Kameshwar Poolla

Pratyush Chakraborty, Enrique Baeyens, Kameshwar Poolla et al.

Sharing economy is a transformative socio-economic phenomenon built around the idea of sharing underused resources and services, e.g. transportation and housing, thereby reducing costs and extracting value. Anticipating continued reduction in the cost of electricity storage, we look into the potential opportunity in electrical power system where consumers share storage with each other. We consider two different scenarios. In the first scenario, consumers are assumed to already have individual storage devices and they explore cooperation to minimize the realized electricity consumption cost. In the second scenario, a group of consumers is interested to invest in joint storage capacity and operate it cooperatively. The resulting system problems are modeled using cooperative game theory. In both cases, the cooperative games are shown to have non-empty cores and we develop efficient cost allocations in the core with analytical expressions. Thus, sharing of storage in cooperative manner is shown to be very effective for the electric power system.

Pratyush Chakraborty, Enrique Baeyens, Pramod P. Khargonekar et al.

Ongoing reductions in the cost of solar photovoltaic (PV) systems are driving their increased installations by residential households. Various incentive programs such as feed-in tariff, net metering, net purchase and sale that allow the prosumers to sell their generated electricity to the grid are also powering this trend. In this paper, we investigate sharing of PV systems among a community of households, who can also benefit further by pooling their production. Using cooperative game theory, we find conditions under which such sharing decreases their net total cost. We also develop allocation rules such that the joint net electricity consumption cost is allocated to the participants. These cost allocations are based on the cost causation principle. The allocations also satisfy the standalone cost principle and promote PV solar aggregation. We also perform a comparative analytical study on the benefit of sharing under the mechanisms favorable for sharing, namely net metering, and net purchase and sale. The results are illustrated in a case study using real consumption data from a residential community in Austin, Texas.

Ashutosh Nayyar, Matias Negrete-Pincetic, Kameshwar Poolla et al.

As the proportion of total power supplied by renewable sources increases, it gets more costly to use reserve generation to compensate for the variability of renewables like solar and wind. Hence attention has been drawn to exploiting flexibility in demand as a substitute for reserve generation. Flexibility has different attributes. In this paper we consider loads requiring a constant power for a specified duration (within say one day), whose flexibility resides in the fact that power may be delivered at any time so long as the total duration of service equals the load's specified duration. We give conditions under which a variable power supply is adequate to meet these flexible loads, and describe how to allocate the power to the loads. We also characterize the additional power needed when the supply is inadequate. We study the problem of allocating the available power to loads to maximize welfare, and show that the welfare optimum can be sustained as a competitive equilibrium in a forward market in which electricity is sold as service contracts differentiated by the duration of service and power level. We compare this forward market with a spot market in their ability to capture the flexiblity inherent in duration-differentiated loads.

Miles H. F. Wen, Reza Arghandeh, Alexandra von Meier et al.

This paper proposes a novel phase identification method for distribution networks where phases can be severely unbalanced and insufficiently labeled. The analysis approach draws on data from high-precision phasor measurement units (micro-synchrophasors or uPMUs) for distribution systems. A key fact is that time-series voltage phasors taken from a distribution network show specific patterns regarding connected phases at measurement points. The algorithm is based on analyzing crosscorrelations over voltage magnitudes along with phase angle differences on two candidate phases to be matched. If two measurement points are on the same phase, large positive voltage magnitude correlations and small voltage angle differences should be observed. The algorithm is initially validated using the IEEE 13-bus model, and subsequently with actual uPMU measurements on a 12-kV feeder.

Vasantha Ramani, Pandarasamy Arjunan, Kameshwar Poolla et al.

