Pawel Drozdowski

Johannes Merkle, Christian Rathgeb, Benjamin Tams et al.

The goal of the project "Facial Metrics for EES" is to develop, implement and publish an open source algorithm for the quality assessment of facial images (OFIQ) for face recognition, in particular for border control scenarios.1 In order to stimulate the harmonization of the requirements and practices applied for QA for facial images, the insights gained and algorithms developed in the project will be contributed to the current (2022) revision of the ISO/IEC 29794-5 standard. Furthermore, the implemented quality metrics and algorithms will consider the recommendations and requirements from other relevant standards, in particular ISO/IEC 19794-5:2011, ISO/IEC 29794-5:2010, ISO/IEC 39794-5:2019 and Version 5.2 of the BSI Technical Guideline TR-03121 Part 3 Volume 1. In order to establish an informed basis for the selection of quality metrics and the development of corresponding quality assessment algorithms, the state of the art of methods and algorithms (defining a metric), implementations and datasets for quality assessment for facial images is surveyed. For all relevant quality aspects, this document summarizes the requirements of the aforementioned standards, known results on their impact on face recognition performance, publicly available datasets, proposed methods and algorithms and open source software implementations.

Pawel Drozdowski, Fabian Stockhardt, Christian Rathgeb et al.

Computationally efficient, accurate, and privacy-preserving data storage and retrieval are among the key challenges faced by practical deployments of biometric identification systems worldwide. In this work, a method of protected indexing of biometric data is presented. By utilising feature-level fusion of intelligently paired templates, a multi-stage search structure is created. During retrieval, the list of potential candidate identities is successively pre-filtered, thereby reducing the number of template comparisons necessary for a biometric identification transaction. Protection of the biometric probe templates, as well as the stored reference templates and the created index is carried out using homomorphic encryption. The proposed method is extensively evaluated in closed-set and open-set identification scenarios on publicly available databases using two state-of-the-art open-source face recognition systems. With respect to a typical baseline algorithm utilising an exhaustive search-based retrieval algorithm, the proposed method enables a reduction of the computational workload associated with a biometric identification transaction by 90%, while simultaneously suffering no degradation of the biometric performance. Furthermore, by facilitating a seamless integration of template protection with open-source homomorphic encryption libraries, the proposed method guarantees unlinkability, irreversibility, and renewability of the protected biometric data.

Pawel Drozdowski, Christian Rathgeb, Christoph Busch

Recently, different researchers have found that the gallery composition of a face database can induce performance differentials to facial identification systems in which a probe image is compared against up to all stored reference images to reach a biometric decision. This negative effect is referred to as "watchlist imbalance effect". In this work, we present a method to theoretically estimate said effect for a biometric identification system given its verification performance across demographic groups and the composition of the used gallery. Further, we report results for identification experiments on differently composed demographic subsets, i.e. females and males, of the public academic MORPH database using the open-source ArcFace face recognition system. It is shown that the database composition has a huge impact on performance differentials in biometric identification systems, even if performance differentials are less pronounced in the verification scenario. This study represents the first detailed analysis of the watchlist imbalance effect which is expected to be of high interest for future research in the field of facial recognition.

Mathias Ibsen, Christian Rathgeb, Thomas Fink et al.

In the past years, face recognition technologies have shown impressive recognition performance, mainly due to recent developments in deep convolutional neural networks. Notwithstanding those improvements, several challenges which affect the performance of face recognition systems remain. In this work, we investigate the impact that facial tattoos and paintings have on current face recognition systems. To this end, we first collected an appropriate database containing image-pairs of individuals with and without facial tattoos or paintings. The assembled database was used to evaluate how facial tattoos and paintings affect the detection, quality estimation, as well as the feature extraction and comparison modules of a face recognition system. The impact on these modules was evaluated using state-of-the-art open-source and commercial systems. The obtained results show that facial tattoos and paintings affect all the tested modules, especially for images where a large area of the face is covered with tattoos or paintings. Our work is an initial case-study and indicates a need to design algorithms which are robust to the visual changes caused by facial tattoos and paintings.

Pawel Drozdowski, Fabian Stockhardt, Christian Rathgeb et al.

