single wind farm.

Yadong Zhou, Zhihao Ding, Xiaoming Liu et al.

User attributes, such as gender and education, face severe incompleteness in social networks. In order to make this kind of valuable data usable for downstream tasks like user profiling and personalized recommendation, attribute inference aims to infer users' missing attribute labels based on observed data. Recently, variational autoencoder (VAE), an end-to-end deep generative model, has shown promising performance by handling the problem in a semi-supervised way. However, VAEs can easily suffer from over-fitting and over-smoothing when applied to attribute inference. To be specific, VAE implemented with multi-layer perceptron (MLP) can only reconstruct input data but fail in inferring missing parts. While using the trending graph neural networks (GNNs) as encoder has the problem that GNNs aggregate redundant information from neighborhood and generate indistinguishable user representations, which is known as over-smoothing. In this paper, we propose an attribute \textbf{Infer}ence model based on \textbf{A}dversarial \textbf{VAE} (Infer-AVAE) to cope with these issues. Specifically, to overcome over-smoothing, Infer-AVAE unifies MLP and GNNs in encoder to learn positive and negative latent representations respectively. Meanwhile, an adversarial network is trained to distinguish the two representations and GNNs are trained to aggregate less noise for more robust representations through adversarial training. Finally, to relieve over-fitting, mutual information constraint is introduced as a regularizer for decoder, so that it can make better use of auxiliary information in representations and generate outputs not limited by observations. We evaluate our model on 4 real-world social network datasets, experimental results demonstrate that our model averagely outperforms baselines by 7.0$\%$ in accuracy.

Ming Fan, Wenying Wei, Xiaofei Xie et al.

With the rapid growth of Android malware, many machine learning-based malware analysis approaches are proposed to mitigate the severe phenomenon. However, such classifiers are opaque, non-intuitive, and difficult for analysts to understand the inner decision reason. For this reason, a variety of explanation approaches are proposed to interpret predictions by providing important features. Unfortunately, the explanation results obtained in the malware analysis domain cannot achieve a consensus in general, which makes the analysts confused about whether they can trust such results. In this work, we propose principled guidelines to assess the quality of five explanation approaches by designing three critical quantitative metrics to measure their stability, robustness, and effectiveness. Furthermore, we collect five widely-used malware datasets and apply the explanation approaches on them in two tasks, including malware detection and familial identification. Based on the generated explanation results, we conduct a sanity check of such explanation approaches in terms of the three metrics. The results demonstrate that our metrics can assess the explanation approaches and help us obtain the knowledge of most typical malicious behaviors for malware analysis.

Lin Lan, Pinghui Wang, Xuefeng Du et al.

We study the problem of node classification on graphs with few-shot novel labels, which has two distinctive properties: (1) There are novel labels to emerge in the graph; (2) The novel labels have only a few representative nodes for training a classifier. The study of this problem is instructive and corresponds to many applications such as recommendations for newly formed groups with only a few users in online social networks. To cope with this problem, we propose a novel Meta Transformed Network Embedding framework (MetaTNE), which consists of three modules: (1) A \emph{structural module} provides each node a latent representation according to the graph structure. (2) A \emph{meta-learning module} captures the relationships between the graph structure and the node labels as prior knowledge in a meta-learning manner. Additionally, we introduce an \emph{embedding transformation function} that remedies the deficiency of the straightforward use of meta-learning. Inherently, the meta-learned prior knowledge can be used to facilitate the learning of few-shot novel labels. (3) An \emph{optimization module} employs a simple yet effective scheduling strategy to train the above two modules with a balance between graph structure learning and meta-learning. Experiments on four real-world datasets show that MetaTNE brings a huge improvement over the state-of-the-art methods.

Liang Yu, Yi Sun, Zhanbo Xu et al.

In commercial buildings, about 40%-50% of the total electricity consumption is attributed to Heating, Ventilation, and Air Conditioning (HVAC) systems, which places an economic burden on building operators. In this paper, we intend to minimize the energy cost of an HVAC system in a multi-zone commercial building under dynamic pricing with the consideration of random zone occupancy, thermal comfort, and indoor air quality comfort. Due to the existence of unknown thermal dynamics models, parameter uncertainties (e.g., outdoor temperature, electricity price, and number of occupants), spatially and temporally coupled constraints associated with indoor temperature and CO2 concentration, a large discrete solution space, and a non-convex and non-separable objective function, it is very challenging to achieve the above aim. To this end, the above energy cost minimization problem is reformulated as a Markov game. Then, an HVAC control algorithm is proposed to solve the Markov game based on multi-agent deep reinforcement learning with attention mechanism. The proposed algorithm does not require any prior knowledge of uncertain parameters and can operate without knowing building thermal dynamics models. Simulation results based on real-world traces show the effectiveness, robustness and scalability of the proposed algorithm.

Xiaoming Liu, Qirui Li, Chao Shen et al.

Graph convolution network (GCN) attracts intensive research interest with broad applications. While existing work mainly focused on designing novel GCN architectures for better performance, few of them studied a practical yet challenging problem: How to learn GCNs from data with extremely limited annotation? In this paper, we propose a new learning method by sampling strategy and model compression to overcome this challenge. Our approach has multifold advantages: 1) the adaptive sampling strategy largely suppresses the GCN training deviation over uniform sampling; 2) compressed GCN-based methods with a smaller scale of parameters need fewer labeled data to train; 3) the smaller scale of training data is beneficial to reduce the human resource cost to label them. We choose six popular GCN baselines and conduct extensive experiments on three real-world datasets. The results show that by applying our method, all GCN baselines cut down the annotation requirement by as much as 90$\%$ and compress the scale of parameters more than 6$\times$ without sacrificing their strong performance. It verifies that the training method could extend the existing semi-supervised GCN-based methods to the scenarios with the extremely small scale of labeled data.