This work presents the analysis of semantically segmented, longitudinally, and spatially rich thermal images collected at the neighborhood scale to identify hot and cool spots in urban areas. An infrared observatory was operated over a few months to collect thermal images of different types of buildings on the educational campus of the National University of Singapore. A subset of the thermal image dataset was used to train state-of-the-art deep learning models to segment various urban features such as buildings, vegetation, sky, and roads. It was observed that the U-Net segmentation model with `resnet34' CNN backbone has the highest mIoU score of 0.99 on the test dataset, compared to other models such as DeepLabV3, DeeplabV3+, FPN, and PSPnet. The masks generated using the segmentation models were then used to extract the temperature from thermal images and correct for differences in the emissivity of various urban features. Further, various statistical measure of the temperature extracted using the predicted segmentation masks is shown to closely match the temperature extracted using the ground truth masks. Finally, the masks were used to identify hot and cool spots in the urban feature at various instances of time. This forms one of the very few studies demonstrating the automated analysis of thermal images, which can be of potential use to urban planners for devising mitigation strategies for reducing the urban heat island (UHI) effect, improving building energy efficiency, and maximizing outdoor thermal comfort.

Vasantha Ramani, Miguel Martin, Pandarasamy Arjunan et al.

This work presents a study on the characterization of the air-conditioning (AC) usage pattern of non-residential buildings from thermal images collected from an urban-scale infrared (IR) observatory. To achieve this first, an image processing scheme, for cleaning and extraction of the temperature time series from the thermal images is implemented. To test the accuracy of the thermal measurements using IR camera, the extracted temperature is compared against the ground truth surface temperature measurements. It is observed that the detrended thermal measurements match well with the ground truth surface temperature measurements. Subsequently, the operational pattern of the water-cooled systems and window AC units are extracted from the analysis of the thermal signature. It is observed that for the water-cooled system, the difference between the rate of change of the window and wall can be used to extract the operational pattern. While, in the case of the window AC units, wavelet transform of the AC unit temperature is used to extract the frequency and time domain information of the AC unit operation. The results of the analysis are compared against the indoor temperature sensors installed in the office spaces of the building. It is realized that the accuracy in the prediction of the operational pattern is highest between 8 pm to 10 am, and it reduces during the day because of solar radiation and high daytime temperature. Subsequently, a characterization study is conducted for eight window/split AC units from the thermal image collected during the nighttime. This forms one of the first studies on the operational behavior of HVAC systems for non-residential buildings using the longitudinal thermal imaging technique. The output from this study can be used to better understand the operational and occupant behavior, without requiring to deploy a large array of sensors in the building space.

Ashutosh Nayyar, Matias Negrete-Pincetic, Kameshwar Poolla et al.

The integration of renewable generation poses operational and economic challenges for the electricity grid. For the core problem of power balance, the legacy paradigm of tailoring supply to follow random demand may be inappropriate under deep penetration of uncertain and intermittent renewable generation. In this situation, there is an emerging consensus that the alternative approach of controlling demand to follow random supply offers compelling economic benefits in terms of reduced regulation costs. This approach exploits the flexibility of demand side resources and requires sensing, actuation, and communication infrastructure; distributed control algorithms; and viable schemes to compensate participating loads. This paper considers rate-constrained energy services which are a specific paradigm for flexible demand. These services are characterized by a specified delivery window, the total amount of energy that must be supplied over this window, and the maximum rate at which this energy may be delivered. We consider a forward market where rate-constrained energy services are traded. We explore allocation policies and market decisions of a supplier in this market. The supplier owns a generation mix that includes some uncertain renewable generation and may also purchase energy in day-ahead and real-time markets to meet customer demand. The supplier must optimally select the portfolio of rate-constrained services to sell, the amount of day-ahead energy to buy, and the policies for making real-time energy purchases and allocations to customers to maximize its expected profit. We offer solutions to the supplier's decision and control problems to economically provide rate constrained energy services.

Subin Lin, Vasantha Ramani, Miguel Martin et al.

The paper describes a dataset that was collected by infrared thermography, which is a non-contact, non-intrusive technique to collect data and analyze the built environment in various aspects. While most studies focus on the city and building scales, the rooftop observatory provides high temporal and spatial resolution observations with dynamic interactions on the district scale. The rooftop infrared thermography observatory with a multi-modal platform that is capable of assessing a wide range of dynamic processes in urban systems was deployed in Singapore. It was placed on the top of two buildings that overlook the outdoor context of the campus of the National University of Singapore. The platform collects remote sensing data from tropical areas on a temporal scale, allowing users to determine the temperature trend of individual features such as buildings, roads, and vegetation. The dataset includes 1,365,921 thermal images collected on average at approximately 10 seconds intervals from two locations during ten months.