The growing scope, scale, and number of biometric deployments around the world emphasise the need for research into technologies facilitating efficient and reliable biometric identification queries. This work presents a method of indexing biometric databases, which relies on signal-level fusion of facial images (morphing) to create a multi-stage data-structure and retrieval protocol. By successively pre-filtering the list of potential candidate identities, the proposed method makes it possible to reduce the necessary number of biometric template comparisons to complete a biometric identification transaction. The proposed method is extensively evaluated on publicly available databases using open-source and commercial off-the-shelf recognition systems. The results show that using the proposed method, the computational workload can be reduced down to around 30%, while the biometric performance of a baseline exhaustive search-based retrieval is fully maintained, both in closed-set and open-set identification scenarios.

Mathias Ibsen, Christian Rathgeb, Pawel Drozdowski et al.

Systems that analyse faces have seen significant improvements in recent years and are today used in numerous application scenarios. However, these systems have been found to be negatively affected by facial alterations such as tattoos. To better understand and mitigate the effect of facial tattoos in facial analysis systems, large datasets of images of individuals with and without tattoos are needed. To this end, we propose a generator for automatically adding realistic tattoos to facial images. Moreover, we demonstrate the feasibility of the generation by using a deep learning-based model for removing tattoos from face images. The experimental results show that it is possible to remove facial tattoos from real images without degrading the quality of the image. Additionally, we show that it is possible to improve face recognition accuracy by using the proposed deep learning-based tattoo removal before extracting and comparing facial features.

Christian Rathgeb, Robert Nichols, Mathias Ibsen et al.

We investigate the potential of fusing human examiner decisions for the task of digital face manipulation detection. To this end, various decision fusion methods are proposed incorporating the examiners' decision confidence, experience level, and their time to take a decision. Conducted experiments are based on a psychophysical evaluation of digital face image manipulation detection capabilities of humans in which different manipulation techniques were applied, i.e. face morphing, face swapping and retouching. The decisions of 223 participants were fused to simulate crowds of up to seven human examiners. Experimental results reveal that (1) despite the moderate detection performance achieved by single human examiners, a high accuracy can be obtained through decision fusion and (2) a weighted fusion which takes the examiners' decision confidence into account yields the most competitive detection performance.

Robert Nichols, Christian Rathgeb, Pawel Drozdowski et al.

In recent years, increasing deployment of face recognition technology in security-critical settings, such as border control or law enforcement, has led to considerable interest in the vulnerability of face recognition systems to attacks utilising legitimate documents, which are issued on the basis of digitally manipulated face images. As automated manipulation and attack detection remains a challenging task, conventional processes with human inspectors performing identity verification remain indispensable. These circumstances merit a closer investigation of human capabilities in detecting manipulated face images, as previous work in this field is sparse and often concentrated only on specific scenarios and biometric characteristics. This work introduces a web-based, remote visual discrimination experiment on the basis of principles adopted from the field of psychophysics and subsequently discusses interdisciplinary opportunities with the aim of examining human proficiency in detecting different types of digitally manipulated face images, specifically face swapping, morphing, and retouching. In addition to analysing appropriate performance measures, a possible metric of detectability is explored. Experimental data of 306 probands indicate that detection performance is widely distributed across the population and detection of certain types of face image manipulations is much more challenging than others.

Christian Rathgeb, Daniel Fischer, Pawel Drozdowski et al.

Doppelgängers (or lookalikes) usually yield an increased probability of false matches in a facial recognition system, as opposed to random face image pairs selected for non-mated comparison trials. In this work, we assess the impact of doppelgängers on the HDA Doppelgänger and Disguised Faces in The Wild databases using a state-of-the-art face recognition system. It is found that doppelgänger image pairs yield very high similarity scores resulting in a significant increase of false match rates. Further, we propose a doppelgänger detection method which distinguishes doppelgängers from mated comparison trials by analysing differences in deep representations obtained from face image pairs. The proposed detection system employs a machine learning-based classifier, which is trained with generated doppelgänger image pairs utilising face morphing techniques. Experimental evaluations conducted on the HDA Doppelgänger and Look-Alike Face databases reveal a detection equal error rate of approximately 2.7% for the task of separating mated authentication attempts from doppelgängers.

Dailé Osorio-Roig, Christian Rathgeb, Pawel Drozdowski et al.