Yixin Wang, Xiaohong Guan, Youtian Du et al.

Music tone quality evaluation is generally performed by experts. It could be subjective and short of consistency and fairness as well as time-consuming. In this paper we present a new method for identifying the clarinet reed quality by evaluating tone quality based on the harmonic structure and energy distribution. We first decouple the quality of reed and clarinet pipe based on the acoustic harmonics, and discover that the reed quality is strongly relevant to the even parts of the harmonics. Then we construct a features set consisting of the even harmonic envelope and the energy distribution of harmonics in spectrum. The annotated clarinet audio data are recorded from 3 levels of performers and the tone quality is classified by machine learning. The results show that our new method for identifying low and medium high tones significantly outperforms previous methods.

Yiyan Qi, Pinghui Wang, Yuanming Zhang et al.

The well-known Gumbel-Max Trick for sampling elements from a categorical distribution (or more generally a nonnegative vector) and its variants have been widely used in areas such as machine learning and information retrieval. To sample a random element $i$ (or a Gumbel-Max variable $i$) in proportion to its positive weight $v_i$, the Gumbel-Max Trick first computes a Gumbel random variable $g_i$ for each positive weight element $i$, and then samples the element $i$ with the largest value of $g_i+\ln v_i$. Recently, applications including similarity estimation and graph embedding require to generate $k$ independent Gumbel-Max variables from high dimensional vectors. However, it is computationally expensive for a large $k$ (e.g., hundreds or even thousands) when using the traditional Gumbel-Max Trick. To solve this problem, we propose a novel algorithm, \emph{FastGM}, that reduces the time complexity from $O(kn^+)$ to $O(k \ln k + n^+)$, where $n^+$ is the number of positive elements in the vector of interest. Instead of computing $k$ independent Gumbel random variables directly, we find that there exists a technique to generate these variables in descending order. Using this technique, our method FastGM computes variables $g_i+\ln v_i$ for all positive elements $i$ in descending order. As a result, FastGM significantly reduces the computation time because we can stop the procedure of Gumbel random variables computing for many elements especially for those with small weights. Experiments on a variety of real-world datasets show that FastGM is orders of magnitude faster than state-of-the-art methods without sacrificing accuracy and incurring additional expenses.

Saeid Samizade, Zheng-Hua Tan, Chao Shen et al.

Machine Learning systems are vulnerable to adversarial attacks and will highly likely produce incorrect outputs under these attacks. There are white-box and black-box attacks regarding to adversary's access level to the victim learning algorithm. To defend the learning systems from these attacks, existing methods in the speech domain focus on modifying input signals and testing the behaviours of speech recognizers. We, however, formulate the defense as a classification problem and present a strategy for systematically generating adversarial example datasets: one for white-box attacks and one for black-box attacks, containing both adversarial and normal examples. The white-box attack is a gradient-based method on Baidu DeepSpeech with the Mozilla Common Voice database while the black-box attack is a gradient-free method on a deep model-based keyword spotting system with the Google Speech Command dataset. The generated datasets are used to train a proposed Convolutional Neural Network (CNN), together with cepstral features, to detect adversarial examples. Experimental results show that, it is possible to accurately distinct between adversarial and normal examples for known attacks, in both single-condition and multi-condition training settings, while the performance degrades dramatically for unknown attacks. The adversarial datasets and the source code are made publicly available.

Lin Lan, Zhenguo Li, Xiaohong Guan et al.

Despite significant progress, deep reinforcement learning (RL) suffers from data-inefficiency and limited generalization. Recent efforts apply meta-learning to learn a meta-learner from a set of RL tasks such that a novel but related task could be solved quickly. Though specific in some ways, different tasks in meta-RL are generally similar at a high level. However, most meta-RL methods do not explicitly and adequately model the specific and shared information among different tasks, which limits their ability to learn training tasks and to generalize to novel tasks. In this paper, we propose to capture the shared information on the one hand and meta-learn how to quickly abstract the specific information about a task on the other hand. Methodologically, we train an SGD meta-learner to quickly optimize a task encoder for each task, which generates a task embedding based on past experience. Meanwhile, we learn a policy which is shared across all tasks and conditioned on task embeddings. Empirical results on four simulated tasks demonstrate that our method has better learning capacity on both training and novel tasks and attains up to 3 to 4 times higher returns compared to baselines.

Yihui He, Xiaobo Ma, Xiapu Luo et al.

Security surveillance is one of the most important issues in smart cities, especially in an era of terrorism. Deploying a number of (video) cameras is a common surveillance approach. Given the never-ending power offered by vehicles to metropolises, exploiting vehicle traffic to design camera placement strategies could potentially facilitate security surveillance. This article constitutes the first effort toward building the linkage between vehicle traffic and security surveillance, which is a critical problem for smart cities. We expect our study could influence the decision making of surveillance camera placement, and foster more research of principled ways of security surveillance beneficial to our physical-world life. Code has been made publicly available.