Baihong Jin, Yingshui Tan, Yuxin Chen et al.

Intermediate-Severity (IS) faults present milder symptoms compared to severe faults, and are more difficult to detect and diagnose due to their close resemblance to normal operating conditions. The lack of IS fault examples in the training data can pose severe risks to Fault Detection and Diagnosis (FDD) methods that are built upon Machine Learning (ML) techniques, because these faults can be easily mistaken as normal operating conditions. Ensemble models are widely applied in ML and are considered promising methods for detecting out-of-distribution (OOD) data. We identify common pitfalls in these models through extensive experiments with several popular ensemble models on two real-world datasets. Then, we discuss how to design more effective ensemble models for detecting and diagnosing IS faults.

Pandarasamy Arjunan, Kameshwar Poolla, Clayton Miller

Building energy performance benchmarking has been adopted widely in the USA and Canada through the Energy Star Portfolio Manager platform. Building operations and energy management professionals have long used a simple 1-100 score to understand how their building compares to its peers. This single number is easy to use, but is created by inaccurate linear regression (MLR) models. This paper proposes a methodology that enhances the existing Energy Star calculation method by increasing accuracy and providing additional model output processing to help explain why a building is achieving a certain score. We propose and test two new prediction models: multiple linear regression with feature interactions (MLRi) and gradient boosted trees (GBT). Both models have better average accuracy than the baseline Energy Star models. The third order MLRi and GBT models achieve 4.9% and 24.9% increase in adjusted R2, respectively, and 7.0% and 13.7% decrease in normalized root mean squared error (NRMSE), respectively, on average than MLR models for six building types. Even more importantly, a set of techniques is developed to help determine which factors most influence the score using SHAP values. The SHAP force visualization in particular offers an accessible overview of the aspects of the building that influence the score that non-technical users can readily interpret. This methodology is tested on the 2012 Commercial Building Energy Consumption Survey (CBECS)(1,812 buildings) and public data sets from the energy disclosure programs of New York City (11,131 buildings) and Seattle (2,073 buildings).

Hamidreza Tavafoghi, Kameshwar Poolla, Pravin Varaiya

We present a queuing model of parking dynamics and a model-based prediction method to provide real-time probabilistic forecasts of future parking occupancy. The queuing model has a non-homogeneous arrival rate and time-varying service time distribution. All statistical assumptions of the model are verified using data from 29 truck parking locations, each with between 55 and 299 parking spots. For each location and each spot the data specifies the arrival and departure times of a truck, for 16 months of operation. The modeling framework presented in this paper provides empirical support for queuing models adopted in many theoretical studies and policy designs. We discuss how our framework can be used to study parking problems in different environments. Based on the queuing model, we propose two prediction methods, a microscopic method and a macroscopic method, that provide a real-time probabilistic forecast of parking occupancy for an arbitrary forecast horizon. These model-based methods convert a probabilistic forecast problem into a parameter estimation problem that can be tackled using classical estimation methods such as regressions or pure machine learning algorithms. We characterize a lower bound for an arbitrary real-time prediction algorithm. We evaluate the performance of these methods using the truck data comparing the outcomes of their implementations with other model-based and model-free methods proposed in the literature.

Baihong Jin, Dan Li, Seshadhri Srinivasan et al.

Early detection of incipient faults is of vital importance to reducing maintenance costs, saving energy, and enhancing occupant comfort in buildings. Popular supervised learning models such as deep neural networks are considered promising due to their ability to directly learn from labeled fault data; however, it is known that the performance of supervised learning approaches highly relies on the availability and quality of labeled training data. In Fault Detection and Diagnosis (FDD) applications, the lack of labeled incipient fault data has posed a major challenge to applying these supervised learning techniques to commercial buildings. To overcome this challenge, this paper proposes using Monte Carlo dropout (MC-dropout) to enhance the supervised learning pipeline, so that the resulting neural network is able to detect and diagnose unseen incipient fault examples. We also examine the proposed MC-dropout method on the RP-1043 dataset to demonstrate its effectiveness in indicating the most likely incipient fault types.

Baihong Jin, Yuxin Chen, Dan Li et al.