In the recent past, different researchers have proposed privacy-enhancing face recognition systems designed to conceal soft-biometric attributes at feature level. These works have reported impressive results, but generally did not consider specific attacks in their analysis of privacy protection. We introduce an attack on said schemes based on two observations: (1) highly similar facial representations usually originate from face images with similar soft-biometric attributes; (2) to achieve high recognition accuracy, robustness against intra-class variations within facial representations has to be retained in their privacy-enhanced versions. The presented attack only requires the privacy-enhancing algorithm as a black-box and a relatively small database of face images with annotated soft-biometric attributes. Firstly, an intercepted privacy-enhanced face representation is compared against the attacker's database. Subsequently, the unknown attribute is inferred from the attributes associated with the highest obtained similarity scores. In the experiments, the attack is applied against two state-of-the-art approaches. The attack is shown to circumvent the privacy enhancement to a considerable degree and is able to correctly classify gender with an accuracy of up to approximately 90%. Future works on privacy-enhancing face recognition are encouraged to include the proposed attack in evaluations on the privacy protection.

Mathias Ibsen, Lázaro J. González-Soler, Christian Rathgeb et al.

Due to their convenience and high accuracy, face recognition systems are widely employed in governmental and personal security applications to automatically recognise individuals. Despite recent advances, face recognition systems have shown to be particularly vulnerable to identity attacks (i.e., digital manipulations and attack presentations). Identity attacks pose a big security threat as they can be used to gain unauthorised access and spread misinformation. In this context, most algorithms for detecting identity attacks generalise poorly to attack types that are unknown at training time. To tackle this problem, we introduce a differential anomaly detection framework in which deep face embeddings are first extracted from pairs of images (i.e., reference and probe) and then combined for identity attack detection. The experimental evaluation conducted over several databases shows a high generalisation capability of the proposed method for detecting unknown attacks in both the digital and physical domains.

Christian Rathgeb, Pawel Drozdowski, Naser Damer et al.

Algorithmic decision systems have frequently been labelled as "biased", "racist", "sexist", or "unfair" by numerous media outlets, organisations, and researchers. There is an ongoing debate whether such assessments are justified and whether citizens and policymakers should be concerned. These and other related matters have recently become a hot topic in the context of biometric technologies, which are ubiquitous in personal, commercial, and governmental applications. Biometrics represent an essential component of many surveillance, access control, and operational identity management systems, thus directly or indirectly affecting billions of people all around the world. In order to provide a forum for experts in the field, the European Association for Biometrics organised an event series with "demographic fairness in biometric systems" as an overarching theme. The events featured presentations by international experts from academic, industry, and governmental organisations and facilitated interactions and discussions between the experts and the audience. Further consultation of experts was undertaken by means of a questionnaire. This work summarises opinions of experts and findings of said events on the topic of demographic fairness in biometric systems including several important aspects such as the developments of evaluation metrics and standards as well as related issues, e.g. the need for transparency and explainability in biometric systems or legal and ethical issues.

Marta Gomez-Barrero, Pawel Drozdowski, Christian Rathgeb et al.

Since early 2020 the COVID-19 pandemic has had a considerable impact on many aspects of daily life. A range of different measures have been implemented worldwide to reduce the rate of new infections and to manage the pressure on national health services. A primary strategy has been to reduce gatherings and the potential for transmission through the prioritisation of remote working and education. Enhanced hand hygiene and the use of facial masks have decreased the spread of pathogens when gatherings are unavoidable. These particular measures present challenges for reliable biometric recognition, e.g. for facial-, voice- and hand-based biometrics. At the same time, new challenges create new opportunities and research directions, e.g. renewed interest in non-constrained iris or periocular recognition, touch-less fingerprint- and vein-based authentication and the use of biometric characteristics for disease detection. This article presents an overview of the research carried out to address those challenges and emerging opportunities.

Christian Rathgeb, Pawel Drozdowski, Christoph Busch

Facial cosmetics have the ability to substantially alter the facial appearance, which can negatively affect the decisions of a face recognition. In addition, it was recently shown that the application of makeup can be abused to launch so-called makeup presentation attacks. In such attacks, the attacker might apply heavy makeup in order to achieve the facial appearance of a target subject for the purpose of impersonation. In this work, we assess the vulnerability of a COTS face recognition system to makeup presentation attacks employing the publicly available Makeup Induced Face Spoofing (MIFS) database. It is shown that makeup presentation attacks might seriously impact the security of the face recognition system. Further, we propose an attack detection scheme which distinguishes makeup presentation attacks from genuine authentication attempts by analysing differences in deep face representations obtained from potential makeup presentation attacks and corresponding target face images. The proposed detection system employs a machine learning-based classifier, which is trained with synthetically generated makeup presentation attacks utilizing a generative adversarial network for facial makeup transfer in conjunction with image warping. Experimental evaluations conducted using the MIFS database reveal a detection equal error rate of 0.7% for the task of separating genuine authentication attempts from makeup presentation attacks.