It is important to identify the change point of a system's health status, which usually signifies an incipient fault under development. The One-Class Support Vector Machine (OC-SVM) is a popular machine learning model for anomaly detection and hence could be used for identifying change points; however, it is sometimes difficult to obtain a good OC-SVM model that can be used on sensor measurement time series to identify the change points in system health status. In this paper, we propose a novel approach for calibrating OC-SVM models. The approach uses a heuristic search method to find a good set of input data and hyperparameters that yield a well-performing model. Our results on the C-MAPSS dataset demonstrate that OC-SVM can also achieve satisfactory accuracy in detecting change point in time series with fewer training data, compared to state-of-the-art deep learning approaches. In our case study, the OC-SVM calibrated by the proposed model is shown to be useful especially in scenarios with limited amount of training data.

Dileep Kalathil, Chenye Wu, Kameshwar Poolla et al.

The sharing economy has disrupted housing and transportation sectors. Homeowners can rent out their property when they are away on vacation, car owners can offer ride sharing services. These sharing economy business models are based on monetizing under-utilized infrastructure. They are enabled by peer-to-peer platforms that match eager sellers with willing buyers. Are there compelling sharing economy opportunities in the electricity sector? What products or services can be shared in tomorrow's Smart Grid? We begin by exploring sharing economy opportunities in the electricity sector, and discuss regulatory and technical obstacles to these opportunities. We then study the specific problem of a collection of firms sharing their electricity storage. We characterize equilibrium prices for shared storage in a spot market. We formulate storage investment decisions of the firms as a non-convex non-cooperative game. We show that under a mild alignment condition, a Nash equilibrium exists, it is unique, and it supports the social welfare. We discuss technology platforms necessary for the physical exchange of power, and market platforms necessary to trade electricity storage. We close with synthetic examples to illustrate our ideas.

Borhan M. Sanandaji, Akin Tascikaraoglu, Kameshwar Poolla et al.

Integrating wind power into the grid is challenging because of its random nature. Integration is facilitated with accurate short-term forecasts of wind power. The paper presents a spatio-temporal wind speed forecasting algorithm that incorporates the time series data of a target station and data of surrounding stations. Inspired by Compressive Sensing (CS) and structured-sparse recovery algorithms, we claim that there usually exists an intrinsic low-dimensional structure governing a large collection of stations that should be exploited. We cast the forecasting problem as recovery of a block-sparse signal $\boldsymbol{x}$ from a set of linear equations $\boldsymbol{b} = A\boldsymbol{x}$ for which we propose novel structure-sparse recovery algorithms. Results of a case study in the east coast show that the proposed Compressive Spatio-Temporal Wind Speed Forecasting (CST-WSF) algorithm significantly improves the short-term forecasts compared to a set of widely-used benchmark models.

Guido Cavraro, Reza Arghandeh, Alexandra von Meier et al.

This paper proposes a data-driven approach to detect the switching actions and topology transitions in distribution networks. It is based on the real time analysis of time-series voltages measurements. The analysis approach draws on data from high-precision phasor measurement units ($μ$PMUs or synchrophasors) for distribution networks. The key fact is that time-series measurement data taken from the distribution network has specific patterns representing state transitions such as topology changes. The proposed algorithm is based on comparison of actual voltage measurements with a library of signatures derived from the possible topologies simulation. The IEEE 33-bus model is used for the algorithm validation.

He Hao, Borhan M. Sanandaji, Kameshwar Poolla et al.

Residential Thermostatically Controlled Loads (TCLs) such as Air Conditioners (ACs), heat pumps, water heaters, and refrigerators have an enormous thermal storage potential for providing regulation reserve to the grid. In this paper, we study the potential resource and economic analysis of TCLs providing frequency regulation service. In particular, we show that the potential resource of TCLs in California is more than enough for both current and predicted near-future regulation requirements for the California power system. Moreover, we estimate the cost and revenue of TCLs, discuss the qualification requirements, recommended policy changes, and participation incentive methods, and compare TCLs with other energy storage technologies. We show that TCLs are potentially more cost-effective than other energy storage technologies such as flywheels, Li-ion, advanced lead acid, and Zinc Bromide batteries.